Financial Industry Transparency Act of 2010

Lobbied in favor of Digital Accountability and Transparency Act (DATA Act), H.R. 2016 and S. 994; in favor of Financial Industry Transparency Act (H.R. 6038 in 111th Congress); and against the Small Company Disclosure Simplification Act, H.R. 4164. Lobbied in favor of the publication of federal information as standardized, machine-readable data rather than as disconnected documents.

Client expense: Not reported · Firm income: $20,000

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Office of Science & Technology Policy (OSTP), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of

Lobbied in favor of Digital Accountability and Transparency Act (DATA Act), H.R. 2061 and S. 994; in favor of Financial Industry Transparency Act (H.R. 6038 in 111th Congress), and against a concept proposal to restrict the SEC from collecting corporate financial disclosures in the XBRL structured data format (never introduced). Lobbied in favor of the publication of federal information as standardized, machine-readable data rather than as disconnected documents.

Client expense: Not reported · Firm income: $20,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Publication of government information; adoption of data standards for government information; DATA Act (H.R. 2016 and S. 994); Financial Industry Transparency Act (H.R. 6038 in 111th Congress).

Client expense: Not reported · Firm income: $20,000

Government targets: Administration for Children & Families (ACF), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Office of Management & Budget (OMB), Office of Science & Technology Policy (OSTP), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Publication of government information; adoption and implementation of data standards for government information; DATA Act (H.R. 2061 and S. 994); Financial Industry Transparency Act (H.R. 6038 in 111th Congress).

Client expense: Not reported · Firm income: $20,000

Government targets: Federal Communications Commission (FCC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Office of Science & Technology Policy (OSTP), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Publication of government information; adoption and implementation of data standards for government information; DATA Act (H.R. 2146 and S. 3600 in 112th Congress); Financial Industry Transparency Act (H.R. 6038 in 111th Congress).

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, Office of Science & Technology Policy (OSTP), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Publication of government information; adoption and implementtion of data standards for government information; DATA Act (H.R. 2146 and S. 3600 in 112th Congress); Financial Industry Transparency Act (H.R. 6038 in 111th Congress).

Client expense: Not reported · Firm income: Not reported

H.R. 3763 - To amend the Fair Credit Reporting Act to provide for an exclusion from Red Flag Guidelines for certain businesses; H.R. 5924 - SEC Freedom of Information Restoration Act; H.R. 6038 - Financial Industry Transparency Act of 2010; S. 3717 - To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes; H.R. 6086 - To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes;

Client expense: $380,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), U.S. Immigration & Customs Enforcement (ICE)

AML/Regulator Relief; Financial Services and General Government appropriations; Credit Card/Interchange Fees; Retirement Security/Annuities; Carried interest income; GSE Reform; Automobile, Arbitration fairness; Nursing home arbitration; Regulatory Restructuring; Executive Compensation; Proxy Access; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009; H.R. 2378, Currency Reform for Fair Trade Act H.R. 3126, Consumer Financial Protection Agency Act of 2009; H.R. 3153, Transparent Markets Act of 2009 H.R. 3763, Amend Fair Credit Reporting Act; S. Liability for Aiding and Abetting Securities Violations Act of 2009; H.R. 3214, Rating Accountability and Transparency Enhancement Act of 2009; H.R. 4173, to provide for financial regulatory reform, to protect consumers and investors, to enhance Federal understanding of insurance issues, to regulate the over-the-counter derivatives markets, and for other purposes; Federal Housing Finance Reform; Terrorism Insurance Reauthorization; Farm Credit ; H.R. 5924, SEC Freedom of Information Restoration Act; H.R. 6038, Financial Industry Transparency Act

Client expense: $1,780,000 · Firm income: Not reported

S 664 (financial markets reform); HR 3126 (CFPA); HR 4173 - Dodd Frank Wall Street Reform; S 3217 Restoring American Financial Stability Act of 2010; HR 3763/S 3416 - FTC Red Flags Rules; HR 6038 - Financial Industry Transparency Act; S 3717/HR 6086/HR 5924 - SEC FOIA Restoration; S 3987/HR 6420 - Red Flag Clarification Act of 2010

Client expense: $1,140,680 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of

H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, all issues pertaining to Title X, the Consumer Protection Bureau H.R. 4537, Shareholder Protection Act of 2010 H.R. 3421, Medical Debt Relief Act of 2010 H.R. 6038, Financial Industry Transparency Act of 2010 H.R. 6086 / S. 3717, A bill to amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes H.R. 6098 / S. 569, Incorporation Transparency and Law Enforcement Assistance Act S. 3217, Restoring American Financial Stability Act of 2010 President Obama's nomination of Elizabeth Warren to be special advisor to the President and Secretary of the Treasury SEC S7-10-09, Facilitating Shareholder Director Nominations SEC S7-14-10, Concept Release on the US Proxy System SEC Proposed Self Regulatory Organization Rules Changes Adding Releases 62411, 62414, and SRO Rules Changes to Add Additional Circuit Breaker Pilot Rules Various issues related to a proposed financial transactions tax and a tax on banks, private placement issues, regulations pursuant to the implementations of H.R. 4173, legislative proposals to alter the derivitaves proposed rule, the SEC Reform Commission, regulation of proxy advisory firms and shareholder empowerment, and Net Access Value, which deals with money market funds in how they value certain securities (specific legislation not yet introduced)

Client expense: $36,360,000 · Firm income: Not reported

H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, all issues pertaining to Title X, the Consumer Protection Bureau H.R. 6038, Financial Industry Transparency Act of 2010

Client expense: $36,360,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Election Commission (FEC), Federal Reserve System, Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Maritime Administration (MARAD), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Office of Management & Budget (OMB), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), St. Lawrence Seaway Development Corporation, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Trade Representative (USTR), White House Office

H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, all issues pertaining to Title X, the Consumer Protection Bureau H.R. 6038, Financial Industry Transparency Act of 2010 H.R. 2221, Data Accountability and Trust Act H.R. 5777, BEST PRACTICES Act H.R. 3126, Consumer Financial Protection Agency Act of 2009 H.R. 2267, Internet Gambling Regulation, Consumer Protection and Enforcement Act H.R. 1521, Cell Tax Fairness Act of 2009 H.R. 2271, Global Online Freedom Act of 2009 H.R. 2309, Consumer Credit and Debt Protection Act H.R. 3458, Internet Freedom Preservation Act of 2009 H.R. 3924, Real Stimulus Act of 2009 H.R. 4962 / S. 3155, International Cybercrime Reporting and Cooperation Act H.R. 6420 / S. 3987, Red Flag Program Clarification Act of 2010 H.R. 1076 / S. 436, Internet Stopping Adults Facilitating the Exploitation of Today's Youth (SAFETY) Act of 2009 H.R. 627 / S. 414, Credit Card Accountability Responsibility and Disclosure Act of 2009 H.R. 690 / S. 144, Modernize Our Bookkeeping In the Law for Employee's Cell Phone Act of 2009 S. 773, Cybersecurity Act of 2010 S. 1490, Personal Data Privacy and Security Act of 2009 S. 3579, Data Security Act of 2010 S. 3742, Data Security and Breach Notification Act of 2010 S. 1597, Internet Poker and Game of Skill Regulation, Consumer Protection, and Enforcement Act of 2009 S. 3386, Restore Online Shoppers Confidence Act S. 139, Data Breach Notification Act S. 43, Permanent Internet Tax Freedom Act of 2009 S. 1192, Mobile Wireless Tax Fairness Act of 2009 S. 788, m-SPAM Act of 2009 S. 3480, Protecting Cyberspace as a National Asset Act of 2010 Potential legislation regarding offline and online privacy

Client expense: $36,360,000 · Firm income: Not reported

H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, all issues pertaining to Title X, the Consumer Protection Bureau H.R. 2521, National Infrastructure Development Bank Act of 2009 H.R. 6038, Financial Industry Transparency Act of 2010 Various other unintroduced legislative proposals relating to a National Infrastructure Bank

Client expense: $36,360,000 · Firm income: Not reported

S. 664, Financial Markets Reform; H.R. 3126 CFPA, H.R. 4173 Dodd-Grank Wall Street Reform; S. 3217 Restoring American Fincancial Stability Act of 2010; H.R. 3763/S.3416 FTC Red Flags Rules; H.R. 6038 Financial Industry Transparency Act; H.R. 5924, H.R. 6086 S. 3717 SEC FOIA Restoration; S. 3987/H.R. 6420 Red Flag Program Clarification Act of 2010.

Client expense: Not reported · Firm income: $80,000

H.R. 3763 - To amend the Fair Credit Reporting Act to provide for an exclusion from Red Flag Guidelines for certain businesses; H.R. 5924 - SEC Freedom of Information Restoration Act; H.R. 6038 - Financial Industry Transparency Act of 2010; S. 3717 - To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes; H.R. 6086 - To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes;

Client expense: $500,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), U.S. Immigration & Customs Enforcement (ICE)

S 664 (financial markets reform); HR 3126 (CFPA); HR 4173 - Dodd Frank Wall Street Reform; S 3217 Restoring American Financial Stability Act of 2010; HR 3763/S 3416 - FTC Red Flags Rules; HR 6038 - Financial Industry Transparency Act; S 3717/HR 6086/HR 5924 - SEC FOIA Restoration

Client expense: $997,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of

AML/Regulator Relief; Financial Services and General Government appropriations; Credit Card/Interchange Fees; Retirement Security/Annuities; Carried interest income; GSE Reform; Automobile, Arbitration fairness; Nursing home arbitration; Regulatory Restructuring; Executive Compensation; Proxy Access; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009; H.R. 2378, Currency Reform for Fair Trade Act H.R. 3126, Consumer Financial Protection Agency Act of 2009; H.R. 3153, Transparent Markets Act of 2009 H.R. 3763, Amend Fair Credit Reporting Act; S. Liability for Aiding and Abetting Securities Violations Act of 2009; H.R. 3214, Rating Accountability and Transparency Enhancement Act of 2009; H.R. 4173, to provide for financial regulatory reform, to protect consumers and investors, to enhance Federal understanding of insurance issues, to regulate the over-the-counter derivatives markets, and for other purposes; Federal Housing Finance Reform; Terrorism Insurance Reauthorization; Farm Credit ; H.R. 5924, SEC Freedom of Information Restoration Act; H.R. 6038, Financial Industry Transparency Act

Client expense: $1,400,000 · Firm income: Not reported

H.R. 2521, National Infrastructure Development Bank Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, all issues pertaining to Title X, the Consumer Protection Bureau H.R. 6038, Financial Industry Transparency Act of 2010 P.L. 110-343, Emergency Economic Stabilization Act of 2008, specifically issues relating to TARP provisions, which require the president to submit a legislative proposal by October 2013 to ensure that TARP does not add to the deficit or national debt Various other unintroduced legislative proposals relating to a National Infrastructure Bank Continued from Pg # 5: Doss - Sr. Counsel, Rep. Jackson Lee; Legislative Corespondent, Rep. Udall

Client expense: $29,250,000 · Firm income: Not reported

H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, all issues pertaining to Title X, the Consumer Protection Bureau H.R. 6038, Financial Industry Transparency Act of 2010

Client expense: $29,250,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Communications Commission (FCC), Federal Reserve System, Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Maritime Administration (MARAD), Natl Aeronautics & Space Administration (NASA), Natl Economic Council (NEC), Natl Highway Traffic Safety Administration (NHTSA), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), St. Lawrence Seaway Development Corporation, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office

H.R. 3149, Equal Employment for All Act H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009 H.R. 6038, Financial Industry Transparency Act of 2010 H.R. 4173, Dood-Frank Wall Street Reform and Consumer Protection Act, including all issues pertaining to Title X, the Consumer Protection Bureau S. 3217, Restoring American Financial Stability Act of 2010 S. 569/ H.R. 6098, Incorporation Transparency and Law Enforcement Assistance Act H.R. 3795, Over-the-Counter Derivatives Markets Act of 2009 H.R. 3126, Consumer Financial Protection Agency Act of 2009 S. 1073, Rating Accountability and Transparency Enhancement Act of 2009 H.R. 2861, Shareholder Empowerment Act of 2009 H.R. 3272, Corporate Governance Reform Act of 2009 H.R. 3351, Proxy Voting Transparency Act of 2009 H.R. 4790/ H.R. 4537, Shareholder Protection Act of 2010 H.R. 3421 Medical Debt Relief Act of 2009 S. 3717/H.R. 6086, A bill to amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes President Obama's nomination of Elizabeth Warren to be special advisor to the President and Secretary of the Treasury SEC S7-10-09, Facilitating Shareholder Director Nominations SEC S7-14-10, Concept Release on the US Proxy System SEC Proposed Self Regulatory Organization Rules Changes Adding Releases 62411,62414, and SRO Rules Changes to Add Additional Circuit Breaker Pilot Rules (no specific legislation introduced) Various issues relating to: proposed financial transactions tax and a tax on banks, private placement issues, and Net Access Value, which deals with money market funds in how they value certain securities, and the Department of the Treasury extending Notice 2009-14 to non-U.S. institutions (no specific legislation/regulation tied to this) Continued from pg # 24: Casasco - Page, U.S. Senate; Intern, U.S. Senate Cloakroom Lungren - Press Secretary, Rep. Jim Sensenbrenner; Communications Director, House Science Committee; Communications Director, House Judiciary Committee; Deputy Assistant to the Vice President (Dick Cheney), Legislative Affairs; Special Assistant to the President (George W. Bush), Legislative Affairs

H.R.1076, Internet Stopping Adults Facilitating the Exploitation of Today's Youth (SAFETY) Act of 2009 H.R. 627/ S. 414, Credit Card Accountability Responsibility and Disclosure Act of 2009 H.R. 1521, Cell Tax Fairness Act of 2009 H.R. 2271, Global Online Freedom Act of 2009 H.R. 2309, Consumer Credit and Debt Protection Act H.R. 2221, Data Accountability and Trust Act H.R. 690 / S. 144, Modernize Our Bookkeeping In the Law for Employee's Cell Phone Act of 2009 H.R. 3458, Internet Freedom Preservation Act of 2009 H.R. 2267, Internet Gambling Regulation, Consumer Protection and Enforcement Act H.R. 3924, Real Stimulus Act of 2009 H.R. 3126, Consumer Financial Protection Agency Act of 2009 H.R. 6038, Financial Industry Transparency Act of 2010 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2009, all issues pertaining to Title X, the Consumer Protection Bureau H.R. 5777, To foster transparency about the commercial use of personal information, provide consumers with meaningful choice about the collection, use, and disclosure of such information, and for other purposes (BEST PRACTICES Act) H.R. 1346 / S. 540, Medical Device Safety Act of 2009 S. 139, Data Breach Notification Act S. 43, Permanent Internet Tax Freedom Act of 2009 S. 773, Cybersecurity Act of 2009 S. 1490, Personal Data Privacy and Security Act of 2009 S. 1192, Mobile Wireless Tax Fairness Act of 2009 S. 788, m-SPAM Act of 2009 S. 1597, Internet Poker and Game of Skill Regulation, Consumer Protection, and Enforcement Act of 2009 S. 3155 / H.R. 4962, International Cybercrime Reporting and Cooperation Act S. 3480, Protecting Cyberspace as a National Asset Act of 2010 S. 3386, Restore Online Shoppers' Confidence Act S. 3742, Data Security and Breach Notification Act of 2010 S. 3579, Data Security Act of of 2010 Legislation Regarding Offline and Online Privacy (draft released by Rep. Boucher)

S. 664, Financial Markets Reform; H.R. 3126 CFPA, H.R. 4173 Dodd-Grank Wall Street Reform; S. 3217 Restoring American Fincancial Stability Act of 2010; H.R. 3763/S.3416 FTC Red Flags Rules; H.R. 6038 Financial Industry Transparency Act; H.R. 5924, H.R. 6086 S. 3717 SEC FOIA Restoration

Client expense: Not reported · Firm income: $80,000