Money Market Fund Parity Act of 2009

S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1490 Personal Data Privacy and Security Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3217 Restoring American Financial Stability Act of 2010 (regulatory reform) S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2194 Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3269 Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 3272 Corporate Governance Reform Act of 2009 H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation

Client expense: $1,253,107 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

S 139 Data Breach Notification Act HR 1160 The Preventing Harassment through Outbound Number Enforcement (PHONE) Act of 2009 HR 3621 The Call Center Consumers' Right to Know Act S 30 The Truth in Caller ID Act S 1490 Personal Data Privacy and Security Act HR 4173 Wall Street Reform and Consumer Act Any legislation dealing with proposed expansion of Federal Trade Commission Post-Transaction Sales FCC NOI re: Children Advertising FTC Review of Children's Online Privacy Protection Act regulations FCC NOI re: Online Privacy FCC Universal Broadband Plan FCC TCPA rulemaking on prerecorded telephone calls Any legislation dealing with consumer data collection and use for marketing FCC NPRM re: Robocalls

Client expense: $250,000 · Firm income: Not reported

S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1490 Personal Data Privacy and Security Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 2799 Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2009 S. xxxx Restoring American Financial Stability Act of 2010 (regulatory reform) H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3269 Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 4173 Wall Street Reform and Consumer Protection Act of 2009 H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation Municipal Bonds (Frank)

Client expense: $1,117,910 · Firm income: Not reported

S 139 Data Breach Notification Act HR 1160 The Preventing Harassment through Outbound Number Enforcement (PHONE) Act of 2009 HR 3621 The Call Center Consumers' Right to Know Act S 30 The Truth in Caller ID Act S 1490 Personal Data Privacy and Security Act HR 4173 Wall Street Reform and Consumer Act Any legislation dealing with proposed expansion of Federal Trade Commission Post-Transaction Sales FCC NOI re: Children Advertising FTC Review of Children's Online Privacy Protection Act regulations FCC NOI re: Online Privacy FCC Universal Broadband Plan FCC TCPA rulemaking on prerecorded telephone calls

Client expense: $250,000 · Firm income: Not reported

Government targets: Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Postal Regulatory Commission, SENATE, U.S. Postal Service (USPS)

S 139 Data Breach Notification Act HR 1160 The Preventing Harassment through Outbound Number Enforcement (PHONE) Act of 2009 HR 3621 The Call Center Consumers' Right to Know Act S 30 The Truth in Caller ID Act S 1490 Personal Data Privacy and Security Act HR 4173 Wall Street Reform and Consumer Act Any legislation dealing with proposed expansion of Federal Trade Commission Post-Transaction Sales FCC NOI re: Children's Advertising FTC Review of Children's Online Privacy Protection Act regulations

Client expense: $250,000 · Firm income: Not reported

Government targets: Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Postal Regulatory Commission, SENATE, U.S. Postal Service (USPS)

H.R. 384 TARP Reform and Accountability Act of 2009 H.R. 786 Make Permanent the Increase in Deposit Insurance Coverage H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 H.R. 3300 Derivative Trading Accountability and Disclosure Act S. 272 Derivatives Trading Integrity Act of 2009 S. 1691 Comprehensive Derivates Regulation Act of 2009 H.R. 1068 Let Wall Street Pay for Wall Street's Bailout Act of 2009 (tax on securities transactions) H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1479 Community Reinvestment Modernization Act of 2009 H.R. 1664 Pay for Performance Act of 2009 (Executive Compensation for TARP Recipients) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities S. 1073 Rating Accountability and Transparency Enhancement Act of 2009 (credit rating agencies) Accountability and Transparency in Rating Agencies Act (Kanjorski) S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3269 Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 2932 Stop VULTURE Funds Act S. 1276 Private Fund Transparency Act of 2009 (investment adviser registration) H.R. 3126 Consumer Financial Protection Agency Act of 2009 Investor Protection Act (SEC Enforcement, Fiduciary Duty) Systemic Risk Regulation Municipal Bonds (Frank)

Client expense: $1,646,075 · Firm income: Not reported

S. 386 Fraud Enforcement and Recovery Act (creates Financial Crisis Inquiry Commission) H.R. 1106 Helping Families Save Their Homes Act of 2009 (cramdown) S. 896 Helping Families Save Their Homes Act of 2009 (PPIP) S. 566 Financial Product Safety Commission Act of 2009 H.R. 1705 Financial Product Safety Commission Act of 2009 H.R. 384 TARP Reform and Accountability Act of 2009 H.R. 786 Make Permanent the Increase in Deposit Insurance Coverage H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 S. 272 Derivatives Trading Integrity Act of 2009 H.R. 1068 Let Wall Street Pay for Wall Street's Bailout Act of 2009 (tax on securities transactions) H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1349 Establish the Federal Accounting Oversight Board H.R. 1479 Community Reinvestment Modernization Act of 2009 H.R. 1664 Pay for Performance Act of 2009 (Executive Compensation for TARP Recipients) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 927 Credit Rating Agency Responsibility Act of 2009 S. 1073 Rating Accountability and Transparency Enhancement Act of 2009 (credit rating agencies) S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 2932 Stop VULTURE Funds Act S. 1276 Private Fund Transparency Act of 2009 (investment adviser registration) Financial Regulatory Restructuring Money Market Mutual Fund Regulation Municipal Bonds (Frank)

Client expense: $1,234,965 · Firm income: Not reported

S 139, Data Breach Notification Act S 141, Protecting the Privacy of Social Security Numbers Act S 788, A Bill to Prohibit Unsolicited Mobile Text Message Spam HR 1160, The Preventing Harassment through Outbound Number Enforcement (PHONE) Act of 2009 HR 2221, Data Accountability and Trust Act Any legislative measure related to the regulation of online behavioral advertising

Client expense: $250,000 · Firm income: Not reported

Government targets: Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE

S 139, Data Breach Notification Act S 141, Protecting the Privacy of Social Security Numbers Act S 788, A Bill to Prohibit Unsolicited Mobile Text Message Spam HR 1160, The Preventing Harassment through Outbound Number Enforcement (PHONE) Act of 2009 Any legislative measure related to the regulation of online behavioral advertising

Client expense: $250,000 · Firm income: Not reported

Government targets: Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE

S. 61Helping Families Save Their Homes in Bankruptcy Act of 2009 (cramdown) H.R. 1106 Helping Families Save Their Homes Act of 2009 (cramdown) S. 566 Financial Product Safety Commission Act of 2009 H.R. 1705 Financial Product Safety Commission Act of 2009 H.R. 384 TARP Reform and Accountability Act of 2009 H.R. 786 Make Permanent the Increase in Deposit Insurance Coverage H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 S. 272 Derivatives Trading Integrity Act of 2009 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1349 Establish the Federal Accounting Oversight Board H.R. 1479 Community Reinvestment Modernization Act of 2009 H.R. 1664 Pay for Performance Act of 2009 (Executive Compensation for TARP Recipients) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 Municipal Bonds (Frank) Regulatory Reform Money Market Mutual Fund Regulation Credit Rating Agencies Proxy Access

Client expense: $1,359,917 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 1728, Mortgage Reform and Predatory Lending, all provision; H.R. 200, S.61, and H.R. 1160, Bancruptcy Reform and Foresclosure Mitigation, all provisons; H.R. 1105, Budget Bill, Truth in Lending Provisions; H.R. 1456, Overdraft Protection Services, all provsions; S. 414, H.R. 627, Credit CARD act, all provisons; S. 515, Patent Reform, all provisons

Client expense: $54,607 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1728, Mortgage Reform and Predatory Lending, all provision; H.R. 200, S.61, and H.R. 1160, Bancruptcy Reform and Foresclosure Mitigation, all provisons; H.R. 1105, Budget Bill, Truth in Lending Provisions; H.R. 1456, Overdraft Protection Services, all provsions; S. 414, H.R. 627, Credit CARD act, all provisons; S. 515, Patent Reform, all provisons

Client expense: $54,607 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE