How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
VANGUARD GROUP via VANGUARD GROUP
2026 · third_quarter · Q3
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Source: Senate LDA
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Generating Retirement Ownership through Long-Term Holding
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Generating Retirement Ownership through Long-Term Holding
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Generating Retirement Ownership through Long-Term Holding
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Improving Disclosure for Investors Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Improving Disclosure for Investors Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Improving Disclosure for Investors Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities, including Trump Accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and child savings accounts
An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and child savings accounts
An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 2441) Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process
Generating Retirement Ownership through Long-Term Holding
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives
Generating Retirement Ownership through Long-Term Holding
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Generating Retirement Ownership through Long-Term Holding
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and child savings accounts
Generating Retirement Ownership through Long-Term Holding
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and child savings accounts
Foreign Investment Guardrails to Help Thwart (FIGHT) China Act
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Foreign Investment Guardrails to Help Thwart (FIGHT) China Act
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Foreign Investment Guardrails to Help Thwart (FIGHT) China Act
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Improving Disclosure for Investors Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 2441) Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets
Improving Disclosure for Investors Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Improving Disclosure for Investors Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Improving Disclosure for Investors Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Financial Stability Oversight Council Improvement Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Indian Health Service Emergency Claims Parity Act
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Indian Health Service Emergency Claims Parity Act
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Indian Health Service Emergency Claims Parity Act
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
National Defense Authorization Act for Fiscal Year 2026
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 2441) Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, and investments in IRAs, including default investments Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability
Improving Disclosure for Investors Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Improving Disclosure for Investors Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Improving Disclosure for Investors Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Improving Disclosure for Investors Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Retirement Fairness for Charities and Educational Institutions Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Retirement Fairness for Charities and Educational Institutions Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Retirement Fairness for Charities and Educational Institutions Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Retirement Fairness for Charities and Educational Institutions Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Retirement Fairness for Charities and Educational Institutions Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to employee benefit plan administration Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T, including Section 603 Issues related to access to investment opportunities, including childrens savings accounts, and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Retirement Fairness for Charities and Educational Institutions Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, including default investments Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to automatic portability
Retirement Fairness for Charities and Educational Institutions Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to employee benefit plan administration, including default investments Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Retirement Fairness for Charities and Educational Institutions Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to employee benefit plan administration Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Financial Stability Oversight Council Improvement Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Financial Stability Oversight Council Improvement Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Financial Stability Oversight Council Improvement Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Financial Stability Oversight Council Improvement Act of 2023
Client: VANGUARD GROUP · Firm: VANGUARD GROUP
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
VANGUARD GROUP via VANGUARD GROUP
2026 · second_quarter · Q2
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670), and the Empowering Shareholders Act (H.R. 8265) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
VANGUARD GROUP via VANGUARD GROUP
2026 · first_quarter · Q1
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682, S.3578) Issues related to the INVEST Act (H.R.3383)
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
VANGUARD GROUP via VANGUARD GROUP
2025 · fourth_quarter · Q4
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including proxy process, and the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055), and the National Defense Authorization Act (S.1071) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682) Issues related to the INVEST Act (H.R.3383)
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process Issues related to the INVEST Act (H.R.3383)
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and Trump Accounts
Filing targets: Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
VANGUARD GROUP via VANGUARD GROUP
2025 · third_quarter · Q3
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.1670) Issues related to fixed income funds Issues related to index funds and index fund regulation Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability Issues related to corporate governance, including proxy process
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and child savings accounts
Filing targets: Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
VANGUARD GROUP via VANGUARD GROUP
2025 · second_quarter · Q2
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience, including providing for electronic delivery of fund information, and the Improving Disclosure for Investors Act (H.R. 2441, S. 1877) Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets, including Foreign Investment Guardrails to Help Thwart China Act (H.R. 2246, S.1055) Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R.3682)
Issues related to employee benefit plan administration, and investments in IRAs, including default investments and child savings accounts Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability
VANGUARD GROUP via VANGUARD GROUP
2025 · first_quarter · Q1
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 2441) Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets
Issues related to employee benefit plan administration, and investments in IRAs, including default investments Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability
VANGUARD GROUP via VANGUARD GROUP
2024 · fourth_quarter · Q4
General tax issues related to mutual funds and ETFs Issues related to municipal bonds and the structure of the municipal securities market
Issues related to employee benefit plan administration, including default investments Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to automatic portability
VANGUARD GROUP via VANGUARD GROUP
2024 · third_quarter · Q3
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
VANGUARD GROUP via VANGUARD GROUP
2024 · second_quarter · Q2
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to employee benefit plan administration Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
VANGUARD GROUP via VANGUARD GROUP
2024 · first_quarter · Q1
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
VANGUARD GROUP via VANGUARD GROUP
2023 · fourth_quarter · Q4
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, hardship withdrawals, and coverage proposals Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T, including Section 603 Issues related to access to investment opportunities, including childrens savings accounts, and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
VANGUARD GROUP via VANGUARD GROUP
2023 · third_quarter · Q3
General tax issues related to mutual funds and ETFs Issues related to municipal bonds and the structure of the municipal securities market
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
VANGUARD GROUP via VANGUARD GROUP
2023 · second_quarter · Q2
Issues related to the debt ceiling
General tax issues related to mutual funds and ETFs Issues related to municipal bonds and the structure of the municipal securities market, including the Investing in Our Communities Act (H.R.1837)
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing
VANGUARD GROUP via VANGUARD GROUP
2023 · first_quarter · Q1
General tax issues related to mutual funds and ETFs Issues related to municipal bonds and the structure of the municipal securities market, including the Investing in Our Communities Act (H.R.1837) Issues related to allowing collective investment trusts in 403(b) plans
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807) Issues related to allowing collective investment trusts in 403(b) plans Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing
VANGUARD GROUP via VANGUARD GROUP
2022 · fourth_quarter · Q4
General tax issues related to mutual funds and ETFs Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) and the Consolidated Appropriations Act of 2023, Division T (H.R. 2617) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to the RISE and SHINE Act (S. 4353) Issues related to the Enhancing American Retirement Now (EARN) Act (S. 4808)
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings, including the further use of Roth options Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, and coverage proposals Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) and the Consolidated Appropriations Act of 2023, Division T (H.R. 2617) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to performance benchmarks in the case of designated investment alternatives Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to the Retirement Improvement and Savings Enhancement (RISE) Act (H.R. 5891) Issues related to the RISE and SHINE Act (S. 4353) Issues related to the Enhancing American Retirement Now (EARN) Act (S. 4808)
VANGUARD GROUP via VANGUARD GROUP
2022 · third_quarter · Q3
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings, including the further use of Roth options Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, and coverage proposals Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to performance benchmarks in the case of designated investment alternatives Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to the Retirement Improvement and Savings Enhancement (RISE) Act (H.R. 5891) Issues related to the RISE and SHINE Act (S. 4353) Issues related to the Enhancing American Retirement Now (EARN) Act (S. 4808)
VANGUARD GROUP via VANGUARD GROUP
2022 · second_quarter · Q2
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings, including the further use of Roth options Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, and coverage proposals Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to performance benchmarks in the case of designated investment alternatives Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to the Retirement Improvement and Savings Enhancement (RISE) Act (H.R. 5891) Issues related to the RISE and SHINE Act (S.4353) Issues related to the Enhancing American Retirement Now (EARN) Act
VANGUARD GROUP via VANGUARD GROUP
2022 · first_quarter · Q1
Issues related to funding the federal government Issues related to the IGNITE HBCU Excellence Act (H.R. 3294, S. 1945)
General tax issues related to mutual funds and ETFs Issues related to long-term investing, including capital gains Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954)
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings, including the further use of Roth options Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, and coverage proposals Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to performance benchmarks in the case of designated investment alternatives Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to the Retirement Improvement and Savings Enhancement (RISE) Act (H.R. 5891)
VANGUARD GROUP via VANGUARD GROUP
2021 · fourth_quarter · Q4
General tax issues related to mutual funds and ETFs, including in-kind redemptions Issues related to long-term investing, including capital gains Issues related to taxation of municipal bonds Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to the Build Back Better Act (H.R. 5376)
Issues related to funding the federal government, including the debt ceiling Issues related to the IGNITE HBCU Excellence Act (H.R. 3294, S. 1945)
VANGUARD GROUP via VANGUARD GROUP
2021 · third_quarter · Q3
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3899) Issues related to ETF regulation Issues related to municipal bonds and other securities and the structure of the municipal securities market, including the Investing in Our Communities Act (H.R. 2288) Issues related to equity market structure matters Issues related to fixed income market liquidity and structure Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process Issues related to fixed income funds, including money market funds Issues related to index providers Issues related to index funds Issues related to access to investment opportunities Issues related to fiscal stimulus Issues related to Hart-Scott-Rodino reporting requirements Issues related to diversity in the financial services industry, including the Diverse Investment Advisor Act Issues related to the LIBOR transition Issues related to licensing and supervision for remote work
VANGUARD GROUP via VANGUARD GROUP
2021 · second_quarter · Q2
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3899), SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system Issues related to ETF regulation Issues related to municipal bonds and other securities and the structure of the municipal securities market, including the Investing in Our Communities Act Issues related to equity market structure matters Issues related to fixed income market liquidity and structure Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process Issues related to money market funds Issues related to stress testing for asset managers Issues related to index providers Issues related to index funds Issues related to access to investment opportunities Issues related to fiscal stimulus Issues related to Hart-Scott-Rodino reporting requirements Issues related to diversity in the financial services industry, including the Diverse Investment Advisor Act Issues related to the LIBOR transition
VANGUARD GROUP via VANGUARD GROUP
2021 · first_quarter · Q1
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system Issues related to ETF regulation Issues related to municipal bonds and other securities and the structure of the municipal securities market, including the Investing in Our Communities Act Issues related to equity market structure matters Issues related to fixed income market liquidity and structure Issues related to regulation best interest Issues related to investor experience Issues related to corporate governance, including ESG and proxy process Issues related to money market funds Issues related to stress testing for asset managers Issues related to index providers Issues related to index funds Issues related to access to investment opportunities Issues related to fiscal stimulus Issues related to Hart-Scott-Rodino reporting requirements
General tax issues related to mutual funds and ETFs Issues related to tax incentives for retirement savings Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans Issues related to financial transaction tax Issues related to fiscal stimulus, including the Employee Retention Tax Credit
VANGUARD GROUP via VANGUARD GROUP
2020 · fourth_quarter · Q4
Issues related to funding the federal government
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R.3561 /S.603 the Financial Stability Oversight Council Improvement Act of 2019 Issues related to ETF regulation Issues related to municipal bonds and other securities and the structure of the municipal securities market, including H.R. 2772 the Investing in Our Communities Act Issues related to equity market structure matters Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to fixed income market liquidity and structure Issues related to Regulation Best Interest Issues related to investor experience Issues related to corporate governance, including ESG and proxy process Issues related to money market funds Issues related to stress testing for asset managers, including H.R. 3987 the Alleviating Stress Test Burdens to Help Investors Act Issues related to index providers Issues related to index funds Issues related to access to investment opportunities Issues related to fiscal stimulus
VANGUARD GROUP via VANGUARD GROUP
2020 · third_quarter · Q3
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including the RETIRE Act and Proposed Rule 1210-AB90 Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to retirement coverage proposals Issues related to auto-enrollment safe harbor Issues related to improving and enhancing retirement plans Issues related to S.1431 the Retirement Security and Savings Act of 2019 Issues related to universal savings account vehicles Issues related to portable retirement accounts Issues related to allowing collective investment trusts in 403(b) plans, including H.R. 6257 the Public Service Retirement Fairness Act of 2020 Issues related to retirement planning services Issues related to fiscal stimulus Issues related to ERISAs PPA Exemption
General tax issues related to mutual funds and ETFs Issues related to tax incentives for retirement savings Issues related to capital gains and dividend tax treatment Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans, including 529 plan tax incentives Issues related to Financial Transaction Tax, including S.647 the Wall Street Tax Act of 2019 and H.R. 1516 the Wall Street Tax Act 2019 Issues related to expansion of the Employee Retention Tax Credit, including H.R.6776 the JOBS Credit Act of 2020 Issues related to fiscal stimulus
VANGUARD GROUP via VANGUARD GROUP
2020 · second_quarter · Q2
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R.3561 /S.603 the Financial Stability Oversight Council Improvement Act of 2019 Issues related to ETF regulation, including Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including H.R. 2772 the Investing in Our Communities Act Issues related to equity market structure matters Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to corporate bond market transparency, including the proposed FINRA pilot Issues related to the structure of the fixed income markets, including the Treasury market Issues related to Regulation Best Interest Issues related to investor experience Issues related to funds' use of derivatives Issues related to corporate governance, including ESG and proxy process Issues related to money market funds Issues related to stress testing for asset managers, including H.R. 3987 the Alleviating Stress Test Burdens to Help Investors Act Issues related to index providers Issues related to index funds Issues related to access to investment opportunities Issues related to fiscal stimulus, including H.R. 748 the Coronavirus Aid, Relief, and Economic Security (CARES) Act, and H.R.6899 the HEROES Act
VANGUARD GROUP via VANGUARD GROUP
2020 · first_quarter · Q1
Issues related to cybersecurity (e.g. information sharing abilities, data breach notification, data privacy, enforcement actions, NIST cybersecurity framework and related matters)
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R.3561 /S.603 the Financial Stability Oversight Council Improvement Act of 2019 Issues related to ETF regulation, including Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including H.R. 2772 the Investing in Our Communities Act Issues related to equity market structure matters Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the delay of corporate bond market transparency, including the proposed FINRA pilot Issues related to the structure of the fixed income markets, including the Treasury market Issues related to Regulation Best Interest Issues related to investor experience Issues related to funds' use of derivatives Issues related to corporate governance, including ESG and proxy process Issues related to money market fund reforms including H.R. 4492 and S.733, the Consumer Financial Choice and Capital Markets Protection Act of 2019 Issues related to stress testing for asset managers, including H.R. 3987 the Alleviating Stress Test Burdens to Help Investors Act Issues related to housing finance reform Issues related to index providers Issues related to index funds Issues related to access to investment opportunities Issues related to fiscal stimulus, including H.R. 748 the Coronavirus Aid, Relief, and Economic Security (CARES) Act
VANGUARD GROUP via VANGUARD GROUP
2019 · fourth_quarter · Q4
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including the RETIRE Act and Proposed Rule 1210-AB90 Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to multiple employer retirement plans Issues related to retirement coverage proposals Issues related to auto-enrollment safe harbor Issues related to improving and enhancing retirement plans Issues related to H.R.1994 Setting Every Community up for Retirement Enhancement Act of 2019 Issues related to S.1431 Retirement Security and Savings Act of 2019 Issues related to lifetime income disclosure mandates Issues related to universal savings account vehicles Issues related to portable retirement accounts Issues related to allowing collective investment trusts in 403(b) plans Issues related to retirement planning services Issues related to retirement savings in H.R.1865, the Further Consolidated Appropriations Act Issues related to H.R.4117 IRA Preservation Act of 2019
VANGUARD GROUP via VANGUARD GROUP
2019 · third_quarter · Q3
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including the RETIRE Act Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to multiple employer retirement plans Issues related to retirement coverage proposals Issues related to auto-enrollment safe harbor Issues related to improving and enhancing retirement plans Issues related to H.R.1994 Setting Every Community up for Retirement Enhancement Act of 2019 Issues related to S.1431 Retirement Security and Savings Act of 2019 Issues related to lifetime income disclosure mandates Issues related to universal savings account vehicles Issues related to portable retirement accounts Issues related to allowing collective investment trusts in 403(b) plans Issues related to retirement planning services
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R.3561 /S.603 the Financial Stability Oversight Council Improvement Act of 2019 Issues related to ETF regulation, including Proposed Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy and H.R.2772 the Investing in Our Communities Act Issues related to equity market structure matters, including the SEC's transaction fee pilot Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the delay of corporate bond market transparency, including the proposed FINRA pilot Issues related to the structure of the fixed income markets, including the Treasury market Issues related to Regulation Best Interest Issues related to investor experience Issues related to operational risk in the asset management industry Issues related to funds' use of derivatives Issues related to corporate governance, including ESG and proxy process Issues related to money market fund reforms including H.R. 4492 and S.733, the Consumer Financial Choice and Capital Markets Protection Act of 2019 Issues related to stress testing for asset managers, including H.R. 3987 the Alleviating Stress Test Burdens to Help Investors Act Issues related to housing finance reform Issues related to index providers Issues related to index funds
VANGUARD GROUP via VANGUARD GROUP
2019 · second_quarter · Q2
Issues related to cybersecurity (e.g. information sharing abilities, data breach notification, data privacy, enforcement actions, NIST cybersecurity framework and related matters)
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including RETIRE Act Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to multiple employer retirement plans Issues related to retirement coverage proposals Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying and enhancing retirement plans, including H.R. 1007/S. 972 Retirement Enhancement and Savings Act of 2019, H.R.1994 Setting Every Community up for Retirement Enhancement Act of 2019 and S.1431 Retirement Security and Savings Act of 2019 Issues related to lifetime income disclosure mandates Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles Issues related to portable retirement accounts
VANGUARD GROUP via VANGUARD GROUP
2019 · first_quarter · Q1
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including the RETIRE Act Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to state-based and municipal based retirement plans for private sector workers Issues related to multiple-employer retirement plans Issues related to retirement coverage proposals Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying and enhancing retirement plans, including the Retirement Enhancement Savings Act and H.R.1994 Setting Every Community up for Retirement Enhancement Act of 2019 Issues related to lifetime income disclosure mandates Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles Issues related to portable retirement accounts
VANGUARD GROUP via VANGUARD GROUP
2018 · fourth_quarter · Q4
Cybersecurity Issues (e.g., information sharing abilities, data breach notifications, enforcement actions, NIST cybersecurity framework and related matters)
General tax issues related to mutual funds Issues related to tax incentives for retirement savings, including the potential for Roth mandates Capital gains and dividend tax rates Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans; encourage retention of 529 plan tax incentives Issues related to REIT pass-through deduction
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including H.R. 4610 and S.3795, the RETIRE Act Issues related to tax incentives for retirement savings; encourage retention of current tax incentives Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to state-based and municipal based retirement plans for private sector workers Issues related to multiple-employer retirement plans Issues related to retirement coverage proposals Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying, and enhancing retirement plans, including the Retirement Enhancement and Savings Act S. 2526 and H.R. 5282, the Retirement Plan Simplification and Enhancement Act H.R. 4524, and the Family Savings Act H.R. 6757 Issues related to lifetime income options Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles Issues related to portable retirement accounts
VANGUARD GROUP via VANGUARD GROUP
2018 · third_quarter · Q3
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including H.R. 4610, the RETIRE Act Issues related to tax incentives for retirement savings; encourage retention of current tax incentives Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to state-based and municipal based retirement plans for private sector workers Issues related to multiple-employer retirement plans Issues related to retirement coverage proposals Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying, and enhancing retirement plans, including the Retirement Enhancement and Savings Act S. 2526 and H.R. 5282, the Retirement Plan Simplification and Enhancement Act H.R. 4524, and the Family Savings Act H.R. 6757 Issues related to lifetime income options Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles Issues related to portable retirement accounts
VANGUARD GROUP via VANGUARD GROUP
2018 · second_quarter · Q2
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R. 4601 the Financial Stability Oversight Council Improvement Act Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to private label securitization market and appropriate benchmarks Issues related to the management of ETFs, including portfolio transparency, custom basket rules and usage of custom baskets, and general rulemaking and policy guidance on ETFs Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy Issues related to equity market structure matters, Regulation NMS reform, minimizing latency of market data feeds, improving resiliency of technology and infrastructure to avoid single points of failure, access fees, the maker-taker model, ETF trading, limit-up/limit-down, and reopening processes Issues related to the SEC's proposed transaction fee pilot Issues related to FINRA Rule 5250 Issues related to the definition of a "facility of an exchange" H.R. 3555, Exchange Regulatory Improvement Act Issues related to monetary policy Issues related to margin rules for uncleared swaps, including eligible collateral, initial margin thresholds, variation margin and segregation of margin Issues related to supplemental leverage ratio Issues related to security-based swaps reporting Issues related to swap clearinghouse risks and swap execution facility liquidity Issues related to cross border derivative trading provisions Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the structure of the fixed income markets, including the Treasury market Issues related to the harmonization of standards of care for Registered Investment Advisers and Broker-Dealers Issues related to modernization of mutual fund information reporting Issues related to operational risk in the asset management industry Issues related to liquidity management rules for mutual funds and ETFs Issues related to funds' use of derivatives Issues related to corporate governance, including S. 536, Cybersecurity Disclosure Act of 2017 and H.R. 4015, Corporate Governance Reform and Transparency Act of 2017 Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures Issues related to money market fund reforms, including H.R. 2319 and S. 1117, the Consumer Financial Choice and Capital Markets Protection Act Issues related to stress testing for asset managers, including H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act
VANGUARD GROUP via VANGUARD GROUP
2018 · first_quarter · Q1
Cybersecurity Issues (e.g., information sharing abilities, data breach notifications, enforcement actions, NIST cybersecurity framework and related matters)
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R. 4601 the Financial Stability Oversight Council Improvement Act Financial CHOICE Act (H.R. 10) Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to the Office of Financial Research and its analysis of asset managers and mutual funds Issues related to private label securitization market and appropriate benchmarks Issues related to the management of ETFs, including portfolio transparency, custom basket rules and usage of custom baskets, and general rulemaking and policy guidance on ETFs Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy Issues related to equity market structure matters, Regulation NMS reform, minimizing latency of market data feeds, improving resiliency of technology and infrastructure to avoid single points of failure, access fees, the maker-taker model, ETF trading, limit-up/limit-down, and reopening processes Issues related to the SEC's proposed transaction fee pilot issues related to FINRA Rule 5250 Issues related to the definition of a "facility of an exchange" H.R. 3555, Exchange Regulatory Improvement Act Issues related to monetary policy Issues related to margin rules for uncleared swaps, including eligible collateral, initial margin thresholds, variation margin and segregation of margin Issues related to supplemental leverage ratio Issues related to security-based swaps reporting Issues related to swap clearinghouse risks and swap execution facility liquidity Issues related to cross border derivative trading provisions Issues related to ISDA Resolution Stay Protocol Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the structure of the fixed income markets, including the Treasury market Issues related to the harmonization of standards of care for Registered Investment Advisers and Broker-Dealers (Dodd-Frank Act Section 913) Issues related to modernization of mutual fund information reporting Issues related to operational risk in the asset management industry Issues related to liquidity management rules for mutual funds and ETFs, including swing pricing Issues related to funds' use of derivatives Issues related to corporate governance, including S. 536, Cybersecurity Disclosure Act of 2017 and H.R. 4015, Corporate Governance Reform and Transparency Act of 2017 Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures Issues related to common ownership Issues related to money market fund reforms, including H.R. 2319 and S. 1117, the Consumer Financial Choice and Capital Markets Protection Act Issues related to stress testing for asset managers, including H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act Issues related to Electronic Delivery of Mutual Fund Shareholder Reports
VANGUARD GROUP via VANGUARD GROUP
2017 · fourth_quarter · Q4
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including H.R. 4610, the RETIRE Act Issues related to the Department of Labors proposed fiduciary standard regulations as well as their effective date Issues related to tax incentives for retirement savings; encourage retention of current tax incentives Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to state-based and municipal based retirement plans for private sector workers Issues related to multiple-employer retirement plans Issues related to retirement coverage proposals Issues related to removing the prohibition on 403(b) plans investing in collective investment trusts Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying, and enhancing retirement plans, including H.R. 4524, the Retirement Plan Simplification and Enhancement Act Issues related to lifetime income options Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles
VANGUARD GROUP via VANGUARD GROUP
2017 · third_quarter · Q3
General tax issues related to mutual funds Issues related to tax incentives for retirement savings, including the potential for Roth mandates Commodity related investments, savings Capital gains and dividend tax rates Financial transaction tax proposals, including the Inclusive Prosperity Act of 2017 (H.R. 1144) and the College for All Act (H.R. 1880) Issues related to limitations on exclusion of municipal bond interest Issues related to the impact of tax reform proposals on the municipal bond market and issuers Issues related to 529 college savings plans; encourage retention of 529 plan tax incentives Issues related to mobile workforce legislation, including the Mobile Workforce State Income Tax Simplification Act (S. 540, H.R. 1393) Issues related to the excise tax on the excess benefit portion of high-cost employer sponsored health care plans (known as Cadillac plans)
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system Financial CHOICE Act (H.R. 10) Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to the Office of Financial Research and its analysis of asset managers and mutual funds Issues related to money market fund operations and regulations Issues related to private label securitization market and appropriate benchmarks Issues related to the management of ETFs, including portfolio transparency, custom basket rules and usage of custom baskets, and general rulemaking and policy guidance on ETFs Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy Issues related to equity market structure matters, including trade-at, Regulation NMS reform, minimizing latency of market data feeds, improving resiliency of technology and infrastructure to avoid single points of failure, access fees, the maker-taker model, ETF trading, limit-up/limit-down, and reopening processes Issues related to a pilot program for expanded tick sizes for small capitalization stocks Issues related to monetary policy Issues related to margin rules for uncleared swaps, including eligible collateral, initial margin thresholds, variation margin and segregation of margin Issues related to supplemental leverage ratio Issues related to security-based swaps reporting Issues related to swap clearinghouse risks and swap execution facility liquidity Issues related to cross border derivative trading provisions Issues related to ISDA Resolution Stay Protocol Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the structure of the fixed income markets, including the Treasury market Issues related to the harmonization of standards of care for Registered Investment Advisers and Broker-Dealers (Dodd-Frank Act Section 913) Issues related to modernization of mutual fund information reporting Issues related to operational risk in the asset management industry Issues related to liquidity management rules for mutual funds and ETFs, including swing pricing Issues related to funds' use of derivatives Issues related to corporate governance Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures Issues related to common ownership Issues related to money market fund reforms
VANGUARD GROUP via VANGUARD GROUP
2017 · second_quarter · Q2
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system Financial CHOICE Act (H.R. 10) Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to the Office of Financial Research and its analysis of asset managers and mutual funds Issues related to money market fund operations and regulations Issues related to private label securitization market and appropriate benchmarks Issues related to the management of ETFs, including portfolio transparency, custom basket rules and usage of custom baskets, and general rulemaking and policy guidance on ETFs Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy Issues related to equity market structure matters, including trade-at, Regulation NMS reform, minimizing latency of market data feeds, improving resiliency of technology and infrastructure to avoid single points of failure, access fees, the maker-taker model, ETF trading, limit-up/limit-down, and reopening processes Issues related to a pilot program for expanded tick sizes for small capitalization stocks Issues related to monetary policy Issues related to margin rules for uncleared swaps, including eligible collateral, initial margin thresholds, variation margin and segregation of margin Issues related to supplemental leverage ratio Issues related to security-based swaps reporting Issues related to swap clearinghouse risks and swap execution facility liquidity Issues related to cross border derivative trading provisions Issues related to ISDA Resolution Stay Protocol Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the structure of the fixed income markets, including the Treasury market Issues related to the harmonization of standards of care for Registered Investment Advisers and Broker-Dealers (Dodd-Frank Act Section 913) Issues related to modernization of mutual fund information reporting Issues related to operational risk in the asset management industry Issues related to liquidity management rules for mutual funds and ETFs, including swing pricing Issues related to funds' use of derivatives Issues related to corporate governance Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089), and the One Big Beautiful Bill Act (H.R. 1) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives and child savings accounts
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds and ETFs Issues related to municipal bonds and the structure of the municipal securities market
Issues related to employee benefit plan administration, including default investments Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds and ETFs Issues related to municipal bonds and the structure of the municipal securities market
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds and ETFs Issues related to municipal bonds and the structure of the municipal securities market
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to employee benefit plan administration Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T, including Section 603 Issues related to access to investment opportunities, including childrens savings accounts, and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds and ETFs Issues related to municipal bonds and the structure of the municipal securities market
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, hardship withdrawals, and coverage proposals Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T, including Section 603 Issues related to access to investment opportunities, including childrens savings accounts, and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, hardship withdrawals, and coverage proposals Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T, including Section 603 Issues related to access to investment opportunities, including childrens savings accounts, and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to the debt ceiling
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, and coverage proposals Issues related to allowing collective investment trusts in 403(b) plans Issues related to the Consolidated Appropriations Act of 2023, Division T Issues related to access to investment opportunities, including childrens savings accounts, and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3899) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S. 4241, H.R. 8521) Issues related to fixed income funds, money market funds, including the Consumer Financial Choice and Capital Markets Protection Act of 2021 (S. 2684) Issues related to index funds Issues related to access to investment opportunities Issues related to diversity in the financial services industry, including the Diverse Investment Advisors Act Issues in support of providing for electronic delivery of fund information Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) and the Consolidated Appropriations Act of 2023, Division T (H.R. 2617) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to the EARN Act (S. 4808)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
General tax issues related to mutual funds and ETFs Issues related to long-term investing, including capital gains Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954)
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3899) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market, including the Investing in Our Communities Act (H.R. 2288) Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S. 4241, H.R. 8521) Issues related to fixed income funds, money market funds, including the Consumer Financial Choice and Capital Markets Protection Act of 2021 (S. 2684) Issues related to index funds Issues related to access to investment opportunities Issues related to diversity in the financial services industry, including the Diverse Investment Advisors Act Issues in support of providing for electronic delivery of fund information Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3899) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market, including the Investing in Our Communities Act (H.R. 2288) Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.4241) Issues related to fixed income funds, money market funds, including the Consumer Financial Choice and Capital Markets Protection Act of 2021 (S. 2684) Issues related to index funds Issues related to access to investment opportunities Issues related to Hart-Scott-Rodino reporting requirements Issues related to diversity in the financial services industry, including the Diverse Investment Advisors Act Issues in support of providing for electronic delivery of fund information
General tax issues related to mutual funds and ETFs Issues related to long-term investing, including capital gains Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3899) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market, including the Investing in Our Communities Act (H.R. 2288) Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process Issues related to fixed income funds, money market funds, including the Consumer Financial Choice and Capital Markets Protection Act of 2021 (S. 2684) Issues related to index funds Issues related to access to investment opportunities Issues related to Hart-Scott-Rodino reporting requirements Issues related to diversity in the financial services industry, including the Diverse Investment Advisors Act Issues related to licensing and supervision for remote work Issues in support of providing for electronic delivery of fund information
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3899) Issues related to ETF regulation Issues related to municipal bonds and other securities and the structure of the municipal securities market, including the Investing in Our Communities Act (H.R. 2288) Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process Issues related to fixed income funds, including money market funds Issues related to index funds Issues related to access to investment opportunities Issues related to fiscal stimulus Issues related to Hart-Scott-Rodino reporting requirements Issues related to diversity in the financial services industry, including the Diverse Investment Advisor Act Issues related to the LIBOR transition Issues related to licensing and supervision for remote work Issues in support of providing for electronic delivery of ERISA mandated retirement information
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings, including the further use of Roth options Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, and coverage proposals Issues related to limitations on retirement plan contributions or assets Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to performance benchmarks in the case of designated investment alternatives Issues related to access to investment opportunities and the provision of advice in retirement plans Issues related to the Retirement Improvement and Savings Enhancement (RISE) Act (H.R. 5891)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Issues related to funding the federal government, including the debt ceiling
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings, including the further use of Roth options Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, and coverage proposals Issues related to limitations on retirement plan contributions or assets Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to performance benchmarks in the case of designated investment alternatives Issues related to access to investment opportunities and the provision of advice in retirement plans
General tax issues related to mutual funds and ETFs, including in-kind redemptions Issues related to tax incentives for retirement savings Issues related to long-term investing, including capital gains Issues related to taxation of municipal bonds Issues related to financial transaction tax Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to the Build Back Better Act (H.R. 5376)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds and ETFs Issues related to tax incentives for retirement savings Issues related to long-term investing, including capital gains Issues related to limitations on exclusion of municipal bond interest Issues related to financial transaction tax Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954)
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings, including the further use of Roth options Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, and coverage proposals Issues related to limitations on retirement plan contributions or assets Issues related to the Retirement Security and Savings Act (S. 1770) Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act (H.R. 2741) Issues related to the Securing a Strong Retirement Act (H.R. 2954) Issues related to performance benchmarks in the case of designated investment alternatives Issues related to access to investment opportunities and the provision of advice in retirement plans
Issues related to funding the federal government, including the debt ceiling
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to funding the federal government, including the debt ceiling
Issues related to cybersecurity and data privacy
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, and coverage proposals Issues related to limitations on retirement plan contributions or assets Issues related to the Retirement Security and Savings Act Issues related to allowing collective investment trusts in 403(b) plans, including the Public Service Retirement Fairness Act Issues related to fiscal stimulus Issues related to the Securing a Strong Retirement Act Issues related to performance benchmarks in the case of designated investment alternatives Issues related to access to investment opportunities and the provision of advice in retirement plans
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to cybersecurity and data privacy
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including the RETIRE Act and Proposed Rule 1210-AB90 Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to retirement coverage proposals Issues related to automatic enrollment Issues related to improving and enhancing retirement plans Issues related to S.1431 the Retirement Security and Savings Act of 2019 Issues related to allowing collective investment trusts in 403(b) plans, including H.R. 6257 the Public Service Retirement Fairness Act of 2020 Issues related to retirement planning services Issues related to fiscal stimulus Issues related to ERISAs PPA Exemption Issues related to the Securing a Strong Retirement Act, H.R. 8696 Issues related to the use of performance benchmarks in the case of designated investment alternatives, including H.R. 8660 Issues related to required minimum distributions
General tax issues related to mutual funds and ETFs Issues related to tax incentives for retirement savings Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans, including 529 plan tax incentives Issues related to Financial Transaction Tax, including S.647 the Wall Street Tax Act of 2019 and H.R. 1516 the Wall Street Tax Act 2019 Issues related to expansion of the Employee Retention Tax Credit, including H.R.6776 the JOBS Credit Act of 2020 Issues related to fiscal stimulus
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to funding the federal government
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R.3561 /S.603 the Financial Stability Oversight Council Improvement Act of 2019 Issues related to ETF regulation, including Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including H.R. 2772 the Investing in Our Communities Act Issues related to equity market structure matters Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to corporate bond market transparency, including the proposed FINRA pilot Issues related to fixed income market liquidity and structure Issues related to Regulation Best Interest Issues related to investor experience Issues related to funds' use of derivatives Issues related to corporate governance, including ESG and proxy process Issues related to money market funds Issues related to stress testing for asset managers, including H.R. 3987 the Alleviating Stress Test Burdens to Help Investors Act Issues related to index providers Issues related to index funds Issues related to access to investment opportunities Issues related to fiscal stimulus
Issues related to cybersecurity (e.g. information sharing abilities, data breach notification, data privacy, NIST cybersecurity framework and related matters)
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to cybersecurity (e.g. information sharing abilities, data breach notification, data privacy, NIST cybersecurity framework and related matters)
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including the RETIRE Act and Proposed Rule 1210-AB90 Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to retirement coverage proposals Issues related to auto-enrollment safe harbor Issues related to improving and enhancing retirement plans Issues related to S.1431 the Retirement Security and Savings Act of 2019 Issues related to universal savings account vehicles Issues related to portable retirement accounts Issues related to allowing collective investment trusts in 403(b) plans, including H.R. 6257 the Public Service Retirement Fairness Act of 2020 Issues related to retirement planning services Issues related to H.R. 4117 the IRA Preservation Act of 2019 Issues related to fiscal stimulus, including H.R. 748 the Coronavirus Aid, Relief, and Economic Security (CARES) Act, and H.R. 6899 the HEROES Act
Issues related to funding the federal government
General tax issues related to mutual funds and ETFs Issues related to tax incentives for retirement savings Issues related to capital gains and dividend tax treatment Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans, including 529 plan tax incentives Issues related to Financial Transaction Tax, including S.647 the Wall Street Tax Act of 2019 and H.R. 1516 the Wall Street Tax Act 2019 Issues related to expansion of the Employee Retention Tax Credit, including H.R.6776 the JOBS Credit Act of 2020 Issues related to fiscal stimulus, including H.R.6899 the HEROES Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including the RETIRE Act and Proposed Rule 1210-AB90 Issues related to tax incentives for retirement savings Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to retirement coverage proposals Issues related to auto-enrollment safe harbor Issues related to improving and enhancing retirement plans Issues related to S.1431 the Retirement Security and Savings Act of 2019 Issues related to universal savings account vehicles Issues related to portable retirement accounts Issues related to allowing collective investment trusts in 403(b) plans Issues related to retirement planning services Issues related to H.R. 4117 the IRA Preservation Act of 2019 Issues related to H.R. 6257 the Public Service Retirement Fairness Act Issues related to fiscal stimulus, including H.R. 748 the Coronavirus Aid, Relief, and Economic Security (CARES) Act
Issues related to funding the federal government
General tax issues related to mutual funds and ETFs Issues related to tax incentives for retirement savings Issues related to capital gains and dividend tax treatment Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans, including 529 plan tax incentives Issues related to Financial Transaction Tax, including S.647 the Wall Street Tax Act of 2019 and H.R. 1516 the Wall Street Tax Act 2019
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to cybersecurity (e.g. information sharing abilities, data breach notification, data privacy, enforcement actions, NIST cybersecurity framework and related matters)
General tax issues related to mutual funds and ETFs Issues related to tax incentives for retirement savings Issues related to capital gains and dividend tax treatment Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans, including 529 plan tax incentives Issues related to Financial Transaction Tax, including S.647 Wall Street Tax Act of 2019 and H.R. 1516 Wall Street Tax Act 2019 Issues related to retirement savings in H.R.1865, the Further Consolidated Appropriations Act
Issues related to reductions in the federal debt and federal budget deficit Issues related to the debt ceiling and avoiding federal government default Issues related to funding the federal government
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R.3561 /S.603 the Financial Stability Oversight Council Improvement Act of 2019 Issues related to ETF regulation, including Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy and H.R.2772 the Investing in Our Communities Act Issues related to equity market structure matters, including the SEC's transaction fee pilot Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the delay of corporate bond market transparency, including the proposed FINRA pilot Issues related to the structure of the fixed income markets, including the Treasury market Issues related to Regulation Best Interest Issues related to investor experience Issues related to operational risk in the asset management industry Issues related to funds' use of derivatives Issues related to corporate governance, including ESG and proxy process Issues related to money market fund reforms including H.R. 4492 and S.733, the Consumer Financial Choice and Capital Markets Protection Act of 2019 Issues related to stress testing for asset managers, including H.R. 3987 the Alleviating Stress Test Burdens to Help Investors Act Issues related to housing finance reform Issues related to index providers Issues related to index funds Issues related to access to investment opportunities
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds Issues related to tax incentives for retirement savings Issues related to capital gains and dividend tax treatment Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans, including the retention of 529 plan tax incentives Issues related to Financial Transaction Tax, including S.647 Wall Street Tax Act of 2019 and H.R. 1516 Wall Street Tax Act 2019
Issues related to cybersecurity (e.g. information sharing abilities, data breach notification, data privacy, enforcement actions, NIST cybersecurity framework and related matters)
Issues related to reductions in the federal debt and federal budget deficit Issues related to the debt ceiling and avoiding federal government default Issues related to funding the federal government
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds Issues related to tax incentives for retirement savings Issues related to capital gains and dividend tax rates Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans, including the retention of 529 plan tax incentives Issues related to REIT pass-through deduction Issues related to Financial Transaction Tax, including S.647 Wall Street Tax Act of 2019 and H.R. 1516 Wall Street Tax Act 2019
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R.3561 /S.603 the Financial Stability Oversight Council Improvement Act of 2019 Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to ETF regulation, including Proposed Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy and H.R.2772 the Investing in Our Communities Act Issues related to equity market structure matters, including the SEC's transaction fee pilot Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the delay of corporate bond market transparency, including the proposed FINRA pilot Issues related to the structure of the fixed income markets, including the Treasury market Issues related to Regulation Best Interest Issues related to investor experience Issues related to operational risk in the asset management industry Issues related to funds' use of derivatives Issues related to corporate governance, including ESG and proxy process Issues related to money market fund reforms including S.737 the Consumer Financial Choice and Capital Markets Protection Act Issues related to stress testing for asset managers Issues related to housing finance reform Issues related to index providers Issues related to index funds
Issues related to reductions in the federal debt and federal budget deficit Issues related to the debt ceiling and avoiding federal government default Issues related to funding the federal government
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds Issues related to tax incentives for retirement savings Issues related to capital gains and dividend tax rates Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans, including the retention of 529 plan tax incentives Issues related to REIT pass-through deduction Issues related to Financial Transaction Tax, including S.647 Wall Street Tax Act of 2019 and H.R. 1516 Wall Street Tax Act 2019
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including S.630 the Financial Stability Oversight Council Improvement Act of 2019 Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to ETF regulation, including Proposed Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy and advanced refundings Issues related to equity market structure matters Issues related to the SEC's transaction fee pilot Issues related to margin rules for uncleared swaps, including initial margin thresholds Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the delay of corporate bond market transparency Issues related to the structure of the fixed income markets, including the Treasury market Issues related to proposed regulation on best interest Issues related to investor experience Issues related to operational risk in the asset management industry Issues related to funds' use of derivatives Issues related to corporate governanace Issues related to money market fund reforms including S.737 the Consumer Financial Choice and Capital Markets Protection Act Issues related to stress testing for asset managers Issues related to housing finance reform
Issues related to cybersecurity (e.g. information sharing abilities, data breach notification, data privacy, enforcement actions, NIST cybersecurity framework and related matters)
Issues related to reductions in the federal debt and federal budget deficit Issues related to the debt ceiling and avoiding federal government default Issues related to funding the federal government
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R. 4601 the Financial Stability Oversight Council Improvement Act and S.3577 the Financial Stability Oversight Council Improvement Act of 2018 Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to ETF regulation, including Proposed Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy Issues related to equity market structure matters, Regulation NMS reform, minimizing latency of market data feeds, improving resiliency of technology and infrastructure to avoid single points of failure, access fees, the maker-taker model, ETF trading, limit-up/limit-down, and reopening processes Issues related to the SEC's proposed transaction fee pilot Issues related to FINRA Rule 5250 Issues related to the definition of a "facility of an exchange" H.R. 3555, Exchange Regulatory Improvement Act Issues related to margin rules for uncleared swaps, including eligible collateral, initial margin thresholds, variation margin and segregation of margin Issues related to supplemental leverage ratio Issues related to security-based swaps reporting Issues related to cross border derivative trading provisions Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the delay of corporate bond market transparency Issues related to the structure of the fixed income markets, including the Treasury market Issues related to proposed regulation on best interest Issues related to modernization of mutual fund information reporting Issues related to operational risk in the asset management industry Issues related to liquidity management rules for mutual funds and ETFs Issues related to funds' use of derivatives Issues related to corporate governance Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures Issues related to money market fund reforms, including H.R. 2319 and S. 1117, the Consumer Financial Choice and Capital Markets Protection Act Issues related to stress testing for asset managers, including H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act
Issues related to reductions in the federal debt and federal budget deficit Issues related to raising the debt ceiling and avoiding federal government default Issues related to funding the federal government
Filing targets: Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R. 4601 the Financial Stability Oversight Council Improvement Act Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to ETF regulation, including Proposed Rule 6c-11 Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy Issues related to equity market structure matters, Regulation NMS reform, minimizing latency of market data feeds, improving resiliency of technology and infrastructure to avoid single points of failure, access fees, the maker-taker model, ETF trading, limit-up/limit-down, and reopening processes Issues related to the SEC's proposed transaction fee pilot Issues related to FINRA Rule 5250 Issues related to the definition of a "facility of an exchange" H.R. 3555, Exchange Regulatory Improvement Act Issues related to margin rules for uncleared swaps, including eligible collateral, initial margin thresholds, variation margin and segregation of margin Issues related to supplemental leverage ratio Issues related to security-based swaps reporting Issues related to cross border derivative trading provisions Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the structure of the fixed income markets, including the Treasury market Issues related to proposed regulation on best interest Issues related to modernization of mutual fund information reporting Issues related to operational risk in the asset management industry Issues related to liquidity management rules for mutual funds and ETFs Issues related to funds' use of derivatives Issues related to corporate governance Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures Issues related to money market fund reforms, including H.R. 2319 and S. 1117, the Consumer Financial Choice and Capital Markets Protection Act Issues related to stress testing for asset managers, including H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act
General tax issues related to mutual funds Issues related to tax incentives for retirement savings, including the potential for Roth mandates Capital gains and dividend tax rates Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans; encourage retention of 529 plan tax incentives Issues related to REIT pass-through deduction
Cybersecurity Issues (e.g., information sharing abilities, data breach notifications, enforcement actions, NIST cybersecurity framework and related matters)
Issues related to reductions in the federal debt and federal budget deficit Issues related to raising the debt ceiling and avoiding federal government default Issues related to funding the federal government
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to reductions in the federal debt and federal budget deficit Issues related to raising the debt ceiling and avoiding federal government default Issues related to funding the federal government
General tax issues related to mutual funds Issues related to tax incentives for retirement savings, including the potential for Roth mandates Commodity related investments, savings Capital gains and dividend tax rates Financial transaction tax proposals, including the Inclusive Prosperity Act of 2017 (H.R. 1144) and the College for All Act (H.R. 1880) Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans; encourage retention of 529 plan tax incentives Issues related to mobile workforce legislation, including the Mobile Workforce State Income Tax Simplification Act (S. 540, H.R. 1393) Issues related to the excise tax on the excess benefit portion of high-cost employer sponsored health care plans (known as Cadillac plans) Issues related to REIT pass-through deduction
Cybersecurity Issues (e.g., information sharing abilities, data breach notifications, enforcement actions, NIST cybersecurity framework and related matters)
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including H.R. 4610, the RETIRE Act Issues related to the Department of Labors proposed fiduciary standard regulations as well as their effective date Issues related to tax incentives for retirement savings; encourage retention of current tax incentives Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to state-based and municipal based retirement plans for private sector workers Issues related to multiple-employer retirement plans Issues related to retirement coverage proposals Issues related to removing the prohibition on 403(b) plans investing in collective investment trusts Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying, and enhancing retirement plans, including S. 2526 and H.R. 5282, the Retirement Enhancement and Savings Act, and H.R. 4524,the Retirement Plan Simplification and Enhancement Act Issues related to lifetime income options Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles Issues related to portable retirement accounts
Filing targets: Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues in support of providing for electronic delivery of ERISA mandated retirement information, including H.R. 4610, the RETIRE Act Issues related to the Department of Labors proposed fiduciary standard regulations as well as their effective date Issues related to tax incentives for retirement savings; encourage retention of current tax incentives Issues related to employee benefit plan administration Issues related to limitations on retirement plan contributions or assets Issues related to state-based and municipal based retirement plans for private sector workers Issues related to multiple-employer retirement plans Issues related to retirement coverage proposals Issues related to removing the prohibition on 403(b) plans investing in collective investment trusts Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying, and enhancing retirement plans, including S. 2526 and H.R. 5282, the Retirement Enhancement and Savings Act, and H.R. 4524,the Retirement Plan Simplification and Enhancement Act Issues related to lifetime income options Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles
General tax issues related to mutual funds Issues related to tax incentives for retirement savings, including the potential for Roth mandates Commodity related investments, savings Capital gains and dividend tax rates Financial transaction tax proposals, including the Inclusive Prosperity Act of 2017 (H.R. 1144) and the College for All Act (H.R. 1880) Issues related to limitations on exclusion of municipal bond interest Issues related to 529 college savings plans; encourage retention of 529 plan tax incentives Issues related to mobile workforce legislation, including the Mobile Workforce State Income Tax Simplification Act (S. 540, H.R. 1393) Issues related to the excise tax on the excess benefit portion of high-cost employer sponsored health care plans (known as Cadillac plans)
Issues related to reductions in the federal debt and federal budget deficit Issues related to raising the debt ceiling and avoiding federal government default Issues related to funding the federal government
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues arising from Dodd-Frank regulations - including systemic risk regulation of non-bank financial institutions, FSOC process improvements, SIFI designations for non-bank financial institutions, and approaches to reducing systemic risk in the financial system, including H.R. 4601 the Financial Stability Oversight Council Improvement Act Financial CHOICE Act (H.R. 10) Issues related to systemic risk standards being developed by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) for mutual funds and fund companies Issues related to the Office of Financial Research and its analysis of asset managers and mutual funds Issues related to private label securitization market and appropriate benchmarks Issues related to the management of ETFs, including portfolio transparency, custom basket rules and usage of custom baskets, and general rulemaking and policy guidance on ETFs Issues related to municipal bonds and other securities and the structure of the municipal securities market, including issues related to bankruptcy Issues related to equity market structure matters, including trade-at, Regulation NMS reform, minimizing latency of market data feeds, improving resiliency of technology and infrastructure to avoid single points of failure, access fees, the maker-taker model, ETF trading, limit-up/limit-down, and reopening processes Issues related to the definition of a "facility of an exchange" H.R. 3555, Exchange Regulatory Improvement Act Issues related to monetary policy Issues related to margin rules for uncleared swaps, including eligible collateral, initial margin thresholds, variation margin and segregation of margin Issues related to supplemental leverage ratio Issues related to security-based swaps reporting Issues related to swap clearinghouse risks and swap execution facility liquidity Issues related to cross border derivative trading provisions Issues related to ISDA Resolution Stay Protocol Issues related to legislation and regulations affecting mutual funds and the mutual fund industry Issues related to the availability and management of liquidity in the fixed income markets Issues related to the structure of the fixed income markets, including the Treasury market Issues related to the harmonization of standards of care for Registered Investment Advisers and Broker-Dealers (Dodd-Frank Act Section 913) Issues related to modernization of mutual fund information reporting Issues related to operational risk in the asset management industry Issues related to liquidity management rules for mutual funds and ETFs, including swing pricing Issues related to funds' use of derivatives Issues related to corporate governance, including S. 536, Cybersecurity Disclosure Act of 2017 and H.R. 4015, Corporate Governance Reform and Transparency Act of 2017 Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures Issues related to common ownership Issues related to money market fund reforms, including H.R. 2319 and S. 1117, the Consumer Financial Choice and Capital Markets Protection Act Issues related to stress testing for asset managers, including H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act
Issues related to reductions in the federal debt and federal budget deficit Issues related to raising the debt ceiling and avoiding federal government default Issues related to funding the federal government
Cybersecurity Issues (e.g., information sharing abilities, data breach notifications, enforcement actions, NIST cybersecurity framework and related matters)
General tax issues related to mutual funds Issues related to tax incentives for retirement savings, including the potential for Roth mandates Commodity related investments, savings Capital gains and dividend tax rates Financial transaction tax proposals, including the Inclusive Prosperity Act of 2017 (H.R. 1144) and the College for All Act (H.R. 1880) Issues related to limitations on exclusion of municipal bond interest Issues related to the impact of tax reform proposals on the municipal bond market and issuers Issues related to 529 college savings plans; encourage retention of 529 plan tax incentives Issues related to mobile workforce legislation, including the Mobile Workforce State Income Tax Simplification Act (S. 540, H.R. 1393) Issues related to the excise tax on the excess benefit portion of high-cost employer sponsored health care plans (known as Cadillac plans) Issues related to mandatory FIFO treatment of the sale of securities Issues related to comprehensive tax reform including H.R. 1
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Cybersecurity Issues (e.g., information sharing abilities, data breach notifications, enforcement actions, NIST cybersecurity framework and related matters)
Issues related to reductions in the federal debt and federal budget deficit Issues related to raising the debt ceiling and avoiding federal government default Issues related to funding the federal government
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to the Department of Labors proposed fiduciary standard regulations as well as their effective date Issues related to tax incentives for retirement savings; encourage retention of current tax incentives Issues related to employee benefit plan administration Issues related to MyRA Issues related to limitations on retirement plan contributions or assets Issues related to state-based and municipal based retirement plans for private sector workers Issues related to multiple-employer retirement plans Issues related to retirement coverage proposals Issues related to removing the prohibition on 403(b) plans investing in collective investment trusts Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying, and enhancing retirement plans Issues related to lifetime income options Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax issues related to mutual funds Issues related to tax incentives for retirement savings, including the potential for Roth mandates Commodity related investments, savings Capital gains and dividend tax rates Financial transaction tax proposals, including the Inclusive Prosperity Act of 2017 (H.R. 1144) and the College for All Act (H.R. 1880) Issues related to limitations on exclusion of municipal bond interest Issues related to the impact of tax reform proposals on the municipal bond market and issuers Issues related to 529 college savings plans; encourage retention of 529 plan tax incentives Issues related to mobile workforce legislation, including the Mobile Workforce State Income Tax Simplification Act (S. 540, H.R. 1393) Issues related to the excise tax on the excess benefit portion of high-cost employer sponsored health care plans (known as Cadillac plans)
Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to the Department of Labors proposed fiduciary standard regulations as well as their effective date Issues related to tax incentives for retirement savings; encourage retention of current tax incentives Issues related to employee benefit plan administration Issues related to MyRA Issues related to limitations on retirement plan contributions or assets Issues related to state-based and municipal based retirement plans for private sector workers Issues related to multiple-employer retirement plans Issues related to retirement coverage proposals Issues related to removing the prohibition on 403(b) plans investing in collective investment trusts Issues related to expanding relief under IRS Employee Plans Compliance Resolution Systems (EPCRS) Issues related to auto-enrollment safe harbor Issues related to improving, simplifying, and enhancing retirement plans Issues related to lifetime income options Issues related to federal budget implications for retirement and health benefits Issues related to universal savings account vehicles
Cybersecurity Issues (e.g., information sharing abilities, data breach notifications, enforcement actions, NIST cybersecurity framework and related matters)
Issues related to reductions in the federal debt and federal budget deficit Issues related to raising the debt ceiling and avoiding federal government default issues related to funding the federal government
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of