mr DAVID OXNER

H.R. 1516 (Wall Street Tax Act of 2019); S. 647 (Wall Street Tax Act of 2019); Tax treatment of capital gains and dividends; United States individual and business taxation; Tax reform legislation; Issues related to taxation of securities transactions, including market to market for derivatives; Chapters 3 and 4 of Subtitle A of the Internal Revenue Code (responsibilities of financial institutions); Proposals to modify tax incentives for retirement savings and investment; Infrastructure tax; Regulations under the Foreign Account Taxpayer Compliance Act (FATCA); Regulations implementing P.L. 115-97, Dec. 22, 2017, including regulations and guidance relating to IRC Sections 59A, 162(f), 163(j), 451, 199A, 512, 904, 951A, 958, and 1446; Taxation of contract modifications associated with transition from LIBOR to alternative reference rates, including SOFR; Regulations under IRC Sec. 871(m) and IRC Sec. 385; International tax reform; Legislation to modify IRC Sec 1446(f) relating to withholding on partnership interests that are not publicly traded; Technical and policy modifications to P.L. 115-97; Tax Incentives to preserve interest deduction related to municipal bonds; Tax Incentives to reinstate advance refunding bonds; Tax Incentives to provide for direct pay municipal bonds; Issues relating to IRS Rev. Proc. 2018-54: Deemed issuers, diversification requirements for variable contracts.

H.R. 1007 (Retirement Enhancement and Savings Act of 2019); H.R. 1439 (Increase Access to a Secure Retirement Act of 2019); H.R. 1516 (Wall Street Tax Act of 2019); H.R. 1815 (SEC Disclosure Effectiveness Testing Act); H.R. 1907 (Retirement Security for American Workers Act); H.R. 1993 (To amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the rules relating to multiple employer plans and pooled employer plans and to modify PBGC premiums for CSEC plans); H.R. 1994 (Setting Every Community up for Retirement Enhancement (SECURE) Act of 2019); S. 647 (Wall Street Tax Act of 2019); S. 972 (Retirement Enhancement and Savings Act (RESA) of 2019); Senior investor protection legislation; Tax incentives for retirement savings; SEC proposed Regulation Best Interest; Senior Investor Report and Hold concept legislation; Electronic delivery of retirement plan documents and disclosures; Retirement Security and Savings Act (not yet introduced); Reporting and withholding tax upon escheatment of IRA assets.

Equity market structure issues; Single Security/Common Securitization Platform (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Structure of the U.S. Treasury.

H.R. 609 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019); H.R. 1876 (Senior Security Act of 2019); S. 452 (Fostering Innovation Act of 2019); S. 536 (Encouraging Public Offerings Act of 2019); S. 2499 (A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority. 115th Cong.); Senate Banking Committee request for information on privacy and data protection for consumers. Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); India Market Access Issues; India Financial Sector Reform; Accounting standards for municipalities; Privacy and cybersecurity issues (general); CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; North American Free Trade Act (NAFTA); Municipal information disclosure regulation; US and China 100-day trade talks; Data Breach Notification Federal Standard; ETF Regulation; Issues related to H.R.264, the Fiscal Year 2019 Financial Services and General Government Appropriations Act; The Brokaw Act (not yet reintroduced); Exchange Regulatory Improvement Act (not yet reintroduced); Fair Investment Opportunities for Professional Experts Act (not yet reintroduced)' Small Business Audit Correction Act of 2018 (not yet reintroduced); Options Markets Stability Act (not yet reintroduced); National Senior Investor Initiative Act of 2018 (not yet reintroduced); Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018 (not yet reintroduced); Improving Investment Research for Small and Emerging Issuers Act (not yet reintroduced).

H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1624 (Municipal Finance Support Act of 2017); H.R. 2121 (Pension, Endowment, and Mutual Fund Access to Banking Act); H.R. 4790 (Volcker Rule Regulatory Harmonization Act); S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); Equity market structure issues; Single Security/Common Securitization Platform (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Federal Reserve liquidity coverage ratio (LCR)/net stable funding ratio (NSFR); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Volcker Rule; Prudential matters with the U.S. agencies and international standard setting bodies; Executive Order 13777 (Enforcing the Regulatory Reform Agenda); Federal Reserve and FDIC comments on a stress capital buffer (SCB) and an enhanced Supplementary Leverage Ratio (eSLR).

H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 4659 (To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives); H.R. 5749 (To require the appropriate Federal banking agencies to increase the risk-sensitivity of the capital treatment of certain centrally cleared exchange-listed options and derivatives, and for other purposes); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; Issues related to H.R. 5961 and S. 2976 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019).

H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1585 (To amend the Securities Act of 1933 to codify certain qualifications of individuals as accredited investors for purposes of the securities laws); H.R. 1645 (Fostering Innovation Act of 2017); H.R. 3280 (Financial Services and General Government Appropriations Act, 2018); H.R. 3299 (Protecting Consumers' Access to Credit Act of 2017); H.R. 3555 (Exchange Regulatory Improvement Act); H.R. 3758 (Senior Safe Act of 2017); H.R. 3857 (PASS Act of 2017); H.R. 3903 (Encouraging Public Offerings Act of 2017); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017); H.R. 4785 (American Customer Information Protection Act); H.R. 6021 (Small Business Audit Correction Act of 2018); H.R. 6035 (Streamlining Communications for Investors Act); H.R. 6130 (Helping Startups Continue to Grow Act); H.R. 6139 (To require the Securities and Exchange Commission to carry out a study to evaluate the issues affecting the provision of and reliance upon investment research into small issuers); H.R. 6258 (Financial Services and General Government Appropriations Act, 2019); S. 488 (Encouraging Employee Ownership Act); S. 2098 (Foreign Investment Risk Review Modernization Act of 2017); S. 2499 (A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority); S. 3004 (Small Business Audit Correction Act of 2018); S. 3107 (Financial Services and General Government Appropriations Act, 2019); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; India Financial Sector Reform; Accounting standards for municipalities; Privacy and cybersecurity issues (general); CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Public Company Accounting Oversight Board small broker/dealer exemption; Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; North American Free Trade Act (NAFTA); Municipal information disclosure regulation; Executive Order 13771 (Reducing Regulation and Controlling Regulatory Cost); Executive Order 13772 (Core Principles for Regulation of the US Financial System) Executive Order 13777 (Enforcing the Regulatory Reform Agenda); US and China 100-day trade talks; Housing finance reform; Data Breach Notification Federal Standard; ETF Regulation; Issues relating to H.R. 6072 and S. 3023 (Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2019); Vietnam cybersecurity law.

H.R. 10 (Financial CHOICE Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1585 (To amend the Securities Act of 1933 to codify certain qualifications of individuals as accredited investors for purposes of the securities laws); H.R. 1645 (Fostering Innovation Act of 2017); H.R. 1667 (Financial Institution Bankruptcy Act of 2017); H.R. 3280 (Financial Services and General Government Appropriations Act, 2018); H.R. 3299 (Protecting Consumers' Access to Credit Act of 2017); H.R. 3353 (Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2018); H.R. 3555 (Exchange Regulatory Improvement Act); H.R. 3758 (Senior Safe Act of 2017); H.R. 3857 (PASS Act of 2017); H.R. 3903 (Encouraging Public Offerings Act of 2017); H.R. 4785 (American Customer Information Protection Act); S. 178 (Robert Matava Elder Abuse Prosecution Act of 2017); S. 223 (Senior$afe Act of 2017); S. 488 (Encouraging Employee Ownership Act); S. 1655 (Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2018); S. 2098 (Foreign Investment Risk Review Modernization Act of 2017); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; India Financial Sector Reform; Accounting standards for municipalities; Privacy and cybersecurity issues (general); CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Public Company Accounting Oversight Board small broker/dealer exemption; Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; North American Free Trade Act (NAFTA); Municipal information disclosure regulation; Executive Order 13771 (Reducing Regulation and Controlling Regulatory Cost); Executive Order 13772 (Core Principles for Regulation of the US Financial System) Executive Order 13777 (Enforcing the Regulatory Reform Agenda); US and China 100-day trade talks; Housing finance reform; Data Breach Notification Federal Standard; ETF Regulation.

H.R. 1 (An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018); H.R. 5003 (To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds); Tax treatment of capital gains and dividends; Tax classification of independent contractors; United States individual and business taxation; Tax reform legislation; Issues related to taxation of securities transactions, including market to market for derivatives; Chapters 3 and 4 of Subtitle A of the Internal Revenue Code (responsibilities of financial institutions); Proposals to modify or eliminate the Sec. 103 exclusion for interest on state and local debt; Proposals to modify tax incentives for retirement savings and investment; Infrastructure tax; Executive Order 13789 (Identifying and Reducing Tax Regulatory Burdens); Regulations under IRC Sec. 871(m), IRC Sec. 367, and IRC Sec. 385; Regulations under the Foreign Account Taxpayer Compliance Act (FATCA); Regulations implementing P.L. 115-97 (Tax Cuts and Jobs Act); International tax reform.

H.R. 1 (An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018); H.R. 355 (Protecting American Families' Retirement Advice Act); H.R. 2823 (Affordable Retirement Advice for Savers Act); H.R. 3758 (Senior Safe Act of 2017); H.R. 3857 (PASS Act of 2017); H.R. 4189 (IRA Preservation Act of 2017); H.R. 4523 (Automatic Retirement Plan Act of 2017); H.R. 5282 (Retirement Enhancement and Savings Act of 2018); S. 178 (Elder Abuse Prevention and Prosecution Act); S. 223 (Senior$afe Act of 2017); S. 1321 (Affordable Retirement Advice Protection Act); S. 2526 (Retirement Enhancement and Savings Act of 2018); DOL ERISA Fiduciary Duty Rulemaking; Tax incentives for retirement savings; GOP Tax Reform blueprint.

H.R. 1 (An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018); S. 1 (An original bill to provide for reconciliation pursuant to title II of the concurrent resolution on the budget for fiscal year 2018); S. 1005 (Modernization of Derivatives Tax Act of 2017); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; International tax reform; United States individual and business taxation; Issues related to proposals to impose an asset tax on financial institutions; Tax reform legislation; Issues related to taxation of securities transactions, including market to market for derivatives; Chapters 3 and 4 of Subtitle A of the Internal Revenue Code (responsibilities of financial institutions); A Better Way Forward on Tax Reform Blueprint; House proposal for a destination based cash flow tax; House proposal to limit the section 162 deduction for interest expense; House proposal for a deemed repatriation tax; Proposals to modify or eliminate the Sec. 103 exclusion for interest on state and local debt; Proposals to modify tax incentives for retirement savings and investment; State and local bond exclusion; Infrastructure tax; Trump administration tax proposals; Executive Order 13789 (Identifying and Reducing Tax Regulatory Burdens); Regulations under IRC Sec. 871(m), IRC Sec. 367, and IRC Sec. 385; Regulations under the Foreign Account Taxpayer Compliance Act (FATCA).

H.R. 10 (Financial CHOICE Act of 2017); H.R. 477 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017); H.R. 910 (Fair Access to Investment Research Act of 2017); H.R. 1343 (Encouraging Employee Ownership Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1585 (To amend the Securities Act of 1933 to codify certain qualifications of individuals as accredited investors for purposes of the securities laws); H.R. 1645 (Fostering Innovation Act of 2017); H.R. 1667 (Financial Institution Bankruptcy Act of 2017); H.R. 3299 (Protecting Consumers' Access to Credit Act of 2017); H.R. 3758 (Senior Safe Act of 2017); H.R. 3857 (PASS Act of 2017); H.R. 3903 (Encouraging Public Offerings Act of 2017); S. 178 (Robert Matava Elder Abuse Prosecution Act of 2017); S. 223 (Senior$afe Act of 2017); S. 327 (Fair Access to Investment Research Act of 2017); S. 488 (Encouraging Employee Ownership Act); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Privacy and cybersecurity issues (general); Municipal advisor regulation; CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; U.S./EU cross-border regulatory issues; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; North American Free Trade Act (NAFTA); Infrastructure finance and agenda; Municipal information disclosure regulation; Executive Order 13771 (Reducing Regulation and Controlling Regulatory Cost); Executive Order 13772 (Core Principles for Regulation of the US Financial System) Executive Order 13777 (Enforcing the Regulatory Reform Agenda); US and China 100-day trade talks; Fiscal Year 2018 Transportations, HUD Appropriations Bill; Fiscal Year 2018 Financial Services and General Government Bill; Housing finance reform.

H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 3280 (Financial Services and General Government Appropriations Act, 2018); H.R. 3268 (Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018); H.R. 3555 (Exchange Regulatory Improvement Act); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; FY18 Financial Services and General Government (Senate).

H.R. 355 (Protecting American Families' Retirement Advice Act); H.R. 2823 (Affordable Retirement Advice for Savers Act); H.R. 3758 (Senior Safe Act of 2017); H.R. 3857 (PASS Act of 2017); S. 178 (Elder Abuse Prevention and Prosecution Act); S. 223 (Senior$afe Act of 2017); S. 1321 (Affordable Retirement Advice Protection Act); H.J. Res.66 (Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees); H.J. Res.67 (Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees); S.J. Res.32 (A joint resolution disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees); S.J. Res.33 (A joint resolution disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees); DOL ERISA Fiduciary Duty Rulemaking; Tax incentives for retirement savings; GOP Tax Reform blueprint.

H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); H.R. 3280 (Financial Services and General Government Appropriations Act, 2018); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; Fiscal Year 2018 Agriculture Appropriations Bill; CFTC's Project Kiss; Initial margin for inter-affiliate transactions; Commodity Exchange Act reauthorization; FY18 Financial Services and General Government (Senate).

H.R. 10 (Financial CHOICE Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1624 (Municipal Finance Support Act of 2017); H.R. 2121 (Pension, Endowment, and Mutual Fund Access to Banking Act); S. 828 (To amend the Federal Deposit Insurance Act to require the appropriate Federal banking agencies to treat certain municipal obligations as level 2B liquid assets, and for other purposes); Equity market structure issues; Single Security/Common Securitization Platform (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Federal Reserve liquidity coverage ratio (LCR)/net stable funding ratio (NSFR); Section 956 of the Dodd-Frank Act; Fixed Income Investments Liquidity; China banking regulation; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Volcker Rule; High Quality Liquid Assets (HQLA) requirements; Prudential matters with the U.S. agencies and international standard setting bodies; Executive Order 13777 (Enforcing the Regulatory Reform Agenda).

S. 1005 (Modernization of Derivatives Tax Act of 2017); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; International tax reform; United States individual and business taxation; Issues related to proposals to impose an asset tax on financial institutions; Tax reform legislation; Issues related to taxation of securities transactions, including market to market for derivatives; Chapters 3 and 4 of Subtitle A of the Internal Revenue Code (responsibilities of financial institutions); A Better Way Forward on Tax Reform Blueprint; House proposal for a destination based cash flow tax; House proposal to limit the section 162 deduction for interest expense; House proposal for a deemed repatriation tax; Proposals to modify or eliminate the Sec. 103 exclusion for interest on state and local debt; Proposals to modify tax incentives for retirement savings and investment; State and local bond exclusion; Infrastructure tax; Trump administration tax proposals; Executive Order 13789 (Identifying and Reducing Tax Regulatory Burdens); Regulations under IRC Sec. 871(m), IRC Sec. 367, and IRC Sec. 385; Regulations under the Foreign Account Taxpayer Compliance Act (FATCA).

H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); S. 1005 (Modernization of Derivatives Tax Act of 2017); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps; Fiscal Year 2018 Agriculture Appropriations Bill; CFTC's Project Kiss.

H.R. 10 (Financial CHOICE Act of 2017); H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 78 (SEC Regulatory Accountability Act); H.R. 316 (Futures Investor Protection Act); H.R. 477 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017); H.R. 910 (Fair Access to Investment Research Act of 2017); H.R. 1343 (Encouraging Employee Ownership Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1667 (Financial Institution Bankruptcy Act of 2017); S. 18 (Fair Tax Act of 2017); S. 223 (Senior$afe Act of 2017); S. 327 (Fair Access to Investment Research Act of 2017); S. 488 (Encouraging Employee Ownership Act); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Privacy and cybersecurity issues (general); Municipal advisor regulation; CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; U.S./EU cross-border regulatory issues; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity & Inclusion initiatives in the financial services industry; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Financial CHOICE Act; Presidential Executive Order on Core Principles for Regulating the United States Financial System; Presidential Executive Order on Enforcing the Regulatory Reform Agenda; Crapo, Brown requests for proposals to foster economic growth; North American Free Trade Act (NAFTA); Infrastructure finance and agenda; Municipal information disclosure regulation; Executive Order 13771 (Reducing Regulation and Controlling Regulatory Cost); Executive Order 13772 (Core Principles for Regulation of the US Financial System); US and China 100-day trade talks; Fiscal Year 2018 Transportations, HUD Appropriations Bill; Fiscal Year 2018 Financial Services and General Government Bill; Support of financial literacy.

H.R. 10 (Financial CHOICE Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1624 (Municipal Finance Support Act of 2017); S. 828 (To amend the Federal Deposit Insurance Act to require the appropriate Federal banking agencies to treat certain municipal obligations as level 2B liquid assets, and for other purposes); Equity market structure issues; Single Security/Common Securitization Platform (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Federal Reserve liquidity coverage ratio (LCR)/net stable funding ratio (NSFR); Section 956 of the Dodd-Frank Act; Fixed Income Investments Liquidity; China banking regulation; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Volcker Rule; High Quality Liquid Assets (HQLA) requirements; Prudential matters with the U.S. agencies and international standard setting bodies.

H.R. 238 (Commodity End-User Relief Act); H.R. 316 (Futures Investor Protection Act); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Derivatives regulation (general); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants; CFTC final rule on margin requirements for uncleared swaps; Prudential regulators' final rule on margin requirements for uncleared swaps; SEC proposed rule on margin for uncleared swaps.

H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 78 (SEC Regulatory Accountability Act); H.R. 316 (Futures Investor Protection Act); H.R. 477 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017); H.R. 910 (Fair Access to Investment Research Act of 2017); H.R. 1343 (Encouraging Employee Ownership Act of 2017); H.R. 1459 (Financial Stability Oversight Council Reform Act); H.R. 1667 (Financial Institution Bankruptcy Act of 2017); H.R. 1948 (To raise the consolidated assets threshold under the small bank holding company policy statement, and for other purposes); H.R. 5485 (Financial Services and General Government Appropriations Act, 2017); S. 18 (Fair Tax Act of 2017); S. 223 (Senior$afe Act of 2017); S. 327 (Fair Access to Investment Research Act of 2017); S. 488 (Encouraging Employee Ownership Act); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Support of financial literacy; Privacy and cybersecurity issues (general); Municipal advisor regulation; CFTC cross-border guidance exemptive order; CFTC exemptive order on extraterritorial scope of Title VII; Jumpstart our Business Startups (JOBS) Act implementation; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; U.S./EU cross-border regulatory issues; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations; Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity (general); National Market System (NMS) discussion draft; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Financial CHOICE Act; Presidential Executive Order on Core Principles for Regulating the United States Financial System; Presidential Executive Order on Enforcing the Regulatory Reform Agenda; Crapo, Brown requests for proposals to foster economic growth; North American Free Trade Act (NAFTA); Infrastructure finance and agenda; Municipal information disclosure regulation.

H.R. 355 (Protecting American Families' Retirement Advice Act); S. 178 (Elder Abuse Prevention and Prosecution Act); S. 223 (Senior$afe Act of 2017); H.J. Res.66 (Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees); H.J. Res.67 (Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees); S.J. Res.32 (A joint resolution disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees); S.J. Res.33 (A joint resolution disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees); DOL ERISA Fiduciary Duty Rulemaking; Tax incentives for retirement savings; GOP Tax Reform blueprint.

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1550 (Financial Stability Oversight Council Improvement Act of 2015); H.R. 2209 (To require the appropriate Federal banking agencies to treat certain municipal obligations as level 2A liquid assets, and for other purposes); H.R. 2947 (Financial Institution Bankruptcy Act); H.R. 4096 (Investor Clarity and Bank Parity Act); S.3404 (A bill to amend the Federal Deposit Insurance Act to require the appropriate Federal banking agencies to treat certain municipal obligations as level 2B liquid assets, and for other purposes); Housing finance issues (General); Equity market structure issues; Single Security/Common Securitization Platform (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Federal Reserve liquidity coverage ratio (LCR)/net stable funding ratio (NSFR); Section 956 of the Dodd-Frank Act; Fixed Income Investments Liquidity; China banking regulation; Volcker Rule Illiquid Funds; Federal Reserve proposed rule on merchant banking and commodities; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation.

H.R. 915 (Voices for Veterans Act); H.R. 1295 (Trade Preferences Extension Act of 2015); H.R. 2229 (Municipal Bond Market Support Act of 2015); H.R. 4377 (American Business Competitiveness Act of 2015); H.R. 5592 (Derivatives Oversight and Taxpayer Protection Act); S. 161 (Paying a Fair Share Act of 2015); S. 922 (Corporate Tax Dodging Prevention Act); S. 2252 (Fair Playing Field Act of 2015); S. 3118 (Derivatives Oversight and Taxpayer Protection Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Financial Fee (Bank tax); Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability or risk fee of FDIC assessments; Income tax withholding with respect to I.R.C. 305(c) deemed dividends; Tax Reform Legislation; Financial Transaction Tax (FTT); Issues related to taxation of negative interest payments; Issues related to the taxation of Total Loss Absorbency Capacity (TLAC) securities; Issues related to taxation of securities transactions, including market to market for derivatives; Achieving a Better Life Experience (ABLE) Act implementation; IRS regulations on dividend equivalents under Section 871(m); U.S. Treasury participation in Organisation for Economic Co-operation and Development discussions regarding deductibility of interest for financial firms; Treasury regulations under Internal Revenue Code Section 385; Modernization of Derivatives Tax Act (MODA); Chapters 3 and 4 of Subtitle A of the Internal Revenue Code (responsibilities of financial institutions); A Better Way Forward on Tax Reform blueprint; Simplifying American Tax System (SAT); Tax exemptions for municipal bonds.

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1163 (Futures Investor Protection Act); H.R. 2289 (Commodity End-User Relief Act); H.R. 5592 (Derivatives Oversight and Taxpayer Protection Act); H.R. 5983 (Financial CHOICE Act of 2016); S. 174 (Stop Tax Haven Abuse Act); S. 2917 (Commodity End-User Relief Act); S. 3118 (Derivatives Oversight and Taxpayer Protection Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Block trades; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; Commodities (general); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII; Derivatives regulation (general); Federal Reserve commodities advance notice of proposed rulemaking (ANPR); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Federal Reserve proposed rule on merchant banking and commodities; Office of the Comptroller of the Currency (OCC) proposed rule on commodities; CFTC proposed cross border rule; CFTC capital requirements for swap dealers and major swap participants.

H.R. 557 (Retirement Security Act of 2015); H.R. 1090 (Retail Investor Protection Act); H.R. 2656 (Receiving Electronic Statements To Improve Retiree Earnings Act); H.R. 4114 (First Time Homeowner Savings Plan Act); H.R. 4293 (Affordable Retirement Advice Protection Act); H.R. 4294 (SAVERS Act of 2015); S. 266 (Retirement Security Act of 2015); S. 2216 (Senior$afe Act of 2015); S. 2502 (Affordable Retirement Advice Protection Act); S. 2505 (SAVERS Act of 2016); S. 3471 (Retirement Enhancement and Savings Act of 2016); SAFE Retirement Act (not yet reintroduced); DOL ERISA Fiduciary Duty Rulemaking; Preservation of tax incentives for retirement plans; Policy relating to increasing retirement security through voluntary automatic IRA and open multiple employer plans (MEPs); Retirement Improvements and Savings Enhancements (RISE) Act discussion draft.

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1163 (Futures Investor Protection Act); H.R. 2289 (Commodity End-User Relief Act); H.R. 5592 (Derivatives Oversight and Taxpayer Protection Act); H.R. 5983 (Financial CHOICE Act of 2016); S. 174 (Stop Tax Haven Abuse Act); S. 2917 (Commodity End-User Relief Act); S. 3118 (Derivatives Oversight and Taxpayer Protection Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Block trades; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; Commodities (general); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII; Derivatives regulation (general); Federal Reserve commodities advance notice of proposed rulemaking (ANPR); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Federal Reserve proposed rule on merchant banking and commodities; Office of the Comptroller of the Currency (OCC) proposed rule on commodities.

H.R. 915 (Voices for Veterans Act); H.R. 1295 (Trade Preferences Extension Act of 2015); H.R. 2229 (Municipal Bond Market Support Act of 2015); H.R. 4377 (American Business Competitiveness Act of 2015); H.R. 5592 (Derivatives Oversight and Taxpayer Protection Act); S. 161 (Paying a Fair Share Act of 2015); S. 922 (Corporate Tax Dodging Prevention Act); S. 1186 (Move America Act of 2015); S. 2252 (Fair Playing Field Act of 2015); S. 3118 (Derivatives Oversight and Taxpayer Protection Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Financial Fee (Bank tax); Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability or risk fee of FDIC assessments; Income tax withholding with respect to I.R.C. 305(c) deemed dividends; Tax Reform Legislation; Financial Transaction Tax (FTT). Issues related to taxation of negative interest payments; Issues related to the taxation of Total Loss Absorbency Capacity (TLAC) securities; Issues related to taxation of securities transactions, including market to market for derivatives; Draft legislation to prevent identity theft and tax refund fraud (Form 1099 accelerated filing dates); Achieving a Better Life Experience (ABLE) Act implementation; IRS regulations on dividend equivalents under Section 871(m); U.S. Treasury participation in Organisation for Economic Co-operation and Development discussions regarding deductibility of interest for financial firms; Tax treatment of municipal bond interest; Treasury regulations under Internal Revenue Code Section 385; Modernization of Derivatives Tax Act (MODA); Chapters 3 and 4 of Subtitle A of the Internal Revenue Code (responsibilities of financial institutions); A Better Way Forward on Tax Reform blueprint; Simplifying American Tax System (SAT).

H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 414 (Burdensome Data Collection Relief Act); H.R. 644 (Trade Facilitation and Trade Enforcement Act of 2015); H.R. 1090 (Retail Investor Protection Act); H.R. 1098 (Investor Choice Act of 2015); H.R. 1163 (Futures Investor Protection Act); H.R. 1295 (Trade Preferences Extension Act of 2015); H.R. 1314 (Trade Act of 2015); H.R. 1334 (Holding Company Registration Threshold Equalization Act of 2015); H.R. 1525 (Disclosure Modernization and Simplification Act of 2015); H.R. 1550 (Financial Stability Oversight Council Improvement Act of 2015); H.R. 1723 (Small Company Simple Registration Act of 2015); H.R. 1890 (Bipartisan Congressional Trade Priorities and Accountability Act of 2015); H.R. 1982 (Restoring Main Street Investor Protection and Confidence Act); H.R. 2356 (Fair Access to Investment Research Act of 2015); H.R. 3738 (Office of Financial Research Accountability Act of 2015); H.R. 3340 (Financial Stability Oversight Council Reform Act); H.R. 4538 (Senior$afe Act of 2016); H.R. 5019 (Fair Access to Investment Research Act of 2016); H.R. 5485 (Financial Services and General Government Appropriations Act, 2017); H.R. 5592 (Derivatives Oversight and Taxpayer Protection Act); S. 67 (Restoring Main Street Investor Protection and Confidence Act); S. 115 (Fair Tax Act of 2015); S. 153 (I-Squared Act of 2015); S. 161 (Paying a Fair Share Act of 2015); S. 305 (American Job Protection Act); S. 576 (Encouraging Employee Ownership Act); S. 995 (Bipartisan Congressional Trade Priorities and Accountability Act of 2015); S. 1484 (Financial Regulatory Improvement Act of 2015); S. 2216 (Senior$afe Act of 2015); S. 2497 (Retail Investor Protection Act of 2016); S. 3092 (Fair Access to Investment Research Act of 2016); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; Basel Capital Rules; Basel Securitization Framework; TransAtlantic Trade and Investment Partnership (TTIP); India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Bankruptcy reform for municipalities; Support of financial literacy; Privacy and cybersecurity issues (general); Municipal advisor regulation; CFTC cross-border guidance exemptive order; Financial Stability Oversight Council (FSOC); FSOC consideration of systemically important financial institutions (SIFIs); FSOC Transparency Policy; CFTC exemptive order on extraterritorial scope of Title VII; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Leverage capital requirements; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); CFTC proposed rule on margin requirements for uncleared swaps; Prudential Regulator's proposed rule on margin requirements for uncleared swaps; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Securities and Exchange Commission proposed rule on margin requirements for uncleared swaps; U.S./EU cross-border regulatory issues; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations. Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Basel III Liquidity Coverage Ratio rules; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity (general); National Market System (NMS) discussion draft; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Municipal securities disclosure regulation; Financial CHOICE Act.

H.R. 557 (Retirement Security Act of 2015); H.R. 637 (Permanent IRA Charitable Contribution Act of 2015); H.R. 1090 (Retail Investor Protection Act); H.R. 2656 (Receiving Electronic Statements To Improve Retiree Earnings Act); H.R. 4114 (First Time Homeowner Savings Plan Act); H.R. 4293 (Affordable Retirement Advice Protection Act); H.R. 4294 (SAVERS Act of 2015); S. 266 (Retirement Security Act of 2015); S. 2216 (Senior$afe Act of 2015); S. 2502 (Affordable Retirement Advice Protection Act); S. 2505 (SAVERS Act of 2016); SAFE Retirement Act (not yet reintroduced); DOL ERISA Fiduciary Duty Rulemaking; Sense of Congress resolution to preserve tax incentives; Preservation of tax incentives for retirement plans; Policy relating to increasing retirement security through voluntary automatic IRA and open multiple employer plans (MEPs).

H.R. 22 (Developing a Reliable and Innovative Vision for the Economy Act); H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 414 (Burdensome Data Collection Relief Act); H.R. 432 (SBIC Advisers Relief Act of 2015); H.R. 644 (Trade Facilitation and Trade Enforcement Act of 2015); H.R. 686 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2015); H.R. 897 (Reducing Regulatory Burdens Act of 2015); H.R. 989 (Capital Access for Small Businesses and Jobs Act); H.R. 1090 (Retail Investor Protection Act); H.R. 1098 (Investor Choice Act of 2015); H.R. 1163 (Futures Investor Protection Act); H.R. 1295 (Trade Preferences Extension Act of 2015); H.R. 1314 (Trade Act of 2015); H.R. 1334 (Holding Company Registration Threshold Equalization Act of 2015); H.R. 1525 (Disclosure Modernization and Simplification Act of 2015); H.R. 1550 (Financial Stability Oversight Council Improvement Act of 2015); H.R. 1659 (Improving Access to Capital for Emerging Growth Companies Act); H.R. 1675 (Encouraging Employee Ownership Act of 2015); H.R. 1723 (Small Company Simple Registration Act of 2015); H.R. 1890 (Bipartisan Congressional Trade Priorities and Accountability Act of 2015); H.R. 1982 (Restoring Main Street Investor Protection and Confidence Act); H.R. 2356 (Fair Access to Investment Research Act of 2015); H.R. 3738 (Office of Financial Research Accountability Act of 2015); H.R. 3340 (Financial Stability Oversight Council Reform Act); H.R. 4538 (Senior$afe Act of 2016); S. 67 (Restoring Main Street Investor Protection and Confidence Act); S. 115 (Fair Tax Act of 2015); S. 153 (I-Squared Act of 2015); S. 161 (Paying a Fair Share Act of 2015); S. 305 (American Job Protection Act); S. 576 (Encouraging Employee Ownership Act); S. 995 (Bipartisan Congressional Trade Priorities and Accountability Act of 2015); S. 1484 (Financial Regulatory Improvement Act of 2015); S. 2216 (Senior$afe Act of 2015); S. 2497 (Retail Investor Protection Act of 2016); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; Basel Capital Rules; Basel Securitization Framework; TransAtlantic Trade and Investment Partnership (TTIP); India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Bankruptcy reform for municipalities; Support of financial literacy; Privacy and cybersecurity issues (general); Municipal advisor regulation; CFTC cross-border guidance exemptive order; Financial Stability Oversight Council (FSOC); FSOC consideration of systemically important financial institutions (SIFIs); FSOC Transparency Policy; CFTC exemptive order on extraterritorial scope of Title VII; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Leverage capital requirements; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); CFTC proposed rule on margin requirements for uncleared swaps; Prudential Regulator's proposed rule on margin requirements for uncleared swaps; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Securities and Exchange Commission proposed rule on margin requirements for uncleared swaps; U.S./EU cross-border regulatory issues; Trade policy issues (general); China "Secure and Controllable" information and communication technologies (ICT) regulations. Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Basel III Liquidity Coverage Ratio rules; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity (general); National Market System (NMS) discussion draft; Data localization requirements in the Trans-Pacific Partnership; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps; Municipal securities disclosure regulation; Financial CHOICE Act.

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1163 (Futures Investor Protection Act); H.R. 2289 (Commodity End-User Relief Act); S. 174 (Stop Tax Haven Abuse Act); S. 2917 (Commodity End-User Relief Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Block trades; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; Commodities (general); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII; Derivatives regulation (general); Federal Reserve commodities advance notice of proposed rulemaking (ANPR); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps; Swap Execution Facilities (SEFs) and clearing for swaps; Global FX Code of Conduct; Decision to delay implementation for margin for non-centrally cleared swaps.

H.R. 915 (Voices for Veterans Act); H.R. 1295 (Trade Preferences Extension Act of 2015); H.R. 2229 (Municipal Bond Market Support Act of 2015); H.R. 2483 (Independent Contractor Tax Fairness and Simplification Act of 2015); S. 161 (Paying a Fair Share Act of 2015); S. 174 (Stop Tax Haven Abuse Act); S. 351 (Mortgage Debt Tax Relief Act); S. 922 (Corporate Tax Dodging Prevention Act); S. 1186 (Move America Act of 2015); S. 2252 (Fair Playing Field Act of 2015); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability or risk fee of FDIC assessments; Income tax withholding with respect to I.R.C. 305(c) deemed dividends; Tax Reform Legislation; Financial Transaction Tax (FTT). Issues related to extraterritorial application in the U.S. of foreign FTTs and FTT proposals; Issues related to taxation of negative interest payments; Issues related to the taxation of Total Loss Absorbency Capacity (TLAC) securities; Issues related to taxation of securities transactions, including market to market for derivatives; Draft legislation to prevent identity theft and tax refund fraud (Form 1099 accelerated filing dates); Achieving a Better Life Experience (ABLE) Act implementation; IRS regulations on dividend equivalents under Section 871(m); U.S. Treasury participation in Organisation for Economic Co-operation and Development discussions regarding deductibility of interest for financial firms; Tax treatment of municipal bond interest.

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1163 (Futures Investor Protection Act); H.R. 2289 (Commodity End-User Relief Act); S. 174 (Stop Tax Haven Abuse Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; Block trades; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; Commodities (general); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII; Derivatives regulation (general); Federal Reserve commodities advance notice of proposed rulemaking (ANPR); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps.

H.R. 557 (Retirement Security Act of 2015); H.R. 637 (Permanent IRA Charitable Contribution Act of 2015); H.R. 1090 (Retail Investor Protection Act); H.R. 2656 (Receiving Electronic Statements To Improve Retiree Earnings Act); H.R. 4114 (First Time Homeowner Savings Plan Act); H.R. 4293 (Affordable Retirement Advice Protection Act); H.R. 4294 (SAVERS Act of 2015); S. 266 (Retirement Security Act of 2015); S. 2216 (Senior$afe Act of 2015); S. 2502 (Affordable Retirement Advice Protection Act); S. 2505 (SAVERS Act of 2016); SAFE Retirement Act (not yet reintroduced); DOL ERISA Fiduciary Duty Rulemaking; Sense of Congress resolution to preserve tax incentives; Preservation of tax incentives for retirement plans; Policy relating to increasing retirement security through voluntary automatic IRA and open multiple employer plans (MEPs).

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1163 (Futures Investor Protection Act); H.R. 2289 (Commodity End-User Relief Act); S. 174 (Stop Tax Haven Abuse Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; Commodities (general); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII; Derivatives regulation (general); Federal Reserve commodities advance notice of proposed rulemaking (ANPR); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transaction; Margin requirements for uncleared swaps.

H.R. 557 (Retirement Security Act of 2015); H.R. 637 (Permanent IRA Charitable Contribution Act of 2015); H.R. 1090 (Retail Investor Protection Act); H.R. 2656 (Receiving Electronic Statements To Improve Retiree Earnings Act); H.R. 4114 (First Time Homeowner Savings Plan Act); H.R. 4293 (Affordable Retirement Advice Protection Act); H.R. 4294 (SAVERS Act of 2015); S. 266 (Retirement Security Act of 2015); S. 2216 (Seniorsafe Act of 2015); SAFE Retirement Act (not yet reintroduced); DOL ERISA Fiduciary Duty Rulemaking; Sense of Congress resolution to preserve tax incentives; Preservation of tax incentives for retirement plans; Policy relating to increasing retirement security through voluntary automatic IRA and open multiple employer plans (MEPs).

H.R. 22 (Developing a Reliable and Innovative Vision for the Economy Act); H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 234 (Cyber Intelligence Sharing and Protection Act); H.R. 414 (Burdensome Data Collection Relief Act); H.R. 432 (SBIC Advisers Relief Act of 2015); H.R. 644 (Trade Facilitation and Trade Enforcement Act of 2015); H.R. 686 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2015); H.R. 897 (Reducing Regulatory Burdens Act of 2015); H.R. 989 (Capital Access for Small Businesses and Jobs Act); H.R. 1090 (Retail Investor Protection Act); H.R. 1098 (Investor Choice Act of 2015); H.R. 1163 (Futures Investor Protection Act); H.R. 1295 (Trade Preferences Extension Act of 2015); H.R. 1314 (Trade Act of 2015); H.R. 1334 (Holding Company Registration Threshold Equalization Act of 2015); H.R. 1525 (Disclosure Modernization and Simplification Act of 2015); H.R. 1550 (Financial Stability Oversight Council Improvement Act of 2015); H.R. 1659 (Improving Access to Capital for Emerging Growth Companies Act); H.R. 1675 (Encouraging Employee Ownership Act of 2015); H.R. 1723 (Small Company Simple Registration Act of 2015); H.R. 1890 (Bipartisan Congressional Trade Priorities and Accountability Act of 2015); H.R. 1982 (Restoring Main Street Investor Protection and Confidence Act); H.R. 2356 (Fair Access to Investment Research Act of 2015); H.R. 2995 (Financial Services and General Government Appropriations Act, 2016); H.R. 3738 (Office of Financial Research Accountability Act of 2015); H.R. 3340 (Financial Stability Oversight Council Reform Act); S. 67 (Restoring Main Street Investor Protection and Confidence Act); S. 115 (Fair Tax Act of 2015); S. 153 (I-Squared Act of 2015); S. 161 (Paying a Fair Share Act of 2015); S. 305 (American Job Protection Act); S. 576 (Encouraging Employee Ownership Act); S. 754 (Cybersecurity Information Sharing Act of 2015); S. 995 (Bipartisan Congressional Trade Priorities and Accountability Act of 2015); S. 1484 (Financial Regulatory Improvement Act of 2015); S. 1910 (Financial Services and General Government Appropriations Act, 2016); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; Basel Capital Rules; Basel Securitization Framework; G-20; TransAtlantic Trade and Investment Partnership (TTIP); India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Bankruptcy reform for municipalities; Support of financial literacy; Privacy and cybersecurity issues (general); Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; CFTC cross-border guidance exemptive order; Financial Stability Oversight Council (FSOC); FSOC consideration of systemically important financial institutions (SIFIs); FSOC Transparency Policy; CFTC exemptive order on extraterritorial scope of Title VII; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Leverage capital requirements; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation (MCDC) Initiative; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); CFTC proposed rule on margin requirements for uncleared swaps; Prudential Regulator's proposed rule on margin requirements for uncleared swaps; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Securities and Exchange Commission proposed rule on margin requirements for uncleared swaps; U.S./EU cross-border regulatory issues; Trade policy issues (general); Market data (Exchange Act Section 19 and related rules); China "Secure and Controllable" information and communication technologies (ICT) regulations. Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Basel III Liquidity Coverage Ratio rules; Municipal Advisor Regulation; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity (general); National Market System (NMS) discussion draft.

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1491 (Partnership to Strengthen Homeownership Act of 2015); H.R. 1839 (RAISE Act of 2015); H.R. 2209 (To require the appropriate Federal banking agencies to treat certain municipal obligations as level 2A liquid assets, and for other purposes); H.R. 2947 (Financial Institution Bankruptcy Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing finance issues (General); Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; FINRA Regulatory Notice 13-42 (Comprehensive Automated Risk Data System); Fixed income market structure; Liquidity coverage ratio for municipal bonds; Single Security proposal (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Federal Reserve liquidity coverage ratio (LCR)/net stable funding ratio (NSFR); Qualified Mortgage Rule (CFPB); Section 956 of the Dodd-Frank Act; Fixed Income Investments Liquidity; Venture Exchange discussion drafts; SEC risk retention; China banking regulation.

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1163 (Futures Investor Protection Act); H.R. 2289 (Commodity End-User Relief Act); S. 174 (Stop Tax Haven Abuse Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order (13-69); Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; Commodities (general); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII; Derivatives regulation (general); Federal Reserve commodities advance notice of proposed rulemaking (ANPR); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transactions.

H.R. 22 (Developing a Reliable and Innovative Vision for the Economy Act); H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 234 (Cyber Intelligence Sharing and Protection Act); H.R. 414 (Burdensome Data Collection Relief Act); H.R. 432 (SBIC Advisers Relief Act of 2015); H.R. 644 (Trade Facilitation and Trade Enforcement Act of 2015); H.R. 686 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2015); H.R. 897 (Reducing Regulatory Burdens Act of 2015); H.R. 989 (Capital Access for Small Businesses and Jobs Act); H.R. 1090 (Retail Investor Protection Act); H.R. 1098 (Investor Choice Act of 2015); H.R. 1163 (Futures Investor Protection Act); H.R. 1295 (Trade Preferences Extension Act of 2015); H.R. 1314 (Trade Act of 2015); H.R. 1334 (Holding Company Registration Threshold Equalization Act of 2015); H.R. 1525 (Disclosure Modernization and Simplification Act of 2015); H.R. 1659 (Improving Access to Capital for Emerging Growth Companies Act); H.R. 1675 (Encouraging Employee Ownership Act of 2015); H.R. 1723 (Small Company Simple Registration Act of 2015); H.R. 1890 (Bipartisan Congressional Trade Priorities and Accountability Act of 2015); H.R. 1982 (Restoring Main Street Investor Protection and Confidence Act); H.R. 2995 (Financial Services and General Government Appropriations Act, 2016); S. 67 (Restoring Main Street Investor Protection and Confidence Act); S. 115 (Fair Tax Act of 2015); S. 153 (I-Squared Act of 2015); S. 161 (Paying a Fair Share Act of 2015); S. 305 (American Job Protection Act); S. 576 (Encouraging Employee Ownership Act); S. 754 (Cybersecurity Information Sharing Act of 2015); S. 995 (Bipartisan Congressional Trade Priorities and Accountability Act of 2015); S. 1484 (Financial Regulatory Improvement Act of 2015); S. 1910 (Financial Services and General Government Appropriations Act, 2016); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; Basel Capital Rules; Basel Securitization Framework; G-20; TransAtlantic Trade and Investment Partnership (TTIP); India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Bankruptcy reform for municipalities; Support of financial literacy; Privacy and cybersecurity issues (general); Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; NASDAQ and NYSE market data fee proposals; CFTC cross-border guidance exemptive order; Financial Stability Oversight Council (FSOC); FSOC consideration of systemically important financial institutions (SIFIs); FSOC Transparency Policy; CFTC exemptive order on extraterritorial scope of Title VII; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Leverage capital requirements; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation (MCDC) Initiative; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); CFTC proposed rule on margin requirements for uncleared swaps; Prudential Regulator's proposed rule on margin requirements for uncleared swaps; Commodity Pools and Securitization; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Securities and Exchange Commission proposed rule on margin requirements for uncleared swaps; U.S./EU cross-border regulatory issues; Cybersecurity requests for technical assistance; Trade policy issues (general); Market data (Exchange Act Section 19 and related rules); China "Secure and Controllable" information and communication technologies (ICT) regulations. Mutual Fund 12b-1 Fees; Senior investors/diminished capacity investors; Broker-dealers/investment advisers mitigation of accounts; Basel III Liquidity Coverage Ratio rules; Municipal Advisor Regulation; Public Company Accounting Oversight Board small broker/dealer exemption; U.S./EU financial markets regulatory dialogue; Trade and international issues (general); Diversity (general).

H.R. 557 (Retirement Security Act of 2015); H.R. 637 (Permanent IRA Charitable Contribution Act of 2015); H.R. 1090 (Retail Investor Protection Act); H.R. 2656 (Receiving Electronic Statements To Improve Retiree Earnings Act); S. 266 (Retirement Security Act of 2015); SAFE Retirement Act (not yet reintroduced); DOL ERISA Fiduciary Duty Rulemaking; Sense of Congress resolution to preserve tax incentives; Preservation of tax incentives for retirement plans; Policy relating to increasing retirement security through voluntary automatic IRA and open multiple employer plans (MEPs).

H.R. 915 (Voices for Veterans Act); H.R. 961 (To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income); H.R. 1295 (Trade Preferences Extension Act of 2015); H.R. 1430 (Permanent CFC Look-Through Act of 2015); H.R. 2229 (Municipal Bond Market Support Act of 2015); H.R. 2483 (Independent Contractor Tax Fairness and Simplification Act of 2015); S. 161 (Paying a Fair Share Act of 2015); S. 174 (Stop Tax Haven Abuse Act); S. 922 (Corporate Tax Dodging Prevention Act); S.1186 (Move America Act of 2015); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Municipal Advisor Regulation; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments; Tax characteristics of nominal negative interest payments; Income tax withholding with respect to I.R.C. 305(c) deemed dividends; Tax Reform Legislation; Financial Transaction Tax (FTT). Issues related to extraterritorial application in the U.S. of foreign FTTs and FTT proposals; Issues related to taxation of negative interest payments; Issues related to the taxation of Total Loss Absorbency Capacity (TLAC) securities; Issues related to taxation of securities transactions, including market to market for derivatives.

H.R. 557 (Retirement Security Act of 2015); H.R. 637 (Permanent IRA Charitable Contribution Act of 2015); H.R. 1090 (Retail Investor Protection Act); H.R. 2656 (Receiving Electronic Statements To Improve Retiree Earnings Act); S. 266 (Retirement Security Act of 2015); SAFE Retirement Act (not yet reintroduced); DOL ERISA Fiduciary Duty Rulemaking; Sense of Congress resolution to preserve tax incentives; Preservation of tax incentives for retirement plans; Policy relating to increasing retirement security through voluntary automatic IRA and open multiple employer plans (MEPs).

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 1163 (Futures Investor Protection Act); H.R. 1317 (To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes); H.R. 2289 (Commodity End-User Relief Act); S. 174 (Stop Tax Haven Abuse Act); S. 876 (To amend the Commodity Exchange Act to specify how clearing requirements apply to certain affiliate transactions); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); CFTC Cross-border Guidance and Exemptive Order; Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; Commodities (general); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII; Derivatives regulation (general); Federal Reserve commodities advance notice of proposed rulemaking (ANPR); CFTC Letter 14-140 on transaction-level requirements in certain cross-border situations; Inter-affiliate swap transactions.

H.R. 26 (Terrorism Risk Insurance Program Reauthorization Act of 2015); H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 50 (Unfunded Mandates Information and Transparency Act of 2015); H.R. 234 (Cyber Intelligence Sharing and Protection Act); H.R. 414 (Burdensome Data Collection Relief Act); H.R. 432 (SBIC Advisers Relief Act of 2015); H.R. 686 (Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2015); H.R. 897 (Reducing Regulatory Burdens Act of 2015); H.R. 989 (Capital Access for Small Businesses and Jobs Act); H.R. 1090 (Retail Investor Protection Act); H.R. 1098 (Investor Choice Act of 2015); H.R. 1163 (Futures Investor Protection Act); H.R. 1317 (To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes); H.R. 1334 (Holding Company Registration Threshold Equalization Act of 2015); H.R. 1525 (Disclosure Modernization and Simplification Act of 2015); H.R. 1659 (Improving Access to Capital for Emerging Growth Companies Act); H.R. 1675 (Encouraging Employee Ownership Act of 2015); H.R. 1723 (Small Company Simple Registration Act of 2015); S. 67 (Restoring Main Street Investor Protection and Confidence Act); S. 115 (Fair Tax Act of 2015); S. 153 (I-Squared Act of 2015); S. 161 (Paying a Fair Share Act of 2015); S. 305 (American Job Protection Act); S. 576 (Encouraging Employee Ownership Act); S. 754 (Cybersecurity Information Sharing Act of 2015); Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (including Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Bilateral Investment Treaties, India, China; Transpacific Partnership; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; Basel Capital Rules; Basel Securitization Framework; G-20; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cybersecurity issues (general); Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; NASDAQ and NYSE market data fee proposals; CFTC cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Office of Financial Research study (Asset Management and Financial Stability); FSOC consideration of systemically important financial institutions (SIFIs); Leverage capital requirements; Release No. 34-71958, Security-Based Swap Dealers Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation (MCDC) Initiative; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); CFTC proposed rule on margin requirements for uncleared swaps; Prudential Regulator's proposed rule on margin requirements for uncleared swaps; Commodity Pools and Securitization; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Inter-affiliate swap transactions; Securities and Exchange Commission proposed rule on margin requirements for uncleared swaps; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; U.S./EU cross-border regulatory issues; Cybersecurity requests for technical assistance; Cybersecurity proposals; Trade policy issues (general); Market data (Exchange Act Section 19 and related rules); China "Secure and Controllable" information and communication technologies (ICT) regulations. Small Business Credit Availability Act (not yet introduced); Startup Capital Modernization Act (not yet introduced); Fostering Innovation Act (not yet introduced).

H.R. 961 (To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income); H.R. 1430 (Permanent CFC Look-Through Act of 2015); H.Res.189 (Providing for consideration of the bill (H.R. 650) to amend the Truth in Lending Act to modify the definitions of a mortgage originator and a high-cost mortgage, providing for consideration of the bill (H.R. 685) to amend the Truth in Lending Act to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and providing for the adoption of the concurrent resolution (S. Con. Res. 11) setting forth the congressional budget for the United States Government for fiscal year 2016 and setting forth the appropriate budgetary levels for fiscal years 2017 through 2025); S. 161 (Paying a Fair Share Act of 2015); S. 174 (Stop Tax Haven Abuse Act); S.Con.Res11(An original concurrent resolution setting forth the congressional budget for the United States Government for fiscal year 2016 and setting forth the appropriate budgetary levels for fiscal years 2017 through 2025); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Municipal Advisor Regulation; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments; Tax characteristics of nominal negative interest payments; Income tax withholding with respect to I.R.C. 305(c) deemed dividends; Tax Reform Legislation; Financial Transaction Tax (FTT). Issues related to extraterritorial application in the U.S. of foreign FTTs and FTT proposals; Issues related to taxation of negative interest payments; Issues related to the taxation of Total Loss Absorbency Capacity (TLAC) securities; Issues related to taxation of securities transactions, including market to market for derivatives; Taxation of cross-border equity swaps.

H.R. 37 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R.171 (To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act); H.R. 870 (The Puerto Rico Chapter 9 Uniformity Act of 2015); H.R. 1491 (Partnership to Strengthen Homeownership Act of 2015); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance issues (General); Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; The Volcker Rule collaterized loan obligations (CLO) issue; FINRA Regulatory Notice 13-42 (Comprehensive Automated Risk Data System); Fixed income market structure; Liquidity coverage ratio for municipal bonds; Single Security proposal (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Federal Reserve liquidity coverage ratio (LCR)/net stable funding ratio (NSFR); Bankruptcy reform legislation; Qualified Mortgage Rule (CFPB); Section 956 of the Dodd-Frank Act.

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); H.R. 1256 (Swaps Jurisdiction Certainty Act); H.R. 4413 (The Customer Protection and End-User Relief Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives- all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); Cross-border Guidance and Exemptive Order; Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; CFTC nominees; Commodities (general).

H.R. 189 (Transparency and Security in Mortgage Registration Act of 2013); H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013); S. 563 (Jumpstart GSE Reform Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance issues (General); Servicing compensation; Credit Rating Agency Reform; Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; The Volcker Rule collaterized loan obligations (CLO) issue; Johnson-Crapo Housing Finance Reform Bill; Delaney-Carney-Rimes Housing Finance Reform Bill.

H.R. 1 (Tax Reform Legislation); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013); H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013); H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments.

H.R. 1 (Tax Reform Legislation); H.R. 647 (ABLE Act of 2014); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013);H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013); H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); H.R. 4429 (Permanent Active Financing Exception Act of 2014); H.R. 4464 (Permanent CFC Look-Through Act of 2014); H.R. 5771 (To amend the Internal Revenue Code of 1986 to extend certain expiring provisions and make technical corrections, to amend the Internal Revenue Code of 1986 to provide for the tax treatment of ABLE accounts established under State programs for the care of family members with disabilities, and for other purposes); S. 313 (ABLE Act of 2014); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); S. 2260 (EXPIRE Act of 2014); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments; Preserving America's Transit and Highways ("PATH") Act; Tax characteristics of nominal negative interest payments; Income tax withholding with respect to I.R.C. 305(c) deemed dividends; Negative interest.

H.R. 83 (Consolidated and Further Continuing Appropriations Act, 2015); H.R. 189 (Transparency and Security in Mortgage Registration Act of 2013); H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act);H.R. 4387 (FSOC Transparency and Accountability Act); H.R. 4881 (To place a 6-month moratorium on the authority of the Financial Stability Oversight Council to make financial stability determinations); H.R. 5055 (To reform the housing finance system of the United States, and for other purposes); H.R. 5405 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 5461 (To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes); S. 563 (Jumpstart GSE Reform Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013); S. 1907 (Fairness for Community Job Creators Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance issues (General); Servicing compensation; Credit Rating Agency Reform; Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; The Volcker Rule collaterized loan obligations (CLO) issue; Johnson-Crapo Housing Finance Reform Bill; Delaney-Carney-Himes Housing Finance Reform Bill; FINRA Regulatory Notice 13-42 (Comprehensive Automated Risk Data System); Fixed income market structure; Liquidity coverage ratio for municipal bonds; Single Security proposal (Federal Housing Finance Agency); Federal Reserve Total Loss Absorbing Capacity (TLAC) proposal; Federal Reserve G-SIB capital surcharge; Federal Reserve liquidity coverage ratio (LCR)/net stable funding ratio (NSFR); Bankruptcy reform legislation.

H.R. 83 (Consolidated and Further Continuing Appropriations Act, 2015); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013);H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); H.R. 1256 (Swaps Jurisdiction Certainty Act); H.R. 2146 (Terrorism Risk Insurance Program Reauthorization Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.R. 4413 (The Customer Protection and End-User Relief Act); H.R. 5016 (Financial Services and General Government Appropriations Act, 2015); H.R. 5405 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 5461 (To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes); S. 474 (Swaps Regulatory Improvement Act); S. 2244 (Terrorism Risk Insurance Program Reauthorization Act of 2014); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); Cross-border Guidance and Exemptive Order; Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; CFTC nominees; Commodities (general); CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII; Derivatives regulation (general); Federal Reserve commodities advance notice of proposed rulemaking (ANPR) and hearing.

H.R. 1 (Tax Reform Act of 2014); H.R. 2374 (Retail Investor Protection Act); H.R. 4619 (Permanent IRA Charitable Contribution Act of 2014); S. 606 (SEAL Act);S. 1270 (SAFE Retirement Act of 2013); DOL ERISA Fiduciary Duty Rulemaking; Tax extenders, IRA charitable rollover provision.

H.R. 1 (Tax Reform Legislation); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013); H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013);H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); H.R. 4429 (Permanent Active Financing Exception Act of 2014); H.R. 4464 (Permanent CFC Look-Through Act of 2014); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); S. 2260 (EXPIRE Act of 2014); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments; Highway Trust Fund legislation; Preserving America's Transit and Highways ("PATH") Act.

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act);H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); H.R. 1256 (Swaps Jurisdiction Certainty Act); H.R. 4413 (The Customer Protection and End-User Relief Act); H.R. 5016 (Financial Services and General Government Appropriations Act, 2015) S. 474 (Swaps Regulatory Improvement Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); Cross-border Guidance and Exemptive Order; Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; CFTC nominees; Commodities (general); Highway Trust Fund legislation.

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S. 2588 (Cybersecurity Information Sharing Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities;Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Cybersecurity issues (general); Release No. 34-71958, SBSD Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation Initiative; Regulation AB II; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Consumer Privacy Notices - Docket No. CFPB-2014-0010; Regulatory Notice 14019, BrokerCheck Hyperlink; Preserving America's Transit and Highways ("PATH") Act; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau).

H.R. 189 (Transparency and Security in Mortgage Registration Act of 2013); H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013); S. 563 (Jumpstart GSE Reform Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013);Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance issues (General); Servicing compensation; Credit Rating Agency Reform; Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; The Volcker Rule collaterized loan obligations (CLO) issue; Johnson-Crapo Housing Finance Reform Bill; Delaney-Carney-Himes Housing Finance Reform Bill.

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC);Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Senate Intel Committee Cybersecurity Bill (not yet introduced); Cybersecurity issues (general).

H.R. 1 (Tax Reform Legislation); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013); H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013);H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments.

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1627 (Investment Adviser Examination Improvement Act of 2013); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013);S. 321 (Paying a Fair Share Act of 2013); S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S. 2588 (Cybersecurity Information Sharing Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities;Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Cybersecurity issues (general); Release No. 34-71958, SBSD Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation Initiative; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Consumer Privacy Notices - Docket No. CFPB-2014-0010; Regulatory Notice 14019, BrokerCheck Hyperlink; Preserving America's Transit and Highways ("PATH") Act; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); CFTC proposed rule on margin requirements for uncleared swaps; Prudential Regulator's proposed rule on margin requirements for uncleared swaps.

H.R. 1 (Tax Reform Legislation); H.R. 647 (ABLE Act of 2013); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013);H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013); H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); H.R. 4429 (Permanent Active Financing Exception Act of 2014); H.R. 4464 (Permanent CFC Look-Through Act of 2014); S. 313 (ABLE Act of 2013); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); S. 2260 (EXPIRE Act of 2014); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments; Highway Trust Fund legislation; Preserving America's Transit and Highways ("PATH") Act.

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act);H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); H.R. 1256 (Swaps Jurisdiction Certainty Act); H.R. 4413 (The Customer Protection and End-User Relief Act); H.R. 5016 (Financial Services and General Government Appropriations Act, 2015); H.R. 5405 (Promoting Job Creation and Reducing Small Business Burdens Act); H.R. 5461 (To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes); S. 474 (Swaps Regulatory Improvement Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); Cross-border Guidance and Exemptive Order; Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; CFTC nominees; Commodities (general); Highway Trust Fund legislation; CFTC no action relief for packaged trades; Security based swaps rules under Title VII; Dodd-Frank Title VII.

H.R. 189 (Transparency and Security in Mortgage Registration Act of 2013); H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013); H.R. 4387 (FSOC Transparency and Accountability Act);H.R. 4881 (To place a 6-month moratorium on the authority of the Financial Stability Oversight Council to make financial stability determinations); H.R. 5055 (To reform the housing finance system of the United States, and for other purposes); S. 563 (Jumpstart GSE Reform Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance issues (General); Servicing compensation; Credit Rating Agency Reform; Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; The Volcker Rule collaterized loan obligations (CLO) issue; Johnson-Crapo Housing Finance Reform Bill; Delaney-Carney-Himes Housing Finance Reform Bill.

H.R. 1 (Tax Reform Legislation); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013); H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013);H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); H.R. 4429 (Permanent Active Financing Exception Act of 2014); H.R. 4464 (Permanent CFC Look-Through Act of 2014); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); S. 2260 (EXPIRE Act of 2014); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments; Highway Trust Fund legislation; Preserving America's Transit and Highways ("PATH") Act.

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act);H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); H.R. 1256 (Swaps Jurisdiction Certainty Act); H.R. 4413 (The Customer Protection and End-User Relief Act); H.R. 5016 (Financial Services and General Government Appropriations Act, 2015) S. 474 (Swaps Regulatory Improvement Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); Cross-border Guidance and Exemptive Order; Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; CFTC nominees; Commodities (general); Highway Trust Fund legislation.

H.R. 189 (Transparency and Security in Mortgage Registration Act of 2013); H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013); H.R. 4387 (FSOC Transparency and Accountability Act);H.R. 4881 (To place a 6-month moratorium on the authority of the Financial Stability Oversight Council to make financial stability determinations); H.R. 5055 (To reform the housing finance system of the United States, and for other purposes); S. 563 (Jumpstart GSE Reform Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance issues (General); Servicing compensation; Credit Rating Agency Reform; Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; The Volcker Rule collaterized loan obligations (CLO) issue; Johnson-Crapo Housing Finance Reform Bill; Delaney-Carney-Himes Housing Finance Reform Bill.

H.R. 2035 (Automatic IRA Act of 2013); H.R. 2117 (Retirement Plan Simplification and Enhancement Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 4619 (Permanent IRA Charitable Contribution Act of 2014);S. 606 (SEAL Act); House and Senate Sense of Congress Resolutions on Preserving Retirement Savings Tax Incentives; DOL ERISA Fiduciary Duty Rulemaking; DOL Advisory Opinion 2013-01A (Swaps and pension plans); Partial rollovers; Business Conduct Standards; Tax reform (generally, relating to retirement); Stretch IRA in Highway Trust Fund legislation; Sen. Rubio's retirement proposals (draft).

H.R. 1 (Tax Reform Legislation); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013); H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013);H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); H.R. 4429 (Permanent Active Financing Exception Act of 2014); H.R. 4464 (Permanent CFC Look-Through Act of 2014); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); S. 2260 (EXPIRE Act of 2014); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments; Highway Trust Fund legislation; Preserving America's Transit and Highways ("PATH") Act.

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S. 2588 (Cybersecurity Information Sharing Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities;Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Cybersecurity issues (general); Release No. 34-71958, SBSD Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation Initiative; Regulation AB II; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Consumer Privacy Notices - Docket No. CFPB-2014-0010; Regulatory Notice 14019, BrokerCheck Hyperlink; Preserving America's Transit and Highways ("PATH") Act; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau).

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act);H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); H.R. 1256 (Swaps Jurisdiction Certainty Act); H.R. 4413 (The Customer Protection and End-User Relief Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); Cross-border Guidance and Exemptive Order; Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; CFTC nominees; Commodities (general).

H.R. 2035 (Automatic IRA Act of 2013); H.R. 2117 (Retirement Plan Simplification and Enhancement Act of 2013); H.R. 2374 (Retail Investor Protection Act); S. 606 (SEAL Act);House and Senate Sense of Congress Resolutions on Preserving Retirement Savings Tax Incentives; DOL ERISA Fiduciary Duty Rulemaking; DOL Advisory Opinion 2013-01A (Swaps and pension plans); Partial rollovers; Business Conduct Standards; Tax reform (generally, relating to retirement).

H.R. 1 (Tax Reform Legislation); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013); H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013);H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Legislation Proposals; Tax issues related to standardization of credit default swaps and derivatives transactions; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions; Tax Reform Act of 2014; Issues related to proposals to impose an asset tax on financial institutions; Issues related to proposals to limit the deductability of FDIC assessments.

H.R. 189 (Transparency and Security in Mortgage Registration Act of 2013); H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013); S. 563 (Jumpstart GSE Reform Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013);Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance issues (General); Servicing compensation; Credit Rating Agency Reform; Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; The Volcker Rule collaterized loan obligations (CLO) issue; Johnson-Crapo Housing Finance Reform Bill; Delaney-Carney-Himes Housing Finance Reform Bill.

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act);H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); H.R. 1256 (Swaps Jurisdiction Certainty Act); H.R. 4413 (The Customer Protection and End-User Relief Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); Cross-border Guidance and Exemptive Order; Banks in physical commodity markets; Make available to trade determination for Swap Execution Facilities (SEFs); Position limits; Jumpstart Our Business Startups (JOBS) Act implementation; IHS Global report on the Role of Banks in Physical Commodities; Concept Release on Risk Controls and System Safeguards for Automated Trading Environments; The Volcker Rule; Block trades; Insurance-linked securities; Transaction-Level Requirements in Certain Cross-Border Situations (CFTC letters Nos. 13-17 and 14-01); CFTC Regulation 1.35; Block trades on swap execution facilities (SEFs); Liquidity coverage ratio (LCR) as it relates to commodities; CFTC nominees; Commodities (general).

H.R. 2035 (Automatic IRA Act of 2013); H.R. 2117 (Retirement Plan Simplification and Enhancement Act of 2013); H.R. 2374 (Retail Investor Protection Act); S. 606 (SEAL Act);House and Senate Sense of Congress Resolutions on Preserving Retirement Savings Tax Incentives; DOL ERISA Fiduciary Duty Rulemaking; DOL Advisory Opinion 2013-01A (Swaps and pension plans); Partial rollovers; Business Conduct Standards; Tax reform (generally, relating to retirement).

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC);Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Senate Intel Committee Cybersecurity Bill (not yet introduced); Cybersecurity issues (general).

H.R. 189 (Transparency and Security in Mortgage Registration Act of 2013); H.R. 2767 (Protecting American Taxpayers and Homeowners Act of 2013); S. 563 (Jumpstart GSE Reform Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013);Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance issues (General); Servicing compensation; Credit Rating Agency Reform; Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs; The Volcker Rule implementation; The Volcker Rule collaterized loan obligations (CLO) issue; Johnson-Crapo Housing Finance Reform Bill; Delaney-Carney-Himes Housing Finance Reform Bill.

H.R. 2035 (Automatic IRA Act of 2013); H.R. 2117 (Retirement Plan Simplification and Enhancement Act of 2013); H.R. 2374 (Retail Investor Protection Act); S. 606 (SEAL Act);House and Senate Sense of Congress Resolutions on Preserving Retirement Savings Tax Incentives; DOL ERISA Fiduciary Duty Rulemaking; DOL Advisory Opinion 2013-01A (Swaps and pension plans); Partial rollovers; Business Conduct Standards; Tax reform (generally, relating to retirement).

H.R. 1 (Tax Reform Legislation); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013); H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013);H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); H.R. 1579 (Inclusive Prosperity Act of 2013); H.R. 2788 (Mortgage Forgiveness Tax Relief Act); H.R. 2994 (Mortgage Forgiveness Tax Relief Act of 2013); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1187 (Mortgage Forgiveness Tax Relief Act); S. 1257 (Protect American Investments Act of 2013); S. 1706 (Fair Playing Field Act of 2013); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Proposals; Tax issues related to standardization of credit default swaps; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation; Cost-basis reporting regulations; Issues related to standardization of derivatives transactions.

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013); S. 387 (American Infrastructure Investment Fund Act);S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues;Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board.

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013); S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013);S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance;CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; Legislation relating to Basel III and Too Big To Fail (Sens. Vitter and Brown)(Not yet introduced); EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Debt ceiling legislation (not yet introduced).

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act);H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); H.R. 1256 (Swaps Jurisdiction Certainty Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization; Core Principles and Other Requirements for Swap Execution Facilities (SEF Final Rule); Cross-border Guidance and Exemptive Order; Banks in physical commodity markets.

H.R. 2374 (Retail Investor Protection Act); S. 606 (SEAL Act); House and Senate Sense of Congress Resolutions on Preserving Retirement Savings Tax Incentives; DOL ERISA Fiduciary Duty Rulemaking;DOL Advisory Opinion 2013-01A (Swaps and pension plans); Partial rollovers; Business Conduct Standards; Automatic IRA legislation (Rep. Neal)(Not yet introduced); Tax reform (generally, relating to retirement).

H.R. 189 (Transparency and Security in Mortgage Registration Act of 2013); S. 563 (Jumpstart GSE Reform Act); S. 1217 (Housing Finance Reform and Taxpayer Protection Act of 2013); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation;Housing Affordability and Stability Plan; Housing finance issues (General); Servicing compensation; Credit Rating Agency Reform; Government Sponsored Enterprise (GSE) Reform; Strategic plan for conservatorships of the GSEs; Eminent Domain; Equity market structure issues; Capital standards; Ginnie Mae securitization programs.

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013); S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013);S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance;CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; Legislation relating to Basel III and Too Big To Fail (Sens. Vitter and Brown)(Not yet introduced); EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework.

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act);H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments; Commodity Exchange Act (CEA) Reauthorization.

H.R. 1 (Tax Reform Legislation); H.R. 535 (Put America Back to Work Act); H.R. 684 (Marketplace Fairness Act); H.R. 789 (Build America Bonds Extension Act of 2013);H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013); H.R. 798 (Workforce Investment Act of 2013); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 949 (Invest in American Jobs Act of 2013); S. 336 (Marketplace Fairness Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 743 (Marketplace Fairness Act); S. 1257 (Protect American Investments Act of 2013); Regulations implementing Internal Revenue Code Section 871(m); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; U.S. and foreign Financial Transaction Tax Proposals; Tax issues related to standardization of credit default swaps; Extension of Active Financing Rules; Administration's Financial Crisis Responsibility Fee; Tax issues related to interest expense allocation; Tax treatment of capital gains and dividends; Tax classification of independent contractors; Taxation of cross-border equity swaps; Corporate tax reporting rules; Tax reporting requirements for foreign financial institutions on certain foreign accounts; Foreign Account Tax Compliance Act of 2010 (FATCA); Extension of the Alternative Minimum Tax, tax exemption for private activity bonds; Securities cost basis reporting regulations; International tax reform; United States individual and business taxation; Preservation of tax incentives for retirement plans; Tax extenders; Municipal Advisor Regulation.

H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 992 (Swaps Regulatory Improvement Act);H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1038 (Public Power Risk Management Act of 2013); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Regulatory rulemaking regarding swap dealer capital requirements and margin segregation); Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Commodity pool operators amendments.

S. 606 (SEAL Act); House and Senate Sense of Congress Resolutions on Preserving Retirement Savings Tax Incentives; DOL ERISA Fiduciary Duty Rulemaking; DOL Advisory Opinion 2013-01A (Swaps and pension plans);Partial rollovers; Business Conduct Standards; Automatic IRA legislation (Rep. Neal)(Not yet introduced).

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013); S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013);S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 563 (Jumpstart GSE Reform Act); FINRA Rule 4560 (short interest reporting); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Recordkeeping under Exchange Act Rule 17a-4(b)(4); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance;CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Government Sponsored Enterprise (GSE) Reform; Equity Market Structure Issues; Tick-size pilot program; Legislation relating to Basel III and Too Big To Fail (Sens. Vitter and Brown)(Not yet introduced); EU Capital and Resolution.

H.R. 567 (Public Employee Pension Transparency Act); H.R. 1534 (SAVE Act of 2011); S. 347 (Public Employee Pension Transparency Act); DOL ERISA Fiduciary Duty Rulemaking; H.R. 3045 (Retirement Income Protection Act of 2011); H.R. 4049 (Automatic IRA Act of 2012); H.R. 4050 (Retirement Plan Simplification and Enhancement Act of 2012); S.1557 (Automatic IRA Act of 2011); H. Con. Res. 101 (to express benefits of current tax incentives for savings); S. Con. Res. 62 (A concurrent resolution expressing the sense of the Congress that our current tax incentives for retirement savings provide important benefits to Americans to help plan for a financially secure retirement); Partial rollovers; Business Conduct Standards; Swaps and pension plans; Department of Labor Field Assistance Bulletin 2012-02 (question and answer number 30).

H.R. 31 (The Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011); H.R. 1221 (The Equity in Government Compensation Act); H.R. 1222 (The GSE Subsidy Elimination Act); H.R. 1223 (The GSE Credit Risk Equitable Treatment Act); H.R. 1223 (GSE Credit Risk Equitable Treatment Act of 2011); H.R. 1224 (The Portfolio Risk Reduction Act); H.R. 1225 (The GSE Debt Issuance Approval Act); H.R. 1226 (The GSE Mission Improvement Act); H.R. 1227 (The GSE Risk and Activities Limitation Act); H.R. 1859 (Housing Finance Reform Act of 2011); H.R. 2413 (Secondary Market Facility for Residential Mortgages Act); H.R. 2425 (Transparency and Security in Mortgage Registration Act); H.R. 2428 (GSE Legal Fee Reduction Act); H.R. 2436 (Fannie Mae and Freddie Mac Taxpayer Payback Act); H.R. 2439 (Removing GSEs Charters During Receivership Act); H.R. 2440 (Market Transparency and Taxpayer Protection Act); H.R. 2441 (Housing Trust Fund Elimination Act); H.R. 2446 (RESPA Home Warranty Clarification Act); H.R. 2509 (Preserving Consumers' Mortgage Origination Choices Act); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation; Housing Affordability and Stability Plan; Housing finance reform; Servicing compensation; Credit Rating Agency Reform; Strategic plan for conservatorships of the GSEs.

H.R. 363 (Housing Opportunity and Mortgage Equity Act of 2011); H.R. 344 (Fiscal Responsibility Effective Enforcement Act of 2011); H.R. 463 (Fannie Mae and Freddie Mac Transparency Act of 2011); H.R. 653 (Financial Information Privacy Act of 2011); H.R. 757 (Equitable Treatment of Investors Act); H.R. 836 (Emergency Mortgage Relief Program Termination Act); H.R. 1053 (stock quote decimalization); H.R. 1062 (Burdensome Data Collection Relief Act); H.R. 1070 (Small Company Capital Formation Act of 2011); H.R. 1082 (Small Business Capital Access and Job Preservation Act); H.R. 1112 (National Association of Registered Agents and Brokers Reform Act of 2011); H.R. 1151 (Emergency Mortgage Relief and Neighborhood Stabilization Programs Cost Recoupment Act of 2011); H.R. 1341 (A bill to provide a point of order against consideration of any measure that would increase the statutory limit on the public debt above $14.294 trillion unless that measure has been publicly available for a full 7 calendar days before consideration on the floor of the Senate); H.R. 1438 (Regulation Moratorium and Jobs Preservation Act of 2011); H.R. 1532 (A bill to amend the Budget Control Act of 2011 to require the joint select committee of Congress to report findings and propose legislation to restore the Nation's workforce to full employment over the period of fiscal years 2012 and 2013); H.R. 1535 (Personal Data Protection and Breach Accountability Act of 2011); H.R. 1539 (Asset-Backed Market Stabilization Act of 2011); H.R. 1544 (Small Company Capital Formation Act of 2011); H.R. 1550 (National Infrastructure Bank Act of 2011); H.R. 1573 (To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption); H.R. 1610 (Business Risk Mitigation and Price Stabilization Act of 2011); H.R. 1838 (To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants); H.R. 1840 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1965 (To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes.); H.R. 2167 (Private Company Flexibility Act); H.R. 2308 (SEC Regulatory Accountability Act); H.R. 2313 (To repeal the authority to provide certain loans to the International Monetary Fund, the increase in the United States quota to the Fund, and certain other related authorities, to rescind related appropriated amounts, and for other purposes); H.R. 2413 (Secondary Market Facility for Residential Mortgages Act of 2011); H.R. 2483 (Whistleblower Improvement Act); H.R. 2517 (Shareholder Protection Act of 2011); H.R. 2586 (Swap Execution Facility Clarification Act); H.R. 2603 (Maintaining Agency Direction on Financial Fraud Act); H.R. 2612 (To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to repeal the authority of the Bureau of Consumer Financial Protection to prohibit certain acts or practices); H.R. 2651 (To require that the United States Government prioritize all obligations on the debt held by the public, Social Security benefits, and military pay in the event that the debt limit is reached, and for other purposes); H.R. 2682 (Business Risk Mitigation and Price Stabilization Act); H.R. 2779 (To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act); H.R. 2827 (To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes); H.R. 2855 (Emergency Jobs Now Act); H.R. 2930 (Entrepreneur Access to Capital Act); H.R. 2931 (Full Faith and Credit Act); H.R. 2940 (Access to Capital for Job Creators Act); H.R. 2964 (Unfunded Mandates Accountability Act); H.R. 3010 (Regulatory Accountability Act of 2011); H.R. 3078 (United States-Colombia Trade Promotion Agreement Implementation Act); H.R. 3079 (United States-Panama Trade Promotion Agreement Implementation Act); H.R. 3080 (United States-Korea Free Trade Agreement Implementation Act); H.R. 3084 (Mortgage Credit Availability Act of 2011); H.R. 3128 (To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to adjust the date on which consolidated assets are determined for purposes of exempting certain instruments of exempting smaller institutions from capital deductions); H.R. 3213 (Small Company Job Growth and Regulatory Relief Act of 2011); H.R. 3283 (Swap Jurisdiction Certainty Act); H.R. 3313 (Wall Street Trading and Speculators Tax Act); H.R. 3318 (Growing Jobs Through Capital Act of 2011); H.R. 3336 (Small Business Credit Availability Act); H.R. 3527 (Protecting Main Street End-Users From Excessive Regulation); H.R. 3530 (Freddie Mac Debt Reduction Act of 2011); H.R. 3606 (Reopening American Capital Markets to Emerging Growth Companies Act of 2011); H.R. 3635 (Investing in America's Small Businesses Act of 2011); H.R. 3644 (Private Mortgage Market Investment Act); H.R. 3655 (Small Business Access to Capital Act of 2011); H.R. 3665 (Wall Street Accountability through Sustainable Funding Act); H.R. 3733 (Affordable Mortgage for Homeowners Act of 2011); H.R. 3871 (Proprietary Information Protection Act of 2012); H.R. 4088 (Capital Expansion Act); H.R. 4235 (To amend the Securities Exchange Act of 1934 and the Commodity Exchange Act to repeal the indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities under such Acts.); H.R. 4624 (Investment Advisor Oversight Act of 2012); H.R. 5973 (Commodity Futures Trading Commission (CFTC) appropriations bill); H. Amdt. 465 (Amendment prohibits the use of funds by the CFTC to promulgate any final rules under the Commodity Exchange Act as added by the Dodd-Frank Act until 12 months after the promulgation of final swap transaction reporting rules under the Commodity Exchange Act.); S. 23 (Patent Reform Act of 2011); S. 556 (A bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes); S. 1276 (To repeal the authority to provide certain loans to the International Monetary Fund, the increase in the United States quota to the Fund, and certain other related authorities, to rescind related appropriated amounts, and for other purposes); S. 1544 (Small Company Capital Formation Act of 2011); S. 1619 (The Currency Exchange Act); S. 1641 (A Bill to Implement the U.S.-Colombia Trade Promotion Agreement); S. 1642 (A Bill to Implement the U.S.-Korea Trade Promotion Agreement); S. 1643 (A Bill to Implement the U.S.-Panama Trade Promotion Agreement); S. 1650 (Dodd-Frank Improvement Act of 2011); S. 1787 (Wall Street Trading and Speculators Tax Act); S. 1791 (Democratizing Access to Capital Act of 2011); S. 1824 (Private Company Flexibility and Growth Act); S. 1831 (Access to Capital for Job Creators Act); S. 1835 (United States Covered Bond Act); S. 1907 (PCAOB Enforcement Transparency Act of 2011); S. 1933 (Reopening American Capital Markets to Emerging Growth Companies Act of 2011); S. 1941 (To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes); S. 1962 (Startup Expansion and Investment Act); S. 1963 (Mortgage Finance Act of 2011); S. 1970 (CROWDFUND Act); S. 1975 (No More IMF Bailouts Act); S. 1997 (FHA Bailout Protection Act of 2011); S. 2033 (Closing the Derivatives Blended Rate Loophole Act); S. 2038 (STOCK Act); S. 2055 (A bill to amend the Federal Deposit Insurance Act with respect to the protection of certain information.); S. 2102 (Cybersecurity Information Sharing Act of 2012); S. 2105 (Cybersecurity Act of 2012); S. 3414 (A bill to enhance the security and resiliency of the cyber and communications infrastructure of the United States.); S. 3620 (A bill to amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes.); S. Amdt. 1818 to S. 1813 (offshore tax havens); SR-NASDAQ-2012-005 (Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Enhanced Display Distributor Fee); SR-NASDAQ-2012-042 (Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Re-organize NASDAQ's Rules Governing the Fees Applicable to NASDAQ's Depth-of-Book Market Data); SR-NASDAQ-2012-044 (Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data); SR-NYSEArca-2011-96 (Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Integrated Data Feed); FINRA Rule 4560 (short interest reporting); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Recordkeeping under Exchange Act Rule 17a-4(b)(4); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Resolution Authority for Systemically Significant Financial Companies Act of 2009; China - strategic and economic dialogue; Market Structure Issues (dark pools, flash quotes, high frequency trading); Transatlantic Economic Council (Trade Issues); Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Eminent domain; Russia Permanent Normal Trade Relations; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues, Response to Royal Bank of India discussion; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; G-20; Amendments to the 2012 Indian Finance Bill; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Market Data Exchange Act Section 19 (and related rules); Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives.