Wall Street Tax Act of 2021

Issues relating to tax treatment of futures, securities, and commodities; Wall Street Tax Act of 2021 (HR 328/S 817), all provisions; Tax on Wall Street Speculation Act (HR 2735/S 1283), all provisions; Modernization of Derivatives Tax Act of 2021 (S 2621), all provisions; Issues relating to amending sec. 1091 of the tax code (or 26 USC 1091) related to wash sales.

Client expense: $320,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 1459/S 510, Ultra-Millionaire Tax Act - impose a tax on the net value of assets of a taxpayer. HR 1984, Disaster Savings and Resilient Construction Act - provide a credit for owning certain disaster resilient property. S 617, Death Tax Repeal Act of 2021 - repeal the estate and generation-skipping transfer taxes. HR 1979/S 794, Tax Excessive CEO Pay Act - corporate tax rate increase on companies whose ratio of compensation of the CEO to median worker is more than 50 to 1. HR 328/S 817, Wall Street Tax Act - impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. HR 1565/S 856, Senior Security Act - establishes the Senior Investor Taskforce within the SEC. S 994, For the 99.5% Act - reinstate estate and generation-skipping taxes. PL 115-97, Tax Cuts and Jobs Act - amends corporate and individual tax provisions. TAX HR 2573/S 1136 Affordable Housing Credit Improvement Act of 2021 -- to reform the low-income housing credit S 1283Tax on Wall Street Speculation Act -- impose a tax on certain trading transactions S 1308American Infrastructure Bonds Act of 2021 -- allows the issuer of an American infrastructure bond a tax credit for 28% of the interest payable under such bond. S 2028Millionaires Surtax Act -- To impose a surtax on high income individuals. S 2621Modernization of Derivatives Tax Act - modifies the tax treatment of derivatives. HR 5376 Inflation Reduction Act of 2022 - imposes an alternative minimum tax of 15% of the average annual adjusted financial statement income HR 9030/S 5017, Repealing the Ill-Conceived and Problematic (RIP) Book Minimum Tax Act - This Bill repeals the 15% alternative minimum tax on corporations enacted by the Inflation Reduction Act of 2022 HR 4675/S 5176 Disaster Mitigation and Tax Parity Act of 2022 - excludes from gross income for income tax purposes, any qualified catastrophe mitigation payment made under a state-based catastrophe loss mitigation program

Client expense: $810,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

CHN supports an increase in revenues from fair and progressive sources. CHN supports making permanent the changes to the Earned Income Tax Credit in the American Rescue Plan Act that expanded eligibility to those 19 and older and increased the value of the credit for workers who are not custodial parents. CHN supports making permanent the changes to the Chile Tax Credit in the American Rescue Plan Act that makes the credit fully refundable and increases the value of the credit to $3000 for children age 6 and older and to $3600 for children under age 6. CHN supports reversing tax breaks to corporations and wealthy individuals in the Tax Cut and Jobs Act, 2017, and other changes to increase revenue and make the tax code more progressive. Those changes on the corporate side include raising the corporate tax rate to 28%; imposing a minimum tax rate on corporate offshore profits and profits reported to investors; ending tax breaks for fossil fuel production; ending deductions for offshoring jobs and credit expenses; and eliminating tax break for shifting intellectual property offshore. Changes on the individual side include returning the top rate to 39.6%; taxing capital gains at the same rate as ordinary income; and ending stepped-up basis for estates. CHN supports an increase in funding for the IRS to strengthen its capacity to collect taxes. CHN supports H.R.328 the Wall Street Tax Act of 2021 that calls for a financial transaction tax. CHN supports S.309/H.R.4857 the For The 99.5% Act which would impose increased tax rates on decedent estates, gifts, and generation-skipping transfers.. CHN supports the Sensible Taxation and Equity Promotion (STEP) Act, which would address the stepped-up basis loophole by taxing unrealized capital gains when heirs inherit huge fortunes on which the original owner never paid income taxes. CHN supports the S.2809/H.R.5043 Millionaires Surtax which would impose an additional 10% tax on individual taxpayers whose adjusted gross income exceeds $2 million. CHN supports the S.780/H.R.1711 the No Tax Breaks for Outsourcing Act which modifies the tax treatment of the foreign source income of domestic corporations. CHN supportsH.R.328 the Wall Street Tax Act which would impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. CHN supports The Tax on Wall Street Speculation Act, S.1283 which would enact a financial transaction tax. CHN supports the Rent Relief Act, H.E. 8357 thta would bridge the gap between income and housing costs by creating a refundable tax cfedit for cost-burdened renters.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

CHN supports an increase in revenues from fair and progressive sources. CHN supports making permanent the changes to the Earned Income Tax Credit in the American Rescue Plan Act that expanded eligibility to those 19 and older and increased the value of the credit for workers who are not custodial parents. CHN supports making permanent the changes to the Chile Tax Credit in the American Rescue Plan Act that makes the credit fully refundable and increases the value of the credit to $3000 for children age 6 and older and to $3600 for children under age 6. CHN supports reversing tax breaks to corporations and wealthy individuals in the Tax Cut and Jobs Act, 2017, and other changes to increase revenue and make the tax code more progressive. Those changes on the corporate side include raising the corporate tax rate to 28%; imposing a minimum tax rate on corporate offshore profits and profits reported to investors; ending tax breaks for fossil fuel production; ending deductions for offshoring jobs and credit expenses; and eliminating tax break for shifting intellectual property offshore. Changes on the individual side include returning the top rate to 39.6%; taxing capital gains at the same rate as ordinary income; and ending stepped-up basis for estates. CHN supports an increase in funding for the IRS to strengthen its capacity to collect taxes. CHN supports H.R.328 the Wall Street Tax Act of 2021 that calls for a financial transaction tax. CHN supports S.309/H.R.4857 the For The 99.5% Act which would impose increased tax rates on decedent estates, gifts, and generation-skipping transfers.. CHN supports the Sensible Taxation and Equity Promotion (STEP) Act, which would address the stepped-up basis loophole by taxing unrealized capital gains when heirs inherit huge fortunes on which the original owner never paid income taxes. CHN supports the S.2809/H.R.5043 Millionaires Surtax which would impose an additional 10% tax on individual taxpayers whose adjusted gross income exceeds $2 million. CHN supports the S.780/H.R.1711 the No Tax Breaks for Outsourcing Act which modifies the tax treatment of the foreign source income of domestic corporations. CHN supportsH.R.328 the Wall Street Tax Act which would impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. CHN supports The Tax on Wall Street Speculation Act, S.1283 which would enact a financial transaction tax. CHN supports the Rent Relief Act, H.E. 8357 thta would bridge the gap between income and housing costs by creating a refundable tax cfedit for cost-burdened renters.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

CHN supports an increase in revenues from fair and progressive sources. CHN supports making permanent the changes to the Earned Income Tax Credit in the American Rescue Plan Act that expanded eligibility to those 19 and older and increased the value of the credit for workers who are not custodial parents. CHN supports making permanent the changes to the Chile Tax Credit in the American Rescue Plan Act that makes the credit fully refundable and increases the value of the credit to $3000 for children age 6 and older and to $3600 for children under age 6. CHN supports reversing tax breaks to corporations and wealthy individuals in the Tax Cut and Jobs Act, 2017, and other changes to increase revenue and make the tax code more progressive. Those changes on the corporate side include raising the corporate tax rate to 28%; imposing a minimum tax rate on corporate offshore profits and profits reported to investors; ending tax breaks for fossil fuel production; ending deductions for offshoring jobs and credit expenses; and eliminating tax break for shifting intellectual property offshore. Changes on the individual side include returning the top rate to 39.6%; taxing capital gains at the same rate as ordinary income; and ending stepped-up basis for estates. CHN supports an increase in funding for the IRS to strengthen its capacity to collect taxes. CHN supports H.R.328 the Wall Street Tax Act of 2021 that calls for a financial transaction tax. CHN supports S.309/H.R.4857 the For The 99.5% Act which would impose increased tax rates on decedent estates, gifts, and generation-skipping transfers.. CHN supports the Sensible Taxation and Equity Promotion (STEP) Act, which would address the stepped-up basis loophole by taxing unrealized capital gains when heirs inherit huge fortunes on which the original owner never paid income taxes. CHN supports the S.2809/H.R.5043 Millionaires Surtax which would impose an additional 10% tax on individual taxpayers whose adjusted gross income exceeds $2 million. CHN supports the S.780/H.R.1711 the No Tax Breaks for Outsourcing Act which modifies the tax treatment of the foreign source income of domestic corporations. CHN supportsH.R.328 the Wall Street Tax Act which would impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. CHN supports The Tax on Wall Street Speculation Act, S.1283 which would enact a financial transaction tax. CHN supports the Rent Relief Act, H.E. 8357 thta would bridge the gap between income and housing costs by creating a refundable tax cfedit for cost-burdened renters.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to H.R.328 (The Wall Street Tax Act of 2021) Issues related to LIBOR and H.R.4616 (Adjustable Interest Rate (LIBOR) Act of 2021) Issues related to self-regulatory organization (SRO) reform

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Proposals to modify tax incentives for retirement savings and investment; Taxation of contract modifications associated with transition from LIBOR to alternative reference rates, including SOFR; Proposals to expand bank information reporting requirements; H.R. 328/S. 817 - Wall Street Tax Act of 2021; H.R. 3684 - Infrastructure Investment and Jobs Act; H.R. 5376 - Build Back Better Act; Modernization Derivatives Tax Act; S. 479 - LOCAL Infrastructure Act; H.R. 2288 - To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; H.R. 2954 - Securing a Strong Retirement Act of 2021; S. 817/H.R. 328 - Wall Street Tax Act of 2021; S. 1308 - American Infrastructure Bonds Act of 2021; S. 1676 - Rural Broadband Financing Flexibility Act; S. 1770 - Retirement Security and Savings Act of 2021; S. 1443/H.R. 2917 - Retirement Parity for Student Loans Act of 2021; H.R. 2634 - the LIFT Act; H.R. 5376 - Inflation Reduction Act.

Client expense: $920,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 328 - Wall Street Tax Act of 2021; entire bill H.R. 1584 - Protect Retirement Savers and Everyday Investors Act; entire bill H.R. 5376 - Inflation Reduction Act of 2022; provisions relating to corporate, and individual and investment taxes S. 2452 - Encouraging Americans to Save Act; entire bill S. 2621 - Modernization of Derivatives Tax Act (MODA) of 2021; provisions relating to ordinary treatment of derivatives

Client expense: $190,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Inflation Reduction Act (H.R.5376): corporate international tax reform, IRS enforcement. No Tax Breaks for Outsourcing Act of 2021 (H.R.1785/S.714), Wall Street Tax Act (H.R.328) on Financial Transaction Tax (FTT), For The 99.5% Act (S.994), Disclosure of Tax Havens and Offshoring Act (H.R.3007), Clean Energy for America Act (S.2118)

Client expense: $190,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

1. Issues relating to tax treatment of futures, securities, and commodities 2. Wall Street Tax Act of 2021 (HR 328/S 817) a. All provisions 3. Tax on Wall Street Speculation Act (HR 2735/S 1283) a. All provisions 4. Modernization of Derivatives Tax Act of 2021 (S 2621) a. All provisions

Client expense: $350,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R.328 - Wall Street Tax Act of 2021- issues related to taxation of swaps and derivatives transactions

Client expense: $89,927 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 1459/S 510, Ultra-Millionaire Tax Act - impose a tax on the net value of assets of a taxpayer. HR 1984, Disaster Savings and Resilient Construction Act - provide a credit for owning certain disaster resilient property. S 617, Death Tax Repeal Act of 2021 - repeal the estate and generation-skipping transfer taxes. HR 1979/S 794, Tax Excessive CEO Pay Act - corporate tax rate increase on companies whose ratio of compensation of the CEO to median worker is more than 50 to 1. HR 328/S 817, Wall Street Tax Act - impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. HR 1565/S 856, Senior Security Act - establishes the Senior Investor Taskforce within the SEC. S 994, For the 99.5% Act - reinstate estate and generation-skipping taxes. PL 115-97, Tax Cuts and Jobs Act - amends corporate and individual tax provisions. TAX HR 2573/S 1136 Affordable Housing Credit Improvement Act of 2021 -- to reform the low-income housing credit S 1283Tax on Wall Street Speculation Act -- impose a tax on certain trading transactions S 1308American Infrastructure Bonds Act of 2021 -- allows the issuer of an American infrastructure bond a tax credit for 28% of the interest payable under such bond. S 2028Millionaires Surtax Act -- To impose a surtax on high income individuals. S 2621Modernization of Derivatives Tax Act - modifies the tax treatment of derivatives. HR 5376 Inflation Reduction Act of 2022 - imposes an alternative minimum tax of 15% of the average annual adjusted financial statement income

Client expense: $900,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Close the ILC Loophole Act H.R. 328 / S.817 - Wall Street Tax Act of 2021 H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 117th) Bank capital rules (Previously H.R. 2923/S. 1587) -- Inclusive Prosperity Act of 2019 (Previously H.R. 2176 ) - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) Treasury/Federal Reserve liquidity facilities PWG Stablecoin Report PWG Stablecoin Report Crypto Regulatory Legislation (CFTC) Crypto Regulatory Legislation (Stablecoins) Crypto Regulatory Legislation (President's EO) Big Tech Crypto/Blockchain investments H.R. 5912, The Close the ILC Loophole Act Technologist letter to Congress, Exec Branch re: crypto regulation digital assets regulation digital assets regulation Central Bank Digital Currency Inflation Reduction Act Big Bank Oversight hearings (House and Senate) Credit Union Board Modernization Act (H.R.6889; Digital assets regulation Digital Commodities Consumer Protection Act (S. 4760) Digital assets regulation: general Digital assets regulation (stablecoins) Consumer Bankruptcy Reform Act

Client expense: $100,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 5648 - Stop Wall Street Looting Act Close the ILC Loophole Act Financial Technology ("Fintech") H.R. 328 / S.817 - Wall Street Tax Act of 2021 S. 794 Tax Excessive CEO Pay Act of 2021 (Previously H.R. 3355/S. 915) - the Reward Work Act of 2019 Reg BI SEC fiduciary rule HR 2540 Small Business Lending Fairness Act. (Previously H.R. 2923/S. 1587) -- Inclusive Prosperity Act of 2019 Treasury/Federal Reserve liquidity facilities (Previously S.2071/HR3623) Warren/Casten Climate Risk Disclosure Act FSOC and Racial Equity PWG Stablecoin Report PWG Stablecoin Report Stock buybacks legislation (Warren/Warner/etc) Executive compensation/procurement executive actions Crypto Regulatory Legislation (CFTC) Crypto Regulatory Legislation (Stablecoins) Crypto Regulatory Legislation (President's EO) SEC funding and riders in appropriations bills SEC nominations Stock buybacks regulation Technologist letter to Congress, Exec Branch re: crypto regulation Central Bank Digital Currency Inflation Reduction Act Oversight hearing for SEC SEC funds names and ESG disclosures rules Accountable Capitalism Act FTC/DOJ merger guidelines General SEC regulatory agenda Private Markets Transparency and Accountability Act Digital assets regulation Digital Commodities Consumer Protection Act (S. 4760) Digital assets regulation: general Digital assets regulation (stablecoins) Senate Climate Change Task Force (SEC Climate Disclosure Proposed Rule) Public Markets Revitalization Act Consumer Bankruptcy Reform Act

Client expense: $100,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Issues related to H.R.328 (The Wall Street Tax Act of 2021) Issues related to LIBOR and H.R.4616 (Adjustable Interest Rate (LIBOR) Act of 2021) Issues related to self-regulatory organization (SRO) reform

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 328 - Wall Street Tax Act of 2021; entire bill H.R. 1584 - Protect Retirement Savers and Everyday Investors Act; entire bill H.R. 5376 - The Build Back Better Act (BBBA); provisions relating to paid family medical leave, corporate, and individual and investment taxes S. 2452 - Encouraging Americans to Save Act; entire bill S. 2621 - Modernization of Derivatives Tax Act (MODA) of 2021; provisions relating to ordinary treatment of derivatives

Client expense: $190,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Proposals to modify tax incentives for retirement savings and investment; Taxation of contract modifications associated with transition from LIBOR to alternative reference rates, including SOFR; Proposals to expand bank information reporting requirements; H.R. 328/S. 817 - Wall Street Tax Act of 2021; H.R. 3684 - Infrastructure Investment and Jobs Act; H.R. 5376 - Build Back Better Act; Modernization Derivatives Tax Act; S. 479 - LOCAL Infrastructure Act; H.R. 2288 - To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; H.R. 2954 - Securing a Strong Retirement Act of 2021; S. 817/H.R. 328 - Wall Street Tax Act of 2021; S. 1308 - American Infrastructure Bonds Act of 2021; S. 1676 - Rural Broadband Financing Flexibility Act; S. 1770 - Retirement Security and Savings Act of 2021; S. 1443/H.R. 2917 - Retirement Parity for Student Loans Act of 2021.

Client expense: $1,860,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

1. Issues relating to tax treatment on futures and securities 2. Wall Street Tax Act of 2021 (HR 328/S 817) a. All provisions 3. Tax on Wall Street Speculation Act (HR 2735/S 1283) a. All provisions 4. Modernization of Derivatives Tax Act of 2021 (S 2621) a. All provisions

Client expense: $440,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R.328 - Wall Street Tax Act of 2021- issues related to taxation of swaps and derivatives transactions

Client expense: $92,605 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Build Back Better Act, No Tax Breaks for Outsourcing Act of 2021 (H.R.1785/S.714), Wall Street Tax Act (H.R.328) on Financial Transaction Tax (FTT), For The 99.5% Act (S.994), Disclosure of Tax Havens and Offshoring Act (H.R.3007), Clean Energy for America Act (S.2118), corporate international tax reform

Client expense: $130,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 1459/S 510, Ultra-Millionaire Tax Act - impose a tax on the net value of assets of a taxpayer. HR 1984, Disaster Savings and Resilient Construction Act - provide a credit for owning certain disaster resilient property. S 617, Death Tax Repeal Act of 2021 - repeal the estate and generation-skipping transfer taxes. HR 1979/S 794, Tax Excessive CEO Pay Act - corporate tax rate increase on companies whose ratio of compensation of the CEO to median worker is more than 50 to 1. HR 328/S 817, Wall Street Tax Act - impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. HR 1565/S 856, Senior Security Act - establishes the Senior Investor Taskforce within the SEC. S 994, For the 99.5% Act - reinstate estate and generation-skipping taxes. PL 115-97, Tax Cuts and Jobs Act - amends corporate and individual tax provisions. TAX HR 2573/S 1136 Affordable Housing Credit Improvement Act of 2021 -- to reform the low-income housing credit S 1283Tax on Wall Street Speculation Act -- impose a tax on certain trading transactions S 1308American Infrastructure Bonds Act of 2021 -- allows the issuer of an American infrastructure bond a tax credit for 28% of the interest payable under such bond. S 2028Millionaires Surtax Act -- To impose a surtax on high income individuals. S 2621Modernization of Derivatives Tax Act - modifies the tax treatment of derivatives. HR 4940/S 2680 Real Corporate Profits Tax Act - imposes an additional 7% tax on the adjusted net book income of a corporation that exceeds $100 million HR 5376 Build Back Better Act - provides funding, establishes programs, and otherwise modifies provisions relating to a broad array of areas, including education, labor, childcare, health care, taxes, immigration, and the environment

Client expense: $940,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

CHN supports an increase in revenues from fair and progressive sources. CHN supports making permanent the changes to the Earned Income Tax Credit in the American Rescue Plan Act that expanded eligibility to those 19 and older and increased the value of the credit for workers who are not custodial parents. CHN supports making permanent the changes to the Chile Tax Credit in the American Rescue Plan Act that makes the credit fully refundable and increases the value of the credit to $3000 for children age 6 and older and to $3600 for children under age 6. CHN supports reversing tax breaks to corporations and wealthy individuals in the Tax Cut and Jobs Act, 2017, and other changes to increase revenue and make the tax code more progressive. Those changes on the corporate side include raising the corporate tax rate to 28%; imposing a minimum tax rate on corporate offshore profits and profits reported to investors; ending tax breaks for fossil fuel production; ending deductions for offshoring jobs and credit expenses; and eliminating tax break for shifting intellectual property offshore. Changes on the individual side include returning the top rate to 39.6%; taxing capital gains at the same rate as ordinary income; and ending stepped-up basis for estates. CHN supports an increase in funding for the IRS to strengthen its capacity to collect taxes. CHN supports H.R.328 the Wall Street Tax Act of 2021 that calls for a financial transaction tax. CHN supports S.309/H.R.4857 the For The 99.5% Act which would impose increased tax rates on decedent estates, gifts, and generation-skipping transfers.. CHN supports the Sensible Taxation and Equity Promotion (STEP) Act, which would address the stepped-up basis loophole by taxing unrealized capital gains when heirs inherit huge fortunes on which the original owner never paid income taxes. CHN supports the S.2809/H.R.5043 Millionaires Surtax which would impose an additional 10% tax on individual taxpayers whose adjusted gross income exceeds $2 million. CHN supports the S.780/H.R.1711 the No Tax Breaks for Outsourcing Act which modifies the tax treatment of the foreign source income of domestic corporations. CHN supportsH.R.328 the Wall Street Tax Act which would impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. CHN supports The Tax on Wall Street Speculation Act, S.1283 which would enact a financial transaction tax.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Proposals to modify tax incentives for retirement savings and investment; Taxation of contract modifications associated with transition from LIBOR to alternative reference rates, including SOFR; Proposals to expand bank information reporting requirements; H.R. 328/S. 817 - Wall Street Tax Act of 2021; H.R. 3684 - Infrastructure Investment and Jobs Act; H.R. 5376 - Build Back Better Act; Modernization Derivatives Tax Act; Tax Incentives to preserve interest deduction related to municipal bonds; S. 479 - LOCAL Infrastructure Act; H.R. 2288 - To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; H.R. 2954 - Securing a Strong Retirement Act of 2021; S. 817/H.R. 328 - Wall Street Tax Act of 2021; S. 1308 - American Infrastructure Bonds Act of 2021; S. 1676 - Rural Broadband Financing Flexibility Act; S. 1770 - Retirement Security and Savings Act of 2021; S. 1443/H.R. 2917 - Retirement Parity for Student Loans Act of 2021.

Client expense: $1,720,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Issues related to H.R.328 (The Wall Street Tax Act of 2021) Issues related to LIBOR and H.R.4616 (Adjustable Interest Rate (LIBOR) Act of 2021) Issues related to self-regulatory organization (SRO) reform

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Proposals to modify tax incentives for retirement savings and investment; Taxation of contract modifications associated with transition from LIBOR to alternative reference rates, including SOFR; Proposals to expand bank information reporting requirements; H.R. 328/S. 817 - Wall Street Tax Act of 2021; H.R. 3684 - Infrastructure Investment and Jobs Act; H.R. 5376 - Build Back Better Act; Modernization Derivatives Tax Act; Tax Incentives to preserve interest deduction related to municipal bonds; S. 479 - LOCAL Infrastructure Act; H.R. 2288 - To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; H.R. 2954 - Securing a Strong Retirement Act of 2021; S. 817/H.R. 328 - Wall Street Tax Act of 2021; S. 1308 - American Infrastructure Bonds Act of 2021; S. 1676 - Rural Broadband Financing Flexibility Act; S. 1770 - Retirement Security and Savings Act of 2021; S. 1443/H.R. 2917 - Retirement Parity for Student Loans Act of 2021.

Client expense: $1,720,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

S 714/HR 1785: No Tax Breaks for Outsourcing Act HR 1068/S 1598: Carried Interest Fairness Act HR 328/S 817: Wall Street Tax Act HR 1979/S 794: Tax Excessive CEO Pay Act HR 2735/ s 1283: Tax on Wall Street Speculation Act

Client expense: $334,005 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 328 - Wall Street Tax Act of 2021; entire bill H.R. 804 - Family and Medical Insurance Leave Act (FAMILY) Act; entire bill H.R. 1584 - Protect Retirement Savers and Everyday Investors Act; entire bill H.R. 5376 - The Build Back Better Act (BBBA); provisions relating to paid family medical leave, corporate, and individual and investment taxes S. 248 - Family and Medical Insurance Leave Act (FAMILY) Act; entire bill S. 817 - Wall Street Tax Act of 2021; entire bill S. 2452 - Encouraging Americans to Save Act; entire bill S. 2621 - Modernization of Derivatives Tax Act (MODA) of 2021; provisions relating to ordinary treatment of derivatives

Client expense: $320,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Build Back Better Act, No Tax Breaks for Outsourcing Act of 2021 (H.R.1785/S.714), Wall Street Tax Act (H.R.328) on Financial Transaction Tax (FTT), For The 99.5% Act (S.994), Disclosure of Tax Havens and Offshoring Act (H.R.3007), Clean Energy for America Act (S.2118), corporate international tax reform

Client expense: $220,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

1. Issues relating to tax treatment on futures and securities 2. Wall Street Tax Act of 2021 (HR 328/S 817) a. All provisions 3. Tax on Wall Street Speculation Act (HR 2735/S 1283) a. All provisions 4. Modernization of Derivatives Tax Act of 2021 (S 2621) a. All provisions

Client expense: $320,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R.328 - Wall Street Tax Act of 2021- issues related to taxation of swaps and derivatives transactions

Client expense: $91,784 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

SPACs 13F form changes recommended to the SEC H.R. 5648 - Stop Wall Street Looting Act Close the ILC Loophole Act Financial Technology ("Fintech") H.R. 328 / S.817 - Wall Street Tax Act of 2021 S. 794 Tax Excessive CEO Pay Act of 2021 (Previously H.R. 3355/S. 915) - the Reward Work Act of 2019 HR 2540 Small Business Lending Fairness Act. Treasury/Federal Reserve liquidity facilities FSOC and Racial Equity PWG Stablecoin Report PWG Stablecoin Report Classifying AWS as a SIFMU Stock buybacks legislation (Warren/Warner/etc) Executive compensation executive actions H.R. 7231, the Electronic Currency and Secure Hardware (ECASH) Act Crypto Regulatory Legislation (CFTC) Crypto Regulatory Legislation (Stablecoins) Crypto Regulatory Legislation (President's EO) CFTC Noms CARES Act - Paycheck Protection Program "amendments to H.R. 4521, the America COMPETES Act"

Client expense: $150,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

H.R. 4616 Adjustable Interest Rates (LIBOR) Act of 2021 Close the ILC Loophole Act H.R. 328 / S.817 - Wall Street Tax Act of 2021 H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th) Bank capital rules (Previously H.R. 2176 ) - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall) Treasury/Federal Reserve liquidity facilities Banking for All Act (previously S.3571 in 116th) PWG Stablecoin Report PWG Stablecoin Report Crypto Regulatory Legislation (CFTC) Crypto Regulatory Legislation (Stablecoins) Crypto Regulatory Legislation (President's EO) Big Tech Crypto/Blockchain investments H.R. 5912, The Close the ILC Loophole Act CARES Act - Paycheck Protection Program

Client expense: $150,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

HR 1459/S 510, Ultra-Millionaire Tax Act - impose a tax on the net value of assets of a taxpayer. HR 1984, Disaster Savings and Resilient Construction Act - provide a credit for owning certain disaster resilient property. S 617, Death Tax Repeal Act of 2021 - repeal the estate and generation-skipping transfer taxes. HR 1979/S 794, Tax Excessive CEO Pay Act - corporate tax rate increase on companies whose ratio of compensation of the CEO to median worker is more than 50 to 1. HR 328/S 817, Wall Street Tax Act - impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. HR 1565/S 856, Senior Security Act - establishes the Senior Investor Taskforce within the SEC. S 994, For the 99.5% Act - reinstate estate and generation-skipping taxes. PL 115-97, Tax Cuts and Jobs Act - amends corporate and individual tax provisions. TAX HR 2573/S 1136 Affordable Housing Credit Improvement Act of 2021 -- to reform the low-income housing credit S 1283Tax on Wall Street Speculation Act -- impose a tax on certain trading transactions S 1308American Infrastructure Bonds Act of 2021 -- allows the issuer of an American infrastructure bond a tax credit for 28% of the interest payable under such bond. S 2028Millionaires Surtax Act -- To impose a surtax on high income individuals. S 2621Modernization of Derivatives Tax Act - modifies the tax treatment of derivatives. HR 4940/S 2680 Real Corporate Profits Tax Act - imposes an additional 7% tax on the adjusted net book income of a corporation that exceeds $100 million HR 5376 Build Back Better Act - provides funding, establishes programs, and otherwise modifies provisions relating to a broad array of areas, including education, labor, childcare, health care, taxes, immigration, and the environment

Client expense: $560,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

CHN supports an increase in revenues from fair and progressive sources. CHN supports making permanent the changes to the Earned Income Tax Credit in the American Rescue Plan Act that expanded eligibility to those 19 and older and increased the value of the credit for workers who are not custodial parents. CHN supports making permanent the changes to the Chile Tax Credit in the American Rescue Plan Act that makes the credit fully refundable and increases the value of the credit to $3000 for children age 6 and older and to $3600 for children under age 6. CHN supports reversing tax breaks to corporations and wealthy individuals in the Tax Cut and Jobs Act, 2017, and other changes to increase revenue and make the tax code more progressive. Those changes on the corporate side include raising the corporate tax rate to 28%; imposing a minimum tax rate on corporate offshore profits and profits reported to investors; ending tax breaks for fossil fuel production; ending deductions for offshoring jobs and credit expenses; and eliminating tax break for shifting intellectual property offshore. Changes on the individual side include returning the top rate to 39.6%; taxing capital gains at the same rate as ordinary income; and ending stepped-up basis for estates. CHN supports an increase in funding for the IRS to strengthen its capacity to collect taxes. CHN supports H.R.328 the Wall Street Tax Act of 2021 that calls for a financial transaction tax. CHN supports S.309/H.R.4857 the For The 99.5% Act which would impose increased tax rates on decedent estates, gifts, and generation-skipping transfers.. CHN supports the Sensible Taxation and Equity Promotion (STEP) Act, which would address the stepped-up basis loophole by taxing unrealized capital gains when heirs inherit huge fortunes on which the original owner never paid income taxes. CHN supports the S.2809/H.R.5043 Millionaires Surtax which would impose an additional 10% tax on individual taxpayers whose adjusted gross income exceeds $2 million. CHN supports the S.780/H.R.1711 the No Tax Breaks for Outsourcing Act which modifies the tax treatment of the foreign source income of domestic corporations. CHN supportsH.R.328 the Wall Street Tax Act which would impose a 0.1% excise tax on certain purchases of stocks, bonds, and derivatives. CHN supports The Tax on Wall Street Speculation Act, S.1283 which would enact a financial transaction tax.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

-H.R.1785 (All) -H.R.1116 (All) -H.R.328 (All) -H.R.2735 (All) -H.R.1068 (All) -S.714 (All) -S.1283(All) -Sensible Taxation and Equity Promotion (STEP) Act (All)

Client expense: $620,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Transportation, Dept of (DOT)

Issues related to H.R.328 (The Wall Street Tax Act of 2021) Issues related to LIBOR and H.R.4616 (Adjustable Interest Rate (LIBOR) Act of 2021)

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 328 - Wall Street Tax Act of 2021; entire bill H.R. 804 - Family and Medical Insurance Leave Act (FAMILY) Act; entire bill H.R. 1584 - Protect Retirement Savers and Everyday Investors Act; entire bill H.R. 5376 - The Build Back Better Act (BBBA); provisions relating to paid family medical leave, corporate, and individual and investment taxes S. 248 - Family and Medical Insurance Leave Act (FAMILY) Act; entire bill S. 2452 - Encouraging Americans to Save Act; entire bill S. 2621 - Modernization of Derivatives Tax Act (MODA) of 2021; provisions relating to ordinary treatment of derivatives

Client expense: $560,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S 714/HR 1785: No Tax Breaks for Outsourcing Act HR 1068/S 1598: Carried Interest Fairness Act HR 328/S 817: Wall Street Tax Act HR 1979/S 794: Tax Excessive CEO Pay Act HR 2735/ s 1283: Tax on Wall Street Speculation Act

Client expense: $368,568 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Energy, Dept of, Federal Aviation Administration (FAA), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Occupational Safety & Health Administration (OSHA), Office of Management & Budget (OMB), Pipeline & Hazardous Materials Safety Administration, SENATE, Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office

Build Back Better Act, No Tax Breaks for Outsourcing Act of 2021 (H.R.1785/S.714), Wall Street Tax Act (H.R.328) on Financial Transaction Tax (FTT), For The 99.5% Act (S.994), Disclosure of Tax Havens and Offshoring Act (H.R.3007), Clean Energy for America Act (S.2118), corporate international tax reform

Client expense: $140,000 · Firm income: Not reported

Government targets: Bureau of Citizenship & Immigration Services (BCIS), Commerce, Dept of (DOC), Council of Economic Advisers (CEA), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Highway Traffic Safety Administration (NHTSA), Natl Labor Relations Board (NLRB), Occupational Safety & Health Administration (OSHA), Office of Management & Budget (OMB), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Customs & Border Protection, U.S. International Trade Commission (ITC), U.S. Trade Representative (USTR), White House Office

1. Issues relating to tax treatment on futures and securities 2. Wall Street Tax Act of 2021 (HR 328/S 817) a. All provisions 3. Tax on Wall Street Speculation Act (HR 2735/S 1283) a. All provisions 4. Modernization of Derivatives Tax Act of 2021 (S 2621) a. All provisions

Client expense: $280,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Proposals to modify tax incentives for retirement savings and investment; Taxation of contract modifications associated with transition from LIBOR to alternative reference rates, including SOFR; Tax Incentives to preserve interest deduction related to municipal bonds; Tax Incentives to reinstate advance refunding bonds; Tax Incentives to provide for direct pay municipal bonds; Issues related to taxation of ownership of securities and securities transactions; Proposals to expand Private Activity Bonds; S. 3995 (116th Cong.) - the Remote and Mobile Worker Relief Act of 2020; H.R. 2 (116th Cong.) - Moving Forward Act (municipal finance provisions); S. 479, the LOCAL Infrastructure Act; H.R. 2288 - To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; H.R. 2954 - Securing a Strong Retirement Act of 2021; S. 817/H.R. 328 - Wall Street Tax Act of 2021; H.R. 3684 - INVEST in America Act; S. 1308 - American Infrastructure Bonds Act of 2021; S. 1676 - Rural Broadband Financing Flexibility Act; S. 1770 - Retirement Security and Savings Act of 2021; S. 1443/H.R. 2917 - Retirement Parity for Student Loans Act of 2021; Budget Reconciliation Package; Modernization of Derivatives Tax Act; Proposals to expand bank information reporting requirements; H.R. 328/S. 817 - Wall Street Tax Act of 2021; H.R. 3684 - Infrastructure Investment and Jobs Act; H.R. 5376 - Build Back Better Act; S.1403 Move America Act of 2021

Client expense: $1,460,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R.328 - Wall Street Tax Act of 2021- issues related to taxation of swaps and derivatives transactions

Client expense: $136,916 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Proposals to modify tax incentives for retirement savings and investment; Taxation of contract modifications associated with transition from LIBOR to alternative reference rates, including SOFR; Tax Incentives to preserve interest deduction related to municipal bonds; Tax Incentives to reinstate advance refunding bonds; Tax Incentives to provide for direct pay municipal bonds; Issues related to taxation of ownership of securities and securities transactions; Proposals to expand Private Activity Bonds; S. 3995 (116th Cong.) - the Remote and Mobile Worker Relief Act of 2020; H.R. 2 (116th Cong.) - Moving Forward Act (municipal finance provisions); S. 479, the LOCAL Infrastructure Act; H.R. 2288 - To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; H.R. 2954 - Securing a Strong Retirement Act of 2021; S. 817/H.R. 328 - Wall Street Tax Act of 2021; H.R. 3684 - INVEST in America Act; S. 1308 - American Infrastructure Bonds Act of 2021; S. 1676 - Rural Broadband Financing Flexibility Act; S. 1770 - Retirement Security and Savings Act of 2021; S. 1443/H.R. 2917 - Retirement Parity for Student Loans Act of 2021; Budget Reconciliation Package; Modernization of Derivatives Tax Act; Proposals to expand bank information reporting requirements; H.R. 328/S. 817 - Wall Street Tax Act of 2021; H.R. 3684 - Infrastructure Investment and Jobs Act; H.R. 5376 - Build Back Better Act; S.1403 Move America Act of 2021

Client expense: $1,460,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

SPACs 13F form changes recommended to the SEC H.R. 5648 - Stop Wall Street Looting Act Close the ILC Loophole Act Financial Technology ("Fintech") H.R. 328 / S.817 - Wall Street Tax Act of 2021 S. 794 Tax Excessive CEO Pay Act of 2021 (Previously H.R. 3355/S. 915) - the Reward Work Act of 2019 Reg BI SEC fiduciary rule HR 2540 Small Business Lending Fairness Act. FSOC and Racial Equity PWG Stablecoin Report Classifying AWS as a SIFMU

Client expense: $134,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office