Carried Interest Fairness Act of 2017

HR 3798- Save American Workers Act HR 6760- Protecting Family and Small Business Tax Cuts Act of 2018 HR 6757- The Family Savings Act of 2018 HR 2306, HR 1144, S 805- Wall Street Speculation Tax, including Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act and Inclusive Prosperity Act S 1020, HR 2295- Carried Interest Fairness Act HR 5108, S 2459- No Tax Breaks for Outsourcing Act and Offshore Tax Loopholes Corporate tax, including rates, loopholes, revenue Federal tax reform impact on state and local government revenues, including State and Local Tax Deduction Puerto Rico Earned Income Tax Credit and Child Tax Credit Parity with states HR 6760- Tax Cuts 2.0

Client expense: $550,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Provisions related to the tax treatment of private equity in various budget proposals and tax reform proposals including, Public Law 115-97, Tax Cuts and Jobs Act, H.R. 2295 Carried Interest Tax Fairness Act of 2017 and S. 1020 Carried Interest Fairness Act of 2017; Proposals to alter the tax treatment of interest deductibility; Proposals to alter the tax treatment of pass-through businesses; Proposals to alter the tax treatment of carried interest capital gains; Proposals to alter the tax treatment of certain publicly traded partnerships; Laws and regulations relating to the partnership audit process.

Client expense: $340,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

H.R. 399/S. 82, Stop Subsidizing Multimillion Dollar Corporate Bonuses Act: legislation to close the CEO Bonus loophole H.R. 1144/S. 805, Inclusive Prosperity Financial Transaction Tax: legislation to impose a financial transactions tax on Wall Street trading H.R. 2306: Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act: legislation to impose a financial transactions tax on Wall Street trading H.R. 2295/S. 1020, Carried Interest Fairness Act of 2017: legislation to close the carried interest loophole H.R. 5108/S. 2459, No Tax Breaks for Outsourcing Act: legislation to end tax incentives for companies to move money and jobs offshore and encourage creation of jobs in America H.R. 6096/S. 2605, Reward Work Act: legislation that would reverse the 1982 SEC ruling and would ban companies from buying back their stock on the open market.

Client expense: $200,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Consumer Financial Protection Bureau (CFPB), Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation Security Administration (TSA), Transportation, Dept of (DOT), U.S. Trade Representative (USTR)

H.R. 399/S. 82, Stop Subsidizing Multimillion Dollar Corporate Bonuses Act: legislation to close the CEO Bonus loophole H.R. 1144/S. 805, Inclusive Prosperity Financial Transaction Tax: legislation to impose a financial transactions tax on Wall Street trading H.R. 2306: Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act: legislation to impose a financial transactions tax on Wall Street trading H.R. 2295/S. 1020, Carried Interest Fairness Act of 2017: legislation to close the carried interest loophole H.R. 5108/ S. 2459, No Tax Breaks for Outsourcing Act: legislation to end tax incentives for companies to move money and jobs offshore and encourage creation of jobs in America S.2605, Reward Work Act: legislation that would reverse the 1982 SEC ruling and would ban companies from buying back their stock on the open market.

Client expense: $200,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Consumer Financial Protection Bureau (CFPB), Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation Security Administration (TSA), Transportation, Dept of (DOT), U.S. Trade Representative (USTR)

Provisions related to the tax treatment of private equity in various budget proposals and tax reform proposals including, Public Law 115-97, Tax Cuts and Jobs Act, H.R. 2295 Carried Interest Tax Fairness Act of 2017 and S. 1020 Carried Interest Fairness Act of 2017; Proposals to alter the tax treatment of interest deductibility; Proposals to alter the tax treatment of pass-through businesses; Proposals to alter the tax treatment of carried interest capital gains; Proposals to alter the tax treatment of certain publicly traded partnerships; Laws and regulations relating to the partnership audit process.

Client expense: $330,000 · Firm income: Not reported

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

Tax Cuts Round 2 HR 2306, HR 1144, S 805- Wall Street Speculation Tax, including Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act or Inclusive Prosperity Act S 1020, HR 2295- Carried Interest Fairness Act HR 5108, S 2459- No Tax Breaks for Outsourcing Act Corporate tax, including rates, loopholes, revenue Federal tax reform impact on state and local government revenues, including State and Local Tax Deduction Puerto Rico Earned Income Tax Credit and Child Tax Credit Parity with states HR 798- Child Tax Credit Equity for Puerto Rico Act of 2017 Stop Corporate Tax Inversions Act

Client expense: $580,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 798- Child Tax Credit Equity for Puerto Rico Act of 2017 Stop Corporate Tax Inversions Act HR 2306, 1144, S 805- Wall Street Speculation Tax, including Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act or Inclusive Prosperity Act S 1020, HR 2295- Carried Interest Fairness Act HR 5108- No Tax Breaks for Outsourcing Act Corporate tax, including rates, loopholes, revenue Federal tax reform impact on state and local government revenues, including State and Local Tax Deduction HR 2193, S 976- Remote Transactions Parity Act of 2017, and Marketplace Fairness Act of 2017, and related proposals to authorize state and local government tax collection on internet/remote sales Puerto Rico Earned Income Tax Credit and Child Tax Credit Parity with states

Client expense: $600,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, State, Dept of (DOS), U.S. Trade Representative (USTR)

Authority of CFPB Bank capital rules Banks stress tests Best interest standard CFPB Office of Fair Lending and Equal Opportunity Dept. of Ed barriers to emergency relief funds Federal Deposit Insurance Corporation policies relating to bank employment Federal Reserve rating system for large financial institutions Financial Technology ("Fintech") Funding of CFPB H.J. Res. 111, regarding the CFPB rule on Mandatory Arbitration H.R. 10, Financial CHOICE Act H.R. 10, the Financial CHOICE Act H.R. 1116, the "Taking Account of Institutions with Low Operation Risk Act of 2017" H.R. 1144, the Inclusive Prosperity Act H.R. 1153, the "Mortgage Choice Act" H.R. 1585, the "Fair Investment Opportunities for Professional Experts Act" H.R. 1645, the "Fostering Innovation Act of 2017" H.R. 1699, the "Preserving Access to Manufactured Housing Act of 2017" H.R. 2121, the "Pension, Endowment, and Mutual Fund Access to Banking Act" H.R. 2133, the Community Lending Enhancement and Regulatory Relief Act H.R. 2148, "Clarifying Commercial Real Estate Loans" H.R. 2201, the "Micro Offering Safe Harbor Act" H.R. 2295, the Carried Interest Fairness Act of 2017 H.R. 2306, the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act H.R. 2319, The "Consumer Choice and Capital Markets Protection Act" H.R. 2396, the "Privacy Notification Technical Clarification Act" H.R. 2570, the "Mortgage Fairness Act of 2017" H.R. 2585, the 21st Century Glass Steagall Act H.R. 2706, the "Financial Institution Customer Protection Act of 2017" H.R. 2954, the "Home Mortgage Disclosure Adjustment Act" H.R. 3072, the "Bureau of Consumer Financial Protection Examination and Reporting Threshold Act of 2017" H.R. 3179, the "Transparency and Accountability for Business Standards Act" H.R. 3221, the "Securing Access to Affordable Mortgages Act" H.R. 3299, the "Protecting Consumers Access to Credit Act of 2017" H.R. 3312, the "Systemic Risk Designation Improvement Act of 2017" H.R. 3857, the "Protecting Advice for Small Savers Act of 2017" H.R. 3911, the "Risk-Based Credit Examination Act" H.R. 3948, the "Protection of Source Code Act" H.R. 3971, the "Community Institution Mortgage Relief Act of 2017" H.R. 3973, the "Market Data Protection Act of 2017" H.R. 3978, the "TRID Improvement Act" H.R. 399, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act H.R. 4015, the "Corporate Governance Reform and Transparency Act of 2017" H.R. 4247, the "Restoring Financial Market Freedom Act" H.R. 4263, the "Regulation A+ Improvement Act" H.R. 4267, the "Small Business Credit Availability Act" H.R. 4279, the "Expanding Investment Opportunities Act" H.R. 4292, the "Living Will Improvement Act" H.R. 4293, the "Stress Test Improvement Act" H.R. 4296, "To Place Requirements on Operational Risk Capital Requirements For Banking Organizations" H.R. 4464, the "Common Sense Credit Union Capital Relief Act of 2017" H.R. 4508, the "Promoting Real Opportunity, Success, and Prosperity through Education Reform (PROSPER) Act" H.R. 4529, the "Accelerating Access to Capital Act of 2017" H.R. 4537, the "International Insurance Standards Act of 2017" H.R. 4545, the "Financial Institutions Examination Fairness and Reform Act" H.R. 4546, the "National Securities Exchange Regulatory Parity Act" H.R. 4566, the "Alleviating Stress Test Burdens to Help Investors Act" H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017″ H.R. 790, the Return to Prudent Banking Act of 2017 H.R. 859, the Financial Services Conflict of Interest Act - HR 1116 -- Taking Account of Institutions with Low Operating Risk (TAILOR) Act of 2017 HR 1153 -- Mortgage Choice Act of 2017 HR 1264 -- Community Financial Institution Exemption Act HR 2226 -- Portfolio Lending and Mortgage Access Act HR 2319 -- Consumer Financial Choice and Capital Markets Protection Act of 2017 HR 3312 HR 3746 -- Business of Insurance Regulatory Reform Act of 2017 HR 3978 -- TRID Improvement Act of 2017 HR 4061 -- Financial Stability Oversight Council Improvement Act of 2017 HR 4263 -- Regulation A+ Improvement Act of 2017 HR 4293 -- Stress Test Improvement Act of 2017 HR 4296 -- To place requirements on operational risk capital requirements for banking organizations established by an appropriate Federal banking agency HR 4545 -- Financial Institutions Examination Fairness and Reform Act HR 4550 -- Practice of Law Technical Clarification Act of 2017 HR 4566 -- Alleviating Stress Test Burdens to Help Investors Act HR 4607 -- Comprehensive Regulatory Review Act HR 4659 -- To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives HR 4738 -- Mutual Fund Litigation Reform Act HR 4771 -- Small Bank Holding Company Relief Act of 2018 HR 4785 -- American Customer Information Protection Act HR 4790 -- Volcker Rule Regulatory Harmonization Act HR 4861 -- Ensuring Quality Unbiased Access to Loans (EQUAL) Act of 2018 HR 5051 -- Public Company Registration Threshold Act HR 5082 -- Practice of Law Technical Clarification Act of 2018 HR 5323 -- Derivatives Fairness Act Legislation affecting Consumer Financial Protection Bureau staffing Nomination of Joseph Otting to be Comptroller of the Currency Nominations for SEC, CFTC, FDIC Protecting Consumers Access to Credit Act of 2017 (H.R. 3299) S. 1020, the Carried Interest Fairness Act S. 1642 S. 2155 -- Economic Growth, Regulatory Relief, and Consumer Protection Act S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" S. 2417 -- the Stopping Abuse & Fraud in Electronic (SAFE) Lending Act S.J. Res. 47 SEC fiduciary rule Sen. Brown Amendment No. 2080 Sen. Moran Amendment No. 2140 Substitute Amendment to S. 2155 Treasury department review of financial regulations Volcker Rule *In accordance with her lobbying and communication restrictions, Kristine Lucius has not lobbied or had contact with any covered officials in the Senate on these issues

HR 798- Child Tax Credit Equity for Puerto Rico Act of 2017 Stop Corporate Tax Inversions Act HR 2306, 1144, S 805- Wall Street Speculation Tax, including Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act or Inclusive Prosperity Act S 1020, HR 2295- Carried Interest Fairness Act HR 5108- No Tax Breaks for Outsourcing Act Corporate tax, including rates, loopholes, revenue Federal tax reform impact on state and local government revenues, including State and Local Tax Deduction HR 2193, S 976- Remote Transactions Parity Act of 2017, and Marketplace Fairness Act of 2017, and related proposals to authorize state and local government tax collection on internet/remote sales Puerto Rico Earned Income Tax Credit and Child Tax Credit Parity with states

Client expense: $590,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, State, Dept of (DOS), U.S. Trade Representative (USTR)

Provisions related to the tax treatment of private equity in various budget proposals and tax reform proposals, including Tax Cuts and Jobs Act (115 P.L. 97), H.R. 2295 Carried Interest Tax Fairness Act of 2017 and S. 1020 Carried Interest Fairness Act of 2017; Proposals to alter the tax treatment of interest deductibility; Proposals to alter the tax treatment of pass-through businesses; Proposals to alter the tax treatment of carried interest capital gains; Proposals to alter the tax treatment of certain publicly traded partnerships; Laws and regulations relating to the partnership audit process.

Client expense: $450,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

S. 82 and HR 399 Stop Subsidizing Multimillion Dollar Corporate Bonuses Act HR 1144/S. 82 - Inclusive Prosperity Financial Transaction Tax HR 2295/S 1020 Carried Interest Fairness Act of 2017 HR 2306 Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act HR 1 - Tax Scam

Client expense: $175,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, SENATE, Transportation Security Administration (TSA), Transportation, Dept of (DOT), U.S. Trade Representative (USTR)

S. 82 and HR 399 Stop Subsidizing Multimillion Dollar Corporate Bonuses Act HR 1144/S. 82 - Inclusive Prosperity Financial Transaction Tax HR 2295/S 1020 Carried Interest Fairness Act of 2017 HR 2306 Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act

Client expense: $175,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, SENATE, Transportation Security Administration (TSA), Transportation, Dept of (DOT), U.S. Trade Representative (USTR)

S. 82 and HR 399 Stop Subsidizing Multimillion Dollar Corporate Bonuses Act HR 1144/S. 82 - Inclusive Prosperity Financial Transaction Tax HR 2295/S 1020 Carried Interest Fairness Act of 2017 HR 2306 Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act HR 10 - The "Wrong" CHOICE Act, to roll back Dodd-Frank

Client expense: $175,000 · Firm income: Not reported

Government targets: Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, SENATE, Transportation Security Administration (TSA), Transportation, Dept of (DOT), U.S. Trade Representative (USTR)

HR 1- Impact of tax bill on Medicare/Medicaid/ACA/State budgets HR 1- Tax cuts and Jobs Act HR 173, S 58- Excise tax on high cost health plans HR 798- Child Tax Credit Equity for Puerto Rico Act of 2017 Stop Corporate Tax Inversions Act HR 2306- Wall Street Speculation Tax, including Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act HR 1144, S 805- Inclusive Prosperity Act S 1020, HR 2295- Carried Interest Fairness Act HR 399, S 82- Stop Subsidizing Multimillion Corporate Bonus Act S 586- Corporate Tax Dodging Prevention Act HR 1931- Corporate Exit Fairness Act HR 1932, S 851- Stop Tax Haven Abuse Act Corporate tax, including rates, loopholes, revenue Deferral, Repatriation tax rate, related requirements Tax on international firms, territorial (e.g. Schumer-Portman International Tax Plan) HR 685, S 247- Bring Jobs Home Act S 1636, HR 3434- Tax on inverted firms, including Stop Corporate Inversions Act S 1777- Corporate Responsibility Fee Act of 2017 S 1778, HR 3925- Patriot Employer Tax Credit Act Federal Contracting restrictions related to Inversion Tax Status of Businesses S 707, HR 116- Main Street Fairness Act, Pass through income HRes 186- Presidential Tax Return Disclosure HR 305, S 26- Presidential Tax Transparency Act S 1371- Earned Income Tax Credit, including Working Families Tax Relief Act Child Tax Credit Federal tax reform impact on state and local government revenues, including State and Local Tax Deduction HR 2193, S 976- Remote Transactions Parity Act of 2017, Marketplace Fairness Act of 2017, and broader proposals for state and local tax on internet/remote sales Federal income tax exclusion for interest on state and local government public purpose bonds Digital Goods and Services Tax Fairness Act Business Activity Tax Simplification Act Wireless Tax Fairness Act HR 1393- Mobile Workforce State Income Tax Simplification Act of 2017 Puerto Rico Earned Income Tax Credit and Child Tax Credit Parity with states

Federal tax issues affecting private equity firms, including H.R. 1, Bill to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018 (bill formerly known as the Tax Cuts and Jobs Act), S. 1, an original bill to provide for reconciliation pursuant to title II of the concurrent resolution on the budget for fiscal year 2018, and H.R. 2295, Carried Interest Tax Fairness Act of2017, and S. 1020, Carried Interest Fairness Act.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

HR 1- Impact of tax bill on Medicare/Medicaid/ACA/State budgets HR 1- Tax cuts and Jobs Act HR 173, S 58- Excise tax on high cost health plans HR 798- Child Tax Credit Equity for Puerto Rico Act of 2017 Stop Corporate Tax Inversions Act HR 2306- Wall Street Speculation Tax, including Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act HR 1144, S 805- Inclusive Prosperity Act S 1020, HR 2295- Carried Interest Fairness Act HR 399, S 82- Stop Subsidizing Multimillion Corporate Bonus Act S 586- Corporate Tax Dodging Prevention Act HR 1931- Corporate Exit Fairness Act HR 1932, S 851- Stop Tax Haven Abuse Act Corporate tax, including rates, loopholes, revenue Deferral, Repatriation tax rate, related requirements Tax on international firms, territorial (e.g. Schumer-Portman International Tax Plan) HR 685, S 247- Bring Jobs Home Act S 1636, HR 3434- Tax on inverted firms, including Stop Corporate Inversions Act S 1777- Corporate Responsibility Fee Act of 2017 S 1778, HR 3925- Patriot Employer Tax Credit Act Federal Contracting restrictions related to Inversion Tax Status of Businesses S 707, HR 116- Main Street Fairness Act, Pass through income HRes 186- Presidential Tax Return Disclosure HR 305, S 26- Presidential Tax Transparency Act S 1371- Earned Income Tax Credit, including Working Families Tax Relief Act Child Tax Credit Federal tax reform impact on state and local government revenues, including State and Local Tax Deduction HR 2193, S 976- Remote Transactions Parity Act of 2017, Marketplace Fairness Act of 2017, and broader proposals for state and local tax on internet/remote sales Federal income tax exclusion for interest on state and local government public purpose bonds Digital Goods and Services Tax Fairness Act Business Activity Tax Simplification Act Wireless Tax Fairness Act HR 1393- Mobile Workforce State Income Tax Simplification Act of 2017 Puerto Rico Earned Income Tax Credit and Child Tax Credit Parity with states

Authority of CFPB Bank capital rules Federal Deposit Insurance Corporation policies relating to bank employment H.J. Res. 111, regarding the CFPB rule on Mandatory Arbitration H.R. 10, the Financial CHOICE Act H.R. 1116, the "Taking Account of Institutions with Low Operation Risk Act of 2017" H.R. 1144, the Inclusive Prosperity Act H.R. 1153, the "Mortgage Choice Act" H.R. 1585, the "Fair Investment Opportunities for Professional Experts Act" H.R. 1645, the "Fostering Innovation Act of 2017" H.R. 1699, the "Preserving Access to Manufactured Housing Act of 2017" H.R. 2121, the "Pension, Endowment, and Mutual Fund Access to Banking Act" H.R. 2133, the Community Lending Enhancement and Regulatory Relief Act H.R. 2148, "Clarifying Commercial Real Estate Loans" H.R. 2201, the "Micro Offering Safe Harbor Act" H.R. 2295, the Carried Interest Fairness Act of 2017 H.R. 2306, the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act H.R. 2319, The "Consumer Choice and Capital Markets Protection Act" H.R. 2396, the "Privacy Notification Technical Clarification Act" H.R. 2570, the "Mortgage Fairness Act of 2017" H.R. 2585, the 21st Century Glass Steagall Act H.R. 2706, the "Financial Institution Customer Protection Act of 2017" H.R. 2954, the "Home Mortgage Disclosure Adjustment Act" H.R. 3072, the "Bureau of Consumer Financial Protection Examination and Reporting Threshold Act of 2017" H.R. 3179, the "Transparency and Accountability for Business Standards Act" H.R. 3221, the "Securing Access to Affordable Mortgages Act" H.R. 3299, the "Protecting Consumers Access to Credit Act of 2017" H.R. 3312, the "Systemic Risk Designation Improvement Act of 2017" H.R. 3857, the "Protecting Advice for Small Savers Act of 2017" H.R. 3911, the "Risk-Based Credit Examination Act" H.R. 3948, the "Protection of Source Code Act" H.R. 3971, the "Community Institution Mortgage Relief Act of 2017" H.R. 3973, the "Market Data Protection Act of 2017" H.R. 3978, the "TRID Improvement Act" H.R. 399, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act H.R. 4015, the "Corporate Governance Reform and Transparency Act of 2017" H.R. 4247, the "Restoring Financial Market Freedom Act" H.R. 4263, the "Regulation A+ Improvement Act" H.R. 4267, the "Small Business Credit Availability Act" H.R. 4279, the "Expanding Investment Opportunities Act" H.R. 4292, the "Living Will Improvement Act" H.R. 4293, the "Stress Test Improvement Act" H.R. 4296, "To Place Requirements on Operational Risk Capital Requirements For Banking Organizations" H.R. 4464, the "Common Sense Credit Union Capital Relief Act of 2017" H.R. 4508, the "Promoting Real Opportunity, Success, and Prosperity through Education Reform (PROSPER) Act" H.R. 4529, the "Accelerating Access to Capital Act of 2017" H.R. 4537, the "International Insurance Standards Act of 2017" H.R. 4545, the "Financial Institutions Examination Fairness and Reform Act" H.R. 4546, the "National Securities Exchange Regulatory Parity Act" H.R. 4566, the "Alleviating Stress Test Burdens to Help Investors Act" H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017″ H.R. 790, the Return to Prudent Banking Act of 2017 H.R. 859, the Financial Services Conflict of Interest Act - HR 3312 Nomination of Joseph Otting to be Comptroller of the Currency Nominations for SEC, CFTC, FDIC Protecting Consumers Access to Credit Act of 2017 (H.R. 3299) S. 1020, the Carried Interest Fairness Act S. 1642 S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" S.J. Res. 47 SEC fiduciary rule Treasury department review of financial regulations Volcker Rule *In accordance with her lobbying and communication restrictions, Kristine Lucius has not lobbied or had contact with any covered officials in the Senate on these issues

Provisions related to the tax treatment of private equity in various budget proposals and tax reform proposals including, H.R. 1 Tax Cuts and Jobs Act, H.R. 2295 Carried Interest Tax Fairness Act of 2017 and S. 1020 Carried Interest Fairness Act of 2017; Proposals to alter the tax treatment of interest deductibility; Proposals to alter the tax treatment of pass-through businesses; Proposals to alter the tax treatment of carried interest capital gains; Proposals to alter the tax treatment of certain publicly traded partnerships; Laws and regulations relating to the partnership audit process.

Client expense: $640,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

Legislative consumer protections and financial regulations: H.R. 10, the Financial CHOICE Act H.R. 2133, the Community Lending Enhancement and Regulatory Relief Act S. 951, the Regulatory Accountability Act S. 579, the Early Participation in Regulations Act of 2017 S. 584, the Small Business Regulatory Flexibility Improvements Act S. 21, the Regulations from the Executive in Need of Scrutiny Act of 2017 S. 34, the Midnight Rules Relief Act of 2017 H.R. 2295, the Carried Interest Fairness Act of 2017 S. 1020, the Carried Interest Fairness Act H.R. 1144, the Inclusive Prosperity Act S. 805, the Inclusive Prosperity Act H.R. 790, the Return to Prudent Banking Act of 2017 H.R. 2585, the 21st Century Glass Steagall Act S. 881, the 21st Century Glass-Steagall Act H.R. 2306, the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act H.R. 399, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act S. 82, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act H.R. 859, the Financial Services Conflict of Interest Act - S. 265, the Financial Services Conflict of Interest Act 15 USC 1692, the Fair Debt Collection Practices Act HR 3312 S.J. Res. 47 H.J. Res. 111, regarding the CFPB rule on Mandatory Arbitration Executive consumer protections and financial regulations: HHS arbitration rule DOL Fiduciary rule CFPB pre-paid card rule CFPB arbitration rule Treasury department review of financial regulations Federal Deposit Insurance Corporation policies relating to bank employment Authority of CFPB Volcker Rule Bank capital rules SEC fiduciary rule Payday, Vehicle Title, and Certain High-Cost Installment Loans rule issued by the Consumer Financial Protection Bureau Nomination of Neomi Rao as OIRA director Nominations for SEC, CFTC, FDIC Nomination of Randy Quarles to Federal Reserve Nomination of Christopher Giancarlo to CFTC Nomination of Joseph Otting to be Comptroller of the Currency *In accordance with her lobbying and communication restrictions, Kristine Lucius has not lobbied or had contact with any covered officials in the Senate on these issues

Legislative consumer protections and financial regulations: H.R. 10, the Financial CHOICE Act H.R. 2133, the Community Lending Enhancement and Regulatory Relief Act S. 951, the Regulatory Accountability Act S. 579, the Early Participation in Regulations Act of 2017 S. 584, the Small Business Regulatory Flexibility Improvements Act S. 21, the Regulations from the Executive in Need of Scrutiny Act of 2017 S. 34, the Midnight Rules Relief Act of 2017 H.R. 2295, the Carried Interest Fairness Act of 2017 S. 1020, the Carried Interest Fairness Act H.R. 1144, the Inclusive Prosperity Act S. 805, the Inclusive Prosperity Act H.R. 790, the Return to Prudent Banking Act of 2017 H.R. 2585, the 21st Century Glass Steagall Act S. 881, the 21st Century Glass-Steagall Act H.R. 2306, the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act H.R. 399, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act S. 82, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act H.R. 859, the Financial Services Conflict of Interest Act - S. 265, the Financial Services Conflict of Interest Act 15 USC 1692, the Fair Debt Collection Practices Act HR 3312 S.J. Res. 47 H.J. Res. 111, regarding the CFPB rule on Mandatory Arbitration Executive consumer protections and financial regulations: HHS arbitration rule DOL Fiduciary rule CFPB pre-paid card rule CFPB arbitration rule Treasury department review of financial regulations Federal Deposit Insurance Corporation policies relating to bank employment Authority of CFPB Volcker Rule Bank capital rules SEC fiduciary rule Payday, Vehicle Title, and Certain High-Cost Installment Loans rule issued by the Consumer Financial Protection Bureau Nomination of Neomi Rao as OIRA director Nominations for SEC, CFTC, FDIC Nomination of Randy Quarles to Federal Reserve Nomination of Christopher Giancarlo to CFTC Nomination of Joseph Otting to be Comptroller of the Currency *In accordance with her lobbying and communication restrictions, Kristine Lucius has not lobbied or had contact with any covered officials in the Senate on these issues

Comments on IRS earnings stripping rule Comments submitted re treatment of certain interests in corporations as stock or indebtedness Tax free status of employer sponsored health insurance Tax reform, including the State and Local Tax Deduction HR 2887, the No Regulation Without Representation Act of 2017 The Public Dollars for Public Schools Act HR 2193, the Remote Transactions Parity Act of 2017 HR 3757/S 1849, the Grow American Incomes Now Act of 2017 H.R. 399/ S.82, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act of 2017 H.R. 2295/ S.1020, the Carried Interest Fairness Act of 2017 H.R. 1144 / S.805, Inclusive Prosperity Act of 2017 H.R. 2306, the Finishing Irresponsible Reckless Speculative Trading Act of 2017 H.R. 859/ S. 265, the Financial Services Conflict of Interest Act

Client expense: $388,438 · Firm income: Not reported

Government targets: Education, Dept of, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE

Federal tax issues affecting private equity firms, including tax reform, H.R. 2295, Carried Interest Tax Fairness Act of2017, and S. 1020, Carried Interest Fairness Act.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

HR 1628, and amendments to HR 1628, including Graham-Cassidy-Heller-Johnson amendment, American Health Care Act of 2017, Better Care Reconciliation Act, net investment income tax on high earners, Medicare tax, tax on medical device tax manufacturers, 40% tax on employer-sponsored high-cost health plans "Skinny bill" to repeal the Affordable Care Act (ACA) HR 173, S 58- Excise tax on high-cost health plans S 148, HR 895- Educational Opportunities Act HR 798- Child Tax Credit Equity for Puerto Rico Act of 2017 Tax reform, general Stop Corporate Tax Inversions Act HR 2306- Wall Street Speculation Tax, including Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act HR 1144, S 805- Inclusive Prosperity Act S 1020, HR 2295- Carried Interest Fairness Act HR 399, S 82- Stop Subsidizing Multimillion Corporate Bonus Act S 586- Corporate Tax Dodging Prevention Act HR 2887- No Regulation Without Representation Act HR 1931- Corporate Exit Fairness Act HR 1932- Stop Tax Haven Abuse Act Corporate tax, including rates, loopholes, revenue Deferral, Repatriation tax rate, related requirements Tax on international firms, territorial (e.g. Schumer-Portman International Tax Plan) HR 685, S 247- Bring Jobs Home Act S 1636, HR 3434- Tax on inverted firms, including Stop Corporate Inversions Act S 1777- Corporate Responsibility Fee Act of 2017 S 1778- Patriot Employer Tax Credit Act Federal Contracting restrictions related to Inversion Tax Status of Businesses S 708, HR 116- Main Street Fairness Act, Pass through income HRes 186- Presidential Tax Return Disclosure HR 305, S 26- Presidential Tax Transparency Act S 1371- Earned Income Tax Credit, including Working Families Tax Relief Act Child Tax Credit Federal tax reform impact on state and local government revenues, including State and Local Tax Deduction HR 2193, S 976- Marketplace Fairness Act of 2017, and broader proposals for state and local tax on internet/remote sales Federal income tax exclusion for interest on state and local government public purpose bonds Digital Goods and Services Tax Fairness Act Business Activity Tax Simplification ACt Wireless Tax Fairness Act HR 1393, S 540- Mobile Workforce State Income Tax Simplification Act of 2017 Puerto Rico Earned Income Tax Credit and Child Tax Credit Parity with States

Provisions related to the tax treatment of private equity in various budget proposals and tax reform proposals including H.R. 2295 - Carried Interest Tax Fairness Act of 2017 and S. 1020 - Carried Interest Fairness Act of 2017; Proposals to alter the tax treatment of interest deductibility; Proposals to alter the tax treatment of pass-through businesses; Proposals to alter the tax treatment of carried interest capital gains; Proposals to alter the tax treatment of certain publicly traded partnerships; Laws and regulations relating to the partnership audit process.

Client expense: $350,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

Legislative consumer protections and financial regulations: H.R. 10, the Financial CHOICE Act H.R. 2133, the Community Lending Enhancement and Regulatory Relief Act S. 951, the Regulatory Accountability Act S. 579, the Early Participation in Regulations Act of 2017 S. 584, the Small Business Regulatory Flexibility Improvements Act S. 21, the Regulations from the Executive in Need of Scrutiny Act of 2017 S. 34, the Midnight Rules Relief Act of 2017 H.R. 2295, the Carried Interest Fairness Act of 2017 S. 1020, the Carried Interest Fairness Act H.R. 1144, the Inclusive Prosperity Act S. 805, the Inclusive Prosperity Act H.R. 790, the Return to Prudent Banking Act of 2017 H.R. 2585, the 21st Century Glass Steagall Act S. 881, the 21st Century Glass-Steagall Act H.R. 2306, the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act H.R. 399, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act S. 82, the Stop Subsidizing Multimillion Dollar Corporate Bonuses Act H.R. 859, the Financial Services Conflict of Interest Act - S. 265, the Financial Services Conflict of Interest Act 15 USC 1692, the Fair Debt Collection Practices Act Executive consumer protections and financial regulations: HHS arbitration rule DOL Fiduciary rule CFPB pre-paid card rule CFPB arbitration rule Treasury department review of financial regulations Federal Deposit Insurance Corporation policies relating to bank employment Authority of CFPB Nomination of Neomi Rao as OIRA director Nominations for SEC, CFTC, FDIC *In accordance with her lobbying and communication restrictions, Kristine Lucius has not lobbied or had contact with any covered officials in the Senate on these issues

Client expense: $460,000 · Firm income: Not reported

H.R. 1393, the Mobile Workforce State Income Tax Simplification Act H.R. 2295/S. 1020, the Carried Interest Fairness Act of 2017 H.R. 2581, the Verify First Act

Client expense: $417,905 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

Federal tax issues affecting private equity firms, including tax reform, H.R. 2295, Carried Interest Tax Fairness Act of2017, and S. 1020, Carried Interest Fairness Act.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Legislative and regulatory services relating to tax treatment of investment partnerships and financial products, including issues regarding tax reform, S. 1005, Modernization of Derivatives Tax Act of2017, H.R. 2295, Carried Interest Tax Fairness Act of2017, and S. 1020, Carried Interest Fairness Act.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 1628- Oppose American Health Care Act of 2017, including net investment income tax on high earners; Medicare tax, tax on medical device manufacturers Draft of Better Care Reconciliation Act (BCRA) Excise tax on high cost health plans S 148, HR 895- Educational Opportunities Act HR 798- Child Tax Credit Equity for Puerto Rico Act of 2017 Comprehensive Tax Reform Stop Corporate Tax Inversions Act Wall Street Speculation Tax HR 1144, S 805- Inclusive Prosperity Act S 1020, HR 2295- Carried Interest Fairness Act HR 399, S 82- Stop Subsidizing Multimillion Corporate Bonus Act S 586- Corporate Tax Dodging Prevention Act S 1932- Stop Tax Haven Abuse Act Corporate tax, including rates, loopholes, revenue Deferral, Repatriation tax rate; related requirements Tax on international firms, territorial (e.g. Schumer-Portman International Tax Plan) HR 685, S 247- Bring Jobs Home Act Federal Contracting restrictions related to Inversion Tax Status of Businesses S 707, HR 116- Main Street Fairness Act; pass through income HRes 186- Presidential Tax Return Disclosure HR 305, S 26- Presidential Tax Transparency Act Earned Income Tax Credit Child Tax Credit Federal tax reform impact on state and local government revenues HR 2193, S 976- Remote Transactions Parity Act of 2017; and Marketplace Fairness Act of 2107; and broader proposals for state and local tax on internet/remote sales Federal income tax exclusion for interest on state and local government public purpose bonds Digital Goods and Services Tax Fairness Act Business Activity Tax Simplification Act Wireless Tax Fairness Act HR 1393, S 540- Mobile Workforce State Income Tax Simplification Act of 2017 Earned Income Tax Credit and Child Tax Credit Parity for Puerto Rico

Client expense: $650,000 · Firm income: Not reported

Provisions related to the tax treatment of private equity in various budget proposals and tax reform proposals including H.R. 2295 Carried Interest Tax Fairness Act of 2017 and S. 1020 Carried Interest Fairness Act of 2017; Proposals to alter the tax treatment of interest deductibility; Proposals to alter the tax treatment of pass-through businesses; Proposals to alter the tax treatment of carried interest capital gains; Proposals to alter the tax treatment of certain publicly traded partnerships; Laws and regulations relating to the partnership audit process.

Client expense: $320,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office