Sarbanes-Oxley Act of 2002
Legislative Progress
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
92pct
166d open
vs 5,767 other HR bills in the 107th — cohort avg 49d
No CRS summary is available for this bill yet. The source title, actions, sponsors, and text versions below come from Congress.gov.
Yes
99
No
0
Present
0
Not Voting
1
Party Breakdown
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Filing registrants (20)
Bills with similar content found using semantic analysis.
Sources: Congress.gov · House Clerk roll-call votes
| #192 | senate | On the Conference Report | Conference Report Agreed to (99-0) | July 25, 2002 |
2007 · mid_year · Banking
The Sarbanes-Oxley Act of 2002 (H.R. 3763)
Client expense: Not reported · Firm income: $420,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2007 · mid_year · Banking
The Sarbanes-Oxley Act of 2002 (H.R. 3763)
Client expense: Not reported · Firm income: $300,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2006 · year_end · Labor Issues/Antitrust/Workplace
Minimum Wage Act - H.R. 655/S.277 Fair Act H.R. 19 National Labor Relations Act H.R. 1696/S,842 Occupational Safety & Helath Small Employer of Justuce Act H.R. 739/H.R. 740/H.R. 741 & H.R. 742 Keller Bill - Recreational Marine Emoployment Act of 2005 - H.R. 940 Truth in Employment Act. H.R. 1816 Employee Right to Choose Act S. 1513/H.R. 3763 Davis Bacon Act - S. 187/S.1749/H.R. 3763 Reveiw of OSHA Citations, H.R. 741 Deadline Flexabiioty - OSHA Reveiw Commission H.R. 739 Job Training S. 1021/H.R. 27 (reauthorise workforce investment act) Training & Education for American Workers Act H.R. 4402 Preventing OSHA Action on Ergonomics H.R. 987/S. 1070 Barring OSHA Home Office Inspections - H.R. 4098 Bid Shopping Repeal - H.R. 4012
Client expense: $60,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2006 · year_end · Banking
The Sarbanes-Oxley Act of 2002 (H.R. 3763)
Client expense: Not reported · Firm income: $480,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2006 · year_end · Labor Issues/Antitrust/Workplace
H.R. 2429; H.R. 5368 Minimum Wage Increase S. 1783/H.R. 2830 Pension Reform H.R. 5647 FY07 Labor, HHS, Education All labor & employment provisions of the following bills: H.R. 101, Labor Relations First Contract Negotiations Act H.R. 279, Family and Medical Leave Protection Act H.R. 475, Family and Medical Leave Inclusion Act H.R. 476, Family and Medical Leave Enhancement Act H.R. 500 / S. 370, National Right to Work Act H.R. 582, Employee Changing Room Privacy Act H.R. 739, Occupational Safety and Health Small Business Day in Court Act H.R. 740, Occupational Safety and Health Review Commission Efficiency Act H.R. 741, Occupational Safety and Health Independent Review of OSHA Citations Act H.R. 742, Occupational Safety and Health Small Employer Access to Justice Act H.R. 773, Fairness in Labor Litigation Act H.R. 874 / S. 1173, Secret Ballot Protection Act H.R. 1050, A Living Wage, Jobs For All Act H.R. 1073, Union Members Right to Know Act H.R. 1074, Union Members Information Enforcement Act H.R. 1075, Labor-Management Accountability Act H.R. 1247, Working Families Access to Justice Act H.R. 1248, Government Labor Neutrality Act H.R. 1589, Balancing Act H.R. 1667 / S. 798, Military Families Leave Act H.R. 1696 / S. 842, Employee Free Choice Act H.R. 1748, Union Members Freedom From Strikes Act H.R. 1816 / S. 983 Truth in Employment Act H.R. 1902 / S. 932 / S. 1085, Healthy Families Act H.R. 1993, Living Organ Donor Job Security Act H.R. 2004, Protecting America's Workers Act H.R. 2005, Workplace Wrongful Death Accountability Act H.R. 2122, Pregnancy Discrimination Act Amendments H.R. 2870, Youth Worker Employment Act H.R. 2876, Violence Against Women Reauthorization Act H.R. 3171, VAWA 2005 Reauthorization Act H.R. 3185, S. 1796, Security and Financial Emplowerment Act H.R. 3402, related to Justice Department Appropriatons (VAWA reauthorization and leave provisions only) H.R. 3403, related to jurisdiction thresholds under the NLRA;H.R. 3413, Minimum Wage Competitiveness Act;H.R. 3684 / S. 1817, Cleanup and Restoration Enhancement Act;H.R. 3763, Fair Wages for Hurricane Victims Act;H.R. 3834, related to suspension of Davis-Bacon requirements;H.R. 3949, Volunteer Firefighter and EMS Personnel Job Protection Act;H.R. 4190, Safe at Work Act;H.R. 5554, the Workplace Safety and Health Transparency Act;H.R. 5787, Minimum Wage Competitiveness Act;H.R. 5998, Federal Living Wage Responsibility Act;H.R. 6422, related to wage mandates;H.Res. 467, related to information about wages and benefits under post-hurricane contracts;S. 223, Overtime Rights Protection Act;S. 282, Family and Medical Leave Expansion Act;S. 947, Workplace Wrongful Death Accountability Act;S. 1749, Fair Wages for Hurricaine Katrina Recovery Workers Act;S. 1763, Hurricane Katrina Reconstruction and Displaced Worker Assistance Act;S. 1925, Rebuild with Respect Act;S. 2065, Occupational Safety Partnership Act;S. 2066, Occupational Safety Fairness Act;S. 2067, the HazCom Simplification and Modernization Act;FY '07 Science, State, Justice, Commerce Appropriations bill markup (Obey minimum wage amdt.);H.Amdt. 367 to H.R. 3010 (relating to funding of certain Labor Department settlement agreements);Nominations for the following positions:Member, National Labor Relations Board;General Counsel, National Labor Relations Board;Assistant Secretary for Occupational Safety and Health, Department of Labor;Administrator, Wage and Hour Division, Department of Labor;Commissioner, Occupational Safety and Health Review Commission;Reform of regulations codified at 29 C.F.R. pt. 541, relating to exemptions from overtime under the Fair Labor Standards Act;Reform of regulations codified at 29 C.F.R. pt. 825, implementing the Family and Medical Leave Act;Reform of regulations codified at 29 C.F.R. pts. 403, 408, relating to disclosures required of labor organizations;Financial disclosure under the Labor Management Reporting and Disclosure Act (LM-30 and LM-10 reports);Implementation and oversight of the National Labor Relations Act;National Labor Relations Board jurisdiction and preemption of conflicting state actions
Client expense: $31,440,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Highway Administration (FHA), Federal Trade Commission (FTC), Federal Transit Administration (FTA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Aeronautics & Space Administration (NASA), Natl Labor Relations Board (NLRB), Natl Oceanic & Atmospheric Administration (NOAA), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Vice President of the United States, Patent & Trademark Office (PTO), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office
2006 · mid_year · Labor Issues/Antitrust/Workplace
Training & Education for American Workers Act - H.R. 4402 Preventing OSHA Action on Ergonomics - H.R. 987, S. 1070 Barring OSHA Home Office Inspections - H.R. 4098 Bid Shopping Repeal - H.R. 4012 Minimum Wage Act - H.R. 655, S. 277 Fair Act - H.R. 19 National labor Relations Act H.R. 1696/S.842 Occupational Safety & Helath Samll Employer of Justice Act H.R. 739,H.R. 740, H.H. 741 & H.r. 742 Keller Bill - Recreational Marine Employment Act of 2005 H.R. 940 Truth in Employment Act H.R. 1816 Employee Right to Choose Act S. 1513/H.R. 1696 Davis Bacon Act S. 1817 S.1749 & H.R. 3763 Reveiw of OSHA Citations H.R. 741 Deadline Flexibility - OSHA Reveiw Commission H.R. 739 Job Training - S. 1021 & H.R. 27 (reauthorise workforce investment act)
Client expense: $60,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2005 · year_end · Labor Issues/Antitrust/Workplace
Employees Free Choice Act, S 842, HR 1696; Bills ammending the Occupational Safety and Health Act of 1970, HR 739, HR 740, HR 741, HR 742 Bills to reinstate the Davis-Bacon Wages, S.1749, HR 3763, S.1763, H.RES.467, H.RES.488
Client expense: $260,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, Office of Personnel Management (OPM), SENATE, Transportation, Dept of (DOT), Treasury, Dept of
2005 · year_end · Labor Issues/Antitrust/Workplace
Employees Free Choice Act, S 842, HR 1696; Bills ammending the Occupational Safety and Health Act of 1970, HR 739, HR 740, HR 741, HR 742 Bills to reinstate the Davis-Bacon Wages, S.1749, HR 3763, S.1763, H.RES.467, H.RES.488
Client expense: $260,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, Office of Personnel Management (OPM), SENATE, Transportation, Dept of (DOT), Treasury, Dept of
2003 · year_end · Retirement
H.R. 553 Protecting America’s Savings Act of 2002 H.R. 586 Economic Growth and Tax Relief Reconciliation Act H.R. 622 Hope for Children Act H.R. 1322 Emergency Retiree Health Benefits Protection Act of 2001 H.R. 2695 To amend the Internal Revenue Code of 1986 to clarify the treatment of incentive stock options and employee stock purchase plans H.R. 2884 Victims of Terrorism Relief Act of 2001 H.R. 3005 Bipartisan Trade Promotion Authority Act of 2001 H.R. 3009 Andean Trade Preference Expansion Act H.R. 3090 Economic Security and Recovery Act of 2001 H.R. 3415 Employment Contract Protection Act of 2001 H.R. 3463 Pension Protection Act of 2002 H.R. 3509 Retirement Account Protection Act of 2001 H.R. 3622 Emergency Worker and Investor Protection Act of 2002 H.R. 3623 The Employee Savings Protection Act of 2002 H.R. 3657 Employee Pension Freedom Act of 2002 H.R. 3669 Employee Retirement Savings Bill of Rights H.R. 3762 Pension Security Act of 2002 H.R. 3763 Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 H.R. 3763 Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 H.R. 3763 Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 H.R. 4931 Retirement Savings Security Act of 2002 H.R. 5095 American Competitiveness Act of 2002 H.R. 5095 American Competitiveness and Corporate Accountability Act of 2002 H.R. 5166 Tax Simplification Act of 2002 H.R. 5242 Workplace Employee Stock Option Act of 2002 S. 848 Social Security Number Misuse Prevention Act of 2002 S. 1677 Independent Investment Advice Act of 2001 S. 1838 Pension Protection and Diversification Act S. 1919 Retirement Security Protect Act S. 1921 Pension Plan Protection Act S. 1940 Ending the Double Standard for Stock Options Act S. 1969 Protecting Security Act of 2002 S. 1971 National Employee Savings and Trust Equity Guarantee Act S. 1992 Protecting America’s Pensions Act of 2002 S. 2010 Corporate and Criminal Fraud Accountability Act of 2002 S. 2087 A bill to amend the Internal Revenue Code of 1986 to allow employers a credit against income tax for the provision of independent investment advice to employees S. 2190 Worker Investment and Retirement Education Act of 2002 S 2673 Public Company Accounting Reform and Investor Protection Act of 2002 S. 2822 Prevention of Stock Options Abuse Act S. 2877 Rank and File Stock Option Act S. 2904 Emergency Retiree Health Benefits Protection Act of 2002
Client expense: $180,000 · Firm income: Not reported
Government targets: Centers For Medicare and Medicaid Services (CMS), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), Labor, Dept of (DOL), Pension & Welfare Benefits Administration, Pension Benefit Guaranty Corporation (PBGC), SENATE, Treasury, Dept of
2002 · year_end · Accounting
Potential legislation relating to the rules of procedure, or the technical projects, of the Financial Accounting Standards Board, including the following : H. R. 3970, The Truth and Accountability in Accounting Act of 2002 H. R. 5058, The Financial Accounting Standards Board Act S. 2004, The Investor Confidence in Public Accounting Act of 2002 S. 2460, The Shareholder Bill of Rights Act S. 2673, The Public Company Accounting Reform and Investor Protection Act of 2002 H. R. 3763, Sarbanes - Oxley Act of 2002 H. R. 5147, Stock Option Accounting Reform Act
Client expense: Not reported · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2002 · year_end · Banking
Legislation affecting banks; regulatory rulemakings affecting banking organizations, including H.R. 3763, the Sarbanes-Oxley Act of 2002.
Client expense: Not reported · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2002 · year_end · Financial Institutions/Investments/Securities
Potential legislation relating to the rules of procedure, or the technical projects, of the Financial Accounting Standards Board, including the following : H. R. 3970, The Truth and Accountability in Accounting Act of 2002 H. R. 5058, The Financial Accounting Standards Board Act S. 2004, The Investor Confidence in Public Accounting Act of 2002 S. 2460, The Shareholder Bill of Rights Act S. 2673, The Public Company Accounting Reform and Investor Protection Act of 2002 H. R. 3763, Sarbanes - Oxley Act of 2002 H. R. 5147, Stock Option Accounting Reform Act
Client expense: Not reported · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2002 · year_end · Taxation/Internal Revenue Code
H.R. 41 and S. 41 To amend the Internal Revenue Code of 1986 to permanently extend the research credit and to increase the rates of alternative incremental credit. S.1992 Protecting America's Pensions Act of 2002 S.1971 National Employee Savings and Trust Equity Guarantee Act S.2673 Public Company Accounting Reform and Investor Protection Act of 2002 H.R. 3763 Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 P.L. 107-204 H.R. 463 To amend the Internal Revenue Code of 1986 to permanently extend the research credit, to increase the rates of the alternative incremental credit, and to provide an alternative simplified credit for qualified research expenses S. 664 To amend the Internal Revenue Code of 1986 to permanently extend the research credit, to increase the rates of the alternative incremental credit, and to provide an alternative simplified credit for qualified research expenses H.R. 2896 The American Jobs Creation Act of 2003 – international tax and R&D sections S. 1475 Promote Growth and Jobs in the USA Act of 2003 – international tax and R&D sections H.R. 49 Internet Tax Nondiscrimination Act S. 150 Internet Tax Nondiscrimination Act of 2003 S. 52 Internet Tax Nondiscrimination Act H.R. 1481 Internet Growth and Freedom Act of 2003 H.R. 2 Jobs and Growth Tax Relief Reconciliation Act of 2003 – depreciation section S. 2 Jobs and Growth Tax Act of 2003 – depreciation section H.R. 1372 Broad-Based Stock Option Plan Transparency Act of 2003 S. 979 Broad-Based Stock Option Plan Transparency Act of 2003 S. 182 Ending the Double Standard for Stock Options H.R. 1000 Pension Security Act of 2003 H.R. 1776 Pension Preservation and Savings Expansion Act of 2003 All issues related to promulgation of rules and regulations on research and development credit; employeee control of retirement savings accounts; and electronic commerce taxation.
Client expense: $2,560,641 · Firm income: Not reported
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Defense, Dept of (DOD), Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Natl Institutes of Health (NIH), Office of Management & Budget (OMB), Office of the Secretary of Defense, SENATE, Treasury, Dept of, U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA), White House Office
2002 · year_end · Accounting
HR 3763, Corporate and Auditing, Responsibility, and Transparency Act of 2002 S. 2673, Public Company Accounting and Investor Protection Act of 2002
Client expense: $600,000 · Firm income: Not reported
Government targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Office of the Vice President of the United States, SENATE, U.S. Postal Service (USPS)
2002 · year_end · Taxation/Internal Revenue Code
H.R. 41 and S. 41 To amend the Internal Revenue Code of 1986 to permanently extend the research credit and to increase the rates of alternative incremental credit. S.1992 Protecting America's Pensions Act of 2002 S.1971 National Employee Savings and Trust Equity Guarantee Act S.2673 Public Company Accounting Reform and Investor Protection Act of 2002 H.R. 3763 Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 P.L. 107-204 All issues related to promulgation of rules and regulations on research and development credit; employeee control of retirement savings accounts; and electronic commerce taxation.
Client expense: $2,560,641 · Firm income: Not reported
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Defense, Dept of (DOD), Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Natl Institutes of Health (NIH), Office of Management & Budget (OMB), Office of the Secretary of Defense, SENATE, Treasury, Dept of, U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA), White House Office
2002 · year_end · Banking
Legislation affecting banks; regulatory rulemakings affecting banking organizations, including H.R. 3763, the Sarbanes-Oxley Act of 2002.
Client expense: Not reported · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2002 · year_end · Retirement
H.R.333 Bankruptcy Reform Act of 2001 H.R.1026 Increased IRAs for All Act of 2001 H.R.1487 AMT Relief for ISOs. H.R.1838 To amend the Tariff Act of 1930 to modify the provisions relating to drawback claims, and for other purposes. H.R.2036 Social Security Number Privacy and Identity Theft Prevention Act of 2001 H.R.2036 Social Security Number Privacy and Identity Theft Prevention Act of 2001 H.R.2269 Retirement Security Advice Act of 2001 H.R.2282 Preservation of Civil Rights Protections Act of 2001 H.R.2558 Teacher Voluntary Early Retirement Act of 2001 H.R.2695 Treatment of ISOs and ESPPs H.R.2794 AMT Relief for ISOs H.R.2884 Victims of Terrorism Tax Relief Act of 2001; Title I H.R.2968 Aviation Employee Assistance Relief Act of 2001 H.R.3090 Economic Security and Recovery Act of 2001; Title III H.R.3463 The Pension Protection Act H.R.3488 Retirement Opportunity Expansion Act of 2001 H.R.3509 Retirement Account Protection Act of 2001 H.R.3622 Emergency Worker and Investor Protection Act of 2002 H.R.3623 Employee Savings Protection Act of 2002 H.R.3640 Pension Protection adn Diversification Act of 2002 H.R.3642 401(k) Right to Know Act of 2002 H.R.3657 Employee Pension Freedom Act of 2002 H.R.3669 Employee Retirement Savings Bill of Rights H.R.3677 Safeguarding America's Retirement Act of 2002 H.R.3762 Pension Security Act of 2002 H.R.3763 Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 H.R.3763 Sarbanes0Oxley Act of 2002 H.R.4931 Retirement Savings Security Act of 2002 H.R.4972 To clarify the effective date of the modification of treatment for retirement annuity purposes of part-time service before April 7, 1986, of certain Department of Veterans Affairs health-care professionals. H.R.5095 American Competitiveness and Corporate Accountability Act of 2002 H.R.5120 Treasury and General Government Appropriations Act, 2003 H.R.5166 To simplify the Internal Revenue Code of 1986. H.R.5242 Workplace Employee Stock Option Act of 2002 H.R.5553 Protecting America's Savings Act of 2002 H.R.5558 Retirement Savings and Security Act of 2002 S.220 Bankruptcy Reform Act of 2001; §224 S.848 Social Security Number Misuse Prevention Act of 2002 S.1055 The Privacy Act of 2001; Titles II S.1142 AMT Relief for ISOs S.1383 A bill to amend the Internal Revenue Code of 1986 to clarify the treatment of incentive stock options and employee stock purchases. S.1677 Independent Investment Advice Act of 2001 S.1838 Pension Protection and Diversification Act of 2001 S.1921 Pension Plan Protection Act S.1969 Pension Security Act of 2002 S.1971 National Employee Savings and Trust Equity Guarentee Act S.1992 Protecting America's Pension Act of 2002 S.2190 Worker Investment and Retirement Education Act of 2002 S.2460 Shareholder Bill of Rights S.2673 Public Company Accounting Reform and Investor Protection Act of 2002 S.2707 The Women's Pension Protection Act of 2002 S.2740 FY03 Treasury-General Government Appropriations Bill S.2760 Stock Option Fairness and Accountability Act S.2766 FY03 Labor-HHS-Education Appropriations Bill S.2822 Prevention of Stock Option Abuse Act S.2877 Rank and File Stock Option Act of 2002 S.3010 A bill to provide information and advice to pension plan participants to assist them in making decisions regarding the investment of their pension plan assets, and for other purposes.
Client expense: $160,000 · Firm income: Not reported
Government targets: Centers For Medicare and Medicaid Services (CMS), Council of Economic Advisers (CEA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), Labor, Dept of (DOL), Pension & Welfare Benefits Administration, Pension Benefit Guaranty Corporation (PBGC), SENATE, Treasury, Dept of
2002 · year_end · Accounting
S. 2673, HR 3763 Accounting Reform Act
Client expense: $131,540 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Federal Communications Commission (FCC), Federal Reserve System, Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Natl Institutes of Health (NIH), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), U.S. Trade Representative (USTR)
2002 · year_end · Banking
Regulatory Issues National Credit Union Administration Foreign Branching for Credit Unions Retirement Benefits for FCU Employees 2003-2008 NCUA Strategic Plan Prompt Corrective Action Advertising Requirements 2003 NCUA Budget Securities and Exchange Commission Sweep Account Authority for Credit Unions Federal Legislation HR 7 -- Community Solutions Act of 2001 HR 237 -- Consumer Internet Privacy Enhancement Act HR 333 -- Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 HR 760 -- Faith Based Lending Protection Act HR 974 -- Small Business Interest Checking Act of 2001 HR 1055 -- Federal Payday Loan Consumer Protection Amendments of 2001 HR 1061 -- Consumer Banking Services Costs Assessment Act of 2001 HR 1408 -- Financial Services Antifraud Network Act of 2001 HR 2160 -- To provide for the establishment of individual development accounts H.R. 2576 -- The Subchapter S Modernization Act H.R. 2720 -- Markey-Barton Consumers’ Right to Financial Privacy Act HR 2796 -- FHLB Act Amendments HR 3162 -- USA Patriot Act HR 3717, Federal Deposit Insurance Reform Act of 2002 HR 3763, Corporate and Auditing Accountability, Responsibility and Transparency Act of 2002 HR 3911, Telemarketing Relief Act of 2002 HR 3951, Financial Services Regulatory Relief Act of 2002 HR. 4073, Amendments to Microenterprise for Self Reliance Act of 2000 HR 4612, Expanded Access To Financial Services Act of 2002 H.R. 5414 -- The Check Clearing for the 21st Century Act, S 30 -- Financial Information Privacy Protection Act of 2001 S 229 -- Interest on Business Checking Act of 2001 S 324 -- Social Security Number Privacy Act of 2001 S 420 -- Bankruptcy Reform Act of 2001 S 592 -- The Savings Opportunity and Charitable Giving Act of 2001 S 1025 -- A bill to provide for savings for working families S 1055 -- Privacy Act of 2001 S. 1201 – The Subchapter S Modernization Act S 1371 -- Money Laundering Safeguards S. 1924 -- Compassion, Aid, Recovery and Empowerment (CARE) Act S 1945, Safe and Fair Deposit Insurance Act of 2002 S 2673, Public Company Accounting and Investor Protection Act of 2002
Client expense: $200,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Natl Credit Union Administration (NCUA), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Treasury, Dept of, White House Office
2002 · year_end · Financial Institutions/Investments/Securities
H.R. 3763, Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002 H.R. 5070, Public Company Accounting Reform and Investor Protection Act of 2002 H.R. 5118, Corporate Fraud Accountability Act of 2002 S. 2673, Public Company Accounting Reform and Investor Protection Act of 2002 H.R. 4678, Consumer Privacy Protection Act of 2002 S. 2201, Online Personal Privacy Act S. 803, E-Government Act of 2001 H.R. 333, Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 S. 420, Bankruptcy Reform Act of 2001 S. 1742, Restore Your Identity Act of 2001 S. 848, Social Security Number Misuse Prevention Act of 2001 H.R. 2730, National Consumer Privacy Act H.R. 2720, Consumer's Right to to Financial Privacy Act S. 30, Financial Information Privacy Protection Act of 2001 H.R. 583, Privacy Commission Act S. 324, Social Security Number Privacy Act of 2001 S. 220, Bankruptcy Reform Act of 2001 H.R. 220, Identity Theft Protection Act of 2001 S. 450, Financial Institution Privacy Protection Act of 2001 S. 451, Social Security Number Protection Act of 2001 S. 536, Freedom from Behavioral Profiling Act of 2000 H.R. 1408, Financial Services Anitfraud Network Act of 2001 H.R. 1478, Personal Information Privacy Act of 2001 S. 851, Citizens' Privacy Commission Act of 2001 H.R. 2036, Social Security Number Privacy and Identity Theft Prevention Act of 2001 H.R. 1055, Privacy Act of 2001 H.R. 2135, Consumer Privacy Protection Act H.R. 2136, Confidential Information Protection Act
Client expense: Not reported · Firm income: $400,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2002 · year_end · Retirement
HR 3762, HR 2794, HR 1731, HR 3763, HR 4931, HR 5553,
Client expense: $400,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Bureau of Economic Analysis, Congressional Budget Office (CBO), Council of Economic Advisers (CEA), Executive Office of the President (EOP), Federal Communications Commission (FCC), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Natl Economic Council (NEC), Office of Management & Budget (OMB), Office of Personnel Management (OPM), Office of Policy Development, Office of the Secretary of Defense, Office of the Vice President of the United States, Patent & Trademark Office (PTO), President of the U.S., SENATE, Treasury, Dept of, U.S. Postal Service (USPS), U.S. Trade Representative (USTR), Vice President of the U.S., White House Office
2002 · mid_year · Financial Institutions/Investments/Securities
S.30 -- Financial Information Privacy Protection Act of 2001 1/22/01 (Sarbanes) A bill to strengthen control by consumers over the use and disclosure of their personal financial and health information by financial institutions. S.324 -- Social Security Number Privacy Act of 2001 2/14/01 (Shelby) A bill to amend the GLB Act, to prohibit the sale and purchase of the SSN of an individual by financial institutions, to include SSN's in the definition of nonpublic personal information. S.450 -- Financial Institution Privacy Protection Act of 2001 3/1/2001 (Nelson, D-FL) A bill to amend the Gramm-Leach-Bliley Act to provide for enhanced protection of nonpublic personal information, including health information. S.630 -- Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2001 or CAN SPAM Act of 2001 3/27/01 (Burns, Wyden) S. 2600 -- Terrorism Risk Insurance Act of 2002. The purpose of this Act is to establish a temporary Federal program that provides for a transparent system of shared public and private compensation for insured losses resulting from acts of terrorism. S. 2673 – Public Company Accounting Reform and Investor Protection Act of 2002. A bill to improve quality and transparency in financial reporting and independent audits and accounting services for public companies, to create a Public Company Accounting Oversight Board, to enhance the standard setting process for accounting practices, to strengthen the independence of firms that audit public companies, to increase corporate responsibility and the usefulness of corporate financial disclosure, to protect the objectivity and independence of securities analysts, to improve Securities and Exchange Commission resources and oversight, and for other purposes. HR.91 -- Social Security On-line Privacy Protection Act 1/3/01 (Rep. Frelinghuysen, R-NJ) A bill to regulate the use by interactive computer services of Social Security account numbers and related personally identifiable information. HR.718 -- Unsolicited Commercial Electronic Mail Act of 2001 2/14/01 (Rep. Wilson, R-NM) A bill to protect individuals, families, and Internet service providers from unsolicited and unwanted electronic mail. HR.1017 -- Anti-Spamming Act of 2001 3/14/01 (Rep. Goodlatte, R-VA) A bill to prohibit the unsolicited e-mail known as "spam". HR.1408 -- Structured Settlement Protection Act 4/4/01 (Rep. Shaw, R-FL) A bill to amend the Internal Revenue Code of 1986 to impose an excise tax on persons who acquire structured settlement payments in factoring transactions. HR.1478 -- Personal Information Privacy Act of 2001 4/4/01 (Rep. Kleczka D-WI) A bill to protect the privacy of the individuals with respect to the Social Security number and other personal information, and for other purposes. HR.2036 -- Social Security Number Privacy and Identity Theft Prevention Act of 2001 5/28/01 (Rep. Shaw, R-FL) A bill to amend the Social Security Act to enhance privacy protections for individuals, to prevent fraudulent misuse of the Social Security account number, and for other purposes. HR.2341 -- Class Action Fairness Act of 2001 6/27/01 (Goodlatte, Boucher) To amend the procedures that apply to consideration of interstate class actions to assure fairer outcomes for class members and defendants. HR.2421 -- Jurisdictional Certainty Over Digital Commerce Act 6/28/01 (Stearns, R-FL) To exercise authority under article I, section 8, clause 3 of the Constitution of the United States to clearly establish jurisdictional boundaries over the commercial transactions of digital goods and services conducted through the Internet, and to foster stability and certainty over the treatment of such transactions. HR 3210 -- Terrorism Risk Insurance Act of 2002. The purpose of this Act is to establish a temporary Federal program that provides for a transparent system of shared public and private compensation for insured losses resulting from acts of terrorism. HR 3763 – Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002. The bill establishes the Public Company Accounting Oversight Board to: (1) oversee the audit of public companies that are subject to the securities laws; (2) establish audit report standards and rules; and (2) investigate, inspect, and enforce compliance relating to registered public accounting firms, associated persons, and the obligations and liabilities of accountants. HR 3766 – Insurance Industry Modernization and Consumer Protection Act. A bill to: (1) provide for the chartering of national insurers; (2) provide for the licensing of national insurers; (3) provide for the regulation of the underwriting and sale of insurance and other insurance operations as conducted by national insurers and insurance producers; and (4) provide for the establishment of the Office of National Insurers and the position of Director of the Office of National Insurers with responsibility for administering and enforcing this Act, including with respect to such chartering, licensing, and regulatory activities. HR 5095 - - American Competitiveness and Corporate Accountability Act of 2002. Accounting and governance issues.
Client expense: $3,086,454 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of
2002 · mid_year · Retirement
H.R. 333 Bankruptcy Reform Act of 2001; §224. H.R.1026 Increased IRAs for All Act of 2001 H.R.1487 AMT Relief for ISOs; entire bill. H.R.2036 Social Security Number Privacy and Identity Theft Prevention Act of 2001 H.R.2269 Retirement Security Advice Act of 2001; entire bill. H.R.2282 Preservation of Civil Rights Protections Act of 2001; entire bill. H.R.2558 Teacher Voluntary Early Retirement Act of 2001; entire bill. H.R.2695 Treatment of ISOs and ESPPs; entire bill. H.R.2794 AMT Relief for ISOs, entire bill. H.R.2884 Victims of Terrorism Tax Relief Act of 2001; Title I. H.R.2968 Aviation Employee Assistance Relief Act of 2001; entire bill. H.R.3090 Economic Security and Recovery Act of 2001; Title III. H.R.3463 The Pension Protection Act; entire bill. H.R.3488 Retirement Opportunity Expansion Act of 2001; entire bill. H.R.3509 Retirement Account Protection Act of 2001; entire bill. H.R.3622 Emergency Worker and Investor Protection Act of 2002 all H.R.3623 Employee Savings Protection Act of 2002; all H.R.3640 Pension Protection adn Diversification Act of 2002; all H.R.3642 401(k) Right to Know Act of 2002, all H.R.3677 Safeguarding America's Retirement Act of 2002; all H.R.3669 Employee Retirement Savings Bill of Rights; all H.R.3762 Pension Security Act of 2002; all H.R.3657 Employee Pension Freedom Act of 2002; all H.R.3763 Sarbanes0Oxley Act of 2002; all H.R.5242 Workplace Stock Options Act of 2002; all H.R.4931 Retirement Savings Security Act of 2002; all S. 220 Bankruptcy Reform Act of 2001; §224. S. 848 The Social Security Misuse Prevention Act of 2001; entire bill. S.1055 The Privacy Act of 2001; Titles II, IV. S.1142 AMT Relief for ISOs; entire bill. S.1383 Treatment of ISOs and ESPPs; entire bill. S.1677 Independent Investment Advice Act of 2001; entire bill. S.1838 Pension Protection and Diversification Act of 2001; entire bill. S.1971 National Employee Savings and Trust Equity Guarantee Act; all S.1992 Protecting America's Pensions Act of 2002; all S.2190 Worker Investment and Retirement Education Act of 2002; all S.1969 Pension Security Act of 2002; all S.1921 Pension Plan Protection Act; all S.2740 FY03 Treasury-General Government Appropriations Bill; all S.2766 FY03 Labor-HHS-Education Appropriations Bill; all S.2707 The Women's Pension Protection Act of 2002, all S.2460 Shareholder Bill of Rights; all
Client expense: $360,000 · Firm income: Not reported
Government targets: Centers For Medicare and Medicaid Services (CMS), Council of Economic Advisers (CEA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), Labor, Dept of (DOL), Pension & Welfare Benefits Administration, Pension Benefit Guaranty Corporation (PBGC), SENATE, Treasury, Dept of
2002 · mid_year · Financial Institutions/Investments/Securities
Corporate Governance - H.R. 3763, S. 2673, H.R. 5118 Pension Reform - H.R. 3762, S. 1992, S. 1971
Client expense: $787,699 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Energy, Dept of, Environmental Protection Agency (EPA), Federal Energy Regulatory Commission (FERC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Nuclear Regulatory Commission (NRC), Office of Management & Budget (OMB), SENATE, Transportation, Dept of (DOT), Treasury, Dept of
2002 · mid_year · Financial Institutions/Investments/Securities
S2643, HR3763 - (Sarbanes Oxley Act)Comprehensive Investor Protection Act S1992 - Pension Reform S2541- Identity Theft S900 - Gramm-Leach-Bliley Act
Client expense: $167,892 · Firm income: Not reported
Government targets: Consumer Product Safety Commission (CPSC), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Natl Highway Traffic Safety Administration (NHTSA), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
2002 · mid_year · Financial Institutions/Investments/Securities
S. 30 - Financial Information Privacy Protection Act of 2001 S. 324 - Social Security Number Privacy Act of 2001 S. 450 - Financial Institution Privacy Protection Act of 2001 S. 451 - Social Security Number Protection Act of 2001 S. 536 - Freedom From Behavioral Profiling Act of 2000 S. 848 - Social Security Number Misuse Prevention Act of 2001 S. 1014 - Social Security Number Privacy and Identity Theft Prevention Act of 2001 S. 1055 - Privacy Act of 2001 S. 1399 - Identity Theft Prevention Act of 2001 S. 1511 - International Money Laundering Abatement and Anti- Terrorist Financing Act of 2001 H.R. 1478 - Personal Information Privacy Act of 2001 H.R. 1543 - Civil Rights and Employee Investigation Clarification Act H.R. 2036 - Social Security Number Privacy and Identity Theft Prevention Act of 2001 H.R. 2135 - Consumer Privacy Protection Act H.R. 2720 - Consumer's Right to Financial Privacy Act H.R. 2730 - National Consumer Privacy Act H.R. 3004 - Financial Anti-Terrorism Act of 2001 H.R. 3053 - Identity Theft Prevention Act of 2001 H.R. 3763 - Corporate and Auditing Accountability, Responsibility & Transparency Act of 2002 S. 2673 - Public Company Accounting Reform and Investor Protection Act of 2002 S. 1742 - Restore Your Identity Act of 2001 S. 2541 - Identity Theft Penalty Enhancement Act of 2002 H.R. 3068 - Financial Privacy and National Security Enhancement Act H.R. 4678 - Consumer Privacy Protection Act of 2002
Client expense: $1,520,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Council on Environmental Quality (CEQ), Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
2002 · mid_year · Financial Institutions/Investments/Securities
H.R. 4071, the Uniform Securities Disclosure Act, which would amend the Federal National Mortgage Association Charter Act and the Federal Home Loan Mortgage Corporation Act, to extend Federal securities registration and reporting requirements to specified mortgage-backed and other housing-related securities, and subordinate obligations under such Acts, all provisions; S. 2201, the Online Personal Privacy Act, S. 1742, the Restore Your Identity Act of 2001, and S. 2541, the Identity Theft Penalty Enhancement Act of 2002, for provisions affecting financial institutions and credit availability; H.R. 3763, the Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002, and S. 2673, the Public Company Accounting Reform and Investor Protection Act of 2002, for issues affecting GSEs.
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of Management & Budget (OMB), Office of the Vice President of the United States, SENATE, Treasury, Dept of
2002 · mid_year · Labor Issues/Antitrust/Workplace
HR 1487, HR 3763, S2673 Stock Options
Client expense: $250,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Energy, Dept of, Environmental Protection Agency (EPA), Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Office of Management & Budget (OMB), Patent & Trademark Office (PTO), SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. International Trade Commission (ITC), U.S. Trade Representative (USTR)
2002 · mid_year · Financial Institutions/Investments/Securities
H.R. 4071, the Uniform Securities Disclosure Act, which would amend the Federal National Mortgage Association Charter Act and the Federal Home Loan Mortgage Corporation Act, to extend Federal securities registration and reporting requirements to specified mortgage-backed and other housing-related securities, and subordinate obligations under such Acts, all provisions; S. 2201, the Online Personal Privacy Act, S. 1742, the Restore Your Identity Act of 2001, and S. 2541, the Identity Theft Penalty Enhancement Act of 2002, for provisions affecting financial institutions and credit availability; H.R. 3763, the Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002, and S. 2673, the Public Company Accounting Reform and Investor Protection Act of 2002, for issues affecting GSEs.
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of Management & Budget (OMB), Office of the Vice President of the United States, SENATE, Treasury, Dept of
2002 · mid_year · Banking
Regulatory Issues: National Credit Union Administration Community Action Plan Corporate credit unions Investments Allowance for Loan Losses Foreign Branching for Credit Unions Retirement Benefits for FCU Employees Valuation of Non-Maturity Shares 2003-2008 NCUA Strategic Plan Federal Reserve Board Regulation Z (Truth In Lending) Commentary Securities and Exchange Commission Sweep Account Authority for Credit Unions Federal Legislation HR 7 -- Community Solutions Act of 2001 HR 237 -- Consumer Internet Privacy Enhancement Act HR 333 -- Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 HR 760 -- Faith Based Lending Protection Act HR 1055 -- Federal Payday Loan Consumer Protection Amendments of 2001 HR 1061 -- Consumer Banking Services Costs Assessment Act of 2001 HR 1408 -- Financial Services Antifraud Network Act of 2001 HR 2160 -- To provide for the establishment of individual development accounts HR 2796 -- FHLB Act Amendments HR 3162 -- USA Patriot Act HR 3717, Federal Deposit Insurance Reform Act of 2002 HR 3763, Corporate and Auditing Accountability, Responsibility and Transparency Act of 2002 HR 3911, Telemarketing Relief Act of 2002 HR 3951, Financial Services Regulatory Relief Act of 2002 HR. 4073, Amendments to Microenterprise for Self Reliance Act of 2000 HR 4612, Expanded Access To Financial Services Act of 2002 S 30 -- Financial Information Privacy Protection Act of 2001 S 229 -- Interest on Business Checking Act of 2001 S 324 -- Social Security Number Privacy Act of 2001 S 420 -- Bankruptcy Reform Act of 2001 S 592 -- The Savings Opportunity and Charitable Giving Act of 2001 S 1025 -- A bill to provide for savings for working families S 1055 -- Privacy Act of 2001 S 1371 -- Money Laundering Safeguards S 1945, Safe and Fair Deposit Insurance Act of 2002 S 2673, Public Company Accounting and Investor Protection Act of 2002
Client expense: $200,000 · Firm income: Not reported
Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Credit Union Administration (NCUA), SENATE, White House Office
2002 · mid_year · Financial Institutions/Investments/Securities
Corporate Governance and Accounting: S 2673, HR 3763
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of
2002 · mid_year · Energy/Nuclear
The IBEW supported the “Craig Amendment," to S. 517, "The Energy Policy Act of 2002," which would have stripped the electricity title from the energy bill. It was defeated by a 67-32 vote on April 10. IBEW supported H.R. 3609, the pipeline safety bill. It would improve safety and security of our nation’s gas and liquid transmission and distribution systems, as well as protect approximately 20,000 IBEW workers who work for utilities and contractors in the natural gas and oil industries. (6/12/02 Ltr.) The IBEW testified before several Congressional Committees regarding IBEW employees affected by the Enron debacle, and its effect on workers, investors and the public who were put at risk of losing their livelihoods. Bill reference, H.R. 3763, Corporate Accountability.
Client expense: $220,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2002 · mid_year · Accounting
S 2673, HR 3763,
Client expense: $300,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, Vice President of the U.S., White House Office