FRANK THOMAS — Lobbyist Profile | Poliscope

FRANK THOMAS

Reported covered position: N/A

Filings

Clients

Firms

Years active

2006–2023

Associated filing income

—

How to read the money

Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.

Clients represented

Client	Filings	Years
STEPHENS INVESTMENTS HOLDINGS LLC	69	2006–2023

Lobbying firms

Firm	Filings	Years
STEPHENS INVESTMENTS HOLDINGS LLC	69	2006–2023

Bills explicitly cited in this lobbyist’s assigned issues (6)

No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.

H.R. 1

An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.

Client: STEPHENS INVESTMENTS HOLDINGS LLC · Firm: STEPHENS INVESTMENTS HOLDINGS LLC

Open original LDA filing ↗

Cited source text

HR 1, Tax Cuts and Jobs Act, Pass-through deduction for qualified business income.

H.R. 1935

To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services.

Client: STEPHENS INVESTMENTS HOLDINGS LLC · Firm: STEPHENS INVESTMENTS HOLDINGS LLC

Open original LDA filing ↗

Original LDA source filings (69)

Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2023 · first_quarter · 1A

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2023 · first_quarter · Q1

Firm income: —Client expense: $40,000

Source: Senate LDA

Show 65 more original filings

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2022 · second_quarter · 2A

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2022 · first_quarter · 1A

Firm income: —Client expense: $90,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2022 · fourth_quarter · Q4

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2022 · third_quarter · Q3

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2022 · second_quarter · Q2

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2022 · first_quarter · Q1

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2021 · fourth_quarter · 4A

Firm income: —Client expense: $110,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2021 · third_quarter · 3A

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2021 · fourth_quarter · Q4

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2021 · third_quarter · Q3

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2021 · second_quarter · Q2

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2021 · first_quarter · Q1

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2020 · fourth_quarter · Q4

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2020 · third_quarter · Q3

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations and Tax Issues

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2020 · second_quarter · Q2

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2020 · first_quarter · Q1

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2019 · fourth_quarter · Q4

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2019 · third_quarter · Q3

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2019 · second_quarter · Q2

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2019 · first_quarter · Q1

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2018 · fourth_quarter · Q4

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations/Share Class Initiative

TAX

Taxation/Internal Revenue Code

Section 199A, Pass-through deduction for qualified income.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2018 · third_quarter · Q3

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulation

TAX

Taxation/Internal Revenue Code

Section 199A, Pass-through deduction for qualified income.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2018 · second_quarter · Q2

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

HR 1, Tax Cuts and Jobs Act, Pass-through deduction for qualified business income.

FIN

Financial Institutions/Investments/Securities

Financial Services Regulation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2018 · first_quarter · Q1

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulation

TAX

Taxation/Internal Revenue Code

Tax Reform

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2017 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulation

TAX

Taxation/Internal Revenue Code

Tax Reform

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2017 · third_quarter · Q3

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Financial Services Regulation

TAX

Taxation/Internal Revenue Code

Tax Reform

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2017 · second_quarter · Q2

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform

FIN

Financial Institutions/Investments/Securities

Financial Choice Act

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2017 · first_quarter · Q1

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform

FIN

Financial Institutions/Investments/Securities

Financial Services Regulations

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2016 · third_quarter · Q3

Firm income: —Client expense: $70,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Regulations that impact the Financial Services industry.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2016 · second_quarter · Q2

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Regulations that impact the Financial Services industry.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2016 · first_quarter · Q1

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Regulations that impact the Financial Services industry.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2015 · second_quarter · 2A

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Industry Regulatory Authority(FINRA)proposed rule to implement Comprehensive Automated Risk Data System (CARDS). The SEC's Municipalities Continuing Disclosure Cooperation (MCDC) Initiative. The Dept. of Labor's proposed Fiduciary Rule amendment.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2015 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2015 · third_quarter · Q3

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2015 · second_quarter · Q2

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2015 · first_quarter · Q1

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Industry Regulatory Authority(FINRA)proposed rule to implement Comprehensive Automated Risk Data System (CARDS)

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2014 · fourth_quarter · Q4

Firm income: —Client expense: $50,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Industry Regulatory Authority (FINRA) proposed rule to implement Comprehensive Automated Risk Data System (CARDS)

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2014 · third_quarter · Q3

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial Industry Regulatory Authority (FINRA)proposed rule to implement Comprehensive Automated Risk Data System (CARDS)

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2014 · first_quarter · Q1

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform affecting passthrough entities and carried interest.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2013 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform affecting passthrough entities and carried interest.

Filing targets: HOUSE OF REPRESENTATIVES

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2013 · third_quarter · Q3

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform affecting passthrough entities and carried interest.

Filing targets: HOUSE OF REPRESENTATIVES

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2013 · second_quarter · Q2

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform affecting passthrough entities and carried interest.

Filing targets: HOUSE OF REPRESENTATIVES

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2013 · first_quarter · Q1

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform affecting passthrough entities and carried interest

Filing targets: HOUSE OF REPRESENTATIVES

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2012 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2012 · third_quarter · Q3

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2012 · second_quarter · Q2

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Advocating passage of the JOBS Act (H.R. 3606)

TAX

Taxation/Internal Revenue Code

Tax Reform

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2012 · first_quarter · Q1

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

Definition of Municipal Financial Advisor

FIN

Financial Institutions/Investments/Securities

Advocating passage of the JOBS Act (H.R. 3606)

IMM

Immigration

H2B Visas

TAX

Taxation/Internal Revenue Code

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2011 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

BAN

Banking

Definition of Municipal Financial Advisor

TAX

Taxation/Internal Revenue Code

Tax Reform

IMM

Immigration

H2B Visas

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2011 · third_quarter · Q3

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Tax Reform

IMM

Immigration

H2B Visas

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2011 · second_quarter · Q2

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Proposed Debt Ceiling Legislation

FIN

Financial Institutions/Investments/Securities

Implementation of Dodd-Frank

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2011 · first_quarter · Q1

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Implementation of Dodd-Frank

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2010 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

H.R. 1935, To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services.

Filing targets: SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2010 · third_quarter · Q3

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

H.R. 1935, To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services.

Filing targets: SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2010 · second_quarter · Q2

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to financial services reform legislation and H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009: S. 3217, Restoring American Financial Stability Act of 2010.

TAX

Taxation/Internal Revenue Code

H.R. 1935, To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services.

Filing targets: SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2010 · first_quarter · Q1

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

H.R. 1935, To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services.

Filing targets: SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2009 · fourth_quarter · Q4

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

H.R. 1935, To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services.

Filing targets: SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2008 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Estate Tax, Subchapter S Modernization, Capital Gains, Dividends

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2008 · third_quarter · Q3

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Estate Tax, Subchapter S Modernization, Capital Gains, Dividends

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2008 · second_quarter · Q2

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Estate Tax Subchapter S Modernization Capital Gains Dividends

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2008 · first_quarter · Q1

Firm income: —Client expense: $40,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Estate Tax Subchapter S Modernization Capital Gains Dividends

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2007 · year_end · YY

Firm income: —Client expense: $120,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Estate Tax Subchapter S Modernization Capital Gains Dividends

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2007 · mid_year · MM

Firm income: —Client expense: $120,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Estate Tax Subchapter S Modernization Capital Gains Dividends

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2006 · mid_year · RA

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Estate Tax Subchapter S Modernization

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2006 · year_end · YY

Firm income: —Client expense: $120,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

TAX

Taxation/Internal Revenue Code

Estate Tax Subchapter S Modernization

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

STEPHENS INVESTMENTS HOLDINGS LLC via STEPHENS INVESTMENTS HOLDINGS LLC

2006 · mid_year · RR

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (0 issues)