Loading…
Access to Small Business Investor Capital Act
Legislative Progress
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
0pct
0d open
vs 9,062 other HR bills in the 116th — cohort avg 39d
Access to Small Business Investor Capital Act This bill directs the Securities and Exchange Commission to specify that a business development company is not considered an acquired fund for the purpose of certain fee and expense calculations as part of investment company registration statements.
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (3)
2021 · third_quarter · Financial Institutions/Investments/Securities
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Referred to the House Committee on Financial Services.
Introduced in House
Congress.gov source codes: 1000, Intro-H
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2021 · second_quarter · Financial Institutions/Investments/Securities
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2021 · first_quarter · Financial Institutions/Investments/Securities
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020) Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2020 · fourth_quarter · Financial Institutions/Investments/Securities
HR 6458, Small Business Investor Tax Parity Act of 2020, regarding all provisions. HR 7375, To require the Securities and Exchange Commission to revise rules to exclude business development companies from certain "Acquired Fund fees and expenses" reporting, and for other purposes, regarding all provisions.
Client expense: $210,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2020 · fourth_quarter · Small Business
Regulation of business development companies, including H.R.7375, the "Access to Small Business Investor Capital Act," implementation of the "Small Business Credit Availability Act" and of H.R.748, the "Coronavirus Aid, Relief, and Economic Security Act," and H.R. 8900, the "Further Continuing Appropriations Act, 2021."
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2020 · fourth_quarter · Financial Institutions/Investments/Securities
Regulation of business development companies, including H.R.7375, the "Access to Small Business Investor Capital Act," implementation of the "Small Business Credit Availability Act" and of H.R.748, the "Coronavirus Aid, Relief, and Economic Security Act," and H.R. 8900, the "Further Continuing Appropriations Act, 2021."
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2020 · fourth_quarter · Financial Institutions/Investments/Securities
Issues related to Coronavirus Aid, Relief, and Economic Security (CARES) Act Federal Reserve lending and liquidity facilities established under Title IV of the CARES Act H.R. 7375, the Access to Small Business Investor Capital Act Regulatory issues involving business development companies (BDCs) - acquired fund fees and expenses (AFFE) disclosure, and coinvestment transaction regulatory relief SEC Proposed Rule "Fund of Funds Arrangements" (December 2018). SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020)
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2020 · third_quarter · Financial Institutions/Investments/Securities
HR 6458, Small Business Investor Tax Parity Act of 2020, regarding all provisions. HR 7375, To require the Securities and Exchange Commission to revise rules to exclude business development companies from certain "Acquired Fund fees and expenses" reporting, and for other purposes, regarding all provisions.
Client expense: $210,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2020 · third_quarter · Financial Institutions/Investments/Securities
Coronavirus Aid, Relief, and Economic Security (CARES) Act lending and liquidity provisions under Title IV H.R. 7375, the Access to Small Business Investor Capital Act Securities and Exchange Commission regulatory relief related to business development companies (BDCs) SEC Proposed Rule "Fund of Funds Arrangements" (December 2018). SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020)
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2020 · third_quarter · Small Business
Regulation of business development companies, including H.R.7375, the "Access to Small Business Investor Capital Act," and implementation of the "Small Business Credit Availability Act" and of H.R.748, the "Coronavirus Aid, Relief, and Economic Security Act."
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2020 · third_quarter · Financial Institutions/Investments/Securities
Regulation of business development companies, including H.R.7375, the "Access to Small Business Investor Capital Act," and implementation of the "Small Business Credit Availability Act" and of H.R.748, the "Coronavirus Aid, Relief, and Economic Security Act."
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2020 · second_quarter · Financial Institutions/Investments/Securities
HR 6458, Small Business Investor Tax Parity Act of 2020, regarding all provisions. HR 7375, To require the Securities and Exchange Commission to revise rules to exclude business development companies from certain "Acquired Fund fees and expenses" reporting, and for other purposes, regarding all provisions.
Client expense: $200,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
| Republican |
| OH |