Mutual Funds Integrity and Fee Transparency Act of 2003

H.R.1 - Prescription Drug and Medicare Improvement Act of 2003 H. R. 176 - To amend the Internal Revenue Code of 1986 to allow amounts elected for reimbursement of medical care expenses under a health flexible spending arrangement that are unused during a plan year to be carried over for such use for subsequent plan years. To allow amounts elected for reimbursement of medical care expenses under a health flexible spending arrangement that are unused during a plan year to be carried over for such use for subsequent plan years. H. R. 323 - To amend title I of the Employee Retirement Income Security Act of 1974 to provide for joint trusteeship of single-employer pension plans. To provide for joint trusteeship of single-employer pension plans. H. R. 796 - Comprehensive Long-Term Care Act of 2003 To provide for coverage of expanded nursing facility and in-home services for dependent individuals under the Medicare Program. H.R. 1000 - Pension Security Act of 2003. Providing investment advice. H. R. 1406 - To amend title XIX of the Social Security Act to permit additional States to enter into long -term care partnerships under the Medicaid Program in order to promote the use of long -term care insurance. To amend title XIX of the Social Security Act to permit additional States to enter into long -term care partnerships under the Medicaid Program in order to promote the use of long -term care insurance. H.R. 1776 - Pension Preservation and Savings Expansion Act of 2003. Make retirement savings opportunities permanent, expand and improve retirement savings vehicles, extend pension coverage, enhance fairness and portability, revitalize defined benefit plans, etc. H.R. 2096 - Long-Term Care and Retirement Security Act of 2003. Allow deductions for qualified long-term care insurance premiums. H.R.2420 - Mutual Fund Integrity and Fee Transparency Act of 2003. H.R. 2458 - To amend the Internal Revenue Code of 1986 to exclude from gross income a percentage of lifetime annuity payments, and for other purposes. Exclude from gross income a percentage of lifetime annuity payments. H.R. 2910 - Multiemployer Pension Security Act of 2003. To provide special rules for Teamster plans relating to termination and funding. H.R.3108 - Pension Funding Equity Act of 2003. H.R. 4595 - The Ronald Reagan Alzheimer's Breakthrough Act of 2004, to provide a tax incentive for long-term care. S. 1 - Prescription Drug and Medicare Improvement Act of 2003. To provide for a voluntary prescription drug benefit under the Medicare program and to strengthen and improve the Medicare program. S. 9 - Pension Protection and Expansion Act of 2003. To protect the retirement security of American workers by ensuring that pension assets are adequately diversified and by providing workers with adequate access to, and information about, their pension plans. S. 95 - To make permanent the pension and individual retirement arrangement provisions of the Economic Growth and Tax Relief Reconciliation Act of 2001. To make permanent the pension and individual retirement arrangement provisions of the Economic Growth and Tax Relief Reconciliation Act of 2001. S. 100 - Access to Affordable Health Care Act. To expand access to affordable health care and to strengthen the health care safety net and make health care services more available in rural and underserved areas. S.1031 To amend the Internal Revenue Code of 1986 to allow a tax credit for long-term care givers. S. 1335 - Long-Term Care and Retirement Security Act of 2003. To amend the Internal Revenue Code of 1986 to allow individuals a deduction for qualified long -term care insurance premiums, use of such insurance under cafeteria plans and flexible spending arrangements, and a credit for individuals with long -term care needs. S.1610 - Defined Benefit Pension Plan Reform Act of 2003. S.1892 - To provide information and advice to pension plan participants to assist them in making decisions regarding the investment of their pension plan assets, and for other purposes. S.1971 - Mutual Fund Investor Confidence Restoration Act of 2003. S.2005 - Pension Stability Act S. 2533 - The Ronald Reagan Alzheimer's Breakthrough Act of 2004, to provide a tax incentive for long-term care.

Client expense: $5,585,576 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

Fair Credit Reporting Act and Implementation. H.R.2622, S.1753 Mutual Fund Reform. H.R.2420, S.1958, S.1822, S.1971 12B-1 Fees

Client expense: Not reported · Firm income: $2,140,000

H.R.2420-Mutual Funds Integrity and Fee Transparency Act of 2003, all provisions. H.R.2622-The Fair and Accurate Credit Transactions Act of 2003, all provisions. H.R.1375-The Financial Services Regulatory Relief Act of 2003, all provisions. H.R.957-The Broker Accountability through Enhanced Transparency Act 2003, all provisions. H.R.1000-Pension Security Act of 2003,all provisions. H.R.1766-To make permanent the provisions of the Fair Credit Reporting Act and amend the Gram-Leach Bailey Act to establish a national uniform privacy standard for financial institutions, all provisions. H.R.1636-Consumer Privacy Protection Act of 2003, all provisions. S.877-CAN-SPAM Act of 2003, all provisions.

Client expense: Not reported · Firm income: $60,000

S. 1375/H.R. 2802, SBA 50th Anniversay Reauthorizaton Act, all provisions. S1508/H.R. 2575, Federal Enterprize Regulatory Reform Act,all provisions. S1637, Jumpstart our Business Strenght Act,all provisions. H.R. 4341, Postal Accountability and Enhancement Act, all provisions. H.R. 3579, Credit Union Regulatory Improvement Act, all provisons. H.R. 3574, Zero Down Payment Act of 2004, all provisions. H.R. 4600, Junk Fax Prevention Act, all provisions. SJ Res 31 & 32, OCC Preemption, all provsions. H.R. 833, Responsible Lending Act, all provisons. H.R. 1375, Federal Services Regulatory Relief Act, all provisons. H.R. 758/S.553, Business Checking Freedom Act, all provisons. H.R. 1115, Class Action Fairness Act, all provsions. H.R. 2420, Mutual Fund Integrity Act, all provisions. H.R. 975, Bankruptcy Abuse Prevention and Consumer Protection Act, all provisions. H.R. 522, Federal Deposit Insurance Reform, all provisons. H.R. 1375, Financial Services Regulatory Relief Act, all provisions. S. 877 CAN-SPAM Act of 2003, all provisions. H.R. 3108, Pension Funding Equity Act of 2003, all provisions.

Client expense: $56,457 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 1375/H.R. 2802, SBA 50th Anniversay Reauthorizaton Act, all provisions. S1508/H.R. 2575, Federal Enterprize Regulatory Reform Act,all provisions. S1637, Jumpstart our Business Strenght Act,all provisions. H.R. 4341, Postal Accountability and Enhancement Act, all provisions. H.R. 3579, Credit Union Regulatory Improvement Act, all provisons. H.R. 3574, Zero Down Payment Act of 2004, all provisions. H.R. 4600, Junk Fax Prevention Act, all provisions. SJ Res 31 & 32, OCC Preemption, all provsions. H.R. 833, Responsible Lending Act, all provisons. H.R. 1375, Federal Services Regulatory Relief Act, all provisons. H.R. 758/S.553, Business Checking Freedom Act, all provisons. H.R. 1115, Class Action Fairness Act, all provsions. H.R. 2420, Mutual Fund Integrity Act, all provisions. H.R. 975, Bankruptcy Abuse Prevention and Consumer Protection Act, all provisions. H.R. 522, Federal Deposit Insurance Reform, all provisons. H.R. 1375, Financial Services Regulatory Relief Act, all provisions. S. 877 CAN-SPAM Act of 2003, all provisions. H.R. 3108, Pension Funding Equity Act of 2003, all provisions.

Client expense: $56,457 · Firm income: Not reported

Issues concerning extension of expiring provisions related to Federal preemption of state credit and affiliate-sharing laws in the Fair Credit Reporting Act, including H.R. 2622 (P.L. 108-159)(Rep. Bachus), S. 1753 (Sen. Shelby) and S. 660 (Sen. Johnson); Issues related to constraints on unsolicited commercial email ("SPAM"), including S. 877 (Sen. Burns)(P.L. 108-187), S. 1327 (Sen. Corzine), S. 1293 (Sen. Hatch), S. 1231 (Sen. Schumer), H.R. 2515 (Rep. Wilson) and H.R. 2214 (Rep. Burr); Issues related to reform of the mutual fund industry, including H.R. 2420 (Rep. Baker), S. 1971 (Sen. Corzine) and various Securities and Exchange Commission proposals.

Client expense: Not reported · Firm income: $40,000

Government targets: Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of Management & Budget (OMB), Office of the Vice President of the United States, SENATE, Treasury, Dept of, White House Office

HR 2420 - The Mutual Funds Integrity and Fee Transparency Act - all provisions.

Client expense: $460,000 · Firm income: Not reported

Government targets: Council of Economic Advisers (CEA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

HR 1375 Financial Services Regulatory Relief Act of 2003 (industrial loan corps); HR 2420 Mutual Funds Integrity and Fee Transparency Act of 2003 (mutual fund corporate governance)

Client expense: $140,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, Vice President of the U.S., White House Office

H.R.1 Prescription Drug and Medicare Improvement Act of 2003 H. R. 176 - To amend the Internal Revenue Code of 1986 to allow amounts elected for reimbursement of medical care expenses under a health flexible spending arrangement that are unused during a plan year to be carried over for such use for subsequent plan years. To allow amounts elected for reimbursement of medical care expenses under a health flexible spending arrangement that are unused during a plan year to be carried over for such use for subsequent plan years. H. R. 323 - To amend title I of the Employee Retirement Income Security Act of 1974 to provide for joint trusteeship of single-employer pension plans. To provide for joint trusteeship of single-employer pension plans. H. R. 796 - Comprehensive Long-Term Care Act of 2003 To provide for coverage of expanded nursing facility and in-home services for dependent individuals under the Medicare Program. H.R. 1000 - Pension Security Act of 2003. Providing investment advice. H. R. 1406 - To amend title XIX of the Social Security Act to permit additional States to enter into long -term care partnerships under the Medicaid Program in order to promote the use of long -term care insurance. To amend title XIX of the Social Security Act to permit additional States to enter into long -term care partnerships under the Medicaid Program in order to promote the use of long -term care insurance. H.R. 1776 - Pension Preservation and Savings Expansion Act of 2003. Make retirement savings opportunities permanent, expand and improve retirement savings vehicles, extend pension coverage, enhance fairness and portability, revitalize defined benefit plans, etc. H.R. 2096 - Long-Term Care and Retirement Security Act of 2003. Allow deductions for qualified long-term care insurance premiums. H.R.2420 Mutual Fund Integrity and Fee Transparency Act of 2003. H.R. 2458 - To amend the Internal Revenue Code of 1986 to exclude from gross income a percentage of lifetime annuity payments, and for other purposes. Exclude from gross income a percentage of lifetime annuity payments. H.R. 2910 - Multiemployer Pension Security Act of 2003. To provide special rules for Teamster plans relating to termination and funding. H.R.3108 - Pension Funding Equity Act of 2003. S. 1 - Prescription Drug and Medicare Improvement Act of 2003. To provide for a voluntary prescription drug benefit under the Medicare program and to strengthen and improve the Medicare program. S. 9 - Pension Protection and Expansion Act of 2003. To protect the retirement security of American workers by ensuring that pension assets are adequately diversified and by providing workers with adequate access to, and information about, their pension plans. S. 95 - To make permanent the pension and individual retirement arrangement provisions of the Economic Growth and Tax Relief Reconciliation Act of 2001. To make permanent the pension and individual retirement arrangement provisions of the Economic Growth and Tax Relief Reconciliation Act of 2001. S. 100 - Access to Affordable Health Care Act. To expand access to affordable health care and to strengthen the health care safety net and make health care services more available in rural and underserved areas. S.1031 To amend the Internal Revenue Code of 1986 to allow a tax credit for long-term care givers. S. 1335 - Long-Term Care and Retirement Security Act of 2003. To amend the Internal Revenue Code of 1986 to allow individuals a deduction for qualified long -term care insurance premiums, use of such insurance under cafeteria plans and flexible spending arrangements, and a credit for individuals with long -term care needs. S.1610 - Defined Benefit Pension Plan Reform Act of 2003. S.1892 - To provide information and advice to pension plan participants to assist them in making decisions regarding the investment of their pension plan assets, and for other purposes. S.1971 Mutual Fund Investor Confidence Restoration Act of 2003. S.2005 - Pension Stability Act

HR 2420, Mutual Funds Integrity and Fees Transparency Act of 2003, all provisions as they relate to the mutual fund industry, generally.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 2420, Mutual Funds Integrity and Fees Transparency Act of 2003, all provisions as they relate to the mutual fund industry, generally.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE