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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Corporate Governance Improvement and Investor Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · fourth_quarter · 4A
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Source: Senate LDA
Corporate Governance Improvement and Investor Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity Data Accountability Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) CFTC Rule 4.5 China Divestment Climate Risk Disclosure Act of 2021 (Casten) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Financial Stability Oversight Council Improvement Act (Rounds/Foster) Improving Disclosure Accessibility Act of 2021 Increasing Investor Opportunities Act (Gonzalez) LIBOR Transition Money Market Mutual Funds SEC Cybersecurity and Data Protection
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
American Rescue Plan Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1319- American Rescue Plan Act of 2021 (COLA freeze)
Protecting Retirement Savers and Everyday Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Protecting Retirement Savers and Everyday Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Portable Retirement and Investment Account Act (Warner/Himes) Retirement Security and Savings Act (Portman) Saver's Credit Securing a Strong Retirement Act (Neal) Tax Deferral of Retirement Contributions Tax Parity for US Mutual Funds Act (Davis)
SAFE Banking Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
SAFE Banking Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
SAFE Banking Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity Data Accountability Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) CFTC Rule 4.5 China Divestment Climate Risk Disclosure Act of 2021 (Casten) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Financial Stability Oversight Council Improvement Act (Rounds/Foster) Improving Disclosure Accessibility Act of 2021 Increasing Investor Opportunities Act (Gonzalez) LIBOR Transition Money Market Mutual Funds SEC Cybersecurity and Data Protection
SAFE Banking Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
SAFE Banking Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity Data Accountability Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) CFTC Rule 4.5 China Divestment Climate Risk Disclosure Act of 2021 (Casten) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Financial Stability Oversight Council Improvement Act (Rounds/Foster) Improving Disclosure Accessibility Act of 2021 Increasing Investor Opportunities Act (Gonzalez) LIBOR Transition Money Market Mutual Funds SEC Cybersecurity and Data Protection
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity Data Accountability Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) CFTC Rule 4.5 China Divestment Climate Risk Disclosure Act of 2021 (Casten) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Financial Stability Oversight Council Improvement Act (Rounds/Foster) Improving Disclosure Accessibility Act of 2021 Increasing Investor Opportunities Act (Gonzalez) LIBOR Transition Money Market Mutual Funds SEC Cybersecurity and Data Protection
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Investing in Our Communities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Portable Retirement and Investment Account Act (Warner/Himes) Retirement Security and Savings Act (Portman) Saver's Credit Securing a Strong Retirement Act (Neal) Tax Deferral of Retirement Contributions Tax Parity for US Mutual Funds Act (Davis)
Investing in Our Communities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Climate Risk Disclosure Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Climate Risk Disclosure Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Securing a Strong Retirement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Securing a Strong Retirement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Securing a Strong Retirement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
Securing a Strong Retirement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Disclosure of Tax Havens and Offshoring Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Tax Parity for U.S. Mutual Funds Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Tax Parity for U.S. Mutual Funds Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Tax Parity for U.S. Mutual Funds Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Tax Parity for U.S. Mutual Funds Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
Wall Street Tax Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Portable Retirement and Investment Account Act (Warner/Himes) Retirement Security and Savings Act (Portman) Saver's Credit Securing a Strong Retirement Act (Neal) Tax Deferral of Retirement Contributions Tax Parity for US Mutual Funds Act (Davis)
Wall Street Tax Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Wall Street Tax Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
S. 1677- EMPOWERS Act (Baldwin) S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3308- EMPOWERS Act (Jayapal) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) H.R. 3604- Retirees Sustainable Investment Opportunities Act (Levin) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Financial Factors in Selecting Retirement Plan Investments Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1677- EMPOWERS Act (Baldwin) S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3308- EMPOWERS Act (Jayapal) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) H.R. 3604- Retirees Sustainable Investment Opportunities Act (Levin) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Financial Factors in Selecting Retirement Plan Investments Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Alleviating Stress Test Burdens To Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Alleviating Stress Test Burdens To Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Alleviating Stress Test Burdens To Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Alleviating Stress Test Burdens To Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Retirees Sustainable Investment Opportunities Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1677- EMPOWERS Act (Baldwin) S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3308- EMPOWERS Act (Jayapal) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) H.R. 3604- Retirees Sustainable Investment Opportunities Act (Levin) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Financial Stability Oversight Council Improvement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Financial Stability Oversight Council Improvement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Financial Stability Oversight Council Improvement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Financial Stability Oversight Council Improvement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Financial Services and General Government Appropriations Act, 2022.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 4345- Financial Services and General Government Appropriations Act, FY 2022
Financial Services and General Government Appropriations Act, 2022.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 4345- Financial Services and General Government Appropriations Act, FY 2022 Debt Limit
Financial Services and General Government Appropriations Act, 2022.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 4345- Financial Services and General Government Appropriations Act, FY 2022 Debt Limit
Adjustable Interest Rate (LIBOR) Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Adjustable Interest Rate (LIBOR) Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Adjustable Interest Rate (LIBOR) Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Short Sale Transparency and Market Fairness Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Short Sale Transparency and Market Fairness Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Short Sale Transparency and Market Fairness Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
Inflation Reduction Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Inflation Reduction Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Access to Small Business Investor Capital Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Access to Small Business Investor Capital Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Accelerating Holding Foreign Companies Accountable Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Accelerating Holding Foreign Companies Accountable Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity Data Accountability Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) CFTC Rule 4.5 China Divestment Climate Risk Disclosure Act of 2021 (Casten) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Financial Stability Oversight Council Improvement Act (Rounds/Foster) Improving Disclosure Accessibility Act of 2021 Increasing Investor Opportunities Act (Gonzalez) LIBOR Transition Money Market Mutual Funds SEC Cybersecurity and Data Protection
SIMPLE Plan Modernization Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
National Defense Authorization Act for Fiscal Year 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
National Defense Authorization Act for Fiscal Year 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Encouraging More Proxy voting by Organized Workers, Employees, and Retirement Savers Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1677- EMPOWERS Act (Baldwin) S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3308- EMPOWERS Act (Jayapal) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) H.R. 3604- Retirees Sustainable Investment Opportunities Act (Levin) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Improving Access to Retirement Savings Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Improving Access to Retirement Savings Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Improving Access to Retirement Savings Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Improving Access to Retirement Savings Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
Retirement Savings Lost and Found Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Retirement Savings Lost and Found Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
Retirement Savings Lost and Found Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Retirement Savings Lost and Found Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Financial Factors in Selecting Retirement Plan Investments Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1677- EMPOWERS Act (Baldwin) S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3308- EMPOWERS Act (Jayapal) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) H.R. 3604- Retirees Sustainable Investment Opportunities Act (Levin) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Financial Factors in Selecting Retirement Plan Investments Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Retirement Security and Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Retirement Security and Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
Retirement Security and Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Retirement Security and Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Enhancing Emergency and Retirement Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
Enhancing Emergency and Retirement Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
H.R. 4345- Financial Services and General Government Appropriations Act, FY 2022 Debt Limit
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · fourth_quarter · Q4
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
H.R. 4345- Financial Services and General Government Appropriations Act, FY 2022 Debt Limit
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · third_quarter · Q3
H.R. 4345- Financial Services and General Government Appropriations Act, FY 2022
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · second_quarter · Q2
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) S. 2039- Tougher Enforcement Against Monopolists Act (Lee) FTC Hart-Scott-Rodino Proposed Rule
House FY 2022 Financial Services and General Government Appropriations Act
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
S. 1677- EMPOWERS Act (Baldwin) S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3308- EMPOWERS Act (Jayapal) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) H.R. 3604- Retirees Sustainable Investment Opportunities Act (Levin) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · first_quarter · Q1
H.R. 1319- American Rescue Plan Act of 2021 (COLA freeze)
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity Data Accountability Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) CFTC Rule 4.5 China Divestment Climate Risk Disclosure Act of 2021 (Casten) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Financial Stability Oversight Council Improvement Act (Rounds/Foster) Improving Disclosure Accessibility Act of 2021 Increasing Investor Opportunities Act (Gonzalez) LIBOR Transition Money Market Mutual Funds SEC Cybersecurity and Data Protection
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Portable Retirement and Investment Account Act (Warner/Himes) Retirement Security and Savings Act (Portman) Saver's Credit Securing a Strong Retirement Act (Neal) Tax Deferral of Retirement Contributions Tax Parity for US Mutual Funds Act (Davis)
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · fourth_quarter · Q4
H.R. 133 - Consolidated Appropriations Act, 2021 (Division E-Financial Services and General Government Appropriations Act, 2021) H.R. 133 - Consolidated Appropriations Act, 2021 (Division H-Labor, HHS and Education Appropriations Act, 2021)
H.R. 7772 - Tax Parity for US Mutual Funds Act of 2020 (Davis) H.R. 8695 - Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 8696 - Securing a Strong Retirement Act of 2020 (Neal) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Allow 403(b) plans to invest in collective investment trusts Allow variable annuities to invest in exchange-traded funds Automatic Retirement Plan Act (Neal) Certificate of Residency processing Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Temporary coronavirus-related catch-up contribution
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · third_quarter · Q3
FY 2021 Financial Services and General Government Appropriations Act
H.R. 6800 - The Heroes Act (Lowey) H.R. 7772 - Tax Parity for US Mutual Funds Act of 2020 (Davis) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Allow 403(b) plans to invest in collective investment trusts Allow variable annuities to invest in exchange-traded funds Automatic Retirement Plan Act (Neal) Certificate of Residency processing Financial Transaction Tax Portable Retirement and Investment Account Act (Himes) Retirement Plan Simplification and Enhancement Act (Neal) Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Temporary coronavirus-related catch-up contribution
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · second_quarter · Q2
FY 2021 Financial Services and General Government Appropriations Act FY 2021 Labor, HHS, Education, and Related Agencies Appropriations Act
Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Electronic Disclosure Rulemaking Department of Labor Fiduciary Rulemaking ESG Investments in Retirement Plans
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · first_quarter · Q1
Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Electronic Disclosure Rulemaking Department of Labor Fiduciary Rulemaking
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 2202, 2203) H.R. 6257 - Public Service Retirement Fairness Act (Panetta) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Annuities in DC Plans/Annuitization Automatic Retirement Plan Act (Neal) Capital Gains Taxation Financial Transaction Tax Portable Retirement and Investment Account Act (Himes) RIC tax return filing deadline extension relating to COVID-19 Retirement Plan Simplification and Enhancement Act (Neal) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · fourth_quarter · Q4
H.R. 1516 - Wall Street Tax Act of 2019 (DeFazio) H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (Neal) H.R. 2772 - Investing in our Communities Act (Ruppersberger) H.R. 2923 - Inclusive Prosperity Act of 2019 (Lee) S. 647 - Wall Street Tax Act of 2019 (Schatz) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) S. 1587 - Inclusive Prosperity Act of 2019 (Sanders) Automatic Retirement Plan Act (Neal) Capital Gains Taxation Portable Retirement and Investment Account Act (Warner) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
H.R. 1158 - Consolidated Appropriations Act, 2020 (FSGG) H.R. 1865 - Further Consolidated Appropriations Act, 2020 (SECURE Act)
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · third_quarter · Q3
H.R. 1516 - Wall Street Tax Act of 2019 (DeFazio) H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (Neal) H.R. 2772 - Investing in our Communities Act (Ruppersberger) H.R. 2923 - Inclusive Prosperity Act of 2019 (Lee) S. 647 - Wall Street Tax Act of 2019 (Schatz) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) S. 1587 - Inclusive Prosperity Act of 2019 (Sanders) Automatic Retirement Plan Act (Neal) Portable Retirement and Investment Account Act (Warner) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act S. 2524 - FY 2020 Financial Services and General Government Appropriations Act
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · second_quarter · Q2
H.R. 1516 - Wall Street Tax Act of 2019 (DeFazio) H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (Neal) H.R. 2772 - Investing in our Communities Act (Ruppersberger) H.R. 2923 - Inclusive Prosperity Act of 2019 (Lee) S. 647 - Wall Street Tax Act of 2019 (Schatz) S. 972 - Retirement Enhancement and Savings Act of 2019 (Grassley) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) S. 1587 - Inclusive Prosperity Act of 2019 (Sanders) American Savings Account Act (Merkley) Automatic Retirement Plan Act (Neal) International Regulated Investment Company Portable Retirement and Investment Account Act (Himes) Preserving Retirement Savings Tax Incentives Retirement Plan Simplification and Enhancement Act (Neal) Tax Exemption for Municipal Bond Interest
H.R. 2367 - Lifetime Income Disclosure Act (Pocan) S. 1574 - Lifetime Income Disclosure Act (Isakson) Receiving Electronic Statements to Improve Retiree Earnings Act
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · first_quarter · Q1
FY 2020 Financial Services and General Government Appropriations Act (FSOC, SEC) FY 2020 Agriculture, Rural Development, Food and Drug Administration and Related Agencies Appropriations Act (CFTC)
H.R. 1007 - Retirement Enhancement and Savings Act of 2019 (Kind) H.R. 1516 - Wall Street Tax Act of 2019 (DeFazio) H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (Neal) S. 647 - Wall Street Tax Act of 2019 (Schatz) Automatic Retirement Plan Act (Neal) Retirement Plan Simplification and Enhancement Act (Neal) Portable Retirement and Investment Account Act (Himes) Retirement Security and Savings Act (Portman) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2018 · fourth_quarter · Q4
H.R. 2055 - Lifetime Income Disclosure Act (Messer) H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) S. 868 - Lifetime Income Disclosure Act (Isakson) S. 3795 - Receiving Electronic Statements to Improve Retiree Earnings Act (Brown)
H.R. 6258 - Financial Services and General Government Appropriations, 2019 S. 3107 - Financial Services and General Government Appropriations, 2019
H.R. 88 - Retirement, Savings, and Other Tax Relief Act of 2018 (Brady) H.R. 4204 - International Regulated Investment Company Act of 2017 (Marchant) H.R. 4523 - Automatic Retirement Plan Act of 2017 (Neal) H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 (Neal) H.R. 5282 - Retirement Enhancement and Savings Act of 2018 (Kelly) H.R. 6757 - Family Savings Act of 2018 (Kelly) H.R. 6990 - Portable Retirement and Investment Account Act of 2018 (Himes) S. 2526 - Retirement Enhancement and Savings Act of 2018 (Hatch) S. 3781- Retirement Security and Savings Act of 2018 (Portman) Preserving Retirement Savings Tax Incentives Eligibility of RIC shareholders to receive 20% deduction for REIT dividends and PTP income 529 Plans Tax Exemption for Municipal Bond Interest
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2018 · third_quarter · Q3
H.R. 6258 - Financial Services and General Government Appropriations, 2019 S. 3107 - Financial Services and General Government Appropriations, 2019
H.R. 4204 - International Regulated Investment Company Act of 2017 (Marchant) H.R. 4523 - Automatic Retirement Plan Act of 2017 (Neal) H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 (Neal) H.R. 4637 - Small Businesses Add Value for Employees Act of 2017 (Kind) H.R. 5282 - Retirement Enhancement and Savings Act of 2018 (Kelly) H.R. 6250 - Skills Investment Act of 2018 (Kilmer) H.R. 6444 - Capital Gains Inflation Relief Act (Nunes) H.R. 6757 - Family Savings Act of 2018 (Kelly) H.R. 6990 - Portable Retirement and Investment Account Act of 2018 (Himes) S. 2526 - Retirement Enhancement and Savings Act of 2018 (Hatch) S. 2688 - Capital Gains Inflation Relief Act (Cruz) S. 3145 - Skills Investment Act of 2018 (Klobuchar) S. 3197 - SIMPLE Plan Modernization Act (Collins) S. 3218 - Strengthening Financial Security through Short-term Savings Accounts Act (Heitkamp) S. 3219 - Small Business Employees Retirement Enhancement Act (Cotton) S. 3221 - Retirement Security Flexibility Act of 2018 (Young) Preserving Retirement Savings Tax Incentives H.R. 1 Clarifications 529 Plans Tax Exemption for Municipal Bond Interest
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2018 · second_quarter · Q2
H.R. 4204 - International Regulated Investment Company Act of 2017 (Marchant) H.R. 4523 - Automatic Retirement Plan Act of 2017 (Neal) H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 (Neal) H.R. 4637 - Small Businesses Add Value for Employees Act of 2017 (Kind) H.R. 5282 - Retirement Enhancement and Savings Act of 2018 (Kelly) H.R. 6250 - Skills Investment Act of 2018 (Kilmer) S. 2526 - Retirement Enhancement and Savings Act of 2018 (Hatch) S. 3145 - Skills Investment Act of 2018 (Klobuchar) Preserving Retirement Savings Tax Incentives H.R. 1 Clarifications Taxation of Derivatives
H.R. 6258 - FY 2019 Financial Services and General Government Appropriations
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2018 · first_quarter · Q1
H.R. 1625 - Consolidated Appropriations Act, 2018
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2017 · fourth_quarter · Q4
FY 2018 Financial Services and General Government Appropriations Act
S. 1811 - Merger Enforcement Improvement Act (Klobuchar)
H.R. 1585 - Definition of Accredited Investor (Schweikert) H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3555 - Exchange Regulatory Improvement Act (Loudermilk) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) S. 223 - Senior Safe Act of 2017 (Collins) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Exchange-Traded Funds US Equity and Fixed Income Market Structure Section 36(b) of the Investment Company Act of 1940 Volcker Rule MiFID II
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2017 · third_quarter · Q3
S. 1811 - Merger Enforcement Improvement Act (Klobuchar)
H.R. 854 - Retirement Security for American Workers Act (Buchanan) H.R. 2055 - Lifetime income Disclosure Act (Messer) H.R. 2823 - Affordable Retirement Advice for Savers Act (Roe) S. 868 - Lifetime Income Disclosure Act (Isakson) S. 1321 - Affordable Retirement Advice Protection Act (Isakson) Retirement Enhancement and Savings Act (Hatch) Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act DOL Fiduciary Rule Retirement Plan Coverage Proposals QDIAs Lifetime Income Disclosure Electronic Delivery of Retirement Plan Participant Information QDIAs
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2017 · second_quarter · Q2
S. 940 - Shrinking Emergency Account Losses Act of 2017 (Enzi) S. 1005 - Modernization of Derivatives Tax Act of 2017 (Wyden) Preserving Retirement Savings Tax Incentives International Regulated Investment Company Tax-Exemption for Municipal Bond Interest ABLE Programs
H.R. 10 - Financial CHOICE Act of 2017 (Hensarling) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Protection Act of 2017 (Velazquez) H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomney) Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Exchange-Traded Funds US Equity Market Structure Volcker Rule Antitrust Implications of Common Ownership Proxy Advisory Services Proxy Voting by Mutual Funds MiFID II SEC standards of conduct for investment advisers and broker-dealers
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2017 · first_quarter · Q1
Preserving Retirement Savings Tax Incentives International Regulated Investment Company Tax-Exemption for Municipal Bond Interest Taxation of Derivatives ABLE Programs
FY18 Financial Services and General Government Appropriations Bill
H.R. 854 - Reitrement SEcurity for American WOrkers Act (Buchanan) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) H.J. Res. 67 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Rooney) S.J. Res. 32 - Disapproving the DOL Rule on savings arrangements established by States (Hatch) S.J. Res. 33 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Hatch) DOL Fiduciary Rule Lifetime Income Disclosure
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2016 · fourth_quarter · Q4
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
H.R. 2028 - Further Continuing Appropriations Act, 2017
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2016 · third_quarter · Q3
H.R. 5485 - FY 2017 Financial Services and General Government Appropriations Act S. 3067 - FY 2017 Financial Services and General Government Appropriations Act
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2016 · second_quarter · Q2
H.R. 2947 - Financial Institution Bankruptcy Act of 2015 (Trott) Treatment of Puerto Rico Bondholders
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2016 · first_quarter · Q1
H.R. 2947 - Financial Institution Bankruptcy Act of 2015 (Trott) Treatment of Puerto Rico Bondholders
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2015 · fourth_quarter · Q4
H.R. 2029 - Consolidated Appropriations Act
S. 324 - Shrinking Emergency Account Losses Act of 2015 (Enzi) H.R. 2029 - Protecting Americans from Tax Hikes Act of 2015 Retirement Savings Tax Incentives Capital Gains and Dividend Tax Rates International Regulated Investment Company Tax-Exemption for Municipal Bond Interest ABLE Act Implementation Financial Transaction Tax
S. 245 - Automatic IRA Act of 2015 (Whitehouse) S. 266 - Retirement Security Act of 2015 (Collins) S. 1317 - Lifetime Income Disclosure Act (Isakson) H.R. 506 - Automatic IRA Act of 2015 (Neal) H.R. 557 - Retirement Security Act of 2015 (Buchanan) H.R. 2317 - Lifetime Income Disclosure Act (Messer) H.R. 2656 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) H.R. 3922 - Retirement Choice Protection Act of 2015 (Kelly) H.R. 4293 - Affordable Retirement Advice Protection Act (Roe) H.R. 4294 - Strengthening Access to Valuable Education and Retirement Support Act(Roskam) Department of Labor Fiduciary-Standard Rule Proposal
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2015 · third_quarter · Q3
H.R. 2995 - FY2016 Financial Services and General Government Appropriations Act (Crenshaw)
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2015 · second_quarter · Q2
S. 245 - Automatic IRA Act of 2015 (Whitehouse) S. 266 - Retirement Security Act of 2015 (Collins) S. 1317 - Lifetime Income Disclosure Act (Isakson) H.R. 506 - Automatic IRA Act of 2015 (Neal) H.R. 557 - Retirement Security Act of 2015 (Buchanan) H.R. 2317 - Lifetime Income Disclosure Act (Messer) H.R. 2656 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) Department of Labor Fiduciary Definition SAFE Retirement Act (Hatch) Security Throughout Retirement Act (Cantwell)
FY2016 Financial Services Appropriations Bill
S. 324 - Shrinking Emergency Account Losses Act of 2015 (Enzi) S. 915 - Real Estate Investment and Jobs Act of 2015 (Hatch) S. 1371 - Inclusive Prosperity Act of 2015 (Sanders) H.R. 1464 - Inclusive Prosperity Act of 2015 (Ellison) Retirement Savings Tax Incentives Comprehensive Tax Reform Section 871(k) Flow-through of Certain Dividends Capital Gains and Dividend Tax Rates International Regulated Investment Company Tax-Exemption for Municipal Bond Interest Financial Transaction Tax
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2015 · first_quarter · Q1
S. 174 - Stop Tax Haven Abuse Act (Whitehouse) S. 324 - Shrinking Emergency Account Losses Act of 2015 (Enzi) H.R. 644 - America Gives More Act of 2015 (Reed) H.R. 1464 - Inclusive Prosperity Act of 2015 (Ellison) Comprehensive Tax Reform Section 871(k) Flow-through of Certain Dividends Capital Gains and Dividend Tax Rates FIRPTA Stretch IRAs Contribution Limits for Retirement Plans International Regulated Investment Company Tax-Exemption for Municipal Bond Interest Financial Transaction Tax 529 Plans
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) FSOC Review of Asset Management Sector for Potential SIFI Designations CFTC Rule 4.5 Money Market Mutual Funds Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers Stock Tick Size
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2014 · fourth_quarter · Q4
S. 1145 - Lifetime Income Disclosure Act (Isakson) S. 1270 - SAFE Retirement Act of 2013 (Hatch) S. 1970 - Retirement Security Act of 2014 (Collins) S. 1979 - USA Retirement Funds Act (Harkin) H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal) H.R. 2171 - Lifetime Income Disclosure Act (Holt) H.R. 4376 - Retirement Security Act of 2014 (Braley) H.R. 5875 - SAVE Act of 2014 (Kind) Electronic Delivery of Retirement Plan Information Department of Labor Fiduciary Definition Security Throughout Retirement Act (Cantwell)
S. 313 - ABLE Act of 2013 (Casey) S. 606 - Shrinking Emergency Account Losses Act (Nelson) S. 2261 - Tax Technical Corrections Act of 2014 (Wyden) H.R. 647 - ABLE Act of 2013 (Crenshaw) H.R. 5528 - Tax Technical Corrections Act of 2014 (Camp) H.R. 5771 - Tax Increase Prevention Act of 2014 (Camp) H.R. 5806 - Supporting America's Charities Act (Camp) Tax Reform Stretch IRAs Annual Contribution Limits for Retirement Plans International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2014 · third_quarter · Q3
S. 1145 - Lifetime Income Disclosure Act (Isakson) S. 1270 - SAFE Retirement Act of 2013 (Hatch) S. 1970 - Retirement Security Act of 2014 (Collins) S. 1979 - USA Retirement Funds Act (Harkin)H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal) H.R. 2171 - Lifetime Income Disclosure Act (Holt) H.R. 4376 - Retirement Security Act of 2014 (Braley) Electronic Delivery of Retirement Plan Information SAVE Act (Kind) Department of Labor Fiduciary Definition Security Throughout Retirement Act (Cantwell)
S. 1927 - Data Security Act of 2014 (Carper) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer)H.R. 5037 - Office of Financial Research Accountability Act of 2014 (Royce) H.R. 5180 - Financial Stability Oversight Council Improvement Act of 2014 (Ross) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations CFTC Rule 4.5 Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers Investment Company Act of 1940
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2014 · second_quarter · Q2
S. 1145 - Lifetime Income Disclosure Act (Isakson) S. 1270 - SAFE Retirement Act of 2013 (Hatch) S. 1970 - Retirement Security Act of 2014 (Collins) S. 1979 - USA Retirement Funds Act (Harkin) H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal) H.R. 2171 - Lifetime Income Disclosure Act (Holt) H.R. 4376 - Retirement Security Act of 2014 (Braley) Electronic Delivery of Retirement Plan Information Department of Labor Fiduciary Definition 401(k) Disclosure Draft - Security Throughout Retirement Act (Cantwell)
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) S. 1897 - Personal Data Privacy and Security Act of 2014 (Leahy) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4413 - Garrett Amendment to Customer Protection and End User Relief Act H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2014 · first_quarter · Q1
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) Amend to S. 1217 - Housing Finance and Taxpayer Protection Act of 2014 (Johnson-Crapo) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway)H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013 (McCaul) Money Market Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2013 · fourth_quarter · Q4
S. 1145 - Lifetime Income Disclosure Act (Isakson) S. 1270 - SAFE Retirement Act of 2013 (Hatch) H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal)H.R. 2171 - Lifetime Income Disclosure Act (Hatch) H.R. 2374 - Retail Investor Protection Act (Wagner) S. Con. Res. 12 - Sense of Congress that Current Tax Incentives for Retirement Savings Provide Important Benefits (Isakson) Electronic Delivery of Retirement Plan Information DOL Fiduciary Definition 401(k) Disclosure Security Throughout Retirement Act (Cantwell) Retirement Security Act (Collins) "USA Retirement Funds" Proposal (Harkin)
S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 1257 - Protect American Investments Act of 2013 (Roberts) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio) H. Res. 112 - House Resolution on Municipal Bonds (Terry)S. 268 - CUT Loopholes Act (Levin) S. 313 - ABLE Act of 2013 (Casey) S. 606 - Shrinking Emergency Account Losses Act (Nelson) S. 1533 - Stop Tax Haven Abuse Act (Levin) H.R. 1554 - Stop Tax Haven Abuse Act (Doggett) H.R. 2546 - Protect American Investments Act of 2013 (Price) Section 871(k) Flow-through of Certain Dividends Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax Tax Treatment of Financial Products (Camp) 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2013 · third_quarter · Q3
S. 1145 - Lifetime Income Disclosure Act (Isakson) S. 1270 - SAFE Retirement Act of 2013 (Hatch) H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal)H.R. 2171 - Lifetime Income Disclosure Act (Holt) H.R. 2374 - Retail Investor Protection Act (Wagner) S. Con. Res. 12 - Sense of Congress that Current Tax Incentives for Retirement Savings Provide Important Benefits (Isakson) Electronic Delivery of Retirement Plan Information DOL Fiduciary Definition 401(k) Disclosure "USA Retirement Funds" Proposal (Harkin)
S. 450 - Financial Regulatory Responsibility Act of 2013 (Shelby) S. 1217 - Housing Finance Reform and Taxpayer Protect Act (Corker) S. 1526 - Audit Integrity and Job Protection Act (Toomey) H.R. 31 - Next Steps for Credit Availability Act (Velazquez)H.R. 785 - Halt Index Trading of Energy Commodities Act (Markey) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 1800 - Small Business Credit Availability Act (Grimm) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners Act of 2013 (Garrett) Money Market Mutual Funds FSOC Rulemaking Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Stock Tick Sizes (Duffy) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2013 · second_quarter · Q2
H.R. 785 - Halt Index Trading of Energy Commodities Act (Markey) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1256 - Swap Jurisdiction Certainty Act (Garrett)S.1217 - Housing Finance Reform and Taxpayer Protection Act (Corker) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 1800 - Small Business Credit Availability Act (Grimm) H.R. 2374 - Retail Investor Protection Act (Wagner) Money Market Mutual Funds FSOC Rulemaking Volcker Rule Cross-Border Derivatives Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Stock Tick Sizes (Duffy) Housing Finance Reform Political Intelligence Activity Registration (Grassley/Slaughter) Structure of the U.S. Securities Market Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2013 · first_quarter · Q1
S. 100 - Terminating the Expansion of Too-Big-To Fail Act of 2013 (Vitter) S. 450 - Financial Regulatory Responsibility Act of 2013 (Shelby) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway)H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1256 - Swap Jurisdiction Certainty Act (Garrett) Money Market Mutual Funds FSOC Rulemaking Enhanced Cost-Benefit Analysis for SEC and CFTC Rulemaking Vlocker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Trade Funds Liquidity Incentive Programs (McHenry) Consumer Financial Protection Bureau Housing Finance Reform Market Structure Issues
S. Con. Res. 8 - FY 2014 Budget Resolution (Burr Amendment)
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2012 · fourth_quarter · Q4
S. 267 - Lifetime Income Disclosure Act S. 1121 - Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 S. 1557 - Automatic IRA Act of 2011 S. Con. Res. 62 - Sense of the Congress on Retirement Savings Incentives H.R. 677 - Lifetime Income Disclosure Act H.R. 3287 - Savings Enhancement by Alleviating Leaking in 401(k) Savngs Act of 2011 H.R. 4049 - Automatic IRA Act of 2012 H.R. 4050 - Retirement Plan Simplification and Enhancement Act of 2012 H. Con. Res. 101 - Sense of the Congress on Retirement Savings Incentives E-Delivery DOL Fiduciary Definition Target Date Funds 401(k) Disclosure
S. 1346 - Stop Tax Haven Abuse Act S. 1647 - Tax hike Prevention and Business Certainty Act S. 1787 - Wall Street Trading and Speculators Tax Act S. 2033 - Closing the Derivatives Blended Rate Loophole Act S. 2075 - CUT Loopholes Act S. 3521 - Family and Business Tax Cut Certainty Act of 2012 H.R. 8 - American Taxpayer Relief Act of 2012 H.R. 2669 - Stop Tax Have Abuse Act H.R. 3091 - Tax Hike Prevention and Business Certainty Act H.R. 4623 - Make Permanent the Exemption for Certain Dividents Paid by RICs to Nonresident Aliens H.R. 6616 - To Protect Securities Transactions in the U.S. from Enforcement of Certain Excise Taxes Imposed by any Foreign Government H.R. 6683 - Hurricane Sandy Tax Relief Act of 2012 Capital Gains/Dividends Tax Rate Extension Comprehensive Tax Reform Flow-through/Tax Extenders Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Company Tax-Exemption for Municipal Bonds Tax Treatment of Financial Products/ETNs RIC Modernization Act Technical Corrections
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2012 · third_quarter · Q3
S. 1650 Dodd-Frank Improvement Act of 2011 S. 1835 United States Covered Bond Act S. 2223 Delay Implementation Date of Volcker Rule Provisions S. 3468 Independent Agency Regulatory Analysis Act of 2012 S. 1615 - Financial Regulatory Responsiblity Act S. 1834 - Residential Mortgage Market Privatization and Standardization Act of 2011 S. 3497 - Terminating the Expansion of Too-Big-To-Fail Act of 2012 S. 3620 - Regulation of Municipal Advisors H.R. 940 - United States Covered Bond Act of 2011 H.R. 1182 - GSE Bailout Elimination and Taxpayer Protection Act H.R. 1539 - Asset-Backed Market Stabilization Act of 2011 H.R. 1573 - Delay Implemenation of Title VII of Dodd-Frank Act H.R. 1838 - Repeal DFA provision prohibitng assistance to swap dealers or participants H.R. 1840 - Consideration by the CFTC of the costs and benefits of its regulations H.R. 1859 - Housing Finance Reform Act of 2011 H.R. 2308 - SEC Regulatory Accountability Act H.R. 2483 - Whistleblower Improvement Act of 2011 H.R. 2586 - Swap Execution Facility Clarification Act H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011 H.R. 2779 - To Exempt inter-affiliate swaps from Dodd-Frank Act H.R. 2827 - Regulation of Municipal Advisors H.R. 3606 - JOBS Act H.R. 3644 - Private Mortgage Market Investment Act H.R. 3862 - Sunshine for Regulatory Decrees and Settlements Act of 2012 H.R. 4078 - Red Tape Reduction and Small Business Job Creation Act H.R. 4624 - Investment Adviser Oversight Act H.R. 5929 - Next Steps for Credit Availability Act H.R. 6127 - Liquidity Enhancement for Small Public Companies Act H.R. 6317 - Terminating the Expansion of Too-Big-To-Fail Act of 2012 CFTC Rule 4.5 Money Market Mutual Funds SIFIs Volcker Rule Use of Commodities by Mutual Funds Exchange-Traded Funds Market Structure Extension of unlimited deposit insurance for noninterest-bearing transaction accounts Mandatory Audit Firm Rotation Tri-Party Repo Market Mortgage Eminent Domain Non-Deliverable Forwards Transaction Account Gaurantee (TAG) Extension
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2012 · second_quarter · Q2
RIC MODERNIZATION ACT TECHNICAL CORRECTIONS
S. 1535 FINANCIAL REGULATORY RESPONSIBILITY ACT S. 1615 DODD-FRANK IMPROVEMENT ACT OF 2011 S. 2223 DELAY IMPLEMENTATION DATE OF VOLCKER RULE PROVISIONS H.R. 940 UNITED STATES COVERED BOND ACT OF 2011 S. 1434 DATA SECURITY ACT OF 2011 S. 1834 RESIDENTIAL MORTGAGE MARKET PRIVATIZATION AND STANDARDIZATION ACT OF 2011 S. 1835 UNITED STATES COVERED BOND ACT HR 1182 GSE BAILOUT ELIMINATION AND TAXPAYER PROTECTION ACT HR 1539 ASSET-BACKED MARKET STABILIZATION ACT OF 2011 HR 1573 DELAY IMPLEMENTATION OF TITLE VII OF DODD-FRANK ACT HR 1838 REPEAL DFA PROVISION PROHIBITING ASSISTANCE TO SWAP DEALERS OR PARTICIPANTS HR 1840 CONSIDERATION BY THE CFTC OF THE COSTS AND BENEFITS OF ITS REGULATIONS HR 2308 SEC REGULATORY ACCOUNTABILITY ACT HR 2483 WHISTLEBLOWER IMPROVEMENT ACT OF 2011 HR 2586 SWAP EXECUTION FACILITY CLARIFICATION ACT HR 2682 BUSINESS RISK MITIGATION AND PRICE STABILIZATON ACT OF 2011 HR 2779 TO EXEMPT INTER-AFFILIATE SWAPS FROM DODD-FRANK ACT HR 3606 JOBS ACT HR 3644 PRIVATE MORTGAGE MARKET INVESTMENT ACT HR 4624 INVESTMENT ADVISER OVERSIGHT ACT OF 2011 SEC MODERNIZATION ACT CFTC RULE 4.5 MONEY MARKET MUTAL FUNDS SIFIs VOLCKER RULE USE OF COMMODITIES BY MUTUAL FUNDS EXCHANGE-TRADED FUNDS MARKET STRUCTURE EXTENSION OF UNLIMITED DEPOSIT INSURANCE FOR NONINTEREST-BEARING TRANSACTION ACCOUNTS MANDATORY AUDIT FIRM ROTATION
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2012 · first_quarter · Q1
S. 267 Lifetime Income Disclosure Act (Bingaman) S. 1121 Savings Enhancement by Alleviating Leakage in 401 (k) Savings Act of 2011 (Kohl) H.R. 677 Lifetime Income Disclosure Act (Holt) H.R. 3287 Savings Enhancement by Alleviating Leakage in 401 (k) Savings Act of 2011 (Johnson) H.R. 4049 Automatic IRA Act of 2012 (Neal) H.R. 4050 Retirement Plan Simplification and Enhancement Act of 2012 (Neal) H. Con. Res 101 Sense of Congresss on Tax Incentives for Retirement Savings (Gerlach/Neal) E-Delivery DOL Fiduciary Definition Target Date Funds 401 (k) Fee Disclosure
S. 913 Do-Not-Track Online Act of 2011 (Rockefeller) S. 1151 Personal Data Privacy Notification Act of 2011 (Leahey) S. 1207 Data Security and Breach Notification Act of 2011 (Pryor) S. 1408 Data Breach Notification Act of 2011 (Feinstein) S. 1434 Data Security Act of 2011 (Casper) S. 1535 Personal Data Protection and Breach Accountability Act of 2011 (Blumenthal) S. 1615 Financial Regulatory Responsibility Act (Shelby) S. 1650 Dodd-Frank Improvement Act of 2011 (Crapo) S. 1831 Access to Capital for Job Creators Act (Thune) S. 1834 Residential Mortgage Market Privatization and Standardization Act of 2011 (Corker) S. 1835 United States Covered Bond Act (Hagan) S. 2038 STOCK Act (Lieberman) S. 2101 Iran Sanctions, Accountability, and Human Rights Act of 2012 (Johnson) S. 2223 Delay Implementation of Date of Volker Rule Provisions (Crapo) Use of Commodities by Mutual Funds (Levin) Exchange-Traded Funds H.R. 940 United States Covered Bond Act of 2011 (Garrett) H.R. 1182 GSE Bailout Elimination and taxpayer Protection Act (Hensarling) H.R. 1539 Asset-Backed Market Stabilization Act of 2011 (Stivers) H.R. 1573 Delay Implementation of Title VII of Dodd-Frank Act (Lucas) H.R. 1838 Repeal DFA Provision prohibiting assistance to swap dealers or participants (Hayworth) H.R. 1840 Consideration by the CFTC of the costs and benefits of its regulations (Conaway) H.R. 1589 Housing Finance Reform Act of 20111 (Campbell) H.R. 2308 SEC Regulatory Accountability Act (Garrett) H.R. 2483 Whistleblower Improvement Act of 2011 (Grimm) H.R. 2577 Secure and Fortify Electronic Data Act (Bono Mack) H.R. 2586 Swap Execution Facility Clarification Act (Garrett) H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm) H.R. 2779 To exempt inter-affo;oate swaps from Dodd-Frank Act (Stivers) H.R. 2940 Access to Capital for Job Creators (McCarthy) H.R. 3045 JOBS Act (Fincher) H.R. 3644 Private Mortgage Narket Investment Act (Garrett) Draft SEC Modernization Act (Bachus) Draft Investment Advisor Oversight Act of 2011 (Bachus) CFTC Rule 4.5 Money Market Mutual Funds Volcker Rule Mandatory Auditory Firm Rotation
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2011 · fourth_quarter · Q4
S. 1615 Financial Regulatory Responsibility Act S. 1650 Dodd-Frank Improvement Act of 2011 S. 1834 Residential Mortgage Market Privatization and Standardization Act of 2011 S. 1835 United States Covered Bond Act Commodities Exchange-Traded Funds H.R. 31 Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act H.R. 463 Fannie Mae and Freddie Mac Transparency Act of 2011 H.R. 940 United States Covered Bond Act of 2011 H.R. 1182 GSE Bailout Elimination and Taxpayer Protection Act H.R. 1221 Equity in Government Compensation Act H.R. 1222 GSE Subsidy Elimination Act H.R. 1223 GSE Credit Risk Equitable Treatment Act H.R. 1224 GSE Portfolio Risk Reduction Act H.R. 1225 GSE Debt Issuance Approval Act H.R. 1226 GSE Mission Improvement Act H.R. 1227 GSE Risk and Activities Limitation Act H.R. 1539 Asset-Backed Market Stabilization Act of 2011 H.R. 1573 Delay Implementation of Title VII of Dodd-Frank Act H.R. 1838 Repeal DFA provision prohibiting assistance to swap dealers or participants H.R. 1859 Housing Finance Reform Act of 2011 H.R. 2308 SEC Regulatory Accountability Act H.R. 2428 GSE Legal Fee Reduction Act of 2011 H.R. 2436 Fannie Mae and Freddie Mac Taxpayer Payback Act of 2011 H.R. 2439 Removing GSEs Charters During Receivership Act of 2011 H.R. 2440 Market Transparency and Taxpayer Protection Act H.R. 2441 Housing Trust Fund Elimination Act H.R. 2462 Cap the GSE Bailout Act of 2011 H.R. 2483 Whistleblower Improvement Act of 2011 H.R. 2586 Swap Execution Facility Clarification Act H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 H.R. 2779 To exempt inter-affiliate swaps from Dodd-Frank Act H.R. 3045 Retirement Income Protection Act Private Mortgage Market Investment Act SEC Modernization Act Investment Adviser Oversight Act of 2011 CFTC Rule 4.5 Money Market Mutual Funds Volcker Rule Municipal Securities Transparency Act of 2011
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2011 · third_quarter · Q3
S. 347 Public Employee Pension Transparency Act S. 557 Public Good IRA Rollover Act of 2011 S. 727 Bipartisan Tax Fairness and Simplification Act of 2011 S. 1016 Municipal Bond Market Support Act of 2011 S. 1346 Stop Tax Haven Abuse Act H.R. 567 Public Employee Pension Transparency Act H.R. 2003 Taxing Speculators Out of the Oil Market Act H.R. 2669 Stop Tax Haven Abuse Act Annual Deferral Limits for Retirement Plans Foreign Account Tax Compliance Act International Tax Reform Tax-Exemption for Municipal Bonds
S. 267 Lifetime Income Disclosure Act S. 1121 Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 S. 1557 Automatic IRA Act of 2011 H.R. 677 Lifetime Income Disclosure Act DOL Fiduciary Definition Target Date Funds 401(k) Fee Disclosure Securities Lending in Retirement Plans
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2011 · second_quarter · Q2
Raising the Federal Debt Limit
S. 267 Lifetime Income Disclosure Act (Bingaman) S. 1121 Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 H.R. 677 Lifetime Income Disclosure Act (Holt) DOL Fiduciary Definition Target Date Funds 401(k) Fee Disclosure Securities Lending in Retirement Plans
S. 347 Public Employee Pension Transparency Act S. 727 Bipartisan Tax Fairness and Simplification Act of 2011 H.R. 567 Public Employee Pension Transparency Act H.R. 2003 Taxing Speculators Out of the Oil Market Act
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2011 · first_quarter · Q1
FY2012 Financial Services and General Government Appropriations (SEC funding)
S. 366 Iran Transparency and Accountability Act of 2011 H.R. 31 Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act H.R. 344 Fiscal Responsibility Effective Enforcement Act of 2011 (municipal bonds) H.R. 653 Financial Information Privacy Act of 2011 H.R. 654 Do Not Track Me Online Act of 2011 H.R. 740 Iran Transparency and Accountability Act of 2011 H.R. 940 United States Covered Bond Act of 2011 H.R. 1182 GSE Bailout Elimination and Taxpayer Protection Act H.R. 1221 Equity in Government Compensation Act (GSEs) H.R. 1222 GSE Subsidy Elimination Act H.R. 1223 GSE Credit Risk Equitable Treatment Act H.R. 1224 Portfolio Risk Reduction Act (GSEs) H.R. 1225 GSE Debt Issuance Approval Act H.R. 1226 GSE Mission Improvement Act H.R. 1227 GSE Risk and Activities Limitation Act Money Market Mutual Funds
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2010 · fourth_quarter · Q4
S. 1082 GROWTH Act S. 1297 Retirement Security for Life Act of 2009 (annuities) S. 3793 Job Creation and Tax Cuts Act of 2010 (flow-through) S. 3948 Regulated Investment Company Modernization Act of 2010 H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429 GROWTH Act H.R. 4126 Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4337 Regulated Investment Company Modernization Act of 2010 H.R. 4853 Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 (capital gains/dividends, flow-through)
S. 401 Defined Contribution Fee Disclosure Act of 2009 S. 2832 Lifetime Income Disclosure Act S. 3760 Automatic IRA Act of 2010 Target Date Funds (Kohl) H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009 (Neal) H.R. 4742 SAVE Act (Automatic IRA) H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009 (Miller) H.R. 4146 Sensible Transparency for Retirement Plans Act of 2009 (Kline) H.R. 6099 Automatic IRA Act of 2010
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2010 · third_quarter · Q3
S. 1082 GROWTH Act S. 1297 Retirement Security for Life Act of 2009 (annuities) S. 2927 Wall Street Fair Share Act (securities transaction tax) S. 3793 Job Creation and Tax Cuts Act of 2010 (flow-through) H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429 GROWTH Act H.R. 4126 Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4191 Let Wall Street Pay for the Restoration of Main Street Act (securities transaction tax) H.R. 4337 Regulated Investment Company Modernization Act of 2009 Financial Crisis Responsibility Fee
S. 401 Defined Contribution Fee Disclosure Act of 2009 S. 2832 Lifetime Income Disclosure Act S. 3760 Automatic IRA Act of 2010 Target Date Funds (Kohl) H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009 (Neal) H.R. 4742 SAVE Act (Automatic IRA) H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009 (Miller) H.R. 4146 Sensible Transparency for Retirement Plans Act of 2009 (Kline) H.R. 5297 Small Business Job Creation and Access to Capital Act of 2010 (Roth accounts) H.R. 6099 Automatic IRA Act of 2010
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2010 · second_quarter · Q2
S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1490 Personal Data Privacy and Security Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3217 Restoring American Financial Stability Act of 2010 (regulatory reform) S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2194 Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3269 Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 3272 Corporate Governance Reform Act of 2009 H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2010 · first_quarter · Q1
S. 1082 GROWTH Act S. 1297 Retirement Security for Life Act of 2009 (annuities) S. 1934 Foreign Account Tax Compliance Act of 2009 S. 2927 Wall Street Fair Share Act (securities transaction tax) H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429 GROWTH Act H.R. 3933 Foreign Account Tax Compliance Act of 2009 H.R. 4126 Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4191 Let Wall Street Pay for the Restoration of Main Street Act (securities transaction tax) H.R. 4213 Tax Extenders Act of 2009 (flow-through) H.R. 4337 Regulated Investment Company Modernization Act of 2009
S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1490 Personal Data Privacy and Security Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 2799 Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2009 S. xxxx Restoring American Financial Stability Act of 2010 (regulatory reform) H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3269 Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 4173 Wall Street Reform and Consumer Protection Act of 2009 H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation Municipal Bonds (Frank)
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2009 · fourth_quarter · Q4
S. 1082 GROWTH ACT S. 1297Retirement Security for Life Act of 2009 (annuities) S. 1934Foreign Account Tax Compliance Act of 2009 H.R. 2748Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429GROWTH Act H.R. 3933Foreign Account Tax Compliance Act of 2009 H.R. 4126Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4191Let Wall Street Pay for the Restoration of Main Street Act (securities transaction tax) H.R. 4213Tax Extenders Act of 2009 (flow-through) H.R. 4337Regulated Investment Company Modernization Act of 2009 Automatic Payroll Deduction IRA
S. 139 Data Breach Notification Act S. 272 Derivatives Trading Integrity Act of 2009 S. 1073Rating Accountability and Transparency Enhancement Act of 2009 (credit rating agencies) S. 1074Shareholder Bill of Rights Act of 2009 (proxy access) S. 1276Private Fund Transparency Act of 2009 (investment adviser registration) S. 1389Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1490Personal Data Privacy and Security Act of 2009 S. 1691Comprehensive Derivates Regulation Act of 2009 S. 1964Mutual Fund Transparency Act of 2009 S. 2799Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2009 Restoring American Financial Stability Act of 2009 (Discussion Draft) H.R. 786Make Permanent the Increase in Deposit Insurance Coverage H.R. 977Derivatives Markets Transparency and Accountability Act of 2009 H.R. 1160Money Market Fund Parity Act of 2009 H.R. 1181NRSRO Ratings for Asset Backed Securities H.R. 1327Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1669Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2221Data Accountability and Trust Act (notice of breach) H.R. 2733Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861Shareholder Empowerment Act of 2009 (proxy access) H.R. 3126Consumer Financial Protection Agency Act of 2009 H.R. 3269Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 3795Over-the-Counter Derivatives Markets Act of 2009 H.R. 3817Investor Protection Act of 2009 (Point of Sale Disclosure, Fiduciary Duty) H.R. 3818Private Fund Investment Advisers Registration Act of 2009 H.R. 3890Accountability and Transparency in Rating Agencies Act H.R. 3996Financial Stability Improvement Act of 2009 (Systemic Risk Regulator) H.R. 4173Wall Street Reform and Consumer Protection Act of 2009 Money Market Mutual Fund Regulation Municipal Bonds (Frank)
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2009 · third_quarter · Q3
S. 1432 FY 2010 Financial Services and General Government Appropriations Act (SEC funding)
S. 157 Retirement Account Distribution Improvement Act of 2009 (RMD) H.R. 939 IRA Equity for Seniors Act (RMD) S. 722 Taxpayer Certainty and Relief Act of 2009 (capital gains and dividends) S. 506 Stop Tax Haven Abuse Act H.R. 1265 Stop Tax Haven Abuse Act S. 1082 GROWTH Act H.R. 3429 GROWTH Act H.R. 2022 Kids IRA Act of 2009 S. 1297 Retirement Security for Life Act of 2009 (annuities) H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) Automatic Payroll Deduction IRA
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2009 · second_quarter · Q2
S. 386 Fraud Enforcement and Recovery Act (creates Financial Crisis Inquiry Commission) H.R. 1106 Helping Families Save Their Homes Act of 2009 (cramdown) S. 896 Helping Families Save Their Homes Act of 2009 (PPIP) S. 566 Financial Product Safety Commission Act of 2009 H.R. 1705 Financial Product Safety Commission Act of 2009 H.R. 384 TARP Reform and Accountability Act of 2009 H.R. 786 Make Permanent the Increase in Deposit Insurance Coverage H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 S. 272 Derivatives Trading Integrity Act of 2009 H.R. 1068 Let Wall Street Pay for Wall Street's Bailout Act of 2009 (tax on securities transactions) H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1349 Establish the Federal Accounting Oversight Board H.R. 1479 Community Reinvestment Modernization Act of 2009 H.R. 1664 Pay for Performance Act of 2009 (Executive Compensation for TARP Recipients) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 927 Credit Rating Agency Responsibility Act of 2009 S. 1073 Rating Accountability and Transparency Enhancement Act of 2009 (credit rating agencies) S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 2932 Stop VULTURE Funds Act S. 1276 Private Fund Transparency Act of 2009 (investment adviser registration) Financial Regulatory Restructuring Money Market Mutual Fund Regulation Municipal Bonds (Frank)
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2009 · first_quarter · Q1
S. 401 Defined Contribution Fee Disclosure Act of 2009 401(k) Plans (Miller) Target Date Funds (Kohl) Automatic Payroll Deduction IRA Investment Advice
H.R. 1 American Recovery and Reinvestment Act of 2009 (stimulus) S. 157 Retirement Account Distribution Improvement Act of 2009 (RMD) H.R. 939 IRA Equity for Seniors Act (RMD) H.R. 1068 Let Wall Street Pay for Wall Street's Bailout Act of 2009 (tax on securities transactions) S. 722 Taxpayer Certainty and Relief Act of 2009 (capital gains and dividends) S. 506 Stop Tax Haven Abuse Act H.R. 1265 Stop Tax Haven Abuse Act GROWTH Act RIC Modernization
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2008 · fourth_quarter · Q4
H.R. 2167 Automatic IRA Act of 2007 S. 1141 Automatic IRA ACt of 2007 H.R. 5160 Small Businesses Add Value for Employees (SAVE) Act of 2008 (Auto IRA) H.R. 3185 401(k) Fair Disclosure for Retirement Security Act of 2007 (401(k) disclosure) H.R. 3765 Defined Contribution Plan Fee Transparency Act of 2007 (401(k) disclosure) S. 2473 Defined Contributions Fee Disclosure Act of 2007 (401(k) disclosure) S. 3278 401(k) Debit Card Loans H.R. 6708 401(k) Debit Card Loans H.R. 7327 Worker, Retiree, and Employer Recovery Act of 2008 (RMD, PPA technical corrections)
H.R. 1424 Emergency Economic Stabilization Act of 2008 (cost basis reporting, flow through) H.R. 2796 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 S. 2126 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 H.R. 2205 Retirement Security for Life Act of 2007 (lifetime annuity) S. 1010 Retiremet Security for Life Act of 2007 (lifetime annuity) H.R. 4912 Taxation of Prepaid Derivative Contracts (ETN) Modernizing Tax Rules for Regulated Investment Companies
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2008 · third_quarter · Q3
H.R. 2167 Automatic IRA Act of 2007 S. 1141 Automatic IRA Act of 2007 H.R. 5160 Small Businesses Add Value for Employees (SAVE) Act of 2008 (Auto IRA) H.R. 6382 Pension Protection Technical Corrections Act of 2008 (PPA) S. 1974 Pension Protection Technical Corrections Act of 2007 (PPA) H.R. 3185 401(k) Fair Disclosure for Retirement Security Act of 2007 (401(k) disclosure) H.R. 3765 Defined Contribution Plan Fee Transparency Act of 2007 (401(k) disclosure) S. 2473 Defined Contribution Fee Disclosure Act of 2007 (401(k) disclosure) S. 3278 401(k) Debit Card Loans H.R. 6708 401(k) Debit Card Loans S. 3445 Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2008
H.R. 275 Global Online Freedom Act of 2007 H.R. 1171 Money Market Fund Parity Acto of 2007 (mutual fund competitiveness) H.R. 1257 Shareholder Vote on Executive Compensation Act (proxy vote disclosure) H.R. 3225 Mutual Fund Fee Reform Act (12b-1 fees) H.R. 3997 Emergency Economic Stabilization Act of 2008 (Troubled Assets) H.R. 6308 Municipal Bond Fairness Act H.R. 6333 Municipal Bond Market support Act of 2008 H.R. 6377 Energy Markets Emergency Act of 2008 H.R. 6604 Commodity Markets Transparency and Accountability Act of 2008 H.R. 6796 VULTURE Funds Act S. 2136 Helping Families Save Their homes in Bankruptcy Act of 2007 (subprime) S. 3130 Increasing Transparency and ACcountability in Oil Prices Act of 2008 S. 3268 Stop Excessive Energy Speculation Act of 2008 Commodity Index Funds (Lieberman) U.S. Capital Markets Competitiveness Financial Regulatory Structure Modernization (Treasury Blueprint) Closed-End Funds / AMPS Money Market Mutual Fund Guaranty Plan
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2008 · second_quarter · Q2
H.R. 1171 Money Market Fund Parity Act of 2007 (mutual fund competitiveness) H.R. 1257 Shareholder Vote on Executive Compensation Act (proxy vote disclosure) H.R. 3225 Mutual Fund Fee Reform Act (12b-1 fees) H.R. 275 The Global Online Freedom Act H.R. 3609 Emergency Home Ownership and Mortgage Equity Protection Act of 2007 (subprime) H.R. 3915 Mortgage Reform and Anti-Predatory Lending Act of 2007 (subprime) H.R. 5579 Emergency Mortgage Loan Modification Act of 2008 (subprime) H.R. 6308 Municipal Bond Fairness Act H.R. 6330 Prevent Unfair Manipulation of Prices (PUMP) Act H.R. 6333 The "Municipal Bond Support Act of 2008" H.R. 6377 Energy Markets Emergency Act of 2008 S. 2136 Helping Families Save Their Homes in Bankruptcy Act of 2007 (subprime) S. 2452 Home Ownership Preservation and Protection Act of 2007 (subprime) S. 3130 Increasing Transparency and Accountability in Oil Prices Act Commodity Index Funds (Lieberman) U.S. Capital Markets Competitiveness Financial Regulatory Structure Modernization (Treasury Blueprint) Vulture Funds Closed-End Funds / AMPS
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2008 · first_quarter · Q1
H.R. 878 Simplificiation Through Additional Reporting Tax Act of 2007 (cost basis reporting) S. 601 Simplification Through Additional Reporting Tax Act of 2007 (cost basis reporting) H.R. 2796 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Acto of 2007 S. 2126 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 H.R. 2205 Retirement Security for Life Act of 2007 (lifetime annuity) S. 1010 Retirement Security for Life Act of 2007 (lifetime annuity) H.R. 4912 Taxation of Prepaid Derivative Contracts (ETNs)
H.R. 2167 Automatic IRA Act of 2007 S. 1141 Automatic IRA Act of 2007 H.R. 5160 Small Businesses Add Value for Employees (SAVE) Act of 2008 (auto IRA) H.R. 3361 Pension Protection Technical Corrections Actof 2007 (PPA) S. 1974 Pension Protection Technical Corrections Act of 2007 (PPA) H.R. 3185 401(k) Fair Disclosure for Retirement Security Act of 2007 (401(k) disclosure) H.R. 3765 Defined Contribution Plan Fee Transparency Actof 2007 (401(k) disclosure) S. 2473 Defined Contribution Fee Disclosure Act of 2007 (401(k) disclosure)
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2007 · year_end · YY
H.R. 6 Energy Independence and Security Act of 2007 (cost basis reporting) H.R. 3996 Tax Increase Prevention Act of 2007 (cost basis reporting, flow-through) H.R. 2796 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 (taxation of capital gains distributions) S. 2126 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 (taxation of capital gains distributions) H.R. 2205 Retirement Security for Life Act of 2007 (lifetime annuity) S. 1010 Retirement Security for Life Act of 2007 (lifetime annuity) H.R. 4912 Taxation of Prepaid Derivative Contracts (ETNs) H.R. 878 Simplification Through Additional Reporting Tax Act of 2007 (cost basis reporting) S. 601 Simplification Through Additional Reporting Tax Act of 2007 (cost basis reporting)
H.R. 1171 Money Market Fund Parity Act of 2007 (mutual fund competitiveness) H.R. 1257 Shareholder Vote on Executive Compensation Act (proxy vote disclosure) H.R. 2347 Iran Sanctions Enabling Act of 2007 (divestiture) H.R. 3046 Social Security Number Privacy and Identity Theft Prevention Act of 2007 (privacy) H.R. 3915 Mortgage Reform and Anti-Predatory Lending Act of 2007 (subprime assignee liability) H. Res. 552 China Market Access Resolution S. 831 Sudan Divestment Authorization Act of 2007 (divestiture) S. 1563 Sudan Disclosure and Enforcement Act of 2007 (divestiture) S. 1677 Currency Reform and Financial Markets Access Act of 2007 (China market access) S. 2271 Sudan Accountability and Divestment Act of 2007 (divestiture) S. 2452 Home Ownership Preservation and Protection Act of 2007 (subprime assignee liability) H.R. 180 Darfur Accountability and Divestment Act (divestiture) H.R. 964 Securely Protect Yourself Against Cyber Trespass (SPY) Act (data security)
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2007 · mid_year · MM
H.R. 1257 Shareholder Vote on Executive Compensation Act, provisions related to proxy vote disclosure H.R. 1289 Community Reinvestment Modernization Act of 2007, provisions related to applying CRA to securities H.R. 2347 Iran Sanctions Enabling Act of 2007, provistions related to divestiture H.J. Res. 20 FY 2007 Continuing Appropriations Act, provisions related to U.S. capital markets competitiveness S. 4 Improving America's Security Act of 2007, provisions related to critical infrastructure S. 761 America Competes Act, provisions related to U.S. capital markets competitiveness S. 831 Sudan Divestment Authorization Act of 2007, provisions related to divestiture S. 1260 Data Security Act of 2007, provisions related to data security S. 1563 Sudan Disclosure and Enforcement Act of 2007, provisions related to divestiture S. 1677 Currency Reform and Financial Markets Access Act of 2007, provisions related to China market access H.R. 180 Darfur Accountability and Divestment Act, provisions related to divestiture H.R. 964 Securely Protect Yourself Against Cyber Trespass (SPY) Act, provisions related to data security H.R. 1171 Money Market Fund Parity Act of 2007, provisions related to mutual fund competitiveness
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2006 · year_end · YY
H.R. 4 Pension Protection Act of 2006, provisions related to investment advice, 401(k) auto enrollment, EGTRRA permanency H.R. 2830 Pension Protection Act of 2005, provisions related to investment advice, 401(k) auto enrollment, EGTRRA permanency
H.R. 5405/S. 2824 Competitive and Open Markets that Protect and Enhance the Treatment of Entrepreneurs Act , provisions realted to SOX section 404 Issues related to Tax Reporting for Exempt Interest Dividends
H.R. 5672 FY 2007 Science, State, Justice, and Commerce Appropriations Ace, provisions related to SEC funding
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2005 · year_end · YY
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2005 · mid_year · MM
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2004 · year_end · YY
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2003 · mid_year · MM
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Transportation, Dept of (DOT), Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2002 · year_end · YY
Filing targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2002 · mid_year · MM
Filing targets: Executive Office of the President (EOP), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2001 · mid_year · MM
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Vice President of the United States, SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2000 · year_end · YY
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2000 · mid_year · MM
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 5084 - Improving Corporate Governance Through Diversity Act (Meeks) H.R. 8188 - Mutual Fund Litigation Reform Act (Emmer) H.R. 8786 - Increasing Investor Opportunities Act (Gonzalez) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) CFTC Rule 4.5 Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Executive Order on Addressing the Threat from Securities Investments that Finance Communist Chinese Military Companies FTC Hart-Scott-Rodino Proposed Rule Federal Reserve Facilities Established in Response to COVID-19 Libor Transition Assistance Act (Sherman) Money Market Mutual Funds SEC Cybersecurity and Data Protection
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Department of Labor ESG Investments Proposal Department of Labor Fiduciary Rulemaking
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 5084 - Improving Corporate Governance Through Diversity Act (Meeks) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 8188 - Mutual Fund Litigation Reform Act (Emmer) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Corporate Dividend Payment Restrictions Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Libor Transition Money Market Mutual Funds Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
H.R. 6257 - Public Service Retirement Fairness Act (Panetta) H.R. 6800 - The Heroes Act (Lowey) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Annuities in DC Plans/Annuitization Automatic Retirement Plan Act (Neal) Business Development Companies Capital Gains Taxation Catch-Up Contributions for Retirement Accounts Financial Transaction Tax Portable Retirement and Investment Account Act (Himes) Retirement Plan Simplification and Enhancement Act (Neal) Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
FY 2021 Financial Services and General Government Appropriations Act
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Electronic Disclosure Rulemaking Department of Labor Fiduciary Rulemaking
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
H.R. 2367 - Lifetime Income Disclosure Act (Pocan) S. 1574 - Lifetime Income Disclosure Act (Isakson) Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Fiduciary Rulemaking
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act (FSOC, SEC) H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (CFTC)
S. 306 - Merger Enforcement Improvement Act (Klobuchar)
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest
Receiving Electronic Statements to Improve Retiree Earnings Act Lifetime Income Disclosure Act
S. 306 - Merger Enforcement Improvement Act (Klobuchar)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
H.R. 4686 - 21st Century Competition Commission Act of 2017 (Ellison) H.R. 6743 - Consumer Information Notification Requirement Act (Luetkemeyer) S. 1811 - Merger Enforcement Improvement Act (Klobuchar)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
H.R. 854 - Retirement Security for American Workers Act (Buchanan) H.R. 2055 - Lifetime Income Disclosure Act (Messer) H.R. 4158 - Retirement Plan Modernization Act (Walberg) H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) S. 868 - Lifetime Income Disclosure Act (Isakson)
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 1744 - Brokaw Act (Baldwin) S. 2756 - Fair Investment Opportunities for Professional Experts Act (Tillis) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers Volcker Rule Cryptocurrencies
H.R. 6743 - Consumer Information Notification Requirement Act (Luetkemeyer) S. 1811 - Merger Enforcement Improvement Act (Klobuchar)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
H.R. 4686 - 21st Century Competition Commission Act of 2017 (Ellison) S. 1811 - Merger Enforcement Improvement Act (Klobuchar)
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
H.R. 2055 - Lifetime income Disclosure Act (Messer) H.R. 2823 - Affordable Retirement Advice for Savers Act (Roe) H.R. 4158 - Retirement Plan Modernization Act (Walberg) H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act S. 868 - Lifetime Income Disclosure Act (Isakson) S. 1321 - Affordable Retirement Advice Protection Act (Isakson) DOL Fiduciary Rule
H.R. 4204 - International Regulated Investment Company Act of 2017 (Marchant) H.R. 4523 - Automatic Retirement Plan Act of 2017 (Neal) H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 (Neal) H.R. 4637 - Small Business Add Value for Employees (SAVE) Act of 2017 (Kind) H.R. 5003 - Reinstatement of Advance Refunding Bonds (Hultgren) H.R. 5282 - Retirement Enhancement and Savings Act of 2018 (Kelly) S. 940 - Shrinking Emergency Account Losses Act of 2017 (Enzi) S. 1005 - Modernization of Derivatives Tax Act of 2017 (Wyden) S. 2526 - Retirement Enhancement and Savings Act of 2018 (Hatch) Preserving Retirement Savings Tax Incentives H.R. 1 Clarifications ABLE Act Treatment of Multiple Distributions
H.R. 4686 - 21st Century Competition Commission Act of 2017 (Ellison) S. 1811 - Merger Enforcement Improvement Act (Klobuchar)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 2055 - Lifetime income Disclosure Act (Messer) H.R. 2823 - Affordable Retirement Advice for Savers Act (Roe) H.R. 4158 - Retirement Plan Modernization Act (Walberg) H.R. 4604 - Increasing Access to a Secure Retirement Act of 2017 (Walberg) H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act S. 868 - Lifetime Income Disclosure Act (Isakson) S. 1321 - Affordable Retirement Advice Protection Act (Isakson) Retirement Enhancement and Savings Act (Hatch) DOL Fiduciary Rule QDIAs
H.R. 1 - To provide for reconciliation pursuant to titles II and V to the concurrent resolution on the budget for fiscal year 2018 (Brady) H.R. 3910 - Portability of Lifetime Income and Managed Account Options (Neal) H.R. 4204 - International Regulated Investment Company Act of 2017 (Marchant) H.R. 4523 - Automatic Retirement Plan Act of 2017 (Neal) H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 (Neal) H.R. 4637 - Small Business Add Value for Employees (SAVE) Act of 2017 (Kind) S. 940 - Shrinking Emergency Account Losses Act of 2017 (Enzi) S. 1005 - Modernization of Derivatives Tax Act of 2017 (Wyden) Preserving Retirement Savings Tax Incentives Tax-Exemption for Municipal Bond Interest Mandatory First-in, First-out cost Basis
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 940 - Shrinking Emergency Account Losses Act of 2017 (Enzi) S. 1005 - Modernization of Derivatives Tax Act of 2017 (Wyden) Preserving Retirement Savings Tax Incentives International Regulated Investment Company Tax-Exemption for Municipal Bond Interest ABLE Programs
H.R. 10 - Financial CHOICE Act of 2017 (Hensarling) H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3555 - Exchange Regulatory Improvement Act (Loudermilk) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Exchange-Traded Funds US Equity and Fixed Income Market Structure Maker-Taker Pricing Model Volcker Rule Proxy Advisory Services Proxy Voting by Mutual Funds MiFID II
H.R. 3280 - FY 2018 Financial Services and General Government Appropriations Act H.R. 3354 - FY 2018 Omnibus Appropriations
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
H.R. 854 - Retirement Security for American Workers Act (Buchanan) H.R. 2823 - Affordable Retirement Advice for Savers Act (Roe) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) S. 1321 - Affordable Retirement Advice Protection Act (Isakson) DOL Fiduciary Rule Retirement Plan Coverage Proposals Lifetime Income Disclosure Electronic Delivery of Retirement Plan Participant Information QDIAs
H.R. 244 - Consolidated Appropriations Act, 2017 FY 2018 Financial Services and General Government Appropriations Act
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
Modernization of Derivatives Tax Act of 2016 (Wyden) Preserving Retirement Savings Tax Incentives International Regulated Investment Company Tax-Exemption for Municipal Bond Interest Financial Transaction Tax ABLE Programs
S. 3417 - Receiving Electronic Statements to Improve Retiree Earnings Act (Brown) S. 3471 - Retirement Enhancement and Savings Act of 2016 (Hatch) Retirement Improvements and Savings Enhancements Act of 2016 (Wyden) H.R. 2656 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) DOL Fiduciary Rule DOL Rule on State-Run Retirement Plans
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
H.R. 5184 - Expansion of Rules Related to Investment by Nonresident Aliens in Mutual Funds (Paulsen) H.R. 5731 - SAVE UP Act (Crowley) S. 3338 - Small Business Employee Retirment Savings Act of 2016 (Burr) International Regulated Investment Company Tax-Exemption for Municipal Bond Interest Financial Transaction Tax Preserving Retirement Savings Tax Incentives Impact of Dividends Paid Deduction Proposal on Retirement Plans Derivatives Taxation ABLE Programs
S. 266 - Retirement Security Act of 2015 (Collins) S. 1317 - Lifetime Income Disclosure Act (Isakson) S. 2472 - American Savings Account Act of 2016 (Merkley) S. 3078 - Retirement Savings Lost and Found Act of 2016 (Warren) Retirement Enhancement Act of 2016 (Hatch) H.R. 557 - Retirement Security Act of 2015 (Buchanan) H.R. 2317 - Lifetime Income Disclosure Act (Messer) H.R. 2656 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) H.R. 5450 - American Savings Account Act of 2016 (Huffman) H.R. 5805 - Retirement Savings Lost and Found Act of 2016 (Messer) State-Run Retirement Plans
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
H.R. 5485 - FY 2017 Financial Services and General Government Appropriations Act S. 3067 - FY 2017 Financial Services and General Government Appropriations Act
H.R. 4706 - Interest for Others Act of 2016 (Paulsen) H.R. 5184 - Expansion of Rules Related to Investment by Nonresident Aliens in Mutual Funds (Paulsen) International Regulated Investment Company Tax-Exemption for Municipal Bond Interest Financial Transaction Tax Preserving Retirement Savings Tax Incentives Impact of Dividends Paid Deduction Proposal on Retirement Plans Derivatives Taxation ABLE Programs
S. 266 - Retirement Security Act of 2015 (Collins) S. 1317 - Lifetime Income Disclosure Act (Isakson) S. 2472 - American Savings Account Act of 2016 (Merkley) S. 2502 - Affordable Retirement Advice Protection Act (Isakson) S. 2505 - Strengthening Access to Valuable Education and Retirement Support Act (Kirk) S.J. Res. 33 - Disapproving the DOL Fiduciary Rule (Isakson) H.R. 557 - Retirement Security Act of 2015 (Buchanan) H.R. 2317 - Lifetime Income Disclosure Act (Messer) H.R. 2656 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) H.R. 4293 - Affordable Retirement Advice Protection Act (Roe) H.R. 4294 - Strengthening Access to Valuable Education and Retirement Support Act(Roskam) H.R. 5450 - American Savings Account Act of 2016 (Huffman) H.J. Res. 88 - Disapproving the DOL Fiduciary Rule (Roe) State-Run Retirement Plans
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
S. 245 - Automatic IRA Act of 2015 (Whitehouse) S. 266 - Retirement Security Act of 2015 (Collins) S. 1317 - Lifetime Income Disclosure Act (Isakson) S. 2472 - American Savings Account Act of 2016 (Merkley) S. 2502 - Affordable Retirement Advice Protection Act (Isakson) S. 2505 - Strengthening Access to Valuable Education and Retirement Support Act (Kirk) H.R. 506 - Automatic IRA Act of 2015 (Neal) H.R. 557 - Retirement Security Act of 2015 (Buchanan) H.R. 2317 - Lifetime Income Disclosure Act (Messer) H.R. 2656 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) H.R. 4293 - Affordable Retirement Advice Protection Act (Roe) H.R. 4294 - Strengthening Access to Valuable Education and Retirement Support Act(Roskam) Department of Labor Proposed Rule on Fiduciary Standard State-Run Retirement Plans
FY 2017 SEC Appropriations
S. 2702 - ABLE to Work Act of 2016 (Burr) S. 2703 - ABLE Financial Planning Act (Casey) S. 2704 - ABLE Age Adjustment Act (Casey) H.R. 4706 - Interest for Others Act of 2016 (Paulsen) H.R. 4794 - ABLE Financial Planning Act (Crenshaw) H.R. 4795 - ABLE to Work Act of 2016 (Crenshaw) H.R. 4813 - ABLE Age Adjustment Act (Van Hollen) Retirement Savings Tax Incentives Capital Gains and Dividend Tax Rates International Regulated Investment Company Tax-Exemption for Municipal Bond Interest Financial Transaction Tax 529 Plans
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
S. 754 - Cybersecurity Information Sharing Act of 2015 (Burr) H.R. 2029 - Cybersecurity Act of 2015
Puerto Rico Chapter 9 Bankruptcy
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
S. 754 - Cybersecurity Information Sharing Act of 2015 (Burr) H.R. 1560 - Protecting Cyber Networks Act (Nunes)
H.R. 870 - Puerto Rico Chapter 9 Uniformity Act of 2015 (Pierluisi) S. 1774 - Puerto Rico Chapter 9 Uniformity Act of 2015 (Blumenthal)
H.R. 1731 - National Cybersecurity Protection Advancement Act of 2015 (McCaul)
S. 324 - Shrinking Emergency Account Losses Act of 2015 (Enzi) S. 1371 - Inclusive Prosperity Act of 2015 (Sanders) S. 1946 - Tax Relief Extension Act of 2015 (Hatch) H.R. 1464 - Inclusive Prosperity Act of 2015 (Ellison) H.R. 2821 - Partnership Audit Simplification Act of 2015 (Renacci) Retirement Savings Tax Incentives Comprehensive Tax Reform Capital Gains and Dividend Tax Rates International Regulated Investment Company Tax-Exemption for Municipal Bond Interest ABLE Act Implementation Financial Transaction Tax
S. 245 - Automatic IRA Act of 2015 (Whitehouse) S. 266 - Retirement Security Act of 2015 (Collins) S. 1317 - Lifetime Income Disclosure Act (Isakson) H.R. 506 - Automatic IRA Act of 2015 (Neal) H.R. 557 - Retirement Security Act of 2015 (Buchanan) H.R. 2317 - Lifetime Income Disclosure Act (Messer) H.R. 2656 - Receiving Electronic Statements to Improve Retiree Earnings Act (Polis) Department of Labor Fiduciary Definition SAFE Retirement Act (Hatch) Security Throughout Retirement Act (Cantwell)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Business Development Companies Investment Adviser SRO Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets
H.R. 870 - Puerto Rico Chapter 9 Uniformity Act of 2015 (Pierluisi) Financial Institution Bankruptcy Reform
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
S. 245 - Automatic IRA Act of 2015 (Whitehouse) S. 266 - Retirement Security Act of 2015 (Collins) H.R. 506 - Automatic IRA Act of 2015 (Neal) H.R. 557 - Retirement Security Act of 2015 (Buchanan) Department of Labor Fiduciary Definition Lifetime Income Disclosure SAFE Retirement Act (Hatch) Security Throughout Retirement Act (Cantwell)
H.R. 870 - Puerto Rico Chapter 9 Uniformity Act of 2015 (Pierluisi) Financial Institution Bankruptcy Reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
H.R. 5305 - Puerto Rico Chapter 9 Uniformity Act of 2014 (Pierluisi) H.R. 5421 - Financial Institution Bankruptcy Act of 2014 (Bachus)
H.R. 83 - Consolidated and Further Continuing Appropriations Act, 2015
H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4570 - Private Placement Improvement Act of 2014 (Garrett) H.R. 4881 - One Year Moratorium on Authority of FSOC to Make SIFI Determinations (Neugebauer) H.R. 5037 - Office of Financial Research Accountability Act of 2014 (Royce) H.R. 5180 - Financial Stability Oversight Council Improvement Act of 2014 (Ross) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations CFTC Rule 4.5 Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers Investment Company Act of 1940 Data Breaches
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 5016 - FY 2015 Financial Services Appropriations Bill
H.R. 5305 - Puerto Rico Chapter 9 Uniformity Act of 2014 (Pierluisi) H.R. 5421 - Financial Institution Bankruptcy Act of 2014 (Bachus)
S. 313 - ABLE Act of 2013 (Casey) S. 2261 - Tax Technical Corrections Act of 2014 (Wyden) H.R. 647 - ABLE Act of 2013 (Crenshaw) H.R. 4555 - Exemption for Certain Dividends Paid by RICs to Nonresident Aliens (Paulsen)S. 1257 - Protect American Investments Act of 2013 (Roberts) S. 2260 - EXPIRE Act of 2014 (Wyden) H.R. 2546 - Protect American Investments Act of 2013 (Price) H.R. 4619 - Permanent IRA Charitable Contribution Act of 2014 (Schock) H.R. 5528 - Tax Technical Corrections Act of 2014 (Camp) Tax Reform Stretch IRAs Annual Contribution Limits for Retirement Plans International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
H.R. 5016 - FY 2015 Financial Services Appropriations Bill
S. 268 - CUT Loopholes Act (Levin) S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 606 - Shrinking Emergency Account Losses Act (Nelson) S. 1257 - Protect American Investments Act of 2013 (Roberts) S. 1533 - Stop Tax Haven Abuse Act (Levin) S. 2260 - EXPIRE Act of 2014 (Section 871(k) Flow-through of Certain Dividends/Tax Extenders) S. 2261 - Tax Technical Corrections Act of 2014 (RIC Modernization Act) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio) H.R. 1554 - Stop Tax Haven Abuse Act (Doggett) H.R. 2546 - Protect American Investments Act of 2013 (Price) H.R. 4555 - Exemption for Certain Dividends Paid by RICs to Nonresident Aliens (Paulsen) H.R. 4619 - Permanent IRA Charitable Contribution Act of 2014 (Schock) Draft - Tax Reform (Camp) Draft - Preserving American's Transit and Highways Act (Stretch IRAs) Draft - ASPIRE Act (Schumer) Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
FY2015 SEC Appropriations
S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 1533 - Stop Tax Haven Abuse Act (Levin) H.R. 1554 - Stop Tax haven Abuse Act (Doggett) H.R. 2546 - Protect American Investments Act of 2013 (Price)S. 268 - CUT Loopholes Act (Levin) S. 313 - ABLE Act of 2013 (Casey) S. 1257 - Protect American Investments Act of 2013 (Roberts) S. 606 - Shrinking Emergency Account Losses Act (Nelson) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio) H. Res. 112 - House Resolution on Municipal Bonds (Terry) Discussion Draft - Tax Reform (Camp) Section 871(k) Flow-through of Certain Dividends/Tax Extenders Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections
S. 1145 - Lifetime Income Disclosure Act (Isakson) S. 1270 - SAFE Retirement Act of 2013 (Hatch) S. 1970 - Retirement Security Act of 2014 (Collins) S. 1979 - USA Retirement Funds Act (Harkin)H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal) H.R. 2171 - Lifetime Income Disclosure Act (Holt) H.R. 2374 - Retail Investor Protection Act (Wagner) S. Con. Res. 12 - Sense of Congress that CUrrent Tax Incentives for Retirement Savings Provide Important Benefits (Isakson) Electronic Delivery of Retirement Plan Information DOL Fiduciary Definition 401(k) Disclosure Draft - Security Throughout Retirement Act (Cantwell)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
S. 450 - Financial Regulatory Responsibility Act of 2013 (Shelby) S. 1217 - Housing Finance Reform and Taxpayer Protection Act (Corker) S. 1526 - Audit Integrity and Job Protection Act (Toomey) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers)S. 1193 - Data Security and Breach Notification Act of 2013 (Toomey) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 1800 - Small Business Credit Availability Act (Grimm) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3482 - Restoring Main Street Investor Protection and Confidence Act (Garrett) Money Market Mutual Funds Office of Financial Research Asset Management Study Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
Default/Debt Ceiling
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 1257 - Protect American Investments Act of 2013 (Roberts) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio) H.R. 2546 - Protect American Investments Act of 2013 (Price) H. Res. 112 - House Resolution on Municipal Bonds (Terry)H.R. 1554 - Stop Tax Haven Abuse Act (Doggett) Section 871(k) Flow-through of Certain Dividends Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax Tax Treatment of Financial Products (Camp) 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections S. 313 - ABLE Act of 2013 (Casey) S. 268 - CUT Loopholes Act (Levin) S. 410 - Wall Street Trading And Speculators Tax Act (Harkin) S. 606 - Shrinking Emergency Account Losses Act (Nelson) S. 1533 - Stop Tax Haven Abuse Act (Levin)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 1145 - Lifetime Income Disclosure Act (Isakson) H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal) H.R. 2171 - Lifetime Income Disclosure Act (Holt)S. Con. Res. 12 - Sense of Congress that Current Tax Incentives for Retirement Savings Provide Important Beneftis (Isakson) Electronic Delivery of Retirement Plan Information DOL Fiduciary Definition "USA Retirement Funds" Proposal (Harkin) 401(k) Disclosure
S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 1257 - To Protect Securities Transactions in the U.S. from Enforcement of Certain Excise Taxes Imposed by any Foreign Government (Roberts) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio)S. 268 - CUT Loopholes Act (Levin) S. 606 - Shrinking Emergency Account Losses Act (Nelson) H.R. 2546 - To Protect Securities Transactions in the U.S. from Enforcement of Certian Excise Taxes Imposed by any Foreign Government (Price) H. Res. 112 - House Resolution on Municipal Bonds (Terry) Section 871(k) Flow-through of Certain Dividends Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax Tax Treatment of Financial Products (Camp) 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections ABLE Act (Burr) S. 313 ABLE Act of 2013 (Casey)
H.R. 148 - DISCLOSE 2013 Act (Van Hollen)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 268 - CUT Loopholes Act (Levin) S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 606 - Shrinking Emergency Account Losses Act (Nelson) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio)H. Res. 112 - House Resolution on Municipal Bonds (Terry) Section 871(k) Flow-through of Certain Dividends Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Tax Treatment of Financial Products (Camp) 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections
Senate Resolution on Retirement Savings (Isakson-Murphy) Electronic Delivery of Retirement Plan Information (Neal) DOL Fiduciary Definition 401(k) Disclosure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
FY 2013 SEC Appropriations FY 2013 CFTC Appropriations
S. 1615 - Financial Regulatory Responsibility Act S. 1650 - Dodd-Frank Improvement Act of 2011 S. 1834 - Residential Mortgage Market Privatization and Standardization Act of 2011 S. 1835 - United States Covered Bond Act S. 3468 - Independent Agency Regulatory Analysis Act of 2012 S. 3497 - Terminating the Expansion of Too-Big-To-Fail Act of 2012 S. 3620 - Regulation of Municipal Advisors S. 3637 - Temporarily Extend the Transaction Account Guarantee Program S. 3709 - GAO Study of Too Big to Fail H.R. 940 - United States Covered Bond Act of 2011 H.R. 1182 - GSE Bailout Elimination and Taxpayer Protection Act H.R. 1539 - Asset-Backed Market Stabilization Act of 2011 H.R. 1573 - Delay Implementation of Title VII of Dodd-Frank H.R. 1838 - Repeal DFA provision prohibiting assistance to swap dealers or participants H.R. 1840 - Consideration by the CFTC of the costs and benefits of its regulations H.R. 2308 - SEC Regulatory Accountability Act H.R. 2483 - Whistleblower Improvement Act of 2011 H.R. 2577 - Secure and Fortify Electronic Data Act H.R. 2586 - Swap Execution Facility Clarification Act H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011 H.R. 2779 - To exempt inter-affiliate swaps from Dodd-Frank Act H.R. 2827 - Regulation of Municipal Advisors H.R. 3606 - JOBS Act H.R. 3644 - Private Mortgage Market Investment Act H.R. 3862 - Sunshine for Regulatory Decrees and Settlements Act of 2012 H.R. 4078 - Red Tape Reduction and Small Business Job Creation Act H.R. 4624 - Investment Adviser Oversight Act H.R. 5929 - Next Steps for Credit Availability Act H.R. 6127 - Liquidity Enhancement for Small Public Companies Act H.R. 6204 - Investment Adviser Examination Improvement Act of 2012 H.R. 6317 - Terminating the Expansion of Too-Big-to-Fail Act of 2012 Draft - SEC Modernization Act CFTC Rule 4.5 Money Market Mutual Funds SIFIs Volcker Rule Use of Commodities by Mutual Funds Exchange-Traded Funds Market Structure Mandatory Audit Firm Rotation Tri-Party Repo Market Mortgage Eminent Domain FX Forwards and FX Swaps Non-deliverable Forwards
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
FY 2013 SEC Appropriations FY 2013 CFTC Appropriations
S. 1346 - Stop Tax Haven Abuse Act S. 1787 - Wall Street Trading and Speculators Tax Act S. 2033 - Closing the Derivatives Blended Rate Loophole Act S. 2075 - CUT Loopholes Act S. 1647 - Tax Hike Prevention and Business Certainty Act S. 3412 - Middle Class Tax Cut Act S. 3521 - Family and Business Tax Cut Certainty Act of 2012 H.R. 8 - Job Protection and Recession Prevention Act of 2012 H.R. 2669 - Stop Tax Haven Abuse Act H.R. 3091 - Tax Hike Prevention and Business Certainity Act H.R. 4623 - Make Permanent the Exemption for Certain Dividents Paid by RICs to Nonresident Aliens Capital Gains/Dividends Tax Rate Extension Comprehensive Tax-Reform Flow-through/Tax Extenders Annual Deferral Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Company Tax-Exemption for Municipal Bonds Tax Treatment of Financial Products/ETNs RIC Modernization Act Technical Corrections
S. 267 - Lifetime Income Disclosure Act H.R. 677 - Lifetime Income Disclosure Act H.R. 4049 - Automatic IRA Act of 2012 H.R. 4050 - Retirement Plan Simplification and Enhancement Act of 2012 S. 1121 - Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 S. 1557 - Automatic IRA Act of 2011 H.R. 3287 - Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 E-Delivery DOL Fiduciary Definition Target Date Funds 401(k) Disclosure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 267 LIFETIME INCOME DISCLOSURE ACT HR 677 LIFETIME INCOME DISCLOSURE ACT HR 4049 AUTOMATIC IRA ACT OF 2012 E-DELIVERY S. 1121 SAVINGS ENHANCEMENT BY ALLEVIATING LEAKAGE IN 401(K) SAVINGS ACT OF 2011 S. 1557 AUTOMATIC IRA ACT OF 2011 HR 3287 SAVINGS ENHANCEMENT BY ALLEVIATING LEAKAGE IN 401(K) SAVINGS ACT OF 2011 HR 4050 RETIREMENT PLAN SIMPLIFICATION AND ENHANCEMENT ACT OF 2012 DOL FIDUCIARY DEFINITION TARGET DATE FUNDS 401(K) FEE DISCLOSURE
FY 2013 SEC APPROPRIATIONS FY 2013 CFTC APPROPRIATIONS
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
FY 2013 SEC Appropriations FY 2013 CFTC Appropriations
S. 1346 Stop Tax Abuse Act (Levin) S. 1647 Tax Hike Prevention and Business Certainty Act (Crapo) S. 1787 Wall Street Trading and Speculators Tax Act (Harkin) S. 1813 Moving Ahead for Progress in the 21st Century Act (Highway bill - Boxer) S. 2033 Closing the Deriviatives Blended Rate Loophole Act (Levin) S. 2075 CUT Loopholes Act (Levin) H.R. 567 Public Employee Pension Transparency Act (Nunes) H.R. 2669 Stop Tax Haven Abuse Act (Doggett) H.R. 3091 Tax Hike Prevention and Business Certatinty Act (Roskam) HR. 3313 Wall Street Trading and Speculators Act (DeFazio) Tax Extenders Annual Defferal Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Company (Bachus) Tax Examption for Mutual Bonds Tax Treatment of Financial Products/ETN's
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 2055 Consolidated Appropriations Act, FY2012
S. 347 Public Employee Pension Transparency Act S. 557 Public Good IRA Rollover Act of 2011 S. 1016 Municipal Bond Market Support Act of 2011 S. 1346 Stop Tax Haven Abuse Act S. 1647 Tax Hike Prevention and Business Certainty Act (Crapo) S. 1787 Wall Street Trading and Speculators Tax Act (Harkin) H.R. 567 Public Employee Pension Transparency Act (Nunes) H.R. 2669 Stop Tax Haven Abuse Act (Doggett) H.R. 3091 Tax Hike Prevention and Business Certainty Act (Roskam) H.R. 3313 Wall Street Trading and Speculators Tax Act (DeFazio) Annual Deferral Limits for Retirement Plans Foreign Account Tax Compliance Act International Tax Reform Tax-Exemption for Municipal Bonds Tax Treatment of Financial Products/ETNs
S. 267 Lifetime Income Disclosure Act S. 1121 Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 S. 1557 Automatic IRA Act of 2011 E-Delivery H.R. 677 Lifetime Income Disclosure Act H.R. 3287 Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 DOL Fiduciary Definition Target Date Funds 401(k) Fee Disclosure Automatic IRA Sense of Congress on Retirement Savings
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 1434 Data Security Act of 2011 S. 1615 Financial Regulatory Responsibility Act H.R. 31 Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act H.R. 344 Fiscal Responsibility Effective Enforcement Act of 2011 H.R. 463 Fannie Mae and Freddie Mac Transparency Act of 2011 H.R. 654 Do Not Track Me Online Act of 2011 H.R. 940 United States Covered Bond Act of 2011 H.R. 1182 GSE Bailout Elimination and Taxpayer Protection Act H.R. 1221 Equity in Government Compensation Act H.R. 1222 GSE Subsidy Elimination Act H.R. 1223 GSE Credit Risk Equitable Treatment Act H.R. 1224 GSE Portfolio Risk Reduction Act H.R. 1225 GSE Debt Issuance Approval Act H.R. 1226 GSE Mission Improvement Act H.R. 1227 GSE Risk and Activities Limitation Act H.R. 1528 Consumer Privacy Protection Act of 2011 H.R. 1539 Asset-Backed Market Stabilization Act of 2011 H.R. 1573 Delay Implementation of Title VII of Dodd-Frank Act H.R. 1859 Housing Finance Reform Act of 2011 H.R. 2308 SEC Regulatory Accountability Act H.R. 2428 GSE Legal Fee Reduction Act of 2011 H.R. 2436 Fannie Mae and Freddie Mac Taxpayer Payback Act of 2011 H.R. 2439 Removing GSEs Charters During Receivership Act of 2011 H.R. 2462 Cap the GSE Bailout Act of 2011 H.R. 2586 Swap Execution Facility Clarification Act SEC Modernization Act Investment Adviser Oversight Act of 2011 CFTC Rule 4.5 Money Market Mutual Funds Dodd-Frank Whistleblower Provisions Derivatives Municipal Securities Transparency Act of 2011
FY2012 SEC Appropriation Raising the Federal Debt Limit
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 366 Iran Transparency and Accountability Act of 2011 S. 799 Commercial Privacy Bill of Rights Act of 2011 S. 913 Do-Not-Track Online Act of 2011 S. 1199 Protecting the Privacy of Social Security Numbers Act S. 1207 Data Security and Breach Notification Act of 2011 H.R. 31 Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act H.R. 344 Fiscal Responsibility Effective Enforcement Act of 2011 H.R. 653 Financial Information Privacy Act of 2011 H.R. 654 Do Not Track Me Online Act of 2011 H.R. 940 United States Covered Bond Act of 2011 H.R. 1182 GSE Bailout Elimination and Taxpayer Protection Act H.R. 1221 Equity in Government Compensation Act H.R. 1222 GSE Subsidy Elimination Act H.R. 1223 GSE Credit Risk Equitable Treatment Act H.R. 1224 GSE Portfolio Risk Reduction Act H.R. 1225 GSE Debt Issuance Approval Act H.R. 1226 GSE Mission Improvement Act H.R. 1227 GSE Risk and Activities Limitation Act H.R. 1528 Consumer Privacy Protection Act of 2011 H.R. 1539 Asset-Backed Market Stabilization Act of 2011 H.R. 1573 Delay Implementation of Title VII of Dodd-Frank Act H.R. 1841 Data Accountability and Trust Act of 2011 H.R. 1859 Housing Finance Reform Act of 2011 H.R. 2308 SEC Regulatory Accountability Act CFTC Rule 4.5 Money Market Mutual Funds Dodd-Frank Whistleblower Rule Derivatives/Swap Execution Facilities Secure and Fortify Electronic Data Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 267 Lifetime Income Disclosure Act H.R. 677 Lifetime Income Disclosure Act DOL Fiduciary Definition Target Date Funds 401(k) Fee Disclosure Securities Lending in Retirement Plans
S. 347 Public Employee Pension Transparency Act S. 557 Public Good IRA Rollover Act of 2011 (tax-free charitable distributions) H.R. 567 Public Employee Pension Transparency Act H.R. 1140 Senior Citizens Income Security Act of 2011 (eliminate mandatory IRA withdrawals) Tax Deferral Limits for Retirement Plans
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 S. 3742 Data Security and Breach Notification Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4790 Shareholder Protection Act of 2010 (political activity) H.R. 6334 American Community Investment Reform Act of 2010 (CRA) Money Market Mutual Fund Regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 S. 3717 Strike Section 929I of Dodd-Frank Act (FOIA) S. 3742 Data Security and Breach Notification Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 401 Defined Contribution Fee Disclosure Act of 2009 S. 2932 Lifetime Income Disclosure Act Target Date Funds (Kohl) H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009 (Neal) H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009 (Miller) H.R. 4146 Sensible Transparency for Retirement Plans Act of 2009 (Kline) H.R. 4213 American Jobs and Closing Tax Loopholes Act of 2010 (401(k) disclosure)
S. 1082 GROWTH Act S. 1297 Retirement Security for Life Act of 2009 (annuities) S. 1934 Foreign Account Tax Compliance Act of 2009 S. 2927 Wall Street Fair Share Act (securities transaction tax) H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429 GROWTH Act H.R. 3933 Foreign Account Tax Compliance Act of 2009 H.R. 4126 Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4191 Let Wall Street Pay for the Restoration of Main Street Act (securities transaction tax) H.R. 4213 American Jobs and Closing Tax Loopholes Act of 2010 (flow-through) H.R. 4337 Regulated Investment Company Modernization Act of 2009 H.R. 4742 SAVE Act (Automatic Payroll Deduction IRA) Financial Crisis Responsibility Fee
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
S. 401 Defined Contribution Fee Disclosure Act of 2009 S. 2832 Lifetime Income Disclosure Act Target Date Funds (Kohl) H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009 (Neal) H.R. 2847 HIRE Act (401(k) disclosure) H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009 (Miller) H.R. 4146 Sensible Transparency for Retirement Plans Act of 2009 (Kline)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 401 Defined Contribution Fee Disclosure Act of 2009 S. 2832Lifetime Income Disclosure Act Target Date Funds (Kohl) H.R. 2779Defined Contribution Plan Fee Transparency Act of 2009 H.R. 2989401(k) Fair Disclosure and Pension Security Act of 2009 H.R. 4146Sensible Transparency for Retirement Plans Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 401 Defined Contribution Fee Disclosure Act of 2009 H.R. 1984 401(k) Fair Disclosure for Retirement Security Act of 2009 H.R. 1988 Conflicted Investment Advice Prohibition Act of 2009 H.R. 2021 Savings Recovery Act of 2009 H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009 H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009 Target Date Funds (Kohl)
H.R. 384 TARP Reform and Accountability Act of 2009 H.R. 786 Make Permanent the Increase in Deposit Insurance Coverage H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 H.R. 3300 Derivative Trading Accountability and Disclosure Act S. 272 Derivatives Trading Integrity Act of 2009 S. 1691 Comprehensive Derivates Regulation Act of 2009 H.R. 1068 Let Wall Street Pay for Wall Street's Bailout Act of 2009 (tax on securities transactions) H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1479 Community Reinvestment Modernization Act of 2009 H.R. 1664 Pay for Performance Act of 2009 (Executive Compensation for TARP Recipients) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities S. 1073 Rating Accountability and Transparency Enhancement Act of 2009 (credit rating agencies) Accountability and Transparency in Rating Agencies Act (Kanjorski) S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3269 Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 2932 Stop VULTURE Funds Act S. 1276 Private Fund Transparency Act of 2009 (investment adviser registration) H.R. 3126 Consumer Financial Protection Agency Act of 2009 Investor Protection Act (SEC Enforcement, Fiduciary Duty) Systemic Risk Regulation Municipal Bonds (Frank)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 157 Retirement Account Distribution Improvement Act of 2009 (RMD) H.R. 939 IRA Equity for Seniors Act (RMD) S. 722 Taxpayer Certainty and Relief Act of 2009 (capital gains and dividends) S. 506 Stop Tax Haven Abuse Act H.R. 1265 Stop Tax Haven Abuse Act S. 1082 GROWTH Act H.R. 2022 Kids IRA Act of 2009 S. 1297 Retirement Security for Life Act of 2009 (annuities) H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) Automatic Payroll Deduction IRA RIC Modernization
S. 401 Defined Contribution Fee Disclosure Act of 2009 H.R. 1256 Family Smoking Prevention and Tobacco Control Act (mutual fund window in TSP) H.R. 1984 401(k) Fair Disclosure for Retirement Security Act of 2009 H.R. 1988 Conflicted Investment Advice Prohibition Act of 2009 H.R. 2021 Savings Recovery Act of 2009 H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009 H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009 Target Date Funds (Kohl)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 61Helping Families Save Their Homes in Bankruptcy Act of 2009 (cramdown) H.R. 1106 Helping Families Save Their Homes Act of 2009 (cramdown) S. 566 Financial Product Safety Commission Act of 2009 H.R. 1705 Financial Product Safety Commission Act of 2009 H.R. 384 TARP Reform and Accountability Act of 2009 H.R. 786 Make Permanent the Increase in Deposit Insurance Coverage H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 S. 272 Derivatives Trading Integrity Act of 2009 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1181 NRSRO Ratings for Asset Backed Securities H.R. 1327 Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1349 Establish the Federal Accounting Oversight Board H.R. 1479 Community Reinvestment Modernization Act of 2009 H.R. 1664 Pay for Performance Act of 2009 (Executive Compensation for TARP Recipients) H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 Municipal Bonds (Frank) Regulatory Reform Money Market Mutual Fund Regulation Credit Rating Agencies Proxy Access
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
H.R. 1171 Money Market Fund Parity Act of 2007 (mutual fund competitiveness) H.R. 1257 Shareholder Vote on Executive Compensation Act (proxy vote disclosure) H.R. 3225 Mutual Fund Fee Reform Act (12b-1 fees) H.R. 6308 Municipal Bond Fairness Act H.R. 6333 Municipal Bond Market Support Act of 2008 H.R. 6377 Energy Markets Emergency Act of 2008 H.R. 6604 Commodity Markets Transparency and Accountability Act of 2008 H.R. 6796 VULTURE Funds Act S. 2136 Helping Families Save Their Homes in Bankruptcy Act of 2007 (mortgage modification) S. 3445 Comprehensive Iran Sanctions, Accountability and Divestment Act of 2008 S. 3714 Derivatives Trading Integrity Act of 2008 (CDS) Financial Regulatory Structure Modernization Closed-End Funds / AMPS Money Market Mutual Fund Guarantee Program
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
H.R. 2796 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 S. 2126 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 H.R. 2205 Retirement Security for Life Act of 2007 (lifetime annuity) S. 1010 Retirement Security for Life Act of 2007 (lifetime annuity) H.R. 4912 Taxation of Prepaid Derivative Contracts (ETNs) H.R. 3221 American housing Rescue and Foreclosure Prevention Act of 2008 (Cost Basis) S. 3125 Energy Independence and Tax Relief Act of 2008 (Flow-Through) S. 3335 Jobs, Energy, Families, and Disaster Relief Act of 2008 (Flow-Through, Cost Basis) S. 3478 Energy Independence and Investment Act of 2008 (Cost Basis) H.R. 6049 Energy and Tax Extenders Act of 2008 (Flow-Through, Cost Basis) H.R. 7060 Renewable Energy and Job Creation Tax Act of 2008 (flow-Through, Cost Basis) H.R. 7201 Energy Improvement and Extension Act of 2008 (Cost Basis) H.R. 7202 Temporary Tax Relief Act of 2008 (Flow-Through)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
H.R. 2167 Automatic IRA Act of 2007 S. 1141 Automatic IRA Act of 2007 H.R. 5160 Small Businesses Add Value for Employees (SAVE) Act of 2008 (auto IRA) H.R. 3361 Pension Protection Technical Corrections Act of 2007 (PPA) S. 1974 Pension Protection Technical Corrections Act of 2007 (PPA) H.R. 3185 401(k) Fair Disclosure for Retirement Security Act of 2007 (401(k) disclosure) H.R. 3765 Defined Contribution Plan Fee Transparency Act of 2007 (401(k) disclosure) S. 2473 Defined Contribution Fee Disclosure Act of 2007 (401(k) disclosure)
FY 2009 Financial Services and General Government Appropriations Act (SEC)
H.R. 2796 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 S. 2126 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007 H.R. 2205 Retirement Security for Life ACt of 2007 (lifetime annuity) S. 1010 Retirement Security for Life Act of 2007 (lifetime annuity) H.R. 3221 American Housing Rescue and Foreclosure Prevention Act of 2008 (Cost Basis Reporting) H.R. 5720 Housing Assistance Tax Act of 2008 (Cost Basis Reporting) H.R. 4912 Taxation of Prepaid Derivative Contracts (ETNs) H.R. 6049 Energy and Tax Extenders Act of 2008 (Flow-Through) S. 3125 Energy Independence and Tax Relief Act of 2008 (Flow-Through) H.R. 6081 Heros Earnings Assistance and Relief Tax Act (Penalty-Free IRA Withdrawals)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
H.R. 1171 Money Market Fund Parity Act of 2007 (mutual fund competitiveness) H.R. 1257 Shareholder Voteon Executive Compensation Act (proxy vote disclosure) H.R. 3225 Mutual Fund Fee Reform Act (12b-1 fees) H.R. 3609 Emergency Home Ownership and Mortgage Equity Protection Act of 2007 (subprime) H.R. 3915 Mortgage Reform and Anti-Predatory Lending Act of 2007 (subprime) H.R. 5579 Emergency Mortgage Loan Modificatoin Act of 2008 (subprime) S. 2136 Helping Families Save Their Homes in Bankruptcy Act of 2007 (subprime) S. 2452 Home Ownership Preservation and Protection Act of 2007 (subprime) Capital Markets Competitiveness Issues Alternative Fund Model
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
S. 2473 Defined Contribution Fee Disclosure Act of 2007 H.R. 2167 Automatic IRA Act of 2007 S. 1141 Automatic IRA Act of 2007 H.R. 3185 401(k) Fair Disclosure for Retirement Security Act of 2007 H.R. 3765 Defined Contribution Plan Fee Transparency Act of 2007
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
S. 601 Simplification Through Additional Reporting Tax Act of 2007, provisions related to cost basis reporting H.R. 2312 To make permanent the individual tax rates for capital gains and dividends S. 502 To repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends at capital gains rates Issues related to Exchange Traded Notes H.R. 878 Simplification Through Additional Reporting Tax Act of 2007, provisions related to cost basis reporting H.R. 2796 Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007, provisions related to taxation of capital gains distributions
H.R. 2829 FY 2008 Financial Services and General Government Appropriations Act (SEC Funding)
Issues related to 401(k) fees Issues related to Default Investment, regulations proposed by Department of Labor pursuant to PPA regarding default investments
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 2121/S. 1740 Generating Retirement Ownsership Through Long-Term Holdings Act of 2005, provisions related to mutual fund capital gain distribution H.R. 5367/S. 2414 Simplification Through Additional Reporting Tax Act of 2006, provisions realted to cost basis reporting H.R. 3912 Flexible Retirement Security for Life Act of 2005, provisions related to annuities H.R. 6057 Indexing of Capital Gains H.R. 819/S. 381 Retirement Security for Life Act of 2005, provisions related to annuities H.R. 1956/S. 2721 Business Activity Tax Simplification Act, provisions related to physical presence standard
H.R. 1461 Federal Housing Finance Reform Act of 2005, provisions related to GSEs H.R. 3997 Financial Data Protection Act of 2005, provisions related to data security H.R. 4127 Data Accountability and Trust Act, provisions related to data security H.R. 4618 Compliance, Examinations, and Inspections Restructuring Act of 2005, provisions related to SEC authority H.R. 5318 Cyber-Security Enhancement and Consumer Data Protection Act of 2006, provisions related to data security H.R. 5337 Reform of National Security Reviews of Foreign Direct Investments Act, provisions related to CFIUS H.R. 5491 Securities Litigiation Attorney Accountability and Transparency Act, provisions related to securities class actions H.R. 5712 Securities and Exchange Commission Authority Restoration Act of 2006, provisions related to hedge fund investment adviser registration H.R. 6079 Hedge Fund Study Act, provisions related to hedge fund regulation S. 190 Federal Housing Enterprise Regulatory Reform Act of 2005, provisions related to GSEs S. 418/H.R.458 Military Personnel FInancial Services Protection Act, provisions related to contractual plans S. 687 SPY BLOCK Act, provisions related to data security S. 1326 Notification of Rick to Personal Data Act, provisions related to data security S. 1608 U.S. SAFE WEB Act of 2005, provisions related to data security S. 1789 Personal Data Privacy and Security Act of 2005, provisions related to data security S. 2856 Financial Services Regulatory Relief Act, provisions related to model privacy forum S. 3568 Data Security Act of 2006, provisions related to data security S. 3850/ H.R. 2990 Credit Rating Agency Reform Act of 2006, provisions related to NRSROs H.R. 282 Iran Freedom Support Act, provisions related to disclosure of mutual fund investments in Iran H.R. 436/S. 1396 Increased Capital Access for Growing Business Act, provisions related to business development companies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of