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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624)
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · fourth_quarter · 4T
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · third_quarter · Q3
Source: Senate LDA
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Investment Adviser Examination Improvement Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Investment Adviser Examination Improvement Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Financial Services Reform- HR 4173, S 3217
Consumer Financial Protection Agency Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Consumer Financial Protection Agency Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Financial Services Regulatory Reform: HR 4173, Senate Banking Discussion Draft
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · first_quarter · Q1
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Discussion draft- Investment Advisers Oversight Act of 2011
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · fourth_quarter · Q4
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Discussion draft- Investment Advisers Oversight Act of 2011
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · third_quarter · Q3
Dodd-Frank Wall Street reform and Consumer Protection Act; related studies (Sections 913, 914, 919); Discussion Draft- Investment Advisers Oversigh Act of 2011
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · first_quarter · Q1
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · fourth_quarter · Q4
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · third_quarter · Q3
Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010; Equity Indexed Annuities (SEC Rule 151A); SEC funding
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · first_quarter · Q1
Financial Services Reform- HR 4173, S 3217
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · third_quarter · 3A
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · fourth_quarter · Q4
Financial Services Regulatory Reform: HR 4173, Senate Banking Discussion Draft
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · third_quarter · Q3
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · second_quarter · Q2
Financial services regulatory reform
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · first_quarter · Q1
Financial services regulatory reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · fourth_quarter · Q4
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisors and Broker Dealers; SEC Release Nos 33-8933, 34-58022- Indexed Annuitites and Certain Other Insurance Contracts; SEC Release No. 2653- Temporary Rule Regarding Principal Trades; Treasury Department's Temporary Guarantee Program for Money Market Funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · third_quarter · Q3
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers; Treasury Department Review of Regulatory Structure Associated with Financial Institutions; SEC Release Nos. 33-8933, 34-58022- Indexed Annuities and Certain Other Insurance Contracts; SEC Release No. 2653-Temporary Rule Regarding Principal Trades with Certain Advisory Clients
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · second_quarter · Q2
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers Treasury Department Review of Regulatory Structure Associated with Financial Institutions SEC Release No. IA-2652 SEC Release No. 2653
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of