Financial Oversight Commission Act of 2009

See Attached HR 1754, Financial System Stabilization and Reform Act of 2009 HR 3126, Consumer Financial Protection Agency Act of 2009 HR 3310, Consumer Protection and Regulatory Enhancement Act HR 3996, Financial Stability Improvement Act of 2009 HR 4173, Wall Street Reform and Consumer Protection Act of 2009 HR 4516, Financial Services Industry Stability Act of 2010 HR 6334, A bill to amend the Community Reinvestment Act of 1977 to improve the assessments of regulated financial institutions, and for other purposes. HR 74, Financial Oversight Commision Act of 2009 S 2756, Financial Services Systemic Risk Oversight Council Act of 2009 S 664, Financial System Stabilization and Reform Act of 2009

Client expense: $270,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 977, HR 1754, HR 2111, HR 2253, HR 3126, HR 3269, HR 3300, HR 3310, HR 3765, HR 3996, HR4142, HR 4173, HR 4191, HR 4516, HR 498, HR 6223, HR 6334, HR 74, HR 885, S 1354, S 1691, S 2746, S 2756, S 2813, S 298, S 3149, S 344, S 3826, S 567, S 605, S 664

Client expense: $1,170,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Emergency Management Agency (FEMA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

S. 298. Financial Markets Commission Act (entire bill) S. 360. Cap Executive Pay Act (entire bill) S. 386. Fraud Enforcement and Recovery Act (entire bill) S. 566. Financial Product Safety Commission Act (entire bill) S. 664/ H.R. 1754. Financial Systems Stabilization and Reform Act (entire bill) S. 961. Authorizing the Regulation of Swaps (entire bill) S. 1006. Excessive Pay Shareholder Approval Act S. 1074. Shareholder Bill of Rights Act H.R. 74. Financial Oversight Commission H.R. 1664. To amend executive compensation and compensation not based on performance standards. H.R. 2221. Data Accountability and Trust Act (entire bill) H.R. 3795. Over-the-Counter Derivatives Markets Act of 2009 (entire bill) H.R. 3996. Financial Stability Improvement Act (entire bill) H.R. 3763. To Amend the Fair Credit Reporting Act to provide for an exclusion from Red Flag Guidelines for certain businesses(entire bill) H.R. 1575. End Government Reimbursement of Excessive Executive Disbursements (End GREED) Act (entire bill) H.R. 1586. To impose an additional tax on bonuses received from certain TARP recipients (entire bill) H.R. 3269. Corporate and Financial Institution Compensation Fairness Act (entire bill) S. 651. Compensation Fairness Act (entire bill) S. 1490. Personal Data Privacy and Security Act (entire bill) H.R. 4173/ S. 3217. Restoring America Financial Stability Act (entire bill) Issues related to credit based insurance scores. H.R. 1479. CRA Modernization Act (entire bill) H.R. 6334. To amend the Community Reinvestment Act of 1977 to improve the assessments of regulated financial institutions, and for other purposes (entire bill)

Client expense: $330,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Transportation, Dept of (DOT), Treasury, Dept of

Financial Oversight Commission Act of 2009 - H.R. 74, all provisions Financial Product Safety Commission Act of 2009 - S. 566, all provisions Consumer Financial Protection Agency - H.R. 3126, all provisions Wall Street Reform and Consumer Protection Act of 2009 - H.R. 4173, all provisions Banking Integrity Act of 2009 - H.R. 4375/S. 2886, all provisions Restoring American Financial Stability Act of 2010 - S. 3217, all provisions To Amend the Community Reinvestment Act of 1977 to improve the assessments of regulated financial institutions and for other purposes - H.R. 6334, all provisions

Client expense: $210,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74 Financial Oversight Commission S 505 Homeovners Defense Act of 2009 HR 1880 National Insurance Consumer Protection Act HR 83 Homeowners Insurance Protection Act of 2009

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

See Attached HR 1754Financial System Stabilization and Reform Act of 2009 HR 3126Consumer Financial Protection Agency Act of 2009 HR 3310Consumer Protection and Regulatory Enhancement Act HR 3996Financial Stability Improvement Act of 2009 HR 4173Wall Street Reform and Consumer Protection Act of 2009 HR 4516Financial Services Industry Stability Act of 2010 HR 74 Financial Oversight Commision Act of 2009 S 2756Financial Services Systemic Risk Oversight Council Act of 2009 S 3217The Restoring American Financial Stability Act of 2010 S 3347To extend the National Flood Insurance Program S 664 Financial System Stabilization and Reform Act of 2009

Client expense: $350,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, White House Office

H.R. 74 - Financial Oversight Commission S. 505 - Homeowner's Defense Act of 2009 H.R. 1880 - National Insurance Consumer Protection Act H.R. 83 - Homeowner's Insurance Protection Act of 2009 H.R. 3962 - Affordable Health Care for Americans Act of 2009 H.R. 3200 - America's Affordable Health Choices Act of 2009 H.R. 1583 - Insurance Industry Competition Act of 2009 - to further competition in the insurance industry (repeals McCarran Ferguson) H.R. 1754 - To create a systemic risk monitor for the financial system of the United States, to oversee financial regulatory activities of the federal government, and for other purposes. H.R. 1880 - National Insurance Consumer Protection Act - to establish a system of regulation and supervision for insurers, insurance agencies and insurance producers. H.R. 2554 - National Association of Registered Agents and Brokers Reform Act of 2009 (NARAB II) H.R. 2571 / S. 1363 - Nonadmitted and Reinsurance Reform Act of 2009 H.R. 2609 - Insurance Information Act of 2009 - to establish an Office of Insurance Information in the Department of the Treasury S. 886 - Catastrophe Obligation Guarantee Act H.R. 1264 - Multiple Peril Insurance Act of 2009 H.R. 2592 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act, to enhance existing programs providing mitigation assistance by encouraging states to adopt and actively enforce State building codes. H.R. 2555 - Homeowner's Defense Act of 2009 H.R. 706 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act, to direct the Administrator of FEMA to continue to administer the National Urban Search and Rescue Response System H.R. 998 - To amend the Internal Revenue Code of 1986 to provide for the creation of disaster protection funds by property and casualty insurance companies for the payment of policyholders' claims arising from future catastrophic events. H.R. 1239 - To establish a homeowner mitigation loan program within the Federal Emergency Management Agency to promote pre-disaster property mitigation measures. H.R. 1746 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act to reauthorize the pre-disaster mitigation program of the Federal Emergency Management Agency H.R. 3596 / S. 1681 - Health Insurance Antitrust Enforcement Act of 2009 H.R. 3126 - Consumer Financial Protection Act H.R. 5114 - Flood Insurance Reform and Priorities Act of 2010

Client expense: $932,499 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 298. Financial Markets Commission Act (entire bill) S. 360. Cap Executive Pay Act (entire bill) S. 386. Fraud Enforcement and Recovery Act (entire bill) S. 566. Financial Product Safety Commission Act (entire bill) S. 664/ H.R. 1754. Financial Systems Stabilization and Reform Act (entire bill) S. 961. Authorizing the Regulation of Swaps (entire bill) S. 1006. Excessive Pay Shareholder Approval Act S. 1074. Shareholder Bill of Rights Act H.R. 74. Financial Oversight Commission H.R. 1664. To amend executive compensation and compensation not based on performance standards. H.R. 2221. Data Accountability and Trust Act (entire bill) H.R. 3795. Over-the-Counter Derivatives Markets Act of 2009 (entire bill) H.R. 3996. Financial Stability Improvement Act (entire bill) H.R. 3763. To Amend the Fair Credit Reporting Act to provide for an exclusion from Red Flag Guidelines for certain businesses(entire bill) H.R. 1575. End Government Reimbursement of Excessive Executive Disbursements (End GREED) Act (entire bill) H.R. 1586. To impose an additional tax on bonuses received from certain TARP recipients (entire bill) H.R. 3269. Corporate and Financial Institution Compensation Fairness Act (entire bill) S. 651. Compensation Fairness Act (entire bill) S. 1490. Personal Data Privacy and Security Act (entire bill) H.R. 4173/ S. 3217. Restoring America Financial Stability Act (entire bill) Issues related to credit based insurance scores. H.R. 1479. CRA Modernization Act (entire bill)

Client expense: $340,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Transportation, Dept of (DOT)

HR 977, HR 1754, HR 2111, HR 2253, HR 3126, HR 3269, HR 3300, HR 3310, HR 3996, HR 4142, HR 4173, HR 4149, HR 4516, HR 498, HR 74, HR 885, S 1354, S 1691, S 2746, S 2756, S 2813, S 298, S 3149, S 344, S 567, S 605, S 664, S 3127

Client expense: $1,490,000 · Firm income: Not reported

Government targets: Federal Emergency Management Agency (FEMA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Financial Oversight Commission Act of 2009 - H.R. 74, all provisions Financial Product Safety Commission Act of 2009 - S. 566, all provisions Consumer Financial Protection Agency - H.R. 3126, all provisions Wall Street Reform and Consumer Protection Act of 2009 - H.R. 4173, all provisions Banking Integrity Act of 2009 H.R. 4375/S. 2886, all provisions Restoring American Financial Stability Act of 2010 - S. 3217, all provisions

Client expense: $260,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74 Financial Oversight Commission S 505 Homeowner's Defense Act of 2009 HR 1880 - National Insurance Consumer Protection Act HR 83 Homeowners' Insurance Protection Act of 2009

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 74 - Financial Oversight Commission S. 505 - Homeowners' Defense Act of 2009 H.R. 1880 - Natoinal Insurance Consumer Protection Act H.R. 83 - Homeowners' Insurance Protection Act of 2009 H.R. 3962 - Affordable Health Care for Americans Act of 2009 H.R. 3200 - America's Affordable Health Choices Act of 2009 H.R. 1583 - Insurance Industry Competition Act of 2009 - to further competition in the insurance industry (repeals McCarran Ferguson) H.R. 1754 - To create a systemic risk monitor for the financial system of the United States, to oversee financial regulatory activities of the federal government, and for other purposes. H.R. 1880 - National Insurance Consumer Protection Act - to establish a system of regulation and supervision for insurers, insurance agencies and insurance producers. H.R. 2554 - National Association of Registered Agents and Brokers Reform Act of 2009 (NARAB II) H.R. 2571 / S. 1363 - Nonadmitted and Reinsurance Reform Act of 2009 H.R. 2609 - Insurance Information Act of 2009 - to establish an Office of Insurance Information in the Department of the Treasury S. 886 - Catastrophe Obligation Guarantee Act H.R. 1264 - Multiple Peril Insurance Act of 2009 H.R. 706 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act, to direct the Administrator of FEMA to continue to administer the National Urban Search and Rescue Response System H.R. 2555 - Homeowners' Defense Act of 2009 H.R. 2592 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act, to enhance existing prorams providing mitigation assistance by encouraging states to adopt and actively enforce State building codes H.R. 998 - To amend the Internal Revenue Code of 1986 to provide for the creation of disaster protection funds by property and casualty insurance companies for the payment of policyholders' claims arising from future catastrophic events. H.R. 1239 - To establish a homeowner mitigation loan program within the Federal Emergency Management Agency to promote pre-disaster property mitigatioon measures. H.R. 1746 - To amend the Robert T. Staffod Disaster Relief and Emergency Assistance Act to reauthorize the pre-disaster mitigation program of the Federal Emergency Management Agency H.R. 3596 / S. 1681 - Health Insurance Industry Antitrust Enforcement Act of 2009 H.R. 3126 - Consumer Financial Protectoin Agency Act

Client expense: $1,170,483 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74, HR 498, HR 885, HR 977, HR 1754, HR 2111, HR 2253, HR 3126, HR 3269, HR 3300, HR 3310, HR 3996, HR 4142, HR 4173, HR 4191, HR 4516, S 298, S 344, S 605, S 664, S 1354, S 1691, S 2746, S 2756, S 2813

Client expense: $750,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

S. 298. Financial Markets Commission Act (entire bill) S. 360. Cap Executive Pay Act (entire bill) S. 386. Fraud Enforcement and Recovery Act (entire bill) S. 566. Financial Product Safety Commission Act (entire bill) S. 664/ H.R. 1754. Financial Systems Stabilization and Reform Act (entire bill) S. 961. Authorizing the Regulation of Swaps (entire bill) S. 1006. Excessive Pay Shareholder Approval Act S. 1074. Shareholder Bill of Rights Act H.R. 74. Financial Oversight Commission H.R. 1664. To amend executive compensation and compensation not based on performance standards. H.R. 2221. Data Accountability and Trust Act (entire bill) H.R. 3795. Over-the-Counter Derivatives Markets Act of 2009 (entire bill) H.R. 3996. Financial Stability Improvement Act (entire bill) H.R. 3763. To Amend the Fair Credit Reporting Act to provide for an exclusion from Red Flag Guidelines for certain businesses(entire bill) H.R. 1575. End Government Reimbursement of Excessive Executive Disbursements (End GREED) Act (entire bill) H.R. 1586. To impose an additional tax on bonuses received from certain TARP recipients (entire bill) H.R. 3269. Corporate and Financial Institution Compensation Fairness Act (entire bill) S. 651. Compensation Fairness Act (entire bill) Administrations' Resolution Authority Proposal Administrations' Consumer Products Agency (CFPA) Proposal U.S. Department of Treasury Outlines Framework for Regulatory Reform Issues related to financial services regulatory reform, specifically as it applies to insurance regulation and executive compensation. H.R. 1479. CRA Modernization Act (entire bill)

Client expense: $320,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Transportation, Dept of (DOT)

Financial Oversight Commission Act of 2009 - H.R. 74, all provisions; Financial Product Safety Commission Act of 2009 - S. 566, all provisions; Consumer Financial Protection Agency - H.R. 3126, all provisions; Wall Street Reform and Consumer Protection Act of 2009 - H.R. 4173, all provisions; Banking Integrity Act of 2009 H.R. 4375/S. 2886, all provisions

Client expense: $240,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74 Financial Oversight Commission S 505 Homeowners Defense Act HR 1889 National Insurance Consumers Protection Act HR 83 Homeowners Insurance Protection Act

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments. S. 447 To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes S. 344 To require hedge funds to register with the SEC S.298 To establish a Financial Markets Commission, and for other purposes S. 272 Derivatives Trading Integrity Act of 2009 To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading H.R. 977 Derivatives Markets Transparency and Accountability Act of 2008 H.R.711 To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients H.R.713 To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry S. 1276 To require investment advisers to private funds, including hedge funds, private equity funds, venture capital funds, and others to register with the Securities and Exchange Commission, and for other purposes H.R 74 To establish the Financial Oversight Commission, and for other purposes H.R. 3145 To amend the securities laws to prohibit credit default swaps and to provide the Securities and Exchange Commission with authority to regulate swap agreements

Client expense: $920,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

HR 74, HR 498, HR 885, HR 977, HR 1754, HR 2111, HR 2253, S 298, S 344, S 567, S 605, S 664

Client expense: $907,076 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 74 - Financial Oversight Commission S. 505 - Homeowners' Defense Act of 2009 H.R. 1880 - National Insurance Consumer Protection Act H.R. 83 - Homeowners' Insurance Protection Act of 2009 H.R. 3962 - Affordable Health Care for Americans Act of 2009 H.R. 3200 - America's Affordable Health Choices Act of 2009 H.R. 1583 - Insurance Industry Competition Act of 2009 - to further competition in the insurance industry (repeals McCarran Ferguson) H.R. 1754 - To create a systemic risk monitor for the financial system of the United States, to oversee financial regulatory activities of the federal government, and for other purposes. H.R. 1880 - National Insurance Consumer Protection Act - to establish a system of regulation and supervision for insurers, insurance agencies and insurance producers. H.R. 2554 - National Association of Registered Agents and Brokers Reform Act of 2009 (NARAB II) H.R. 2571 / S. 1363 - Nonadmitted and Reinsurance Reform Act of 2009 H.R. 2609 - Insurance Information Act of 2009 - to establish an Office of Insurance Information in the Department of the Treasury. S. 886 - Catastrophe Obligation Guarantee Act H.R. 1264 - Multiple Peril Insurance Act of 2009 H.R. 706 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act, to direct the Administrator of FEMA to continue to administer the National Urban Search and Rescue Response System H.R. 2555 - Homeowners' Defense Act of 2009 H.R. 2592 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act, to enhance existing programs providing mitigation assistance by encouraging states to adopt and actively enforce State building codes. H.R. 998 - To amend the Internal Revenue Code of 1986 to provide for the creation of disaster protection funds by property and casualty insurance companies for the payment of policyholders' claims arising from future catastrophic events. H.R. 1239 - To establish a homeowner mitigation loan program within the Federal Emergency Management Agency to promote pre-disaster property mitigation measures. H.R. 1746 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act to reauthorize the pre-disaster mitigation program of the Federal Emergency Management Agency. H.R. 3596 / S. 1681 - Health Insurance Industry Antitrust Enforcement Act of 2009 H.R. 3126 - Consumer Financial Protection Agency Act

Client expense: $1,119,951 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74, HR 885, HR 977, HR 1754, HR 2111, HR 2253, HR 3126, HR 3269, HR 3300, HR 3310, HR 3996, HR 4142, HR 4173, HR 4191, S 298, S 344, S 567, S 605, S 664, S 1354, S 1691, S 2746, S 2756, S 2813

Client expense: $790,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Proposals regarding financial regulatory reform- relating to consumer loans ( HR 4173, HR 1754, HR 399,HR 2111, S. 298, S. 664) The Consumer Financial Protection Agency Act of 2009 (HR 3126, HR 74, S 2756, S.566, S. 298); Derivatives Markets Transparency and Accountability Act of 2009 (HR 977, HR3300, S. 1691 and related legislative proposals) Financial System Stabilization and Reform Act of 2009 (HR 470, S. 664) Financial Literacy & Education Efforts Corporate and financial Institution Compensation Fairness Act of 2009 (HR 3269) Community Reinvestment Modernization Act (HR 1479) Ongoing Restructuring of GMAC pursuant to the Bank Holding Company Act

Client expense: $265,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE

S. 298. Financial Markets Commission Act S. 360. Cap Executive Pay Act S. 386. Fraud Enforcement and Recovery Act S. 566. Financial Product Safety Commission Act S. 664/ H.R. 1754. Financial Systems Stabilization and Reform Act S. 961. Authorizing the Regulation of Swaps S. 1006. Excessive Pay Shareholder Approval Act S. 1074. Shareholder Bill of Rights Act H.R. 74. Financial Oversight Commission H.R. 1664. To amend executive compensation and compensation not based on performance standards. H.R. 2221. Data Accountability and Trust Act (entire bill) H.R. 3795. Over-the-Counter Derivatives Markets Act of 2009 (entire bill) H.R. 3996. Financial Stability Improvement Act (entire bill) H.R. 3763. To Amend the Fair Credit Reporting Act to provide for an exclusion from Red Flag Guidelines for certain businesses(entire bill) H.R. 1575. End Government Reimbursement of Excessive Executive Disbursements (End GREED) Act (entire bill) H.R. 1586. To impose an additional tax on bonuses received from certain TARP recipients (entire bill) H.R. 3269. Corporate and Financial Institution Compensation Fairness Act (entire bill) S. 651. Compensation Fairness Act (entire bill) Administrations' Resolution Authority Proposal Administrations' Consumer Products Agency (CFPA) Proposal U.S. Department of Treasury Outlines Framework for Regulatory Reform Issues related to financial services regulatory reform, specifically as it applies to insurance regulation and executive compensation.

Client expense: $320,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Transportation, Dept of (DOT)

Financial Oversight Commission Act of 2009 - H.R. 74, all provisions; Financial Product Safety Commission Act of 2009 - S. 566, all provisions; Consumer Financial Protection Agency - H.R. 3126, all provisions; Wall Street Reform and Consumer Protection Act of 2009 - H.R. 4173, all provisions; Banking Integrity Act of 2009 H.R. 4375/S. 2886, all provisions

Client expense: $250,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74 Financial Oversight Commission S 505 Homeowners Defense Act HR 1880 National Insurance Consumers Protection Act HR 83 Homeowners Insurance Protection Act

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments. S. 447 To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes S. 344 To require hedge funds to register with the SEC S.298 To establish a Financial Markets Commission, and for other purposes S. 272 Derivatives Trading Integrity Act of 2009 To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading H.R. 977 Derivatives Markets Transparency and Accountability Act of 2008 H.R.711 To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients H.R.713 To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry S. 1276 To require investment advisers to private funds, including hedge funds, private equity funds, venture capital funds, and others to register with the Securities and Exchange Commission, and for other purposes H.R 74 To establish the Financial Oversight Commission, and for other purposes H.R. 3145 To amend the securities laws to prohibit credit default swaps and to provide the Securities and Exchange Commission with authority to regulate swap agreements

Client expense: $950,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Issues related to the regulation of Credit Rating Agencies. H.R. 1181; To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible assets-backed instruments, all provisions. H.R. 1445, S. 927, S. 1073 Credit Rating Agency Transparency and disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions.

Client expense: Not reported · Firm income: $60,000

Government targets: Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 74 - Financial Oversight Commission S. 505 - Homeowners' Defense Act of 2009 H.R. 1880 - National Insurance Consumer Protection Acct H.R. 83 - Homeowners' Insurance Protection Act of 2009 H.R. 1583 - Insurance Industry Competition Act of 2009 - To further competition in the insurance industry (repeals McCarran Ferguson) H.R. 1754 - To create a systemic risk monitor for the financial system of the United States, to oversee financial regulaory activities of the Federal Government, and for other purposes. H.R. 1880 - National Insurance Consumer Protection Act, to establish a system of regulation and supervision for insurers, insurance agencies and insurance producers. H.R. 2554 - National Association of Registered Agents and Brokers Reform Act of 009 (NARAB II) H.R. 2571/ S. 1363 - Nonadmitted and Reinsurance Reform Act of 2009 H.R. 2609 - Insurance Information ACt of 2009 - To establish an Office of Insurance Information in the Department of the Treasury. S. 886 - Catastrophe Obligation Guarantee Act H.R. 1264 - Multiple Peril Insurance Act of 2009 H.R. 706 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistanct Act,. to direct the Administrator of FEMA to continue to administer the National urban Search and Rescue Response System. H.R. 2555 - Homeowners' Defense Act of 2009 H.R. 2592 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act of enhance existing programs providing mitigation assistance by encouraging states to adopt and actively enforce State building codes. H.R. 998 - To amend the Internal Revenue Code of 1986 to provide for the creation of disaster protection funds by property and casualty insurance companies for the payment of policyholders' claims arising from future catastrophic events. H.R. 1239 - To establish a homeowner mitigation loan program within the Federal Emergency Management Agency to ppromote pre-disaster property mitigation measures. H.R. 1746 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act to reauthorize the pre-disaster mitigation program of the Federal Emergency Management Agency. H.R. 3596 / S. 1681 - Health Insurance Industry Antitrust Enforcement Act of 2009 H.R. 3126 - To establish the Consumer Financial Protection Agency and for other purposes. H.R.. 3200 - America's Affordable Health Choices Act of 2009 S. - America's Healthy Future Act of 2009

Client expense: $658,667 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74, HR 498, HR 885, HR 977, HR 1754, HR 2111, HR 2253, HR 3126, HR 3269, HR 3310, S 298, S 344, S 605, S 664, S 1354, S 1691

Client expense: $994,527 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 498 - Capital Gains and Estate Tax Relief Act of 2009 - All provisions S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates - All provisions S. 823 - NOL Carryback Act - All provisions H.R. 74 - Financial Oversight Commission Act of 2009 - All provisions S. 298 - Financial Markets Commission Act of 2009 - All provisions H.R. 885 - Improved Financial and Commodity Markets Oversight and Accountability Act - All provisions H.R. 977 - Derivatives markets Transparency and Accountability Act of 2009 - All provisions S. 664 - Financial System Stabilization and Reform Act of 2009 - All provisions H.R. 1754 - Financial System Stabilization and Reform Act of 2009 - All provisions S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities - All provisions Credit Card/Interchange Fees Retirement Security/Annuities Automobile, Arbitration fairness Nursing home arbitration Regulatory Restructuring Executive Compensation H.R. 2666 - Mortgage Foreclosure Rescue and Loan Modification Services Fraud Prevention Act of 2009 - All provisions H.R. 2922 - Federal assistance Downpayment Reform Act of 2009 - All provisions H.R. 3126 - Consumer Financial Protection Agency Act of 2009 - All provisions H.R. 3214 - Rating Accountability and Transparency Enhancement Act of 2009 or the RATE Act - All provisions H.R. 2664 - Promoting Transparency in Financial Reporting Act of 2009 - All provisions S. 1682 - Derivative Market Manipulations Prevention Act of 2009 - All provisions S. 1691 - Comprehensive Derivative Regulation Act of 2009 - All provisions S. 1615 - A bill to amend the Small Business Act and the Small Business Investment Act of 1958 to stop the small business credit crunch and for other purposes - All provisions S. 1595 - Deceptive Loan Check Elimination Act of 2009 - All provisions H.R. 3195 - National Home Mortgage and Loan Performance Registry Act of 2009 - All provisions H.R. 3639 - To amend the Credit Card Accountability Responsibility and Disclosure Act of 2009 - All provisions H.R. 3269 - Corporate and Financial Institution Compensation Fairness Act of 2009 - All provisions H.R. 3145 - Credit Default Swap Prohibition Act of 1009 - All provisions H.R. 83 - Homeowners Insurance Protection Act of 2009 - All provisions H.R. 998 - Policyholder Disaster Protection Act of 2009 - All provisions H.R. 1409/S. 460 - Employee Free Choice Act - All provisions H.R. 1264 - Multiple Peril Insurance Act of 2009 - All provisions H.R. 3126 - Cons Financial Protection Act - All provisions Draft OTC Derivatives Discussion, Discussion Draft vederal Insurance Office - All provisions H.R. 2418 - CR/Flood Insurance Extension - All provisions S. 1536 - The Avoiding Life-Endangering and Reckless Texting (ALERT) by Drivers Act of 2009 - All provisions H.R. 3200 - America's Affordable Health Choices Act of 2009 - All provisions H.R. 1525 - To amend the National Flood Insurance Act of 1968 to require the Administrator of the Federal Emergency Management Agency to consider reconstruction and Improvement of flood protection systems when establishing flood insurance rates - All provisions H.R. 1880 - National Insurance Consumer Protection Act - All provisions S. 505 - Homeowners' Defense Act of 2009 - All provisions S. 1551 - Liability for Aiding and Abetting Securities Violations Act of 2009 - All provisions

Client expense: $770,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), SENATE, Treasury, Dept of, U.S. Copyright Office, White House Office

S. 298. Financial Markets Commission Act S. 360. Cap Executive Pay Act S. 386. Fraud Enforcement and Recovery Act S. 566. Financial Product Safety Commission Act S. 664/ H.R. 1754. Financial Systems Stabilization and Reform Act S. 961. Authorizing the Regulation of Swaps S. 1006. Excessive Pay Shareholder Approval Act S. 1074. Shareholder Bill of Rights Act H.R. 74. Financial Oversight Commission H.R. 1664. To amend executive compensation and compensation not based on performance standards. Administrations' Resolution Authority Proposal Administrations' Consumer Products Agency (CFPA) Proposal U.S. Department of Treasury Outlines Framework for Regulatory Reform Issues related to financial services regulatory reform, specifically as it applies to insurance regulation and executive compensation.

Client expense: $330,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Treasury, Dept of, White House Office

Financial Oversight Commission Act of 2009 H.R. 74 Financial Product Safety Commission Act of 2009 S. 566 Consumer Financial Protection Agency H.R. 3126

Client expense: $270,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), SENATE, Transportation, Dept of (DOT)

Issues related to mark to market accounting practices, financial services reform, executive pay, and financial product safety. S. 298, Financial Markets Commission Act S. 360, Cap Executive Pay Act S. 386, Fraud Enforcement and Recovery Act S. 566, Financial Product Safety Commission Act S. 664/ H.R. 1754, Financial System Stabilization and Reform Act S. 961, Authorizing the Regulation of Swaps S. 1074, Shareholder Bill of Rights Act H.R. 74, Financial Oversight Commission

Client expense: $174,260 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74 Financial Oversight Commission S 505 Homeowners Defense Act of 2009 HR 1880 National Insurance Consumer's Protection Act HR 83 Homeowner's Insurance Protection Act of 2009

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the regulation of Credit Rating Agencies; H.R. 1181, all provisions. H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions. H.R. 2549 Municipal Bond Fairness Act, all provision. S. 927 Credit Rating Agency Responsibility Act of 2009 all provisions. S 1073 Credit Rating Agencies Reform Act of 2009, all provisions.

Client expense: Not reported · Firm income: $60,000

Government targets: Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments. S. 447 To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes S. 344 To require hedge funds to register with the SEC S.298 To establish a Financial Markets Commission, and for other purposes S. 272 Derivatives Trading Integrity Act of 2009 To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading H.R. 977 Derivatives Markets Transparency and Accountability Act of 2008 H.R.711 To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients H.R.713 To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry S. 1276 To require investment advisers to private funds, including hedge funds, private equity funds, venture capital funds, and others to register with the Securities and Exchange Commission, and for other purposes H.R 74 To establish the Financial Oversight Commission, and for other purposes H.R. 3145 To amend the securities laws to prohibit credit default swaps and to provide the Securities and Exchange Commission with authority to regulate swap agreements

Client expense: $900,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

National Insurance Consumer Protection Act (HR 1880); Financial Oversight Commission Act of 2009 (HR 74); Financial Markets Commission Act of 2009 (S 298); Passenger Vehicle Loss Disclosure Act of 2009 (S 164, 202); Insurance Industry Competition Act of 2009 (HR 1583)

Client expense: $250,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE

HR 74, HR 498, HR 885, HR 977, HR 1754, HR 2111, HR 2253, S 298, S 344, S 567, S 605, S 664

Client expense: $907,076 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 498 - Capital Gains and Estate Tax Relief Act of 2009 - All provisions S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates - All provisions S. 823 - NOL Carryback Act - All provisions H.R. 74 - Financial Oversight Commission Act of 2009 - All provisions S. 298 - Financial Markets Commission Act of 2009 - All provisions H.R. 885 - Improved Financial and Commodity Markets Oversight and Accountability Act - All provisions H.R. 977 - Derivatives markets Transparency and Accountability Act of 2009 - All provisions S. 664 - Financial System Stabilization and Reform Act of 2009 - All provisions H.R. 1754 - Financial System Stabilization and Reform Act of 2009 - All provisions S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities - All provisions Credit Card/Interchange Fees Retirement Security/Annuities Automobile, Arbitration fairness Nursing home arbitration Regulatory Restructuring Executive Compensation

Client expense: $1,540,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, U.S. Copyright Office, White House Office

Administration White Paper on financial regulatory reform, particularly with respect to regulation of private equity firms. S.344: The Hedge Fund Transparency Act of 2009. H.R.711: Hedge Fund Adviser Registration Act of 2009. H.R.74: Financial Oversight Commission Act of 2009. H.R.712: Pension Security Act of 2009. H.R.713: Hedge Fund Study Act. H.R.1265, S.506: Stop Tax Haven Abuse Act. H.R. 1935: To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services. S.298: Financial Markets Commission Act of 2009. S.386: Fraud Enforcement and Recovery Act of 2009 (Title II: Select Committee on Investigation of the Economic Crisis). H.R.1754, S.664: Financial System Stabilization and Reform Act of 2009. S.1276: Private Fund Transparency Act of 2009.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Administration White Paper on financial regulatory reform, particularly with respect to regulation of private equity firms. S.344: The Hedge Fund Transparency Act of 2009. H.R.711: Hedge Fund Adviser Registration Act of 2009. H.R.74: Financial Oversight Commission Act of 2009. H.R.712: Pension Security Act of 2009. H.R.713: Hedge Fund Study Act. H.R.1265, S.506: Stop Tax Haven Abuse Act. H.R. 1935: To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services. S.298: Financial Markets Commission Act of 2009. S.386: Fraud Enforcement and Recovery Act of 2009 (Title II: Select Committee on Investigation of the Economic Crisis). H.R.1754, S.664: Financial System Stabilization and Reform Act of 2009. S.1276: Private Fund Transparency Act of 2009.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

S. 298, Financial Markets Commission Act S. 360, Cap Executive Pay Act S. 386, Fraud Enforcement and Recovery Act S. 566, Financial Product Safety Commission Act S. 664/ H.R. 1754, Financial System Stabilization and Reform Act S. 961, Authorizing the Regulation of Swaps S. 1006, Excessive Pay Shareholder Approval Act S. 1074, Shareholder Bill of Rights Act H.R. 74, Financial Oversight Commission H.R. 1664, To amend executive compensation provisions of the Emergency Economic Stabilization Act of 2008 to prohibit unreasonable and excessive compensation and compensation not based on performance standards. Administration's Resolution Authority Proposal Administration's Consumer Products Agency (CFPA) Proposal U.S. Department of Treasury Outlines Framework for Regulatory Reform Issues related to financial services regulatory reform, specifically as it applies to insurance regulation and executive compensation.

Client expense: $350,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Treasury, Dept of, White House Office

Financial Oversight Commission Act of 2009 - H.R. 74 Financial Product Safety Commission Act of 2009 - S. 566

Client expense: $260,000 · Firm income: Not reported

Government targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office

H.R. 74 - Financial Oversight Commission S. 505 - Homeowners' Defense Act of 2009 H.R. 1880 - National Insurance Consumer Protection Act H.R. 83 - Homeowners' Insurance Protection Act of 2009 H.R. 74 - To establish the Financial Oversight Commission, and for other purposes. H.R. 1583 - Insurance Industry Competition Act of 2009 - To further competition in the insurance industry (Repeals McCarran-Fergusono) H.R. 1754 - To create a systemic risk monitor for the financial system of the United States, to oversee finaancial regulatory activities of the Federal Goverment, and for other purposes. H.R. 1880 - To establish a system of regulation and supervision for insurers, insurance agencies and insurance producers. H.R. 2554 - National Association of Registered Agents and Brokers Reform Act of 2009 (NARAB II) H.R. 2571 - Nonadmitted and Reinsurance Reform Act of 2009 S. 1363 - Nonadmitted and Reinsurance Reform Act of 2009 H.R. 2609 - Insurance Information Act of 2009 - To establish an Office of Insurance Information in the Departent of the Treasury. S. 886 - Catastrophe Obligation Guarantee Act H.R. 1264 - Multiple Peril Insuance Act of 2009 H.R. 706 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act, to direct the Administrator of FEMA to continue to administer the National Urban Search and Rescue Response System. H.R. 2555 - Homeowners' Defense Act of 2009 H.R. 2592 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act to enhance existing programs providing mitigation assistance by encouraging States to adopt and actively enforce State building codes. H.R. 998 - To amend the Internal Revenue Code of 1986 to provide for the creation of disaster protection funds by property and casualty insurance companies for the payment of policyholders' caims arising from future catastrophic events. H.R. 1239 - To establish a homeowner mitigation loan program within the Federal Emergency Management Agency to promote pre-disaster property mitigation measures. H.R. 1746 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act to reauthorize the pre-disaster mitigation program of the Federal Emergency Management Agency.

Client expense: $1,031,733 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 74 Financial Oversight Commission S 505 Homeowners Defense Act of 2009 HR 1880 National Insurance Consumer Protection Act HR 83 Homeowner's Insurance Protection Act of 2009

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE