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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills Federal Reserve FBO Tailoring Proposal
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2019 · third_quarter · Q3
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Public Law No. 115-97, Tax Cuts and Jobs Act International Taxation
Source: Senate LDA
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills Federal Reserve FBO Tailoring Proposal
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Stress Test Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills Federal Reserve FBO Tailoring Proposal
Stress Test Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Stress Test Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills Federal Reserve FBO Tailoring Proposal
Stress Test Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Stress Test Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Foreign Investment Risk Review Modernization Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Foreign Investment Risk Review Modernization Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Foreign Investment Risk Review Modernization Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Foreign Investment Risk Review Modernization Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Foreign Investment Risk Review Modernization Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills Federal Reserve FBO Tailoring Proposal
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills Federal Reserve FBO Tailoring Proposal
CLEAN Politics Act of 2018
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
CLEAN Politics Act of 2018
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
CLEAN Politics Act of 2018
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
CLEAN Politics Act of 2018
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
CLEAN Politics Act of 2018
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Financial CHOICE Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4239, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY18 and FY17 Financial Services and General Government (FSGG) appropriations bills
Financial CHOICE Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 4292, The Financial Institution Living Will Improvement Act of 2017 H.R. 3555, The Exchange Regulatory Improvement Act
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488 JOBS and Investor Confidence Act of 2018
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 4292, The Financial Institution Living Will Improvement Act of 2017 H.R. 3555, The Exchange Regulatory Improvement Act
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488, JOBS and Investor Confidence Act of 2018
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4239, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY18 and FY17 Financial Services and General Government (FSGG) appropriations bills
Exchange Regulatory Improvement Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488 JOBS and Investor Confidence Act of 2018
Exchange Regulatory Improvement Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488, JOBS and Investor Confidence Act of 2018
Exchange Regulatory Improvement Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 4292, The Financial Institution Living Will Improvement Act of 2017 H.R. 3555, The Exchange Regulatory Improvement Act
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 H.R. 6533, CLEAN Politics Act of 2018
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act Infrastructure Financing H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017
SECURE American Energy Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4239, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY18 and FY17 Financial Services and General Government (FSGG) appropriations bills
Financial Institution Living Will Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 4292, The Financial Institution Living Will Improvement Act of 2017 H.R. 3555, The Exchange Regulatory Improvement Act
Stress Test Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 4292, The Financial Institution Living Will Improvement Act of 2017 H.R. 3555, The Exchange Regulatory Improvement Act
Stress Test Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488, JOBS and Investor Confidence Act of 2018
Stress Test Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488 JOBS and Investor Confidence Act of 2018
Foreign Investment Risk Review Modernization Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 H.R. 6533, CLEAN Politics Act of 2018
Foreign Investment Risk Review Modernization Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017
Foreign Investment Risk Review Modernization Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act Infrastructure Financing H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488 JOBS and Investor Confidence Act of 2018
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4239, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY18 and FY17 Financial Services and General Government (FSGG) appropriations bills
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488, JOBS and Investor Confidence Act of 2018
Volcker Rule Regulatory Harmonization Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 4292, The Financial Institution Living Will Improvement Act of 2017 H.R. 3555, The Exchange Regulatory Improvement Act
CLEAN Politics Act of 2018
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 H.R. 6533, CLEAN Politics Act of 2018
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 H.R. 6533, CLEAN Politics Act of 2018
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017
Disclosing Foreign Influence Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act Infrastructure Financing H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4239, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY18 and FY17 Financial Services and General Government (FSGG) appropriations bills
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488 JOBS and Investor Confidence Act of 2018
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 4292, The Financial Institution Living Will Improvement Act of 2017 H.R. 3555, The Exchange Regulatory Improvement Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488, JOBS and Investor Confidence Act of 2018
JOBS and Investor Confidence Act of 2018
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488, JOBS and Investor Confidence Act of 2018
JOBS and Investor Confidence Act of 2018
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488 JOBS and Investor Confidence Act of 2018
Financial Regulatory Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4239, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY18 and FY17 Financial Services and General Government (FSGG) appropriations bills
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 1005, Modernization of Derivatives Tax Act of 2017 H.R. 1, Tax Cuts and Jobs Act
Financial CHOICE Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General FinTech (financial technology) General Dodd-Frank Act Title VII Reforms
Financial CHOICE Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act
Commodity End-User Relief Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 238, Commodity End-User Relief Act H.R. 1309, Systemic Risk Designation Improvement Act of 2015 (114th Cong.) Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General FinTech (financial technology) General Dodd-Frank Act Title VII Reforms
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Financial Services and General Government (FSGG) Appropriations House Commodities Exchange Act Infrastructure Financing
Systemic Risk Designation Improvement Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act
Modernization of Derivatives Tax Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 1005, Modernization of Derivatives Tax Act of 2017 H.R. 1, Tax Cuts and Jobs Act
Modernization of Derivatives Tax Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
General Tax Reform S. 1005, Modernization of Derivatives Tax Act of 2017 Section 385 Reform
Modernization of Derivatives Tax Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
General Tax Reform S. 1005, Modernization of Derivatives Tax Act of 2017 Section 385 Reform
Modernization of Derivatives Tax Act of 2017
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
General Tax Reform S. 1005, Modernization of Derivatives Tax Act of 2017 Section 385 Reform
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act
Systemic Risk Designation Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 General FinTech (financial technology) House Agriculture Committee FY18 Appropriations
Systemic Risk Designation Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) H.R. 1309, Systemic Risk Designation Improvement Act of 2015 General Financial Services and General Government (FSGG) Appropriations House Commodities Exchange Act Infrastructure Financing
Systemic Risk Designation Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 General FinTech (financial technology) House Agriculture Committee FY18 Appropriations
Systemic Risk Designation Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) H.R. 1309, Systemic Risk Designation Improvement Act of 2015 General Financial Services and General Government (FSGG) Appropriations House Commodities Exchange Act Infrastructure Financing
Systemic Risk Designation Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 1309, Systemic Risk Designation Improvement Act of 2015 (114th Cong.) H.R. 5983, Financial CHOICE Act of 2016 (114th Cong.) S. 1484, Financial Regulatory Improvement Act of 2015 (114th Cong.) Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure General Equity Market Structure Secured Finance Transactions General FinTech (financial technology) Student lending
Systemic Risk Designation Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 238, Commodity End-User Relief Act H.R. 1309, Systemic Risk Designation Improvement Act of 2015 (114th Cong.) Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
Financial CHOICE Act of 2016
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 General FinTech (financial technology) House Agriculture Committee FY18 Appropriations
Financial CHOICE Act of 2016
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 General FinTech (financial technology) House Agriculture Committee FY18 Appropriations
Financial CHOICE Act of 2016
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 1309, Systemic Risk Designation Improvement Act of 2015 (114th Cong.) H.R. 5983, Financial CHOICE Act of 2016 (114th Cong.) S. 1484, Financial Regulatory Improvement Act of 2015 (114th Cong.) Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure General Equity Market Structure Secured Finance Transactions General FinTech (financial technology) Student lending
Financial Regulatory Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General FinTech (financial technology) General Dodd-Frank Act Title VII Reforms
Financial Regulatory Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 General FinTech (financial technology) House Agriculture Committee FY18 Appropriations
Financial Regulatory Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 General FinTech (financial technology) House Agriculture Committee FY18 Appropriations
Financial Regulatory Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act
Financial Regulatory Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 1309, Systemic Risk Designation Improvement Act of 2015 (114th Cong.) H.R. 5983, Financial CHOICE Act of 2016 (114th Cong.) S. 1484, Financial Regulatory Improvement Act of 2015 (114th Cong.) Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure General Equity Market Structure Secured Finance Transactions General FinTech (financial technology) Student lending
Systemic Risk Designation Improvement Act of 2015
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 1309,Systemic Risk Designation Improvement Act of 2015 Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps SEC uncleared margin rules Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills Federal Reserve FBO Tailoring Proposal
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2019 · first_quarter · 1A
Public Law No. 115-97, Tax Cuts and Jobs Act International Taxation
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2019 · second_quarter · Q2
Public Law No. 115-97, Tax Cuts and Jobs Act International Taxation
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills Federal Reserve FBO Tailoring Proposal
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2019 · first_quarter · 1A
Public Law No. 115-97, Tax Cuts and Jobs Act International Taxation
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2019 · first_quarter · Q1
Public Law No. 115-97, Tax Cuts and Jobs Act International Taxation
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 (115th Congress) General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act (115th Congress) H.R. 4293, Stress Test Improvement Act of 2017 (115th Congress) H.R. 4790, Volcker Rule Regulatory Harmonization Act (115th Congress) FY19 Financial Services and General Government (FSGG) appropriations bills
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) H.R. 4170/S. 2039, Disclosing Foreign Influence Act (115th Congress) H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 (115th Congress) H.R. 6533, CLEAN Politics Act of 2018 (115th Congress)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2018 · fourth_quarter · Q4
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488, JOBS and Investor Confidence Act of 2018
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017 H.R. 6533, CLEAN Politics Act of 2018
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2018 · third_quarter · Q3
Public Law No. 115-97, Tax Cuts and Jobs Act International Taxation
Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 3555, The Exchange Regulatory Improvement Act S. 488 JOBS and Investor Confidence Act of 2018
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2018 · second_quarter · Q2
Dodd-Frank Act, Enhanced Prudential Standards and Early Remediation Requirements The Volcker Rule General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reform s S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4293, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY19 Financial Services and General Government (FSGG) appropriations bills H.R. 4292, The Financial Institution Living Will Improvement Act of 2017 H.R. 3555, The Exchange Regulatory Improvement Act
Public Law No. 115-97, Tax Cuts and Jobs Act
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2018 · first_quarter · Q1
Public Law No. 115-97, Tax Cuts and Jobs Act
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act Infrastructure Financing
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act H.R. 4239, Stress Test Improvement Act of 2017 H.R. 4790, Volcker Rule Regulatory Harmonization Act FY18 and FY17 Financial Services and General Government (FSGG) appropriations bills
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2017 · fourth_quarter · Q4
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General Dodd-Frank Act Title VII Reforms S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act
S. 1005, Modernization of Derivatives Tax Act of 2017 H.R. 1, Tax Cuts and Jobs Act
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2017 · third_quarter · Q3
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review H.R. 3312, Systemic Risk Designation Improvement Act of 2017 General Financial Services and General Government (FSGG) Appropriations House Commodities Exchange Act Infrastructure Financing
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 3312, Systemic Risk Designation Improvement Act of 2017 H.R. 10, Financial CHOICE Act of 2017 General FinTech (financial technology) General Dodd-Frank Act Title VII Reforms
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2017 · second_quarter · 2A
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) H.R. 1309, Systemic Risk Designation Improvement Act of 2015 General Financial Services and General Government (FSGG) Appropriations House Commodities Exchange Act Infrastructure Financing
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 General FinTech (financial technology) House Agriculture Committee FY18 Appropriations
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2017 · second_quarter · Q2
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) H.R. 1309, Systemic Risk Designation Improvement Act of 2015 General Financial Services and General Government (FSGG) Appropriations House Commodities Exchange Act Infrastructure Financing
General Tax Reform S. 1005, Modernization of Derivatives Tax Act of 2017 Section 385 Reform
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2017 · first_quarter · Q1
H.R. 238, Commodity End-User Relief Act H.R. 1309, Systemic Risk Designation Improvement Act of 2015 (114th Cong.) Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
H.R. 1309, Systemic Risk Designation Improvement Act of 2015 (114th Cong.) H.R. 5983, Financial CHOICE Act of 2016 (114th Cong.) S. 1484, Financial Regulatory Improvement Act of 2015 (114th Cong.) Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure General Equity Market Structure Secured Finance Transactions General FinTech (financial technology) Student lending
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2016 · fourth_quarter · Q4
H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 S. 1484, Financial Regulatory Improvement Act of 2015 Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure General Equity Market Structure Secured Finance Transactions CFTCs proposed rule on Regulation Automated Trading SECs proposed rule on 40 Act Fund Use of Derivatives General cybersecurity
General tax reform Department of Treasury proposed regulation under Internal Revenue Code Section 385
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2016 · third_quarter · Q3
General tax reform Department of Treasury proposed regulation under Internal Revenue Code Section 385
H.R. 1309,Systemic Risk Designation Improvement Act of 2015 CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps SEC uncleared margin rules Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2016 · second_quarter · Q2
H.R. 1309,Systemic Risk Designation Improvement Act of 2015 Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps SEC uncleared margin rules Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
H.R. 3189, Fed Oversight Reform and Modernization (FORM) Act of 2015 S. 1484, Financial Regulatory Improvement Act of 2015 House Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2016, and for other purposes Commodity Exchange Act Reauthorization Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940 Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure Secured Finance Transactions CFTCs proposed rule on Regulation Automated Trading SECs proposed rule on 40 Act Fund Use of Derivatives
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2016 · first_quarter · 1A
H.R. 1309,Systemic Risk Designation Improvement Act of 2015 Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps SEC uncleared margin rules Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
General tax reform
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2016 · first_quarter · Q1
H.R. 1309,Systemic Risk Designation Improvement Act of 2015 Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps SEC uncleared margin rules Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
H.R. 3189, Fed Oversight Reform and Modernization (FORM) Act of 2015 S. 1484, Financial Regulatory Improvement Act of 2015 House Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2016, and for other purposes Commodity Exchange Act Reauthorization Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940 Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure Secured Finance Transactions CFTCs proposed rule on Regulation Automated Trading SECs proposed rule on 40 Act Fund Use of Derivatives
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2015 · fourth_quarter · Q4
H.R. 3049, Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2016 H.R. 3189, Fed Oversight Reform and Modernization (FORM) Act of 2015 S. 1484, Financial Regulatory Improvement Act of 2015 Commodity Exchange Act Reauthorization Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940 Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 CFTC Position Limits
Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps SEC uncleared margin rules
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2015 · second_quarter · 2A
Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule supplemental leverage ratio Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps
Commodity Exchange Act reauthorization Department of Labor Notice of Proposed Exemption at 79 FR 52365 Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940 Department of Labor Proposed Fiduciary Rule FY 2016 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2015 · third_quarter · Q3
H.R.3049, Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2016 S. 1484, Financial Regulatory Improvement Act of 2015 Commodity Exchange Act Reauthorization Department of Labor Notice of Proposed Exemption at 79 FR 52365 Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940 Department of Labor Proposed Fiduciary Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3
Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule supplemental leverage ratio Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2015 · second_quarter · Q2
Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule supplemental leverage ratio Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps
General tax reform
Commodity Exchange Act reauthorization Department of Labor Notice of Proposed Exemption at 79 FR 52365 Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940 Department of Labor Proposed Fiduciary Rule FY 2016 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2015 · first_quarter · Q1
Supplemental Leverage Ratio CFTC Uncleared Margin Rule Fed/OCC/FDIC Uncleared Margin proposal Fed final rule supplemental leverage ratio Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio
Commodity Exchange Act reauthorization Department of Labor Notice of Proposed Exemption at 79 FR 52365 CFTC No Action Letter 14-02 and 14-03 CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2014 · fourth_quarter · Q4
H.R. 4413, Customer Protection and End-User Relief Act, CEA reauthorization bill S. 2601, The Risk Hedging Protection Act H.R. 4697, Small-Cap Access to Capital Act S. 451, Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013 Fed/OCC/FDIC Uncleared Margin proposal Fed final rule supplemental leverage ratio Fed final rule liquidity coverage ratio CFTC Uncleared margin proposal Consultative Document, Basel III: The Net Stable Funding Ratio
H.R. 2767, Protecting American Taxpayers and Homeowners Act of 2013 S. 2102, A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act S.1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes S. 1217, Housing Finance Reform and Taxpayer Protection Act H.R. 4167, Restoring Proven Financing for American Employers Act CFTC No Action Letter 14-02 and 14-03 CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2014 · third_quarter · Q3
International tax reform Domestic tax reform Swiss tax treaty (protocol amending tax convention with Swiss Confederation) Tax Reform Act of 2014 Tax extenders
H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013) S. 2102 (A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act) S.1369 (A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes) S. 1217 (Housing Finance Reform and Taxpayer Protection Act) CFTC No Action Letter 14-02 and 14-03 CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) H.R. 4167 (Restoring Proven Financing for American Employers Act) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2014 · second_quarter · Q2
H.R. 4413 (Customer Protection and End-User Relief Act, CEA Reauthorization bill) S. 2601 (The Risk Hedging Protection Act) H.R. 4697 (Small-Cap Access to Capital Act) S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013)
H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013) S. 2102 (A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act) S.1369 (A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes) S. 474 (Swaps Regulatory Improvement Act) S. 1217 (Housing Finance Reform and Taxpayer Protection Act) CFTC No Action Letter 14-02 and 14-03 CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) H.R. 4167 (Restoring Proven Financing for American Employers Act) H.R. 3928 (The Federal Reserve Accountability and Transparency Act) H.R. 3448 (Small Cap Liquidity Reform Act of 2014) H.R. 4697 (Small-Cap Access to Capital Act) S. 1907 (Fairness for Community Job Creators Act) The Volcker Rule
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2014 · first_quarter · Q1
International tax reform Domestic tax reform Swiss Tax Treaty (Protocol Amending Tax Convention with Swiss Confederation) Terrence Thompson lobbied in the House only through 3/4/14.
H.R.742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013; H.R. 992, Swaps Regulatory Improvement Act; H.R. 1256, Swap Jurisdiction Certainty Act; H.R. 1800, Small Business Credit Availability Act;H.R.1952, Spread Pricing Liquidity Act of 2013; H.R.3448, Small Cap Liquidity Reform Act of 2013; H.R. 2767, Protecting American Taxpayers and Homeowners Act of 2013; S.2102, A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; S.474, Swaps Regulatory Improvement Act; S. 1217, Housing Finance Reform and Taxpayer Protection Act; CFTC No Action Letter 14-02 and 14-03; CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments, Federal Reserve; Proposed Rule, FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies, 77 Fed. Reg. 594 (Jan. 5, 2012) Terrence Thompson lobbied in the House only through 3/4/14
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2013 · fourth_quarter · Q4
International tax reform Domestic tax reform Terrence Thompson lobbied in the House only.
H.J.Res. 59, Continuing Appropriations Resolution, 2014 Terrence Thompson lobbied in the House only.
H.R.742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013; H.R. 992, Swaps Regulatory Improvement Act; H.R. 1256, Swap Jurisdiction Certainty Act; H.R. 1800, Small Business Credit Availability Act;H.R.1952, Spread Pricing Liquidity Act of 2013; H.R.3448, Small Cap Liquidity Reform Act of 2013; H.R. 3448, Small Cap Liquidity Reform Act of 2013; H.R. 2767, Protecting American Taxpayers and Homeowners Act of 2013; S.474, Swaps Regulatory Improvement Act; S. 1217, Housing Finance Reform and Taxpayer Protection Act; CFTC No Action Letter 14-02 and 14-03,; CFTC Concept Release on Risk Controls and System Safeguards for Automated Trading Environments, Federal Reserve; Proposed Rule, FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies, 77 Fed. Reg. 594 (Jan. 5, 2012) Terrence Thompson lobbied in the House only.
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2013 · third_quarter · Q3
International tax reform Domestic tax reform Terrence Thompson lobbied in the House only.
H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 992, Swaps Regulatory Improvement Act H.R. 1003, To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and ordersH.R. 1256, Swap Jurisdiction Certainty Act Federal Reserve Notice 75 FR 72741, regarding Volcker Rule Conformance Period Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers CFTC Proposed Rule: 78 FR 909 17 CFR Chapter I- Further Proposed Guidance Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41110 17 CFR Chapter I- Exemptive Order Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41213 17 CFR Chapter I- Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other requirements for swap execution facilities (76 FR 1213) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (76 FR 58186) SEC - Proposed rule - Registration of Municipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA-3110; File No. S7-36-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule Terrence Thompson lobbied in the House only.
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2013 · second_quarter · Q2
International tax reform Domestic tax reform Terrence Thompson lobbied in the House only.
H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 992, Swaps Regulatory Improvement Act H.R. 1003, To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and ordersH.R. 1256, Swap Jurisdiction Certainty Act S.1217, Housing Refinance Reform and Taxpayer Protection Act of 2013 Federal Reserve Notice 75 FR 72741 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers CFTC Proposed Rule: 78 FR 909 17 CFR Chapter I- Further Proposed Guidance Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41110 17 CFR Chapter I- Exemptive Order Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41213 17 CFR Chapter I- Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 CFTC - Core principles and other requirements for swap execution facilities (76 FR 1213) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (76 FR 58186) SEC - Proposed rule - Registration of Municipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA-3110; File No. S7-36-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule Terrence Thompson lobbied in the House only.
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2013 · first_quarter · Q1
International tax reform Domestic tax reform Terrence Thompson lobbied in the House only.
Federal Resrve Notice 75 FR 72741 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealersH.R. 677, the Inter-Affiliate Swap Clarification Act H.R. 992, the Swaps Regulatory Improvement Act H.R. 1003, To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders. H.R. 1256, the Swap Jurisdiction Certainty Act CFTC Proposed Rule: 78 FR 909 17 CFR Chapter I- Further Proposed Guidance Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41110 17 CFR Chapter I- Exemptive Order Regarding Compliance With Certain Swap Regulations CFTC Proposed Rule: 77 FR 41213 17 CFR Chapter I- Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule Terrence Thompson lobbied in the House only.
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2012 · fourth_quarter · Q4
Implementation of PL 111-203
Proposed rule changes of ATS Rlease No. 34-63241; File No. S7-03-10 Proposed changes to Regulation AB - Release Nos. 33-9917; 34-61858; File No. S7-08-10 PL 111-203 Federal Resrve Notice 75 FR 72741 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of PL 111-203 prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the PL 111-203, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45 H.R. 1840 to improve consideration by the CFTC of the costs and benefits of its regulations and orders H.R .2799 to exempt inter-affiliate swaps from certain regulations H.R. 2586 Swap Execution Facility Clarification Act H.R. 3045 Retirement Income Protection Act Amendment to S. 2112, introduced by Sen. Crapo, to clarify derivatives rulemaking H.R. 3283, Swap Jurisdiction Certainty Act Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2012 · third_quarter · Q3
International tax reform Domestic tax reform
Implementation of PL 111-203
Proposed rule changes of ATS Rlease No. 34-63241; File No. S7-03-10 Proposed changes to Regulation AB - Release Nos. 33-9917; 34-61858; File No. S7-08-10 PL 111-203 Federal Resrve Notice 75 FR 72741 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) CFTC - Proposed Rule - Position Limits for Futures and Swaps (76 FR 71626 ) CFTC - Proposed Rule - Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (76 FR 77728 ) CFTC - Proposed Rule - Effective Date for Swap Regulation (76 FR 65999) CFTC - Proposed Rule - Clearing Member Risk Management (76 FR 45724 ) CFTC - Proposed Rule - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (76 FR 33818 ) CFTC - Proposed Rule - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA (6 FR 58186) CFTC - Proposed Rule - Customer Clearing Documentation and Timing of Acceptance for Clearing (76 FR 45730) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45 H.R. 1840 to improve consideration by the CFTC of the costs and benefits of its regulations and orders H.R .2799 to exempt inter-affiliate swaps from certain regulations H.R. 2586 Swap Execution Facility Clarification Act H.R. 3045 Retirement Income Protection Act Amendment to S. 2112, introduced by Sen. Crapo, to clarify derivatives rulemaking H.R. 3283, Swap Jurisdiction Certainty Act Federal Reserve - Proposed rule - Enhanced prudential standards and heightened supervision of bank holding companies FDIC and Federal Reserve - Final rule - Resolution plans Joint FSOC - Proposed rule - Implementation of the Volcker Rule
Public Law No. 115-97, Tax Cuts and Jobs Act International Taxation
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act Infrastructure Financing H.R. 4170/S. 2039, Disclosing Foreign Influence Act H.R. 4311, Foreign Investment Risk Review Modernization Act of 2017
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserve's Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) FRB rules on Stress Test/Comprehensive Capital Analysis and Review House Commodities Exchange Act Infrastructure Financing
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General Tax Reform S. 1005, Modernization of Derivatives Tax Act of 2017 Section 385 Reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General Tax Reform S. 1005, Modernization of Derivatives Tax Act of 2017 Section 385 Reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 S. 1484, Financial Regulatory Improvement Act of 2015 General Fixed Income Market Structure General Equity Market Structure H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 5983, Financial CHOICE Act of 2016 General FinTech (financial technology) House Agriculture Committee FY18 Appropriations
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 1309, Systemic Risk Designation Improvement Act of 2015 House Commodities Exchange Act (to be introduced in the 115th Congress) Fed final rule liquidity coverage ratio Consultative Document, Basel III: The Net Stable Funding Ratio SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions CFTC Cross-border application of margin requirements for uncleared swaps Federal Reserves Proposed Rule on Single Counter Party Credit Limits Total Loss Absorbing Capital (TLAC) General Financial Services and General Government (FSGG) Appropriations
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 1309, Systemic Risk Designation Improvement Act of 2015 H.R. 3189, Fed Oversight Reform and Modernization (FORM) Act of 2015 S. 1484, Financial Regulatory Improvement Act of 2015 House Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2016, and for other purposes Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure Secured Finance Transactions CFTCs proposed rule on Regulation Automated Trading SECs proposed rule on 40 Act Fund Use of Derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax reform Department of Treasury proposed regulation under Internal Revenue Code Section 385
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 3189, Fed Oversight Reform and Modernization (FORM) Act of 2015 S. 1484, Financial Regulatory Improvement Act of 2015 House Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2016, and for other purposes Commodity Exchange Act Reauthorization Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012) The Volcker Rule Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940 Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3 General Fixed Income Market Structure Secured Finance Transactions CFTCs proposed rule on Regulation Automated Trading SECs proposed rule on 40 Act Fund Use of Derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
General tax reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Bank tax Taxation of financial products and mark-to-market of derivatives International tax reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International tax reform Domestic tax reform Tax Reform Act of 2014 Tax extenders
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 4413 (Customer Protection and End-User Relief Act, CEA reauthorization bill) S. 2601 (The Risk Hedging Protection Act) H.R. 4697 (Small-Cap Access to Capital Act) S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013) Fed/OCC/FDIC Uncleared Margin proposal Fed final rule supplemental leverage ratio Fed final rule liquidity coverage ratio CFTC Uncleared margin proposal Consultative Document, Basel III: The Net Stable Funding Ratio
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International tax reform Domestic tax reform Swiss tax treaty (protocol amending tax convention with Swiss Confederation) Tax Reform Act of 2014 Tax extenders
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.J.Res. 59, Continuing Appropriations Resolution, 2014 Terrence Thompson lobbied in the House only through 3/4/14
S. 451, Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013 Terrence Thompson lobbied in the House only through 3/4/14.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
S. 451, Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013 Terrence Thompson lobbied in the House only.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203) Terrence Thompson lobbied in the House only.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203) Terrence Thompson lobbied in the House only.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of PL 111-203 Terrence Thompson lobbied in the House only.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International tax reform Domestic tax reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of