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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Women in Criminal Justice Reform Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Protecting Investments in Our Ports Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · second_quarter · Q2
Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives Investment manager passivity requirements (13DG) Closed-end funds DOL Fiduciary Rule QPAM Accredited Investor Status for IRA investments Fed/FDIC/OCC long-term debt proposal Common ownership
Source: Senate LDA
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Repeal of 852b6 Accredited Investor Status for IRA investments
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Student Loan Matching Retirement Tax Advantage Social Security Solvency
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · first_quarter · Q1
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Student Loan Matching Retirement Tax Advantage Social Security Solvency
Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives Investment manager passivity requirements (13DG) Closed-end funds Fiduciary DOL Fiduiciary Rule QPAM Accredited Investor Status for IRA investments
Financial Stability Issues Outbound Investment Investment manager passivity requirements (13DG)
Repeal of 852b6 Accredited Investor Status for IRA investments
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · fourth_quarter · Q4
Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues Outbound Investment
QPAM Exemption/DOL 403.b
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal Outbound Investments General briefings on compliance with applicable federal law
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · third_quarter · Q3
Financial Stability Issues Outbound Investment
Repeal of 852b6 Accredited Investor Status for IRA investments
QPAM Exemption/DOL 403.b
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal Outbound Investments General briefings on compliance with applicable federal law
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · second_quarter · Q2
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal
Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues
QPAM Exemption/DOL 403.b
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · first_quarter · 1A
ESG Rule/DOL Proxy Rule/DOL QPAM Exemption/DOL
Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer INDEX Act Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · first_quarter · Q1
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · fourth_quarter · Q4
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · third_quarter · Q3
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · second_quarter · Q2
Financial Stability Issues
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · first_quarter · Q1
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · fourth_quarter · Q4
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · third_quarter · 3A
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Stability Issues
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · third_quarter · Q3
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · second_quarter · Q2
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act"
Financial Stability Issues
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Climate Risk ESG Disclosure
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · first_quarter · Q1
Financial Stability Issues Exchange Traded Products Climate Risk
Financial Transactions Tax
Financial Stability Issues
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2020 · fourth_quarter · Q4
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2020 · third_quarter · Q3
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2020 · second_quarter · Q2
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2020 · first_quarter · Q1
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2019 · fourth_quarter · Q4
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards.
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Transactions Tax
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ESG Rule/DOL Proxy Rule/DOL
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of