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Derivative Trading Accountability and Disclosure Act
Legislative Progress
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
97pct
335d open
vs 6,490 other HR bills in the 111th — cohort avg 44d
No CRS summary is available for this bill yet. The source title, actions, sponsors, and text versions below come from Congress.gov.
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Bills with similar content found using semantic analysis.
Sources: Congress.gov
2011 · first_quarter · Commodities (big ticket)
S. 272 (Derivatives Trading Integrity Act of 2009) (derivatives regulation); Regulation of OTC derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); H.R. 2454 (American Clean Energy and Security Act of 2009)(sections 342 and 351 through 360 - derivatives regulation); H.R. 3300 (Derivative Trading Accountability and Disclosure Act); H.R 3763 (Over-the-Counter Derivatives Markets Act); H.R. 4173 (Dodd-Frank Wall Street Reform and Consumer Protection Act)(Derivatives regulatory rulemaking; implementation); H.R. 4884 (United States Covered Bond Act of 2010); S. 2120 (Sen. Collin's Derivatives Reform bill); S. 3217 (Wall Street Transparency & Accountability Act of 2010)(Derivatives Issues); Restoring American Financial Stability Act of 2010 (Title VII (Over-the-Counter Derivatives Reform)); Derivatives business conduct standards; Regulatory rulemaking to implement the Dodd-Frank Act: Business conduct rules, swap dealer capital requirements and margin segregation.
Client expense: $1,330,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)
2011 · first_quarter · Commodities (big ticket)
S. 272 (Derivatives Trading Integrity Act of 2009) (derivatives regulation); Regulation of OTC derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); H.R. 2454 (American Clean Energy and Security Act of 2009)(sections 342 and 351 through 360 - derivatives regulation); H.R. 3300 (Derivative Trading Accountability and Disclosure Act); H.R 3763 (Over-the-Counter Derivatives Markets Act); H.R. 4173 (Dodd-Frank Wall Street Reform and Consumer Protection Act)(Derivatives regulatory rulemaking; implementation); H.R. 4884 (United States Covered Bond Act of 2010); S. 2120 (Sen. Collin's Derivatives Reform bill); S. 3217 (Wall Street Transparency & Accountability Act of 2010)(Derivatives Issues); Restoring American Financial Stability Act of 2010 (Title VII (Over-the-Counter Derivatives Reform)); Derivatives business conduct standards; Regulatory rulemaking to implement the Dodd-Frank Act: Business conduct rules, swap dealer capital requirements and margin segregation.
Client expense: $1,290,000 · Firm income: Not reported
2011 · first_quarter · Commodities (big ticket)
HR 977 Derivatives Markets Transparency and Accountability Act of 2009. HR 3300 To provide increased transparency and regulatory requirements for the trading of certain derivative financial instruments. HR 3795 Over-the-Counter Derivatives Markets Act of 2009. HR 4173 Wall Street Reform and Consumer Protection Act of 2009.
Client expense: $680,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Financial Institutions/Investments/Securities
HR 3795, The Over-the-Counter Derivatives Markets Act of 2009 HR 977 Derivatives Markets Transparency and Accountability Act S 272 Derivatives Trading Integrity Act HR 3300 Derivative Trading accountability & Disclosure Act
Client expense: $1,207,408 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
2010 · second_quarter · Agriculture
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments. S. 447 Prevent Excessive Speculation Act S.298 Financial Markets Commission Act S. 272 Derivatives Trading Integrity Act H.R. 977 Derivatives Markets Transparency and Accountability Act H.R.713 Hedge Fund Study Act S. 961 Authorizing the Regulation of Swaps Act H.R. 3145 Credit Default Swap Prohibition Act H.R. 3300 The Derivatives Trading Accountability and Disclosure Act S. 1961 Comprehensive Derivatives Regulation Act H.R. 3795 Over-the-Counter Derivatives Markets Act H.R.4173 The Wall Street Reform and Consumer Protection Act S._____ The Wall Street Transparency and Accountability Act
Client expense: $1,090,000 · Firm income: Not reported
| Democratic |
| KS |
| Ed Perlmutter | Democratic | CO |
| Gary C. Peters | Democratic | MI |
| James A. Himes | Democratic | CT |
| John Adler | Democratic | NJ |
| Joseph Crowley | Democratic | NY |
| Melissa Bean | Democratic | IL |
| Ron Kind | Democratic | WI |
| Scott Murphy | Democratic | NY |
| Suzanne Kosmas | Democratic | FL |
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · second_quarter · Financial Institutions/Investments/Securities
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments. S. 447 Prevent Excessive Speculation Act S. 344 Hedge Fund Transparency Act S.298 Financial Markets Commission Act S. 272 Derivatives Trading Integrity Act H.R. 977 Derivatives Markets Transparency and Accountability Act H.R.711 Hedge Fund Adviser Registration Act H.R.713 Hedge Fund Study Act S. 1276 Private Fund Transparency Act H.R. 3269 Corporate and Financial Institution Compensation Act H.R. 3126 Consumer Financial Protection Agency H.R. 3817 Investor Protection Act H.R. 3818 Private Fund Investment Advisers Registration Act H.R.4173 The Wall Street Reform and Consumer Protection Act S. 961 Authorizing the Regulation of Swaps Act H.R. 3145 Credit Default Swap Prohibition Act H.R. 3300 The Derivatives Trading Accountability and Disclosure Act H.R. 3996 Financial Stability Improvement Act S. 1961 Comprehensive Derivatives Regulation Act H.R. 3795 Over-the-Counter Derivatives Markets Act S. 2927 Wall Street Fair Share Act S. 3217 Restoring American Financial Stability Act
Client expense: $1,090,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · second_quarter · Financial Institutions/Investments/Securities
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments. S. 447 Prevent Excessive Speculation Act S. 344 Hedge Fund Transparency Act S.298 Financial Markets Commission Act S. 272 Derivatives Trading Integrity Act H.R. 977 Derivatives Markets Transparency and Accountability Act H.R.711 Hedge Fund Adviser Registration Act H.R.713 Hedge Fund Study Act S. 1276 Private Fund Transparency Act H.R. 3269 Corporate and Financial Institution Compensation Act H.R. 3126 Consumer Financial Protection Agency H.R. 3817 Investor Protection Act H.R. 3818 Private Fund Investment Advisers Registration Act H.R.4173 The Wall Street Reform and Consumer Protection Act S. 961 Authorizing the Regulation of Swaps Act H.R. 3145 Credit Default Swap Prohibition Act H.R. 3300 The Derivatives Trading Accountability and Disclosure Act H.R. 3996 Financial Stability Improvement Act S. 1961 Comprehensive Derivatives Regulation Act H.R. 3795 Over-the-Counter Derivatives Markets Act S. 2927 Wall Street Fair Share Act S. 3217 Restoring American Financial Stability Act
Client expense: $1,090,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · second_quarter · Agriculture
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments. S. 447 Prevent Excessive Speculation Act S.298 Financial Markets Commission Act S. 272 Derivatives Trading Integrity Act H.R. 977 Derivatives Markets Transparency and Accountability Act H.R.713 Hedge Fund Study Act S. 961 Authorizing the Regulation of Swaps Act H.R. 3145 Credit Default Swap Prohibition Act H.R. 3300 The Derivatives Trading Accountability and Disclosure Act S. 1961 Comprehensive Derivatives Regulation Act H.R. 3795 Over-the-Counter Derivatives Markets Act H.R.4173 The Wall Street Reform and Consumer Protection Act S._____ The Wall Street Transparency and Accountability Act
Client expense: $1,090,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · first_quarter · Financial Institutions/Investments/Securities
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments. S. 447 Prevent Excessive Speculation Act S. 344 Hedge Fund Transparency Act S.298 Financial Markets Commission Act S. 272 Derivatives Trading Integrity Act H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 H.R.711 Hedge Fund Advisor Registration Act of 2009 H.R.713 Hedge Fund Study Act S. 1276 Private Fund Transparency Act of 2009 H.R. 3269 Corporate and Financial Institution Compensation Act of 2009 H.R. 3126 Consumer Financial Protection Agency H.R. 3817 Investor Protection Act H.R. 3818 Private Fund Investment Advisers Registration Act H.R.4173 The Wall Street Reform and Consumer Protection Act of 2009 S. 961 Authorizing the Regulation of Swaps Act H.R. 3145 Credit Default Swap Prohibition Act of 2009 H.R. 3300 The Derivatives Trading Accountability and Disclosure Act of 2009 H.R. 3996 Financial Stability Improvement Act S. 1961 Comprehensive Derivatives Regulation Act of 2009 H.R. 3795 Over-the-Counter Derivatives Markets Act of 2009 S. 2927 Wall Street Fair Share Act S. 3217 Restoring American Financial Stability Act of 2010
Client expense: $1,070,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · first_quarter · Agriculture
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments. S. 447 Prevent Excessive Speculation Act S.298 Financial Markets Commission Act S. 272 Derivatives Trading Integrity Act H.R. 977 Derivatives Markets Transparency and Accountability Act of 2009 H.R.713 Hedge Fund Study Act S. 961 Authorizing the Regulation of Swaps Act H.R. 3145 Credit Default Swap Prohibition Act of 2009 H.R. 3300 The Derivatives Trading Accountability and Disclosure Act of 2009 S. 1961 Comprehensive Derivatives Regulation Act of 2009 H.R. 3795 Over-the-Counter Derivatives Markets Act of 2009 H.R.4173 The Wall Street Reform and Consumer Protection Act of 2009 S._____ The Wall Street Transparency and Accountability Act of 2010
Client expense: $1,070,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · fourth_quarter · Commodities (big ticket)
H.R. 977 (Derivatives Markets Transparency and Accountability Act of 2009); S. 272 (Derivatives Trading Integrity Act of 2009) (derivatives regulation); Regulation of OTC derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); H.R. 2454 (American Clean Energy and Security Act of 2009)(sections 342 and 351 through 360 - derivatives regulation); H.R. 3300 (Derivative Trading Accountability and Disclosure Act); H.R 3763 (Over-the-Counter Derivatives Markets Act); H.R. 3795 (Over-the-Counter Derivatives Markets Act of 2009); H.R. 4173 (Dodd-Frank Wall Street Reform and Consumer Protection Act)(Derivatives regulatory rulemaking); H.R. 4884 (United States Covered Bond Act of 2010); S. 1412 (Commodity Speculation Reform Act of 2009); S. 1691 (Comprehensive Derivatives Regulation Act of 2009); S. 2120 (Sen. Collin's Derivatives Reform bill); S. 3217 (Wall Street Transparency & Accountability Act of 2010)(Derivatives Issues); Restoring American Financial Stability Act of 2010 (Title VII (Over-the-Counter Derivatives Reform)); Derivatives business conduct standards; Regulatory rulemaking to implement the Dodd-Frank Act: Business conduct rules, swap dealer capital requirements and margin segregation.
Client expense: $1,280,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)
2010 · fourth_quarter · Commodities (big ticket)
H.R. 977, "Derivatives Markets Transparency and Accountability Act of 2009" S. 477, "Prevent Excessive Speculation Act" H.R. 1666, "Safe Markets Development Act of 2009" S. 3217, Restoring American Financial Stability Act of 2010" S. 961, "The Authorizing the Regulation of Swaps Act" S. 1225, "Energy Market Manipulation Prevention Act" H.R. 2869, "Energy Market Manipulation Prevention Act" S. 664, "Financial System Stabilization and Reform Act of 2009" H.R. 1754, "Financial System Stabilization and Reform Act of 2009" S. 272, "Derivatives Trading Integrity Act of 2009" H.R. 2448, "Prevent Unfair Manipulation of Prices Act of 2009" S. 1399, "Carbon Market Oversight Act of 2009" H.R. 3300, "Derivatives Trading Accountability and Disclosure Act of 2009" S. 1682, "Derivatives Market Manipulation Prevention Act of 2009" S. 1691, "Comprehensive Derivatives Regulation Act of 2009" HR 3795, "Over-the-Counter Derivatives Act of 2009" U.S. Treasury Department's "Over-the-Counter Derivatives Markets Act of 2009" H.R. 4173, "Wall Street Reform and Consumer Protection Act of 2009" Sen. Chris Dodd's discussion draft of the "Restoring American Financial Stability Act of 2009" HR 3153, "Transparent Markets Act of 2009" HR 1068, "Let Wall Street Pay for Wall Street's Bailout Act of 2009" HR 3996, "Financial Stability Improvement Act" "Energy Market Transparency Act of 2009" discussion draft Wall Street Transparency and Accountability Act of 2010, Dodd-Lincoln Substitute Amendment to S. 3217 "Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010 Conference Report"
Client expense: $150,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Financial Institutions/Investments/Securities
HR 3795, The Over-the-Counter Derivatives Markets Act of 2009 HR 977 Derivatives Markets Transparency and Accountability Act S 272 Derivatives Trading Integrity Act HR 3300 Derivative Trading accountability & Disclosure Act
Client expense: $1,207,408 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
2010 · fourth_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, and Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009, H.R. 3795, potential Lincoln-Chambliss derivatives proposal and related legislation including S. 221, H.R. 3300, and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user and corporate governance regulation).
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, and Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009 (Treasury Department OTC derivatives reform proposal), possible Lincoln-Chambliss derivatives proposal, and related legislation including H.R. 3300, S. 221 and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user regulation).
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, Prevent Excessive Speculation Act, H.R. 3300, Derivative Trading Accountability and Disclosure Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009 (Treasury Department OTC derivatives reform proposal), possible Lincoln-Chambliss derivatives proposal, and related legislation including S. 221 and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user regulation).
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Financial Institutions/Investments/Securities
HR 1020, Arbitration Fairness Act of 2009 HR 1754, The Financial System Stabilization and Reform Act of 2009 S 664, The Financial System Stabilization and Reform Act of 2009 HR 1106, The Helping Families Save Their Homes Act of 2009 HR 1728, The Mortgage Reform and Anti-Predatory Lending Act of 2009 HR 1327, Iran Sanctions Enabling Act HR 977, The Derivatives Markets Transparency and Accountability Act of 2009 HR 3126, The Consumer Financial Protection Agency Act 2009 HR 3795, The Over the Counter Derivatives Markets Act of 2009 HR 3310, Financial Services Regulatory Reform HR 3300, Derivative Trading Accountability and Disclosure Act of 2009 HR 977, The Derivatives Markets Transparency and Accountability Act of 2009 S 272, The Derivatives Trading Integrity Act of 2009 HR 2382, The Credit Card Interchange Fees Act of 2009 HR 4173, The Wall Street Reform and Consumer Protection Act of 2009 HR 3890, The Accountability and Transparency in Rating Agencies Act HR 3817, Investor Protection Act of 2009 HR 3996, Financial Stability Improvement Act of 2009 Bank Tax HR 5381, Motor Vehicle Safety Act of 2010 S 3217, Restoring American Financial Stability Act S 3675, The Small Business Jobs Preservation Act of 2010 HR 5823, United States Covered Bond Act of 2010
Client expense: $7,240,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Office of Management & Budget (OMB), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA)
2010 · fourth_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009 (Treasury Department OTC derivatives reform proposal), potential Lincoln-Chambliss derivatives proposal, and related legislation including H.R. 3300, S. 221 and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user regulation).
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 977 - Derivatives Markets Transparency and Accountability Act S. 272 - Derivatives Trading Integrity Act H.R. 3300 - Derivatives Trading Accountability and Disclosure Act H.R. 3795 - To Enact the Over-the-Counter Derivatives Market Act of 2009 H.R. 4173 - Restoring American Financial Stability Act of 2010 S. 3217 - Restoring American Financial Stability Act of 2010 Financial Systems Reforms and Regulation of Derivatives
Client expense: $760,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Federal Highway Administration (FHA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. International Trade Commission (ITC), U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA)
2010 · fourth_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173, Restoring American Financial Stability Act (Dodd proposal), Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, and Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009, H.R. 3795, potential Lincoln-Chambliss derivatives proposal, and related legislation including S. 221, H.R. 3300, and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption exemption and FERC/CFTC authority).
Client expense: Not reported · Firm income: $31,500
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Agriculture
HR 6377, HR 977, HR 3300, HR 3795 -- Commodity Futures Ag competition anti-trust GIPSA livestock market regulation
Client expense: $270,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Environmental Protection Agency (EPA), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, State, Dept of (DOS), U.S. Trade Representative (USTR)
2010 · fourth_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, and Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009, H.R. 3795, potential Lincoln-Chambliss derivatives proposal and related legislation including S. 221, H.R. 3300, and S. 272 (provisions related to regulation of energy derivative trading including end-user exemptionexemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user and corporate governance regulation).
Client expense: $960,000 · Firm income: Not reported
Government targets: Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Financial Institutions/Investments/Securities
HR 977, HR 1754, HR 2111, HR 2253, HR 3126, HR 3269, HR 3300, HR 3310, HR 3765, HR 3996, HR 4142, HR 4173, HR 4191, HR 4516, HR 498, HR 6223, HR 6334, HR 74, HR 885, S 1354, S 1691, S 2746, S 2756, S 2813, S 298, S 3149, S 344, S 3826, S 567, S 605, S 664
Client expense: $810,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Emergency Management Agency (FEMA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · fourth_quarter · Commodities (big ticket)
H.R. 977-To amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets, and for other purposes. S. 447- To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes. S.272- A bill to amend the Commodity Exchange Act to ensure that all agreements, contracts, and transactions with respect to commodities are carried out on a regulated exchange, and for other purposes. HR 2448- To provide for regulation of futures transactions involving energy commodities, to regulate credit default swaps, to strengthen the enforcement authorities of the Federal Energy Regulatory Commission under the Natural Gas Act,Natural Gas Policy Act of 1978, and the Federal Power Act, and for other purposes. HR 3300 - Derivative Trading Accountability and Disclosure Act HR 4173 - Wall Street Reform and Consumer Protection Act of 2009
Client expense: $221,584 · Firm income: Not reported
Government targets: Bureau of Land Management (BLM), Commodity Futures Trading Commission (CFTC), Congressional Budget Office (CBO), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Minerals Management Service, Natl Oceanic & Atmospheric Administration (NOAA), Natl Park Service (NPS), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Fish & Wildlife Service (USFWS), U.S. Forest Service, U.S. Geological Survey (USGS)
2010 · fourth_quarter · Fuel/Gas/Oil
S. Con. Res. 13-Congressional budget for the United States Government H. Con. Res. 85-Congressional budget for the United States Government HR 2996-Making appropriations for the Department of the Interior, environment, and related agencies for the fiscal year ending September 30, 2010, and for other purposes. HR 3183-Making appropriations for energy and water development and related agencies for the fiscal year ending September 30, 2010, and for other purposes. S. 22-Designate certain land as components of the National Wilderness Preservation System, to authorize certain programs and activities in the Department of the Interior and the Department of Agriculture, and for other purposes. HR 146-An act to designate certain land as components of the National Wilderness Preservation System, to authorize certain programs and activities in the Department of the Interior and the Department of Agriculture, and for other purposes. HR 2454-To create clean energy jobs, achieve energy independence, reduce global warming pollution and transition to a clean energy economy. HR 2766-To repeal the exemption for hydraulic fracturing in the Safe Drinking Water Act, and for other purposes. S 1215-A bill to amend the Safe Drinking Water Act to repeal a certain exemption for hydraulic fracturing, and for other purposes. H.R. 977-To amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets, and for other purposes. S. 447- To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes. S.272- A bill to amend the Commodity Exchange Act to ensure that all agreements, contracts, and transactions with respect to commodities are carried out on a regulated exchange, and for other purposes. HR 2448- To provide for regulation of futures transactions involving energy commodities, to regulate credit default swaps, to strengthen the enforcement authorities of the Federal Energy Regulatory Commission under the Natural Gas Act,Natural Gas Policy Act of 1978, and the Federal Power Act, and for other purposes. HR 3300 - Derivative Trading Accountability and Disclosure Act HR 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 1733 - Clean Energy Jobs and American Power Act HR 3952 - Helping Smal Businesses Grow and Prosper Act of 2009 S 774 - National Energy Security Act of 2009 HR 980 - Northern Rockies Ecosystem Protection Act HR 1835 / S 1408 -- New Alternative Transportation to Give Americans Solutions Act of 2009 S 1733 -- Clean Energy Jobs and American Power Act S 2877 -- Carbon Limits and Energy for America's Renewal (CLEAR) Act S. 3305- Big Oil Bailout Prevention Liability Act of 2010 S. 3306- Big Oil Bailout Prevention Trust Fund Act of 2010 S. 3308- To suspend certain activities in the outer Continental Shelf until the date on which the joint investigation into the Deepwater Horizon incident in the Gulf of Mexico has been completed, and for other purposes. S.3309- Oil Spill Liability Trust Fund Improvement Act of 2010 S.3337- Oil Spill Claims Assistance and Recovery Act S.3343- Beyond Petroleum Act S.3344- BP Deepwater Horizon Disaster Inquiry Commission Act of 2010 S.3345- Big Oil Polluter Pays Act S.3358- West Coast Ocean Protection Act of 2010 S.3375- Oil Spill Response and Assistance Act S.3391- Restoring Ecosystem Sustainability and Protection on the Delta Act S.3410- Acceptance of Liability and Expedited Claims at Mississippi Canyon 252 Act S.3431- Stop Cozy Relationships with Big Oil Act of 2010 S.3433- Clean Coasts and Efficient Cars Act of 2010 S.3443- A bill to amend the Outer Continental Shelf Lands Act to eliminate the 30-day time limit for exploration plans. S.3461- Acceptance of Offer on Liability and Expedited Claims at Mississippi Canyon 252 Act S.3466- Environmental Crimes Enforcement Act of 2010 S.3472- Big Oil Bailout Prevention Unlimited Liability Act of 2010 S.3473- A bill to amend the Oil Pollution Act of 1990 to authorize advances from Oil Spill Liability Trust Fund for the Deepwater Horizon oil spill. S.3478- Remuneration for Ecological and Societal Tolls Occasioned by Reckless Errors Act S.3489- A bill to terminate the moratorium on deepwater drilling issued by the Secretary of the Interior S.3492- Emergency Relief Well Act S.3497- Oil Spill Prevention and Mitigation Improvement Act of 2010 S.3509- Safer Oil and Gas Production Research and Development Act of 2010 S.3512- Water Assistance from International Vessels for Emergency Response Act S.3514- Guaranteed Oil Spill Compensation Act of 2010 S.3515- Department of the Interior Research and Technologies for Oil Spill Prevention and Response Act of 2010 S.3516- Outer Continental Shelf Reform Act of 2010 S.3542- Oil Spill Compensation Act of 2010 S.3545- Gulf of Mexico Economic Recovery and Job Impact Analysis Act of 2010 S 3663-Clean Energy Jobs and Oil Company Accountability Act of 2010 H.R.5213- West Coast Ocean Protection Act of 2010 H.R.5214- Big Oil Bailout Prevention Act of 2010 H.R.5222- To suspend certain activities in the outer Continental Shelf until the date on which the joint investigation into the Deepwater Horizon incident in the Gulf of Mexico has been completed, and for other purposes. H.R.5241- BP Deepwater Horizon Disaster Inquiry Commission Act of 2010 H.R.5248- No New Drilling Act of 2010 H.R.5267- To amend the Gulf of Mexico Energy Security Act of 2006 to accelerate the increase in the amount of Gulf of Mexico oil and gas lease revenues that is shared with States H.R.5287- East Coast and Gulf Coast Ocean Protection Act of 2010 H.R.5313- Offshore Safety and Response Improvement Act H.R.5355- To amend the Oil Pollution Act of 1990 to repeal the limitation of liability of a responsible party for a discharge or substantial threat of a discharge of oil from an offshore oil facility H.R.5356- Oil Spill Response and Assistance Act H.R.5358- Florida Coastal Protection Act H.R.5436- To prohibit the Minerals Management Service from issuing permits or environmental or safety waivers for any deepwater drilling rig in the Gulf of Mexico until the discharge of oil from the last Deepwater Horizon well has stopped and a congressional committee has issued a report finding the cause of the explosion on and sinking of the Deepwater Horizon. H.R.5459- Outer Continental Shelf Lands Act Amendments Act of 2010 H.R.5499- To amend the Oil Pollution Act of 1990 to authorize advances from Oil Spill Liability Trust Fund for the Deepwater Horizon oil spill H.R.5503- Securing Protections for the Injured from Limitations on Liability Act H.R.5506- Oil Pollution Environmental Review Act H.R.5513- Spilled Oil Royalty Collection Act H.R.5519- Gulf Coast Jobs Preservation Act H.R.5520- Oil Spill Responsibility Act of 2010 H.R.5525- To terminate the moratorium on deepwater drilling issued by the Secretary of the Interior H.R.5572- Oil Spill Prevention Act of 2010 H.R.5585- WAIVER Act H.R.5598- Oil Spill Tax Relief Act of 2010 H.R.5601- Gulf Coast Homeowners Relief Act of 2010 H.R.5602- Gulf Coast Access to Savings Act of 2010 H.R.5607- SOS Act H.R.5626- Blowout Prevention Act of 2010 H.R.5629- Oil Spill Accountability and Environmental Protection Act of 2010 H.R.5634- Offshore Drilling Safety Improvement Act H.R.5644- End Big Oil Tax Subsidies Act of 2010 H.R.5654- Gulf Coast Restoration Act H.R.5657- To amend the Outer Continental Shelf Lands Act to ensure that protection of the marine and coastal environment is of primary importance in making areas of the outer Continental Shelf available for leasing, exploration, and development rather than expeditious development of oil and gas resources, to prohibit oil and gas leasing, exploration, and development in important ecological areas of the outer Continental Shelf, and for other purposes HR 5320 - Assistance, Quality, and Affordability Act of 2010 HR 4521-Royalty Relief for American Consumers Act of 2010 S.3815: Promoting Natural Gas and Electric Vehicles Act of 2010 S.20: Clean Energy Standard Act of 2010 S.3813: Renewable Electricity Promotion Act of 2010 S.303: Federal Financial Assistance Management Improvement Act of 2009
Client expense: $221,584 · Firm income: Not reported
Government targets: Bureau of Land Management (BLM), Commodity Futures Trading Commission (CFTC), Congressional Budget Office (CBO), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Minerals Management Service, Natl Oceanic & Atmospheric Administration (NOAA), Natl Park Service (NPS), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Fish & Wildlife Service (USFWS), U.S. Forest Service, U.S. Geological Survey (USGS)
2010 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 977-To amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets, and for other purposes. S. 447- To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes. S.272- A bill to amend the Commodity Exchange Act to ensure that all agreements, contracts, and transactions with respect to commodities are carried out on a regulated exchange, and for other purposes. HR 2448- To provide for regulation of futures transactions involving energy commodities, to regulate credit default swaps, to strengthen the enforcement authorities of the Federal Energy Regulatory Commission under the Natural Gas Act,Natural Gas Policy Act of 1978, and the Federal Power Act, and for other purposes. HR 3300 - Derivative Trading Accountability and Disclosure Act HR 4173 - Wall Street Reform and Consumer Protection Act of 2009
Client expense: $221,584 · Firm income: Not reported
Government targets: Bureau of Land Management (BLM), Commodity Futures Trading Commission (CFTC), Congressional Budget Office (CBO), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Minerals Management Service, Natl Oceanic & Atmospheric Administration (NOAA), Natl Park Service (NPS), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Fish & Wildlife Service (USFWS), U.S. Forest Service, U.S. Geological Survey (USGS)
2010 · fourth_quarter · Banking
-General interest in H.R. 977, the "Derivatives Markets Transparency and Accountability Act of 2009." -General interest in H.R.3300, the "Derivatives Trading Accountability and Disclosure Act." -General interest in H.R. 4173, the "Restoring American Financial Stability Act of 2010."
Client expense: $610,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Alcohol & Tobacco Tax & Trade Bureau (TTB), Environmental Protection Agency (EPA), Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
2010 · fourth_quarter · Agriculture
-General education on commodity purchases of barley, hops and other agricultural products. -General interest in barley and hops legislation and regulations. -General interest in H.R. 97, the "Derivatives Markets Transparency and Accountability Act of 2009." -General interest in H.R. 3300, the "Derivatives Trading Accountability and Disclosures Act." -General education on ethanol production from waste beer. -General interest in H.R. 4173, the "Restoring American Financial Stability Act of 2010."
Client expense: $610,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Alcohol & Tobacco Tax & Trade Bureau (TTB), Environmental Protection Agency (EPA), Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
2010 · fourth_quarter · Commodities (big ticket)
HR 977 Derivatives Markets Transparency and Accountability Act of 2009. HR 3300 To provide increased transparency and regulatory requirements for the trading of certain derivative financial instruments. HR 3795 Over-the-Counter Derivatives Markets Act of 2009. HR 4173 Wall Street Reform and Consumer Protection Act of 2009.
Client expense: $500,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Immigration
Securing the Borders - H.R.3308, H.R.752, H.R.1148, H.R.2083, H.R.3300, H.R.3289, S1505 Deporting criminal aliens - H.R.125, H.R.1793 Comprehensive Immigration reform - H.R.994 Eliminate Incentives for Illegal Immigration - H.R.128, H.R.132, H.R.892, H.R.1229, H.R.2837, H.R.4548, S.84
Client expense: $53,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, President of the U.S., SENATE
2010 · third_quarter · Agriculture
HR 6377, HR 977, HR 3300, HR 3795 -- Commodity Futures Ag competition anti-trust GIPSA livestock market regulation
Client expense: $340,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Environmental Protection Agency (EPA), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Security Council (NSC), SENATE, State, Dept of (DOS), U.S. Trade Representative (USTR)
2010 · third_quarter · Agriculture
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments. S. 447 Prevent Excessive Speculation Act S.298 Financial Markets Commission Act S. 272 Derivatives Trading Integrity Act H.R. 977 Derivatives Markets Transparency and Accountability Act H.R.713 Hedge Fund Study Act S. 961 Authorizing the Regulation of Swaps Act H.R. 3145 Credit Default Swap Prohibition Act H.R. 3300 The Derivatives Trading Accountability and Disclosure Act S. 1961 Comprehensive Derivatives Regulation Act H.R. 3795 Over-the-Counter Derivatives Markets Act H.R.4173 The Wall Street Reform and Consumer Protection Act H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act S._____ The Wall Street Transparency and Accountability Act
Client expense: $890,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · third_quarter · Financial Institutions/Investments/Securities
Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments. S. 447 Prevent Excessive Speculation Act S. 344 Hedge Fund Transparency Act S.298 Financial Markets Commission Act S. 272 Derivatives Trading Integrity Act H.R. 977 Derivatives Markets Transparency and Accountability Act H.R.711 Hedge Fund Adviser Registration Act H.R.713 Hedge Fund Study Act S. 1276 Private Fund Transparency Act H.R. 3269 Corporate and Financial Institution Compensation Act H.R. 3126 Consumer Financial Protection Agency H.R. 3817 Investor Protection Act H.R. 3818 Private Fund Investment Advisers Registration Act H.R.4173 The Wall Street Reform and Consumer Protection Act H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act S. 961 Authorizing the Regulation of Swaps Act H.R. 3145 Credit Default Swap Prohibition Act H.R. 3300 The Derivatives Trading Accountability and Disclosure Act H.R. 3996 Financial Stability Improvement Act S. 1961 Comprehensive Derivatives Regulation Act H.R. 3795 Over-the-Counter Derivatives Markets Act S. 2927 Wall Street Fair Share Act S. 3217 Restoring American Financial Stability Act
Client expense: $890,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · third_quarter · Commodities (big ticket)
H.R. 977 (Derivatives Markets Transparency and Accountability Act of 2009); S. 272 (Derivatives Trading Integrity Act of 2009) (derivatives regulation); Regulation of OTC derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); H.R. 2454 (American Clean Energy and Security Act of 2009)(sections 342 and 351 through 360 - derivatives regulation); H.R. 3300 (Derivative Trading Accountability and Disclosure Act); H.R 3763 (Over-the-Counter Derivatives Markets Act); H.R. 3795 (Over-the-Counter Derivatives Markets Act of 2009); H.R. 4173 (Dodd-Frank Wall Street Reform and Consumer Protection Act)(Derivatives issues); H.R. 4884 (United States Covered Bond Act of 2010); S. 1412 (Commodity Speculation Reform Act of 2009); S. 1691 (Comprehensive Derivatives Regulation Act of 2009); S. 2120 (Sen. Collin's Derivatives Reform bill); S. 3217 (Wall Street Transparency & Accountability Act of 2010)(Derivatives Issues); Restoring American Financial Stability Act of 2010 (Title VII (Over-the-Counter Derivatives Reform)); Derivatives business conduct standards; Regulatory rulemaking to implement the Dodd-Frank Act: Business conduct rules, swap dealer capital requirements and margin segregation.
Client expense: $1,270,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)
2010 · third_quarter · Financial Institutions/Investments/Securities
HR 1020, Arbitration Fairness Act of 2009 HR 1754, The Financial System Stabilization and Reform Act of 2009 S 664, The Financial System Stabilization and Reform Act of 2009 HR 1106, The Helping Families Save Their Homes Act of 2009 HR 1728, The Mortgage Reform and Anti-Predatory Lending Act of 2009 HR 1327, Iran Sanctions Enabling Act HR 977, The Derivatives Markets Transparency and Accountability Act of 2009 HR 3126, The Consumer Financial Protection Agency Act 2009 HR 3795, The Over the Counter Derivatives Markets Act of 2009 HR 3310, Financial Services Regulatory Reform HR 3300, Derivative Trading Accountability and Disclosure Act of 2009 HR 977, The Derivatives Markets Transparency and Accountability Act of 2009 S 272, The Derivatives Trading Integrity Act of 2009 HR 2382, The Credit Card Interchange Fees Act of 2009 HR 4173, The Wall Street Reform and Consumer Protection Act of 2009 HR 3890, The Accountability and Transparency in Rating Agencies Act HR 3817, Investor Protection Act of 2009 HR 3996, Financial Stability Improvement Act of 2009 Bank Tax HR 5381, Motor Vehicle Safety Act of 2010 S 3217, Restoring American Financial Stability Act S1065, Iran Sanctions Enabling Act of 2009 S 3675, The Small Business Jobs Preservation Act of 2010
Client expense: $9,280,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA)
2010 · second_quarter · Financial Institutions/Investments/Securities
HR 1020, Arbitration Fairness Act of 2009 HR 1754, The Financial System Stabilization and Reform Act of 2009 S 664, The Financial System Stabilization and Reform Act of 2009 HR 1106, The Helping Families Save their Homes Act of 2009 HR 1728, The Mortgage Reform and Anti-Predatory Lending Act of 2009 HR 1327, Iran Sanctions Enabling Act HR 977, The Derivatives Markets Transparency and Accountability Act of 2009 HR 3126, The Consumer Financial Protection Agency Act 2009 HR 3795, The Over the Counter Derivatives Markets Act of 2009 HR 3310, Financial Services Regulatory Reform HR 3300, Derivative Trading Accountability and Disclosure Act of 2009 HR 977, The Derivatives Markets Transparency and Accountability Act of 2009 S 272, The Derivatives Trading Integrity Act of 2009 HR 2382, The Credit Card Interchange Fees Act of 2009 HR 4173, The Wall Street Reform and Consumer Protection Act of 2009 HR 3890, The Accountability and Transparency in Rating Agencies Act HR 3817, Investor Protection Act of 2009 HR 3996, Financial Stability Improvement Act of 2009 Bank Tax HR 5381, Motor Vehicle Safety Act of 2010 S 3217, Restoring American Financial Stability Act S1065, Iran Sanctions enabling Act of 2009
Client expense: $15,460,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA)
2010 · first_quarter · Financial Institutions/Investments/Securities
HR 1020, Arbitration Fairness Act of 2009 HR 1754, The Financial System Stabilization and Reform Act of 2009 S 664, The Financial System Stabilization and Reform Act of 2009 HR 1106, The Helping Families Save their Homes Act of 2009 HR 302, A Bill to require the SEC to reinstate the uptick rule on short sales of securities HR 786, To make permanent the temporary increase in deposit insurance coverage HR 1214, The Payday Loan Reform Act of 2009 HR 1728, The Mortgage Reform and Anti-Predatory Lending Act of 2009 HR 1327, Iran Sanctions Enabling Act HR 3068, TARP for Main Street Act of 2009 HR 977, The Derivatives Markets Transparency and Accountability Act of 2009 HR 3126, The Consumer Financial Protection Agency Act 2009 HR 3795, The Over the Counter Derivatives Markets Act of 2009 HR 3310, Financial Services Regulatory Reform HR 3300, Derivative Trading Accountability and Disclosure Act of 2009 HR 977, The Derivatives Markets Transparency and Accountability Act of 2009 S 272, The Derivatives Trading Integrity Act of 2009 HR 2382, The Credit Card Interchange Fees Act of 2009 HR 4173, The Wall Street Reform and Consumer Protection Act of 2009 HR 3890, The Accountability and Transparency in Rating Agencies Act HR 3817, Investor Protection Act of 2009 HR 3996, Financial Stability Improvement Act of 2009 Bank Tax
Client expense: $7,310,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA)
2010 · third_quarter · Commodities (big ticket)
H.R. 977, "Derivatives Markets Transparency and Accountability Act of 2009" S. 477, "Prevent Excessive Speculation Act" H.R. 1666, "Safe Markets Development Act of 2009" S. 3217, Restoring American Financial Stability Act of 2010" S. 961, "The Authorizing the Regulation of Swaps Act" S. 1225, "Energy Market Manipulation Prevention Act" H.R. 2869, "Energy Market Manipulation Prevention Act" S. 664, "Financial System Stabilization and Reform Act of 2009" H.R. 1754, "Financial System Stabilization and Reform Act of 2009" S. 272, "Derivatives Trading Integrity Act of 2009" H.R. 2448, "Prevent Unfair Manipulation of Prices Act of 2009" S. 1399, "Carbon Market Oversight Act of 2009" H.R. 3300, "Derivatives Trading Accountability and Disclosure Act of 2009" S. 1682, "Derivatives Market Manipulation Prevention Act of 2009" S. 1691, "Comprehensive Derivatives Regulation Act of 2009" HR 3795, "Over-the-Counter Derivatives Act of 2009" U.S. Treasury Department's "Over-the-Counter Derivatives Markets Act of 2009" H.R. 4173, "Wall Street Reform and Consumer Protection Act of 2009" Sen. Chris Dodd's discussion draft of the "Restoring American Financial Stability Act of 2009" HR 3153, "Transparent Markets Act of 2009" HR 1068, "Let Wall Street Pay for Wall Street's Bailout Act of 2009" HR 3996, "Financial Stability Improvement Act" "Energy Market Transparency Act of 2009" discussion draft Wall Street Transparency and Accountability Act of 2010, Dodd-Lincoln Substitute Amendment to S. 3217 "Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010 Conference Report"
Client expense: $180,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, and Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009 (Treasury Department OTC derivatives reform proposal), possible Lincoln-Chambliss derivatives proposal, and related legislation including H.R. 3300, S. 221 and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user regulation).
Client expense: Not reported · Firm income: $40,000
Government targets: Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Financial Institutions/Investments/Securities
H.R. 977 - Derivatives Markets Transparency and Accountability Act S. 272 - Derivatives Trading Integrity Act H.R. 3300 - Derivatives Trading Accountability and Disclosure Act H.R. 3795 - To Enact the Over-the-Counter Derivatives Market Act of 2009 H.R. 4173 - Restoring American Financial Stability Act of 2010 S. 3217 - Restoring American Financial Stablility Act of 2010 Financial Systems Reforms and Regulation of Derivatives
Client expense: $380,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Federal Highway Administration (FHA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Labor, Dept of (DOL), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. International Trade Commission (ITC), U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA)
2010 · third_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, Prevent Excessive Speculation Act, H.R. 3300, Derivative Trading Accountability and Disclosure Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009 (Treasury Department OTC derivatives reform proposal), possible Lincoln-Chambliss derivatives proposal, and related legislation including S. 221 and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user regulation).
Client expense: Not reported · Firm income: $30,000
Government targets: Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009 (Treasury Department OTC derivatives reform proposal), potential Lincoln-Chambliss derivatives proposal, and related legislation including H.R. 3300, S. 221 and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user regulation).
Client expense: Not reported · Firm income: $30,000
Government targets: Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, and Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009, H.R. 3795, potential Lincoln-Chambliss derivatives proposal and related legislation including S. 221, H.R. 3300, and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user and corporate governance regulation).
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173 (P.L. 111-203), Restoring American Financial Stability Act, S. 3217, Restoring American Financial Stability Act (Conference Report), H.R. 4173, Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, and Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009, H.R. 3795, potential Lincoln-Chambliss derivatives proposal and related legislation including S. 221, H.R. 3300, and S. 272 (provisions related to regulation of energy derivative trading including end-user exemptionexemption and FERC/CFTC authority); Implementation of Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank, P.L. 111-203) (derivatives end-user and corporate governance regulation).
Client expense: $600,000 · Firm income: Not reported
Government targets: Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Financial Institutions/Investments/Securities
HR 3795, The Over-the-Counter Derivatives Markets Act of 2009 HR 977 Derivatives Markets Transparency and Accountability Act S 272 Derivatives Trading Integrity Act HR 3300 Derivative Trading Accountability & Disclosure Act
Client expense: $1,207,408 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR)
2010 · third_quarter · Financial Institutions/Investments/Securities
HR 977, HR 1754, HR 2111, HR 2253, HR 3126, HR 3269, HR 3300, HR 3310, HR 3765, HR 3996, HR4142, HR 4173, HR 4191, HR 4516, HR 498, HR 6223, HR 6334, HR 74, HR 885, S 1354, S 1691, S 2746, S 2756, S 2813, S 298, S 3149, S 344, S 3826, S 567, S 605, S 664
Client expense: $1,170,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Emergency Management Agency (FEMA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · third_quarter · Banking
- General interest in H.R. 977, the "Derivatives Markets Transparency and Accountability Act of 2009." - General interest in H.R. 3300, the "Derivative Trading Accountability and Disclosure Act." - General interest in H.R. 4173, the "Restoring American Financial Stability Act of 2010."
Client expense: $810,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Alcohol & Tobacco Tax & Trade Bureau (TTB), Environmental Protection Agency (EPA), Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
2010 · third_quarter · Agriculture
- General education on commodity purchases of barley, hops and other agricultural products. - General interest in barley and hops legislation and regulations. - General interest in H.R. 977, the "Derivatives Markets Transparency and Accountability Act of 2009." - General interest in H.R. 3300, the "Derivative Trading Accountability and Disclosure Act." - General education on ethanol production from waste beer. - General interest in H.R. 4173, the "Restoring American Financial Stability Act of 2010."
Client expense: $810,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Alcohol & Tobacco Tax & Trade Bureau (TTB), Environmental Protection Agency (EPA), Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
2010 · third_quarter · Financial Institutions/Investments/Securities
Wall Street Reform and Consumer Protection Act, H.R. 4173, Restoring American Financial Stability Act (Dodd proposal), Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977, and Prevent Excessive Speculation Act, S. 447, Over-the-Counter Derivatives Markets Act of 2009, H.R. 3795, potential Lincoln-Chambliss derivatives proposal, and related legislation including S. 221, H.R. 3300, and S. 272 (provisions related to regulation of energy derivative trading including end-user exemption exemption and FERC/CFTC authority).
Client expense: Not reported · Firm income: $31,500
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Financial Institutions/Investments/Securities
H.R. 977 (C. Peterson) "Derivatives Markets Transparency and Accountability Act of 2009," H.R. 4173 (Frank) "Wall Street Reform and Consumer Protection Act of 2009," H.R. 3300 (McMahon) "Derivative Trading Accountability and Disclosure Act," H.R. 3795 (Frank) "Over-the-Counter Derivatives Markets Act of 2009," S. 3217 (Dodd) "Wall Street Reform Bill" -- For all bills, provisions impacting fuel hedging instruments.
Client expense: $170,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE