Reported covered position: N/A
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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Commodity Exchange Reauthorization Act of 2005
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Securities Market Structure issues: SEC Regulation NMS implementation NASD Trade Reporting Facility (TRF) Portfolio Margining for securities Commodity Futures Trade Commission (CFTC) reauthorization: H.R. 4473, "CFTC Reauthorization Act of 2005," sections relating to portfolio margining S. 1566, "Commodity Exchange Reauthorization Act of 2005," sections relating to portfolio margining U.S. competitive position in capital markets Exchange consolidation (Euronext transaction) Bond Market transparency ETF's Exchange Traded Funds Shareholder Proxy rules Market Data Regulation NASD-NYSE Regulation merger NYSE Hybrid Market NYSE Corporate Governance (current and post-merger) NYSE Listed Company corporate governance NYSE Regulation and governance of self-regulatory organizations
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NYSE GROUP INC via NYSE GROUP, INC.
2006 · year_end · YY
Securities Market Structure issues: SEC Regulation NMS implementation NASD Trade Reporting Facility (TRF) Portfolio Margining for securities Commodity Futures Trade Commission (CFTC) reauthorization: H.R. 4473, "CFTC Reauthorization Act of 2005," sections relating to portfolio margining S. 1566, "Commodity Exchange Reauthorization Act of 2005," sections relating to portfolio margining U.S. competitive position in capital markets Exchange consolidation (Euronext transaction) Bond Market transparency ETF's Exchange Traded Funds Shareholder Proxy rules Market Data Regulation NASD-NYSE Regulation merger NYSE Hybrid Market NYSE Corporate Governance (current and post-merger) NYSE Listed Company corporate governance NYSE Regulation and governance of self-regulatory organizations
Filing targets: Commodity Futures Trading Commission (CFTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Source: Senate LDA
NYSE GROUP INC via NYSE GROUP, INC.
2005 · year_end · YY
Filing targets: Commodity Futures Trading Commission (CFTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2005 · mid_year · MM
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2004 · year_end · YY
Filing targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2003 · year_end · YY
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2003 · mid_year · MM
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2001 · year_end · YY
Filing targets: Executive Office of the President (EOP), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2000 · year_end · YY
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2000 · mid_year · RA
NYSE GROUP INC via NYSE GROUP, INC.
1999 · year_end · YY
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of