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This entity appears on both sides of lobbying disclosures. The firm tab shows registrant-reported income; the client tab shows client-reported lobbying spend. Contract awards are separate and are not included here.
Lobbying Spend
$13.0M
Filings
86
Firms Hired
1
Active Period
2002–2026
Client-reported lobbying expenses on LDA filings
Lobbying firms retained by this client; amounts are client-reported expenses when available
Government entities explicitly identified as targets in LDA filings
Most frequently reported lobbying issues
Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded
Provisions in H.R. 1 relating to U.S. subsidiaries and their ability to operate connected political action committees.
Client expense: $120,000 · Firm income: —
Matched citations: H.R. 1
Regulatory Implementation of H.R. 4172, Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues and fiduciary/best interest standards for brokers. Legislation to exclude affiliates and subsidiaries of insured depository institutions in the definition of deposit broker.
Client expense: $140,000 · Firm income: —
Matched citations: H.R. 4172
Regulatory Implementation of H.R. 4172, Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues. Fiduciary standards for brokers. Legislation to exclude affiliates and subsidiaries of insured depository institutions in the definition of deposit broker.
Client expense: $110,000 · Firm income: —
Matched citations: H.R. 4172
Regulatory Implementation of H.R. 4172, Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues. Fiduciary standards for brokers. Legislation to exclude affiliates and subsidiaries of insured depository institutions in the definition of deposit broker.
Client expense: $150,000 · Firm income: —
Matched citations: H.R. 4172
Regulatory Implementation of H.R. 4172, Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues. Fiduciary standards for brokers.
Client expense: $110,000 · Firm income: —
Matched citations: H.R. 4172
Regulatory Implementation of H.R. 4172, Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues. Fiduciary standards for brokers.
Client expense: $170,000 · Firm income: —
Matched citations: H.R. 4172
To provide that an alien who has traveled to Iraq or Syria during the 5-year period prior to the alien's application for admission is ineligible to be admitted to the United States under the visa waiver program, and for other purposes.
2015 · third_quarter · Firm: UBS AMERICAS INC
Regulatory Implementations of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN, 1210-AB-32-Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $110,000 · Firm income: —
Matched citations: H.R. 4173
To provide that an alien who has traveled to Iraq or Syria during the 5-year period prior to the alien's application for admission is ineligible to be admitted to the United States under the visa waiver program, and for other purposes.
2015 · second_quarter · Firm: UBS AMERICAS INC
Regulatory Implementations of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN, 1210-AB-32-Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $110,000 · Firm income: —
Matched citations: H.R. 4173
To provide that an alien who has traveled to Iraq or Syria during the 5-year period prior to the alien's application for admission is ineligible to be admitted to the United States under the visa waiver program, and for other purposes.
2015 · first_quarter · Firm: UBS AMERICAS INC
Regulatory Implementations of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN, 1210-AB-32-Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $150,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2014 · fourth_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN, 1210-AB32-Definition of the term "Fiduciary" - Deparment of Labor Employee Benefits Security Administration.
Client expense: $90,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2014 · third_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32-Definition of the term "Fiduciary" -Department of Labor Employee Benefits Security Administration.
Client expense: $40,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2014 · second_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32-Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $90,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2014 · first_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32-Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $40,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2013 · fourth_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $120,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2013 · third_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $140,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2013 · third_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $140,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2013 · second_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32 - Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $200,000 · Firm income: —
Matched citations: H.R. 4173
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
2013 · first_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definitions, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues.29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Client expense: $170,000 · Firm income: —
Matched citations: H.R. 4173
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
2012 · fourth_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues.
Client expense: $130,000 · Firm income: —
Matched citations: H.R. 4173
American Specialty Agriculture Act
2012 · third_quarter · Firm: UBS AMERICAS INC
H.R. 2847 - Hiring Incentives to Restore Employment Act, Title V, all provisions pertaining to the implementation of the Foreign Account Tax Compliance Act (FATCA). Proposals to implement a financial transaction tax.
Client expense: $90,000 · Firm income: —
Matched citations: H.R. 2847
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
2012 · third_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements and fiduciary standards)
Client expense: $90,000 · Firm income: —
Matched citations: H.R. 4173
Swap Execution Facility Clarification Act
2012 · second_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Client expense: $170,000 · Firm income: —
Matched citations: H.R. 2586
Business Risk Mitigation and Price Stabilization Act of 2012
2012 · second_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Client expense: $170,000 · Firm income: —
Matched citations: H.R. 2682
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
2012 · second_quarter · Firm: UBS AMERICAS INC
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Client expense: $170,000 · Firm income: —
Matched citations: H.R. 2779
American Specialty Agriculture Act
2012 · second_quarter · Firm: UBS AMERICAS INC
H.R. 2847 - Hiring Incentives to Restore Employment Act, Title V, all provisions pertaining to the implementation of the Foreign Account Tax Compliance Act (FATCA). Proposals to implement a financial transaction tax Efforts to expand the use of employer provided defined contribution retirment plans Efforts to reform the tax code
Client expense: $170,000 · Firm income: —
Matched citations: H.R. 2847
Source: Senate LDA