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Futures Investor Protection Act
Legislative Progress
Introduced
January 5, 2017
Latest Action
January 26, 2017
Primary Sponsor
Michael E. CapuanoDemocratic(MA)
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
68pct
21d open
vs 7,393 other HR bills in the 115th — cohort avg 50d
Futures Investor Protection Act This bill establishes the Futures Investor Protection Corporation (FIPC) as a nonprofit membership corporation for all futures commission merchants registered with the Commodity Futures Trading Commission (CFTC). In general, the FIPC's powers and duties shall mirror those of the Security Investors Protection Corporation (the nonprofit membership corporation for registered broker-dealers). In addition, the bill amends the Commodity Exchange Act to establish suitability rules with respect to recommendations by a futures commission merchant to a customer. The CFTC must review certain guidelines regarding proof of claims, as specified by the bill.
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (2)
2018 · fourth_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 4659 (To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives); H.R. 5749 (To require the appropriate Federal banking agencies to increase the risk-sensitivity of the capital treatment of certain centrally cleared exchange-listed options and derivatives, and for other purposes); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transactions; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; Issues related to H.R. 5961 and S. 2976 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019); Standardized Approach for Counterparty Credit Risk (SA-CCR Rule Making); Fundamental Review of the Trading Book (FRTB) actions; SEC Capital, Margin, and Segregation requirements; Securities Exchange Act Rules 17a-1, 17a-3, and 17a-4; CFTC Cross-border Swaps Regulation Version 2.0.
Referred to the Subcommittee on Commodity Exchanges, Energy, and Credit.
Referred to the House Committee on Agriculture.
Introduced in House
Congress.gov source codes: 1000, Intro-H
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: $2,090,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
2018 · fourth_quarter · Telecommunications
Universal Service--issues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertising--issues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · fourth_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 4659 (To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives); H.R. 5749 (To require the appropriate Federal banking agencies to increase the risk-sensitivity of the capital treatment of certain centrally cleared exchange-listed options and derivatives, and for other purposes); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transactions; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; Issues related to H.R. 5961 and S. 2976 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019); Standardized Approach for Counterparty Credit Risk (SA-CCR Rule Making); Fundamental Review of the Trading Book (FRTB) actions; SEC Capital, Margin, and Segregation requirements; Securities Exchange Act Rules 17a-1, 17a-3, and 17a-4; CFTC Cross-border Swaps Regulation Version 2.0.
Client expense: $2,090,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
2018 · fourth_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 4659 (To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives); H.R. 5749 (To require the appropriate Federal banking agencies to increase the risk-sensitivity of the capital treatment of certain centrally cleared exchange-listed options and derivatives, and for other purposes); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transactions; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; Issues related to H.R. 5961 and S. 2976 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019); Standardized Approach for Counterparty Credit Risk (SA-CCR Rule Making); Fundamental Review of the Trading Book (FRTB) actions; SEC Capital, Margin, and Segregation requirements; Securities Exchange Act Rules 17a-1, 17a-3, and 17a-4; CFTC Cross-border Swaps Regulation Version 2.0.
Client expense: $2,090,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
2018 · fourth_quarter · Telecommunications
Universal Service--issues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertising--issues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · third_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 4659 (To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives); H.R. 5749 (To require the appropriate Federal banking agencies to increase the risk-sensitivity of the capital treatment of certain centrally cleared exchange-listed options and derivatives, and for other purposes); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; Issues related to H.R. 5961 and S. 2976 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019).
2018 · third_quarter · Telecommunications
Universal Service--issues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertising--issues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
2018 · second_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 4659 (To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives); H.R. 5749 (To require the appropriate Federal banking agencies to increase the risk-sensitivity of the capital treatment of certain centrally cleared exchange-listed options and derivatives, and for other purposes); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; Issues related to H.R. 5961 and S. 2976 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019).
2018 · second_quarter · Telecommunications
Universal Service--issues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertising--issues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
2018 · first_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 3280 (Financial Services and General Government Appropriations Act, 2018); H.R. 3268 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018); H.R. 3555 (Exchange Regulatory Improvement Act); H.R. 4659 (To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; Fiscal Year 2018 Financial Services and General Government Appropriations (Senate).
2018 · first_quarter · Telecommunications
Universal Service--issues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertising--issues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
2017 · fourth_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 3280 (Financial Services and General Government Appropriations Act, 2018); H.R. 3268 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018); H.R. 3555 (Exchange Regulatory Improvement Act); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; FY18 Financial Services and General Government (Senate).
2017 · fourth_quarter · Telecommunications
Universal Service--issues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertising--issues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
2017 · third_quarter · Financial Institutions/Investments/Securities
H.R. 10 (Financial CHOICE Act of 2017); H.R. 50 (Unfunded Mandates Information and Transparency Act of 2017); H.R. 78 (SEC Regulatory Accountability Act); H.R. 316 (Futures Investor Protection Act); H.R. 477 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017); H.R. 910 (Fair Access to Investment Research Act of 2017); H.R. 1343 (Encouraging Employee Ownership Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1585 (To amend the Securities Act of 1933 to codify certain qualifications of individuals as accredited investors for purposes of the securities laws); H.R. 1645 (Fostering Innovation Act of 2017); H.R. 1667 (Financial Institution Bankruptcy Act of 2017); H.R. 2266 (Additional Supplemental Appropriations for Disaster Relief Requirements Act, 2017); H.R. 3299 (Protecting Consumers' Access to Credit Act of 2017); H.R. 3758 (Senior Safe Act of 2017); H.R. 3857 (PASS Act of 2017); H.R. 3903 (Encouraging Public Offerings Act of 2017); S. 18 (Fair Tax Act of 2017); S. 178 (Robert Matava Elder Abuse Prosecution Act of 2017); S. 223 (Senior$afe Act of 2017); S. 327 (Fair Access to Investment Research Act of 2017); S. 488 (Encouraging Employee Ownership Act); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Privacy and cybersecurity issues (general); Municipal advisor regulation; CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; U.S./EU cross-border regulatory issues; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Financial CHOICE Act; Crapo, Brown requests for proposals to foster economic growth; North American Free Trade Act (NAFTA); Infrastructure finance and agenda; Municipal information disclosure regulation; Executive Order 13771 (Reducing Regulation and Controlling Regulatory Cost); Executive Order 13772 (Core Principles for Regulation of the US Financial System) Executive Order 13777 (Enforcing the Regulatory Reform Agenda); US and China 100-day trade talks; Fiscal Year 2018 Transportations, HUD Appropriations Bill; Fiscal Year 2018 Financial Services and General Government Bill; Support of financial literacy.
2017 · third_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 3280 (Financial Services and General Government Appropriations Act, 2018); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; Fiscal Year 2018 Agriculture Appropriations Bill; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; FY18 Financial Services and General Government (Senate).
Client expense: $1,830,000 · Firm income: Not reported
2017 · third_quarter · Telecommunications
Universal Service--issues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertising--issues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
2017 · second_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; Fiscal Year 2018 Agriculture Appropriations Bill; CFTC's Project Kiss.
Client expense: $1,680,000 · Firm income: Not reported
2017 · second_quarter · Financial Institutions/Investments/Securities
H.R. 10 (Financial CHOICE Act of 2017); H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 78 (SEC Regulatory Accountability Act); H.R. 316 (Futures Investor Protection Act); H.R. 477 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017); H.R. 910 (Fair Access to Investment Research Act of 2017); H.R. 1343 (Encouraging Employee Ownership Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1667 (Financial Institution Bankruptcy Act of 2017); S. 18 (Fair Tax Act of 2017); S. 223 (Senior$afe Act of 2017); S. 327 (Fair Access to Investment Research Act of 2017); S. 488 (Encouraging Employee Ownership Act); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Privacy and cybersecurity issues (general); Municipal advisor regulation; CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; U.S./EU cross-border regulatory issues; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Financial CHOICE Act; Presidential Executive Order on Core Principles for Regulating the United States Financial System; Presidential Executive Order on Enforcing the Regulatory Reform Agenda; Crapo, Brown requests for proposals to foster economic growth; North American Free Trade Act (NAFTA); Infrastructure finance and agenda; Municipal information disclosure regulation; Executive Order 13771 (Reducing Regulation and Controlling Regulatory Cost); Executive Order 13772 (Core Principles for Regulation of the US Financial System); US and China 100-day trade talks; Fiscal Year 2018 Transportations, HUD Appropriations Bill; Fiscal Year 2018 Financial Services and General Government Bill; Support of financial literacy.
2017 · second_quarter · Telecommunications
Universal Service--issues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertising--issues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
2017 · first_quarter · Commodities (big ticket)
H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; Prudential regulators' final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps.
Client expense: $1,780,000 · Firm income: Not reported
2017 · first_quarter · Financial Institutions/Investments/Securities
H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 78 (SEC Regulatory Accountability Act); H.R. 316 (Futures Investor Protection Act); H.R. 477 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017); H.R. 910 (Fair Access to Investment Research Act of 2017); H.R. 1343 (Encouraging Employee Ownership Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1667 (Financial Institution Bankruptcy Act of 2017); H.R. 1948 (To raise the consolidated assets threshold under the small bank holding company policy statement, and for other purposes); H.R. 5485 (Financial Services and General Government Appropriations Act, 2017); S. 18 (Fair Tax Act of 2017); S. 223 (Senior$afe Act of 2017); S. 327 (Fair Access to Investment Research Act of 2017); S. 488 (Encouraging Employee Ownership Act); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Support of financial literacy; Privacy and cybersecurity issues (general); Municipal advisor regulation; CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; U.S./EU cross-border regulatory issues; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity (general); National Market System (NMS) discussion draft; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Financial CHOICE Act; Presidential Executive Order on Core Principles for Regulating the United States Financial System; Presidential Executive Order on Enforcing the Regulatory Reform Agenda; Crapo, Brown requests for proposals to foster economic growth; North American Free Trade Act (NAFTA); Infrastructure finance and agenda; Municipal information disclosure regulation.
2017 · first_quarter · Communications/Broadcasting/Radio/TV
Government programs all provisions relating to cable. HR 1565 Public Safety and Second Amendment Rights Protection Act of 2013- all provisions relating to cable. HR 1605 Public Safety and Second Amendment Rights Protection Act of 2013 - all provisions relating to cable. HR 2342 Federal Agriculture Reform and Risk Management Act of 2013 - all provisions relating to cable. HR 2649 FCC ABCs Act of 2013, to reform the FCCs process during rulemaking. HR 316 public law
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2017 · first_quarter · Telecommunications
Universal Serviceissues relating to reform to the Universal Service Fund, including the contribution and distribution mechanisms associated with USF. Privacy and Behavioral Advertisingissues relating to the gathering, retention, and use of online information. Program access, Net neutrality, spectrum reform and reallocation, broadband deployment issues including use of stimulus finds for broadband deployment and adoption and broadband conduit legislation. H.R. 1804, the State Video Tax Fairness Act, FCC Reform, HR 1084, The Commercial Advertisement Loudness Mitigation Act. PEG programming issues relating to analog and digital carriage of Public, Educational, Government Channels. National Broadband Planissues relating to competition and innovation in navigation devices. P.L. 11296, HR. 3630 Middle Class Tax Relief and Job Creation Act of 2012. HR86 Cybersecurity Education Enhancement Act of 2013 all provisions relating to cable. HR624 Cyber Intelligence Sharing and Protection Actall provisions relating to cable. HR 1468, Strengthening and Enhancing Cybersecurity by Using Research, Education, Information, and Technology (SECURE IT) Act of 2013 - all provisions relating to cable. HR1639 To amend the Rural Electrification Act of 1936 - all provisions relating to cable. HR1947 Federal Agricultural Reform and Risk Management Act - all provisions relating to cable. HR2556 Excellence in Cybersecurity Act - all provisions relating to cable. S4 Rebuild America Act - all provisions relating to cable. S10 Agriculture Reform, Food, and Jobs Act of 2013 - all provisions relating to cable. S418 DoNotTrack Online Act of 2013all provisions related to cable. S607 Electronic Communications Privacy Act of 2013 - all provisions relating to cable. S774 To require the Comptroller General of the United States to submit a report to Congress on the effectiveness of the Federal Communications Commissions universal service reforms - all provisions relating to cable. S1244 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2014 - all provisions relating to cable. S1235 The Wireless Tax Fairness Act of 2013 - all provisions relating to cable. HR316 Stela Reauthorization Farm Bill P.L. Provisions related to cable
Client expense: $1,350,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Client expense: $1,550,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Client expense: $1,620,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Client expense: $2,800,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Client expense: $1,830,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: $1,680,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: $1,780,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE