Loading…
Reported covered position: Chief Counsel Senate Banking Committee
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Source: Senate LDA
| 2009–2012 |
| REGIONS FINANCIAL CORP. | 18 | 2010–2014 |
| ICE GROUP (FORMERLY NYSE GROUP INC ) | 17 | 2010–2014 |
| JPMORGAN CHASE BANK, N.A. | 12 | 2012–2014 |
| CONSUMER BANKERS ASSOCIATION | 10 | 2009–2010 |
| MATRIX ADVISORS, LLC | 5 | 2014 |
| UTRECHT & PHILLIPS | 3 | 2009 |
| FUNDAMENTAL FINANCIAL | 2 | 2009 |
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes.
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes.
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
National Association of Registered Agents and Brokers Reform Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
National Association of Registered Agents and Brokers Reform Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to create an Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
National Association of Registered Agents and Brokers Reform Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
Access to Professional Health Insurance Advisors Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Access to Professional Health Insurance Advisors Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Access to Professional Health Insurance Advisors Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Investment Adviser Oversight Act of 2012
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Investment Adviser Oversight Act of 2012
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Investment Adviser Oversight Act of 2012
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
U.S. Financial Services Global Viability Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof. HR 6524.
Pediatric Research Consortia Establishment Act
Client: REGIONS FINANCIAL CORP. · Firm: NAPPI & HOPPE, LLC
Implementation of Dodd Frank Wall Street Reform and Consumer Proterction Act including Titles 1,6,9,10.Price controls on debit card interchange fees. S.575 and HR 1080 to delay fees for two years.
Consumers Payment System Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Titles I, VI, IX, X; the Federal Reserve's proposed rulemaking implementing the the "Durbin Amendment," setting price controls on debit card interchange fees; S. 575 and H.R. 1081, bills to delay implementation of the Durbin Rule for 2 years.
Investor Protection Act of 2009
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Financial regulatory reform proposals, including prop[oslas to harmonize the regulation of investment advisors and broker-dealers; self regulatory organizations, H.R. 3817 the "Investor Protection Act of 2009", all provisions, HR 4173 the "Wall Street Reform and consumer Protection Act of 2009", all provisions. S. 3217 the "Restoring American Financial Stability Act of 2010", all provisions
Investor Protection Act of 2009
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Financial reform proposals to harmonize the regulation of investment advisors and broker dealers; self regulatory organization; HR 3817, The Investor Protection Act of 2009, all provisions; HR 4173, The Wall Street Reform and Consumer Protection Act of 2009, all provisions; S.3217, Restoring American Financial Stability Act of 2010, all provisions;
Investor Protection Act of 2009
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Financial reform proposals to harmonize the regulation of investment advisors and broker dealers; self regulatory organizations; HR 3817, The Investor Protection Act of 2009, all provisions; HR 4173, The Wall Street Reform and Consumer Protection Act of 2009; Restoring American financial Stability Act of 2010.
Shortening Hours and Retaining Employees Credit Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
The regulation of retail banking activities, including financial regulatory reform proposals; overdraft protection; interchange fees; S.3217 the "Restoring American Financial Stability Act of 2010"; HR 4179, the "Wall Street Reform and Consumer Protection Act."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Regulation of loan syndication and collateralized loan obligation markets. Proposals regarding retained interest in HR 4179, the Wall Street Reform and Consumer Protection Act of 2009, and S. 3217 the "Restoring American Financial Stability Act of 2010."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Regulation of Credit Rating Agencies. Proposals regarding credit rating agencies in HR 4179, the "Wall Street Reform and Consumer Protection Act of 2009," and S. 3217 the "Restoring American Financial Stability Act of 2010."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Regulation of loan syndication and collateralized loan obligation markets. Proposals regarding retained interest in HR 4179, the Wall Street Reform and Consumer Protection Act of 2009, and S. 3217 the "Restoring American Financial Stability Act of 2010."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
The regulation of retail banking activities, including Financial regulatory reform proposals; overdraft protection and; interchange fees. S. 3217, the "Restoring American Financial Stability Act of 2010." HR 4179, the "Wall Street Reform and Consumer Protection Act of 2010."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
The regulation of retail banking activities, including financial regulatory reform proposals; overdraft protection; interchange fees; S.3217 the "Restoring American Financial Stability Act of 2010"; HR 4179, the "Wall Street Reform and Consumer Protection Act."
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including to the creation of the Bureau of Consumer Financial Protection, preemption of state law and the regulation of interchange fees
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including the regulation of interchange fees
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Proposals to create a federal insurance regulator or an insurance office within Treasury. Streamline the regulation of surplus lines and reinsurance, including the relevant provisions of HR 4173, the Wall Street Reform and Consumer Protections Axct of 2009, and to streamline and promote reciprocity in insurance producer licensing.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Proposlas to create a federal insurance regulator or office within Treasury. Regulation of surplus lines and reinsurance. HR 4173; the Wall Street Reform and Consumer Protection Act, issues related to insurance. S 3217 Restoring American Financial Stability Act, issues related to an office within Treasury to regulate insurance
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Subtitle IX (C) f the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173); issues pertaining to credit ratings, credit rating agencies and nationally-recognized statistical rating organizations
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
Provisions of Dodd-Frank Wall Street Reform and Consumer Protection Act (HR 4173) including the creation of the Bureau of Consumer Financial Protection, and other provisions of Title X of that Act.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Proposals to create a federal insurance regulator within the Treasury Department. Regulation of surplus lines and reinsurance. HR 4173, the Wall Street Reform and Consumer Protection Act, provisions relating to insurance. S. 3217, Restoring American Financial Stability Act, provisions relating to an office with Treasury to regulated insurance.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
Clearing and risk management reform for over-the-counter derivatives; HR 4173, the Wall Street Reform and Consumer Protection Act, provisions related to derivatives and clearing organizations; S. 3217, Restoring American Financial Stability Act of 2010, provisions relating to derivatives and clearing organizations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
Clearing and risk management reform for over the counter derivatives, HR 4173; The Wall Street Reform and Consumer Protection Act, all provisions, S 3217; Restoring American Financial Sttability Act of 2010, all provisions.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including corporate governance provisions and Titles I (financial stability)and VII (OTC derivatives); proposals to amend the rules regarding securities offerings; Sarbanes Oxley Act; market structure issues.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
H.R. 4173 and companion regulatory restructuring legislation in the Senate, specifically provisions relating to securitization; legislation that impacts the loan syndication industry or the operation of collateralized loan obligations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
H.R. 4173 and companion regulatory restructuring legislation in the Senate, specifically provisions relating to securitization; legislation that impacts the loan syndication industry or the operation of collateralized loan obligations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
The Dodd-Frank Wall Street Reform and Consumer Protection Act (HR 4173), including provisions regarding corporate governance, Title I (financial stability) and Title VII (OTC derivatives); proposals to amend the rules on securities offerings; Sarbaes Oxley Act; market structure issues.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including to the creation of the Bureau of Consumer Financial Protection and other provision contained in Title X of the Act
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
Securities Investor Protection Act of 1970, seeking an ammendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009; proposals relating to the regulation of short-sales.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout act of 2009, H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009. S. 605, a bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.
To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible asset-backed instruments.
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies. H.R. 1181; To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible assets-backed instruments, all provisions. H.R. 1445, S. 927, S. 1073 Credit Rating Agency Transparency and disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions.
To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible asset-backed instruments.
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies; H.R. 1181, To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible asset-backed instruments, all provisions. H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, all Provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions.
To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible asset-backed instruments.
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies; H.R. 1181, all provisions. H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions. H.R. 2549 Municipal Bond Fairness Act, all provision. S. 927 Credit Rating Agency Responsibility Act of 2009 all provisions. S 1073 Credit Rating Agencies Reform Act of 2009, all provisions.
Credit Rating Agency Transparency and Disclosure Act
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies; H.R. 1181, all provisions. H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions. H.R. 2549 Municipal Bond Fairness Act, all provision. S. 927 Credit Rating Agency Responsibility Act of 2009 all provisions. S 1073 Credit Rating Agencies Reform Act of 2009, all provisions.
Credit Rating Agency Transparency and Disclosure Act
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies; H.R. 1181, To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible asset-backed instruments, all provisions. H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, all Provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions.
Credit Rating Agency Transparency and Disclosure Act
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies. H.R. 1181; To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible assets-backed instruments, all provisions. H.R. 1445, S. 927, S. 1073 Credit Rating Agency Transparency and disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions.
Consumer Overdraft Protection Fair Practices Act
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
H.R. 3126, Consumer Financial Protection Agency of 2009, issues related to banking industry; Issues related to Interchange including H.R. 2695 - Credit Card Fair Fee Act of 2009, all provisions; S. 1212 Credit Card Fair Fee Act of 2009, all provisions. Issues related to Overdraft Programs including H.R. 1456 - Consumer Overdraft Protection Fair Practices Act, all provisions; S 1799 Fairness and Accountability in Receiving Overdraft Covrage Act of 2009,all provisions.
Consumer Overdraft Protection Fair Practices Act
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Title IV of HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009" and other proposal to revise the regulation of consumer credit, including proposals to create a Consumer Financial Protection Agency; Issues related to overdraft programs, including HR 1456 and S1799, all provisions; proposals to expedite the implementation of the CARD Act of 2009 or to freeze interest rates on credit cards, including S 1927 and HR 3639.
Consumer Overdraft Protection Fair Practices Act
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Title IV of HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009" and other proposal to revise the regulation of consumer credit, including proposals to create a Consumer Financial Protection Agency; Issues related to overdraft programs, including HR 1456 and S1799, all provisions; proposals to expedite the implementation of the CARD Act of 2009 or to freeze interest rates on credit cards, including S 1927 and HR 3639.
Consumer Overdraft Protection Fair Practices Act
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
HR 3126, Consumer Financial Protection Agency Act of 2009, issues related to banking industry; Issues related to interchange including HR 2695; Credit Card Fair Fee Act of 2009, all provisions; S 1212 Credit Card Fair Fee Act of 2009 all provisions; Issues related to overdraft programs including HR 1456 - Consumer Overdraft Protection Fair Practices Act, all provisions; S 1799 Fairness and Accountability in Receiving Overdraft Coverage Act of 2009, all provisions
Insurance Industry Competition Act of 2009
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of the insurance industry. Federal insurance charter, Broker and agent liscensing reform, surplus lines/reinsurance reform, National flood insurance program, natural castrophe insurance program. H.R. 1583, Insurance Industry Competition Act of 2009, all provisions. H.R. 1880, National Insurance Consumer Protection Act , all provisions.
Insurance Industry Competition Act of 2009
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of the insurance industry.Federal insurance charter, Broker and agent licesnsing reform, surplus lines/reinsurance reform, National Flood Insurance Program, natural catastrophe insurance program. H.R. 1583, Insurance Industry Competition Act of 2009, all provisions. H.R. 1880, National Insurance Consumer Protection Act, all provisons. Federal Insurance Act of 2009, all provisions.
Insurance Industry Competition Act of 2009
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of insurance industry: Federal insurance charter; broker and agent liscensing reform; surplus lines/reinsurance reform; National Flood Insurance rogram; H.R. 1583, Insurance Industry Competition Act of 2009, all provision. H.R. 1880, National Insurance Consumer Protection Act, all provisions.
National Insurance Consumer Protection Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of the insurance industry.Federal insurance charter, Broker and agent licesnsing reform, surplus lines/reinsurance reform, National Flood Insurance Program, natural catastrophe insurance program. H.R. 1583, Insurance Industry Competition Act of 2009, all provisions. H.R. 1880, National Insurance Consumer Protection Act, all provisons. Federal Insurance Act of 2009, all provisions.
National Insurance Consumer Protection Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of the insurance industry. Federal insurance charter, Broker and agent liscensing reform, surplus lines/reinsurance reform, National flood insurance program, natural castrophe insurance program. H.R. 1583, Insurance Industry Competition Act of 2009, all provisions. H.R. 1880, National Insurance Consumer Protection Act , all provisions.
National Insurance Consumer Protection Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of insurance industry: Federal insurance charter; broker and agent liscensing reform; surplus lines/reinsurance reform; National Flood Insurance rogram; H.R. 1583, Insurance Industry Competition Act of 2009, all provision. H.R. 1880, National Insurance Consumer Protection Act, all provisions.
Municipal Bond Fairness Act
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies; H.R. 1181, all provisions. H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions. H.R. 2549 Municipal Bond Fairness Act, all provision. S. 927 Credit Rating Agency Responsibility Act of 2009 all provisions. S 1073 Credit Rating Agencies Reform Act of 2009, all provisions.
Credit Card Fair Fee Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
H.R. 3126, Consumer Financial Protection Agency of 2009, issues related to banking industry; Issues related to Interchange including H.R. 2695 - Credit Card Fair Fee Act of 2009, all provisions; S. 1212 Credit Card Fair Fee Act of 2009, all provisions. Issues related to Overdraft Programs including H.R. 1456 - Consumer Overdraft Protection Fair Practices Act, all provisions; S 1799 Fairness and Accountability in Receiving Overdraft Covrage Act of 2009,all provisions.
Credit Card Fair Fee Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
HR 3126, Consumer Financial Protection Agency Act of 2009, issues related to banking industry; Issues related to interchange including HR 2695; Credit Card Fair Fee Act of 2009, all provisions; S 1212 Credit Card Fair Fee Act of 2009 all provisions; Issues related to overdraft programs including HR 1456 - Consumer Overdraft Protection Fair Practices Act, all provisions; S 1799 Fairness and Accountability in Receiving Overdraft Coverage Act of 2009, all provisions
Consumer Financial Protection Agency Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
H.R. 3126, Consumer Financial Protection Agency of 2009, issues related to banking industry; Issues related to Interchange including H.R. 2695 - Credit Card Fair Fee Act of 2009, all provisions; S. 1212 Credit Card Fair Fee Act of 2009, all provisions. Issues related to Overdraft Programs including H.R. 1456 - Consumer Overdraft Protection Fair Practices Act, all provisions; S 1799 Fairness and Accountability in Receiving Overdraft Covrage Act of 2009,all provisions.
Consumer Financial Protection Agency Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
HR 3126, Consumer Financial Protection Agency Act of 2009, issues related to banking industry; Issues related to interchange including HR 2695; Credit Card Fair Fee Act of 2009, all provisions; S 1212 Credit Card Fair Fee Act of 2009 all provisions; Issues related to overdraft programs including HR 1456 - Consumer Overdraft Protection Fair Practices Act, all provisions; S 1799 Fairness and Accountability in Receiving Overdraft Coverage Act of 2009, all provisions
Consumer Financial Protection Agency Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Issues related to retail banking; HR 3126; Consumer Financial Protection Act, all provisions.
Expedited CARD Reform for Consumers Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Title IV of HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009" and other proposal to revise the regulation of consumer credit, including proposals to create a Consumer Financial Protection Agency; Issues related to overdraft programs, including HR 1456 and S1799, all provisions; proposals to expedite the implementation of the CARD Act of 2009 or to freeze interest rates on credit cards, including S 1927 and HR 3639.
Expedited CARD Reform for Consumers Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Title IV of HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009" and other proposal to revise the regulation of consumer credit, including proposals to create a Consumer Financial Protection Agency; Issues related to overdraft programs, including HR 1456 and S1799, all provisions; proposals to expedite the implementation of the CARD Act of 2009 or to freeze interest rates on credit cards, including S 1927 and HR 3639.
Investor Protection Act of 2009
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Financial regulatory reform proposals, including proposals to harmonize the regulation of investment advisors and broker-dealers; regulation of the securities industry; self-regulatory organizations; investor protection anf education; HR 3817, the "investor Protection Act of 2009" and HR 4173 the "Wall Street Reform and Consumer Protection Act of 2009"
Financial Oversight Commission Act of 2009
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies. H.R. 1181; To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible assets-backed instruments, all provisions. H.R. 1445, S. 927, S. 1073 Credit Rating Agency Transparency and disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions.
Financial Oversight Commission Act of 2009
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies; H.R. 1181, all provisions. H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, all provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions. H.R. 2549 Municipal Bond Fairness Act, all provision. S. 927 Credit Rating Agency Responsibility Act of 2009 all provisions. S 1073 Credit Rating Agencies Reform Act of 2009, all provisions.
Financial Oversight Commission Act of 2009
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Issues related to the regulation of Credit Rating Agencies; H.R. 1181, To direct the Securities and Exchange Commission to establish both a process by which asset-backed instruments can be deemed eligible for NRSRO ratings and an initial list of such eligible asset-backed instruments, all provisions. H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, all Provisions. H.R. 74, Financial Oversight Commission Act of 2009, all provisions.
Derivatives Markets Transparency and Accountability Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.
Derivatives Markets Transparency and Accountability Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
Securities Investor Protection Act of 1970, seeking an ammendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009; proposals relating to the regulation of short-sales.
Derivatives Markets Transparency and Accountability Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout act of 2009, H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009. S. 605, a bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Rating Accountability and Transparency Enhancement Act of 2009
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Proposals to revise the regulatory framework that applies to Nationally Recognized Statistical Rating Orgnaizations, including proposals relating to the rating of Municipal securities, including the provision of HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009" pertaining to credit rating agencies, S. 927, the "Credit rating Agency Responsibility Act" and the S. 1073 the "Credit Rating Agency Reform Act of 2009"
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Technological applications for personal security.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Bank regulation and prudential standards; implementation of the Dodd Frank Act, including Section 619.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
FSOC designation process issues; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Personal security technology applications
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Bank regulation and prudential standards; implementation of the Dodd Frank Act, including Section 619 and the proposed Risk Retention Rules promulgated pursuant to Section 941.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2014 · third_quarter · 3T
Securities Market structure and microstructure issues; the National Market System; the regulation of Securities Exchanges and non-exchange trading systems under the Securities and Exchange Act of 1934.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Regulation of Money Market Funds; FSOC designation process issues; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Personal security technology applications
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Bank regulation and prudential standards; implementation of the Dodd Frank Act, including Section 619 and the proposed Risk Retention Rules promulgated pursuant to Section 941.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Implementation of the Dodd-Frank Act, including Title I thereof; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Securities market structure and microstructure issues; the National Market System; self-regulatory organizations; the regulation of securities exchanges and non-exchange trading systems under the Securities and Exchange Act of 1934.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Regulation of Money Market Funds; FSOC designation process issues; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2014 · second_quarter · 2T
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Chairman Camp's draft legislation to change the tax treatment of certain financial instruments
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Securities Market structure and microstructure issues; the National Market System; the regulation of Securities Exchanges and non-exchange trading systems under the Securities and Exchange Act of 1934.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · first_quarter · RR
Proposals to create Foreign investor vias pilot programs
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Bank regulation and prudential standards; implementation of the Dodd Frank Act, including Section 619 and the proposed Risk Retention Rules promulgated pursuant to Section 941.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Regulation of Money Market Funds; FSOC designation process issues; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Chairman Camp's draft legislation to change the tax treatment of certain financial instruments
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Bank regulation and prudential standards, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Regulation of Money Market Funds; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders; proposals to change the tax treatment of certain financial instruments
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Bank regulation and prudential standards, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
Treatment of creditors in Bankruptcy
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Regulation of Money Market Funds; implementation of the Dodd-Frank Act, including Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders; proposals to change the tax treatment of certain financial instruments
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · second_quarter · 2A
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Financial services regulation, implementation of the Dodd Frank Act
Bank regulation, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Foreign Account Tax Compliance Act
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Regulation of Money Market Funds; implementation of the Dodd-Frank Act, including Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders; proposals to change the tax treatment of certain financial instruments
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Financial services regulation, implementation of the Dodd Frank Act
Bank regulation, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Foreign Account Tax Compliance Act
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders; proposals to change the tax treatment of certain financial instruments
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Regulation of Money Market Funds; implementation of the Dodd-Frank Act, including Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Proposals to encourage modification of home mortgages, FHA reform, S. 3677 to amend the National Flood Insurance Act.
Financial services regulation, implementation of the Dodd Frank Act
Bank regulation, implementation of the Dodd Frank Act, S. 3677, to amend the National Flood insurance Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Regulation of Money Market Funds; implementation of the Dodd-Frank Act, including Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof. HR 6524.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to create an Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Regulation of Money Market Funds; implementation of the Dodd-Frank Act
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
financial services regulation, implementation of the Dodd Frank Act
Bank regulation, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Regulation of Money Market Funds; implementation of the Dodd-Frank Act
Regulation of Money Market Funds; implementation of the Dodd-Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2012 · second_quarter · 2A
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Clearing and risk management for listed options, futures and OTC derivatives; futures and securities regulatory restucturing;Dodd-Frank Act implementation; governance and risk management requirements for DCOs and Clearing Agencies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Financial services regulation, implementation of the Dodd Frank Act.
Bank regulation, implementation of the Dodd Frank Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2012 · second_quarter · RR
Bank regulation, implementation of the Dodd Frank Act.
Bank regulation, implementation of the Dodd Frank Act.
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, inlcuding Titles VII and VII; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS, and: the proposed merger of the NYSE and Deutsche Borse
Proposed merger of NYSE Euronext and Deutsche Borse
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Regulation of Money Market Funds; Section 619 of the Dodd Frank Act
Regulation of money market funds; Section 619 of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Treatment of creditors in Bankruptcy
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)