LINDA RICH

S. 2296 - National Defense Authorization Act for Fiscal Year 2026 (Amendment #3761: To prohibit earnings on balances maintained at a Federal Reserve bank by or on behalf of a depository institution).

Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization; H.R. 3633 - Digital Asset Market Clarity Act of 2025 (Sec. 101; Definitions under the Securities Act of 1933, Sec. 102; Definitions under the Commodity Exchange Act, Sec. 103; Definitions under this Act, Sec. 107; Commodity Exchange Act savings provisions, Section 401; Commission jurisdiction over digital commodity transactions, and Section 409; Exclusion for Decentralized Finance Activities); Issues related to the Clearing of US Treasury futures.

Issues related to H.R. 3633 - Digital Asset Market Clarity Act of 2025 (Sec. 101; Definitions under the Securities Act of 1933, Sec. 102; Definitions under the Commodity Exchange Act, Sec. 103; Definitions under this Act, Sec. 107; Commodity Exchange Act savings provisions, Section 401; Commission jurisdiction over digital commodity transactions, and Section 409; Exclusion for Decentralized Finance Activities); S. 394 - GENIUS Act of 2025 (all issues); H.R. 2392 - STABLE Act of 2025 (all issues); Issues related to Basel III Bank Capital Standards; Issues related to the Clearing of US Treasury futures.

Issues related to tax treatment of futures, securities, and commodities; Issues related to Sec. 1256 of the tax code related to the tax treatment of futures and options.

Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization; Issues related to H.R. 3633 - Digital Asset Market Clarity Act of 2025 (Sec. 101; Definitions under the Securities Act of 1933, Sec. 102; Definitions under the Commodity Exchange Act, Sec. 103; Definitions under this Act, Sec. 107; Commodity Exchange Act savings provisions, Section 401; Commission jurisdiction over digital commodity transactions, and Section 409; Exclusion for Decentralized Finance Activities); Issues related to the Clearing of US Treasury futures.

Issues related to H.R. 3633 - Digital Asset Market Clarity Act of 2025 (Sec. 101; Definitions under the Securities Act of 1933, Sec. 102; Definitions under the Commodity Exchange Act, Sec. 103; Definitions under this Act, Sec. 107; Commodity Exchange Act savings provisions, Section 401; Commission jurisdiction over digital commodity transactions, and Section 409; Exclusion for Decentralized Finance Activities); S. 394 - GENIUS Act of 2025 (all issues); H.R. 2392 - STABLE Act of 2025 (all issues); Issues related to Basel III Bank Capital Standards; Issues related to the Clearing of US Treasury futures.

Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203) (Title VII: Wall Street Transparency and Accountability); Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization; H.R. 4763 - Financial Innovation and Technology for the 21st Century Act (118th Congress) (issues related to Sec. 101 - Definitions under the Securities Act of 1933, Sec. 102 - Definitions under the Commodity Exchange Act, Sec. 103 - Definitions under this Act, Sec. 107 - Commodity Exchange Act savings provisions, and Section 401 - Commission jurisdiction over digital commodity transactions); Issues related to the Clearing of US Treasury futures.

Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203) (Title II: Issues related to orderly liquidation authority and Title VIII: Payment Clearing and Settlement Supervision); Issues related to the regulation of systemically important financial market utilities; Issues related to Crypto Spot Market Regulation; S. 394 - GENIUS Act of 2025; H.R. 2392 - STABLE Act of 2025; Issues related to Basel III Bank Capital Standards; Issues related to the Clearing of US Treasury futures.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title VII Wall Street Transparency and Accountability; Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization; H.R.4763 - Financial Innovation and Technology for the 21st Century Act, Sec. 101; Definitions under the Securities Act of 1933, Sec. 102; Definitions under the Commodity Exchange Act, Sec. 103; Definitions under this Act, Sec. 107 Commodity Exchange Act savings provisions, Section 401; Commission jurisdiction over digital commodity transactions; Issues related to the Clearing of US Treasury futures.

Issues related to tax treatment of futures, securities, and commodities; Issues related to amending sec. 1091 of the tax code (or 26 USC 1091) related to wash sales.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title II: Issues related to orderly liquidation authority and Title VIII Payment Clearing and Settlement Supervision; Issues related to the regulation of systemically important financial market utilities; Issues related to Crypto Spot Market Regulation; H.R.4766 - Clarity for Payment Stablecoins Act of 2023, all issues; H.R.5234 - Risk Management for Derivatives Clearing Organizations Act, all issues; Issues related to Basel III Bank Capital Standards; Issues related to the Clearing of US Treasury futures.

Issues related to tax treatment of futures, securities, and commodities; Issues related to amending sec. 1091 of the tax code (or 26 USC 1091) related to wash sales.

Issues related to tax treatment of futures, securities, and commodities; Issues related to amending sec. 1091 of the tax code (or 26 USC 1091) related to wash sales.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title VII Wall Street Transparency and Accountability; Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization; H.R.4763 - Financial Innovation and Technology for the 21st Century Act, Sec. 101. Definitions under the Securities Act of 1933, Sec. 102; Definitions under the Commodity Exchange Act, Sec. 103; Definitions under this Act, Sec. 107 Commodity Exchange Act savings provisions, Section 401; Commission jurisdiction over digital commodity transactions; Issues related to the Clearing of US Treasury futures.

Issues relating to tax treatment of futures, securities, and commodities; Issues relating to amending sec. 1091 of the tax code (or 26 USC 1091) related to wash sales.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization; H.R.4763 - Financial Innovation and Technology for the 21st Century Act, Sec. 101. Definitions under the Securities Act of 1933, Sec. 102. Definitions under the Commodity Exchange Act, Sec. 103. Definitions under this Act, Sec. 107 Commodity Exchange Act savings provisions, Section 401. Commission jurisdiction over digital commodity transactions.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title II: Issues related to orderly liquidation authority and Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities; Issues related to Crypto Spot Market Regulation; H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: All Issues.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization; H.R.4763 - Financial Innovation and Technology for the 21st Century Act, Sec. 101. Definitions under the Securities Act of 1933, Sec. 102. Definitions under the Commodity Exchange Act, Sec. 103. Definitions under this Act, Sec. 107 Commodity Exchange Act savings provisions, Section 401. Commission jurisdiction over digital commodity transactions: Issues related to changes to the Commodity Exchange Act Leveraged Retail Commodity Transactions Provisions.

Issues relating to tax treatment of futures, securities, and commodities; Issues relating to amending sec. 1091 of the tax code (or 26 USC 1091) related to wash sales.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization; H.R.4763 - Financial Innovation and Technology for the 21st Century Act, Sec. 101. Definitions under the Securities Act of 1933, Sec. 102. Definitions under the Commodity Exchange Act, Sec. 103. Definitions under this Act, Sec. 107 Commodity Exchange Act savings provisions, Section 401. Commission jurisdiction over digital commodity transactions: Issues related to changes to the Commodity Exchange Act Leveraged Retail Commodity Transactions Provisions.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title II: Issues related to orderly liquidation authority and Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities; Issues related to Crypto Spot Market Regulation;Issues related to Stablecoin Market Structure.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title II: Issues related to orderly liquidation authority and Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities; Issues related to Crypto Spot Market Regulation

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title II: Issues related to orderly liquidation authority and Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities; Issues related to Crypto Spot Market Regulation

Issues relating to tax treatment of futures, securities, and commodities; Issues relating to amending sec. 1091 of the tax code (or 26 USC 1091) related to wash sales.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets; Issues related to CFTC Funding; Issues related to Derivatives Clearing Market Structure; Issues related to CFTC Reauthorization

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203), Title II: Issues related orderly liquidation authority and Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities; Risk Management for Derivatives Clearing Organizations Act (HR 5767), all provisions; Lummis-Gillibrand Responsible Financial Innovation Act (S 4356), Issues related to Crypto Spot Market Regulation, CFTC funding, and clearinghouse resolution and recovery.

Issues relating to tax treatment of futures, securities, and commodities; Wall Street Tax Act of 2021 (HR 328/S 817), all provisions; Tax on Wall Street Speculation Act (HR 2735/S 1283), all provisions; Modernization of Derivatives Tax Act of 2021 (S 2621), all provisions; Issues relating to amending sec. 1091 of the tax code (or 26 USC 1091) related to wash sales.

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2022 (HR 4356) a. Issues related to CFTC Funding 3. Future of Water Act of 2022 (HR 7182/S 3886) a. All Provisions 4. Digital Commodity Exchange Act of 2022 (HR 7614) a. all provisions 5. Digital Commodities Consumer Protection Act of 2022 (S.4760/HR 8950) a. all provisions 6. Issues related to Derivatives Clearing Market Structure

1. Issues relating to tax treatment of futures, securities, and commodities 2. Wall Street Tax Act of 2021 (HR 328/S 817) a. All provisions 3. Tax on Wall Street Speculation Act (HR 2735/S 1283) a. All provisions 4. Modernization of Derivatives Tax Act of 2021 (S 2621) a. All provisions

FIN (Financial Institutions/Investments/Securities) 1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Risk Management for Derivatives Clearing Organizations Act (HR 5767) a. all provisions 3. Lummis-Gillibrand Responsible Financial Innovation Act (S. 4356) a. Issues related to Crypto Spot Market Regulation b. Issues related to CFTC funding 4. Issues related to clearinghouse resolution and recovery

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2022 (HR 4356) a. Issues related to CFTC Funding 3. Future of Water Act of 2022 (HR 7182/S 3886) a. All Provisions 4. Digital Commodity Exchange Act of 2022 (HR 7614) a. all provisions 5. Issues related to CFTC user fee funding proposals 6. Issues related to Derivatives Clearing Market Structure

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Risk Management for Derivatives Clearing Organizations Act (HR 5767) a. all provisions 3. Issues related to the CFTC 4. Issues related to CFTC funding 5. Issues related to clearinghouse resolution and recovery

1. Cyber Incident Notification Act of 2021 (S 2407) a. All Provisions 2. Cyber Incident Reporting for Critical Infrastructure Act of 2021 (HR 5440) a. All Provisions

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act(HR 4356) a. Issues relating to CFTC Funding 3. Issues related to the CFTC 4. Issues related to CFTC Funding 5. Issues related to Cattle Market Volatility 6. Issues related to CFTC user fee funding proposals

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Risk Management for Derivatives Clearing Organizations Act (HR 5767) a. all provisions 3. Issues related to the CFTC 4. Issues related to CFTC funding 5. Issues related to clearinghouse resolution and recovery

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues related to the CFTC 3. Issues related to CFTC funding 4. Issues related to clearinghouse resolution and recovery

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Draft Fiscal Year 2022 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Subcommittee Appropriations Bill a. Issues relating to CFTC Funding 3. Issues related to the CFTC 4. Issues related to CFTC Funding 5. Issues related to Cattle Market Volatility 6. Issues related to CFTC user fee funding proposals

1. Issues relating to tax treatment on futures and securities 2. Wall Street Tax Act of 2021 (HR 328/S 817) a. All provisions 3. Tax on Wall Street Speculation Act (HR 2735/S 1283) a. All provisions

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Issues related to the CFTC 3. Issues related to CFTC Funding 4. Issues related to Cattle Market Volatility 5. Issues related to CFTC user fee funding proposals

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Issues related to the CFTC 3. Issues related to CFTC Funding 4. Issues related to Cattle Market Volatility 5. Issues related to CFTC user fee funding proposals

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues related to the CFTC 3. Issues related to CFTC funding 4. Issues related to clearinghouse resolution and recovery

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2.CFTC Reauthorization Act of 2019 (H.R. 4895) a. All provisions 3. H.R.7610 - Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2021 a. Provisions related to CFTC Funding 4. Issues related to the CFTC 5. Issues related to CFTC Funding 6. Issues related to Cattle Market Volatility 7. Issues related to CFTC user fee funding proposals 8. Issues related to EU regulation of U.S. derivatives clearinghouses

1.Issues relating to tax treatment on futures and securities 2.Wall Street Tax Act of 2019 (HR 1516/S 647) a.All provisions 3.The Inclusive Prosperity Act of 2019 (HR 2923/S 1587) a.All provisions

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title II: Issues related orderly liquidation authority b.Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2.Issues related to the CFTC 3.Issues related to CFTC funding 4.Issues related to clearinghouse resolution and recovery 5.Issues related to EU CCP equivalence legislation

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2.CFTC Reauthorization Act of 2019 (H.R. 4895) a. All provisions 3. H.R.7610 - Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2021 a. Provisions related to CFTC Funding 4. Issues related to the CFTC 5. Issues related to CFTC Funding 6. Issues related to Cattle Market Volatility 7. Issues related to CFTC user fee funding proposals 8. Issues related to EU regulation of U.S. derivatives clearinghouses

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title II: Issues related orderly liquidation authority b.Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2.Issues related to the CFTC 3.Issues related to CFTC funding 4.Issues related to clearinghouse resolution and recovery 5.Issues related to EU CCP equivalence legislation

1.Issues relating to tax treatment on futures and securities 2.Wall Street Tax Act of 2019 (HR 1516/S 647) a.All provisions 3.The Inclusive Prosperity Act of 2019 (HR 2923/S 1587) a.All provisions

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title II: Issues related orderly liquidation authority b.Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Financial Services and General Government Appropriations Act, 2020 (S. 2524) a. Issues related to the CFTC b. Issues related to CFTC funding 3.Issues relating to the Basel III supplemental leverage ratio 4.Issues related to clearinghouse resolution and recovery 5.Issues related to EU CCP equivalence legislation

1.Issues relating to tax treatment on futures and securities 2.Wall Street Tax Act of 2019 (HR 1516/S 647) a.All provisions 3.The Inclusive Prosperity Act of 2019 (HR 2923/S 1587) a.All provisions

1.Issues relating to tax treatment on futures and securities 2.Wall Street Tax Act of 2019 (HR 1516/S 647) a.All provisions 3.The Inclusive Prosperity Act of 2019 (HR 2923/S 1587) a.All provisions

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. CFTC Reauthorization Act of 2019 (H.R. 4895) a. All provisions 3.Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2020 (HR 3164) a.Issues related to the CFTC b.Issues related to CFTC funding 4.Issues related to Cattle Market Volatility 5.Issues related to CFTC user fee funding proposals 6.Issues related to EU regulation of U.S. derivatives clearinghouses

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2.Issues related to the reauthorization of the CFTC 3.Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2020 (HR 3164) a.Issues related to the CFTC b.Issues related to CFTC funding 4.Issues related to Cattle Market Volatility 5.Issues related to CFTC user fee funding proposals 6.Issues related to EU regulation of U.S. derivatives clearinghouses 7.Aluminum Pricing Examination Act (HR 1406/S 1953) a. Issues related to CFTC jurisdiction over commodity reference prices

1.Issues relating to tax treatment on futures and securities 2.Wall Street Tax Act of 2019 (HR 1516/S 647) a.All provisions 3.The Inclusive Prosperity Act of 2019 (HR 2923/S 1587) a.All provisions

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title II: Issues related orderly liquidation authority b.Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2.Issues relating to the Basel III supplemental leverage ratio 3.Issues related to clearinghouse resolution and recovery 4.Issues related to EU CCP equivalence legislation

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2.Issues related to the reauthorization of the CFTC 3.Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2020 (HR 3164) a.Issues related to the CFTC b.Issues related to CFTC funding 4.Issues related to Cattle Market Volatility 5.Issues related to CFTC user fee funding proposals 6.Issues related to EU regulation of U.S. derivatives clearinghouses

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2.Issues related to the reauthorization of the CFTC 3.Issues related to Cattle Market Volatility 4.Issues related to CFTC user fee funding proposals

1.Issues relating to tax treatment on futures and securities 2.Wall Street Tax Act of 2019 (HR 1516/S 647) a.All provisions

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title II: Issues related orderly liquidation authority b.Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2.Issues relating to the Basel III supplemental leverage ratio 3.Issues related to clearinghouse resolution and recovery 4.Issues related to EU CCP equivalence legislation

1.Issues relating to tax treatment on futures and securities 2.Wall Street Tax Act of 2019 (HR 1516/S 647) a.All provisions

1.Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a.Title II: Issues related orderly liquidation authority b.Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2.Issues relating to the Basel III supplemental leverage ratio 3.Issues related to clearinghouse resolution and recovery 4.Issues related to EU CCP equivalence legislation

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues related to clearinghouse resolution and recovery 3. Financial CHOICE Act (HR 10) a. All provisions 4. Restoring Financial Market Freedom Act of 2017 (HR 4247) a. All provisions 5. To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives (HR 4659/S 3682) a. All provisions 7. Issues related to EU CCP equivalence legislation 8. Options Markets Stability Act (HR 5749/S 3283) a. All provisions

1. Energy and Natural Resources Act of 2017 (S 1460) a. Subtitle E, Section 4401, Enhanced information on critical energy supplies b.Subtitle E, Section 4402, Working group on energy markets c. Subtitle E, Section 4402, Study of regulatory framework for energy markets

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues relating to Basel III leverage ratio 3. Issues related to clearinghouse resolution and recovery 4. Financial CHOICE Act (HR 10) a. All provisions 5. Restoring Financial Market Freedom Act of 2017 (HR 4247) a. All provisions 6. To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives (HR 4659) a. All provisions 7. Issues related to EU CCP equivalence legislation 8. Options Markets Stability Act (HR 5749/S 3283) a. All provisions

1. Energy and Natural Resources Act of 2017 (S 1460) a. Subtitle E, Section 4401, Enhanced information on critical energy supplies b.Subtitle E, Section 4402, Working group on energy markets c. Subtitle E, Section 4402, Study of regulatory framework for energy markets

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Commodity End User Relief Act (HR 238, 115th Congress) a. Issues related to the reauthorization of the CFTC 3. Issues related to cattle market volatility 4. Issues related to CFTC user fee funding proposals

1. Energy and Natural Resources Act of 2017 (S 1460) a. Subtitle E, Section 4401, Enhanced information on critical energy supplies b.Subtitle E, Section 4402, Working group on energy markets c. Subtitle E, Section 4402, Study of regulatory framework for energy markets

1. Energy and Natural Resources Act of 2017 (S 1460) a. Subtitle E, Section 4401, Enhanced information on critical energy supplies b.Subtitle E, Section 4402, Working group on energy markets c. Subtitle E, Section 4402, Study of regulatory framework for energy markets

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues relating to Basel III leverage ratio 3. Issues related to clearinghouse resolution and recovery 4. Financial CHOICE Act (HR 10) a. All provisions 5. Restoring Financial Market Freedom Act of 2017 (HR 4247) a. All provisions 6. To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives (HR 4659) a. All provisions 7. Issues related to EU CCP equivalence legislation

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Commodity End User Relief Act (HR 238, 115th Congress) a. Issues related to the reauthorization of the CFTC 3. Issues related to cattle market volatility

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues relating to Basel III leverage ratio 3. Issues related to clearinghouse resolution and recovery 4. Financial CHOICE Act (HR 10) a. All provisions 5. Restoring Financial Market Freedom Act of 2017 (HR 4247) a. All provisions 6. To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives (HR 4659) a. All provisions 7. Issues related to EU CCP equivalence legislation

1.Issues relating to transaction tax and tax treatment on futures and securities

1. Energy and Natural Resources Act of 2017 (S 1460) a. Subtitle E, Section 4401, Enhanced information on critical energy supplies b.Subtitle E, Section 4402, Working group on energy markets c. Subtitle E, Section 4402, Study of regulatory framework for energy markets

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII: Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues relating to Basel III leverage ratio 3. Issues related to clearinghouse resolution and recovery 4. The Financial CHOICE Act of 2017 (HR 10) a. Issues pertaining to "too big to fail" and ending bank bailouts b. Issues pertaining to capital markets improvements

1. Energy and Natural Resources Act of 2017 (S 1460) a. Subtitle E, Section 4401, Enhanced information on critical energy supplies b.Subtitle E, Section 4402, Working group on energy markets c. Subtitle E, Section 4402, Study of regulatory framework for energy markets

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII: Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues relating to Basel III leverage ratio 3. Issues related to clearinghouse resolution and recovery 4. The Financial CHOICE Act of 2017 (HR 10) a. Issues pertaining to "too big to fail" and ending bank bailouts b. Issues pertaining to capital markets improvements

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Commodity End User Relief Act (HR 238, 115th Congress) a. Issues related to the reauthorization of the CFTC 3. Issues related to cattle market volatility

1.Issues relating to transaction tax and tax treatment on futures and securities

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII: Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues relating to Basel III leverage ratio 3. Issues related to clearinghouse resolution and recovery 4. CHOICE Act Draft a. Issues pertaining to "too big to fail" and ending bank bailouts b. Issues pertaining to capital markets improvements

1.S.2012 North American Energy Security and Infrastructure Act of 2016 -Subtitle F, Section 4501, Enhanced Information on Critical Energy Supplies -Subtitle F, Section 4502, Working Group on Energy Markets -Subtitle F, Section 4503 Study of Regulatory Framework for Energy Markets

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) - Title II: Issues related to orderly liquidation authority - Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues relating to Basel III leverage ratio 3. Issues related to clearinghouse resolution and recovery 4. Financial CHOICE Act (HR5983) - Title II: Issues pertaining to "too big to fail" and ending bank bailouts - Title IV: Issues pertaining to capital markets improvements

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) - Title II: Issues related to orderly liquidation authority - Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities. 2. Issues relating to Basel III leverage ratio. 3. Issues related to clearinghouse resolution and recovery.

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities and designated contract markets. 2. Commodity End User Relief Act (HR 2289, 114th Congress) -Issues related to the reauthorization of the CFTC. 3. Issues related to Cattle Market Volatility

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) - Title II: Issues related to orderly liquidation authority - Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities. 2. Issues relating to Basel III leverage ratio.

1. Issues relating to transaction tax and tax treatment on futures and securities.

1.S.2012 North American Energy Security and Infrastructure Act of 2016 a.Subtitle F, Section 4501, Enhanced Information on Critical Energy Supplies b.Subtitle F, Section 4502, Working Group on Energy Markets c.Subtitle F, Section 4503 Study of Regulatory Framework for Energy Markets

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities and designated contract markets. 2. Commodity End User Relief Act (HR 2289, 114th Congress) -Issues related to the reauthorization of the CFTC.

1.S.2012 Energy Policy Modernization Act of 2016 a.Subtitle F, Section 4501, Enhanced Information on Critical Energy Supplies b.Subtitle F, Section 4502, Working Group on Energy Markets c.Subtitle F, Section 4503 Study of Regulatory Framework for Energy Markets

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities and designated contract markets. - Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities. 2. Issues relating to Basel III leverage ratio.

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities and designated contract markets. -Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities. 2. Commodity End User Relief Act (HR 2289, 114th Congress) -Issues related to the reauthorization of the CFTC.

1. To adapt to changing crude oil market conditions (HR 702, All provisions, 114th Congress) -Issues relating to lifting the export ban on crude oil.

1. Issues relating to transaction tax and tax treatment on futures and securities.

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities and designated contract markets. - Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities. 2. Issues relating to Basel III leverage ratio.

Issues relating to transaction tax and tax treatment on futures and securities.

To adapt to changing crude oil market conditions (HR 702, 114th Congress) -Issues relating to lifting the export ban on crude oil

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Issues relating to regulatory reform for derivatives markets. Commodity End User Relief Act (HR 2289, 114th Congress) -Issues relating to regulatory reform for derivatives markets. -Issues related to the reauthorization of the CFTC.

Issues relating to transaction tax and tax treatment on futures and securities.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Issues relating to regulatory reform for derivatives markets. -Issues related to Basel III leverage ratio.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Issues relating to regulatory reform for derivatives markets. Customer Protection and End User Relief Act (HR 4413, 113th Congress) -Issues relating to regulatory reform for derivatives markets. -Issues related to the reauthorization of the CFTC.

Issues relating to transaction tax and tax treatment on futures and securities

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203). Issues relating to regulatory reform for derivatives markets.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); CFTC reauthorization bill, HR 4413 - The Customer Protection and End-User Relief Act. Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); Issues relating to regulatory reform for derivatives markets.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); CFTC reauthorization bill, HR 4413 - The Customer Protection and End-User Relief Act; Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC

Issues relating to transaction tax and tax treatment on futures and securities.

Issues relating to transaction tax and tax treatment on futures and securities.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203). Issues relating to regulatory reform for derivatives markets. Issues related to Basel III leverage ratio

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203. Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); CFTC reauthorization bill, HR 4413 - The Customer Protection and End-User Relief Act. Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC.

Issues relating to transaction tax and tax treatment on futures and securities

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203). Issues relating to regulatory reform for derivatives markets.

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); Issues relating to regulatory reform for derivatives markets

Issues relating to transaction tax and tax treatment on futures and securities

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); CFTC reauthorization bill, HR 4413 - The Customer Protection and End-User Relief Act; Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); Issues relating to regulatory reform for derivatives markets

Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC

Issues relating to transaction tax and tax treatment on futures and securities

Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC; Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203);

Issues relating to transaction tax and tax treatment on futures and securities

Issues relating to regulatory reform for derivatives markets, Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203)

Issues relating to transaction tax and tax treatment on futures and securities

Issues relating to regulatory reform for derivatives markets; Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203).

Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC; Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203).

Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC

Issues relating to transaction tax and tax treatment on futures and securities

Issues relating to regulatory reform for derivatives markets

Issues relating to transaction tax and tax treatment on futures and securities

Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC

Issues relating to regulatory reform for derivatives markets

Issues relating to transaction tax and tax treatment on futures and securities

Issues relating to regulatory reform for derivatives markets; Issues related to the reauthorization of the CFTC; Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203)

Issues relating to regulatory reform for derivatives markets; Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203)

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203); CFTC Cost Benefit Analysis Bill (HR1840);Dodd-Frank Implementation Delay Bill (HR1573); End Excessive Oil Speculation Now Act (Sanders, S1200); End Excessive Oil Speculation Now Act (Hinchey, HR2328)

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203)

Issues relating to transaction tax and tax treatment on futures and securities. Taxing Speculators out of the Oil Market Act (DeFazio, HR2003); Closing the Derivatives Blended Rate Loophole Act (Levin, S2033); Inclusive Prosperity Act (Ellison, HR6411)

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203)

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203), CFTC Cost Benefit Analysis Bill (HR1840), Dodd-Frank Implementation Delay Bill (HR1573), End Excessive Oil Speculation Now Act (Sanders, S1200), End Excessive Oil Speculation Now Act (Hinchey, HR2328)

Issues relating to transaction tax and tax treatment on futures and securities. Taxing Speculators out of the Oil Market Act (DeFazio, HR2003), Closing the Derivatives Blended Rate Loophole Act (Levin, S2033), Inclusive Prosperity Act (Ellison, HR6411)

Issues relating to transaction tax and tax treatment of futures and securities. Taxing Speculators out of the Oil Market Act (DeFazio, HR2003), Closing the Derivatives Blended Rate Loophole Act (Levin, S2033).

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203).

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203), CFTC Cost Benefit Analysis Bill (HR1840), Dodd-Frank Implementation Delay Bill (HR1573), End Excessive Oil Speculation Now Act (Sanders, S1200), End Excessive Oil Speculation Now Act (Hinchey, HR2328).

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, HR4173), CFTC Cost Benefit Analysis Bill (HR1840), Dodd-Frank Implementation Delay Bill (HR1573), End Excessive Oil Speculation Now Act (Sanders, S1200), End Excessive Oil Speculation Now Act (Hinchey, HR2328).

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, HR4173).

Issues relating to transaction tax and tax treatment on futures and securities. Taxing Speculators out of the Oil Market Act (DeFazio, HR2003), Closing the Derivatives Blended Rate Loophole Act (Levin, S2033).

Transaction tax on futures and securities. Taxing Speculators out of the Oil Market Act (DeFazio, HR2003).

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, HR4173); CFTC Cost Benefit Analysis Bill (HR1840); Dodd-Frank Implementation Delay Bill (HR1573); End Excessive Oil Speculation Now Act of 2011 (Sanders, S1200); End Excessive Oil Speculation Now Act of 2011 (Hinchey, HR2328).

Issues relating to regulatory reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, HR4173).

Issues related to regulatoy reform for derivatives markets. Wall Street Reform and Consumer Protection Act (Dodd-Frank, HR4173)

Issues pertaining to regulatory reform for derivatives markets: Wall Street Reform and Consumer Protection Act (Dodd-Frank, HR4173), CFTC Cost Benefit Analysis Bill (HR1840), Dodd-Frank Implementation Delay Bill (HR1573), End Excessive Oil Speculation Now Act (Sanders, S1200), End Excessive Oil Speculation Now Act (Hinchey, HR2328)

Issues pertaining to transaction tax on futures. Taxing Speculators out of the Oil Market Act (DeFazio, HR2003)

Transaction tax on futures and securities. De Fazio Bill (HR2003);

Issues relating to regulatory reform for derivatives markets. Dodd-Frank Act (HR4173);

Issues relating to regulatory reform for derivatives markets. Dodd-Frank Act (HR4173); Cost Benefit Analysis Bill (HR1840); Delay Bill (HR1573); Sanders Bill (S1200); Hinchey Bill (HR2328).

Dodd-Frank Act (HR4173); Issues relating to regulatory reform for derivatives markets.

Dodd-Frank Act (HR4173); Issues relating to regulatory reform for derivatives markets.

De Fazio Bill (HR4191); Transaction tax on futures and securities.

Transaction tax on futures and securities

HR 4173 Wall Street Reform and Consumer Protection Act, Issues relating to regulatory reform for derivatives markets.

HR 4173 Wall Street Reform and Consumer Protection Act of 2009, Issues relating to regulatory reform for derivatives markets.

HR 4173 Wall Street Reform and Consumer Protection Act, Issues relating to regulatory reform for derivatives markets.

Transaction tax on futures and securities

HR 4173 Wall Street Reform and Consumer Protection Act of 2009, Issues relating to regulatory reform for derivatives markets.

HR 4173 Wall Street Reform and Consumer Protection Act of 2009, Senate Regulatory Reform Bill

Transation tax on futures and securities

HR 4173 Wall Street Reform and Consumer Protection Act of 2009, CFTC Oversight issues surrounding commodity markets

Transaction Tax, 60/40, HR4191, S2927

Derivatives Market Regulatory Reform, HR4173, S3217

Derivatives Market Regulatory Reform, HR4173, S3217