Reported covered position: Professional Staff - House Financial Services Committee / Office of Congressman Scott Garrett (2015-2017) Legislative Director - Office of Congresswoman Ann Wagner (2013-2014) LA/LD - Congressman Francisco Canseco (2011-2012)
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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 2225 the Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. Small Business Investor Capital Access Act
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2026 · third_quarter · Q3
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. Small Business Investor Capital Access Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2026 · second_quarter · Q2
Source: Senate LDA
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Small Business Investor Capital Access Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Small Business Investor Capital Access Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Small Business Investor Capital Access Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Small Business Investor Capital Access Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
To permit a registered investment company to omit certain fees from the calculation of Acquired Fund Fees and Expenses, and for other purposes.
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
To permit a registered investment company to omit certain fees from the calculation of Acquired Fund Fees and Expenses, and for other purposes.
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
To permit a registered investment company to omit certain fees from the calculation of Acquired Fund Fees and Expenses, and for other purposes.
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
To permit a registered investment company to omit certain fees from the calculation of Acquired Fund Fees and Expenses, and for other purposes.
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 (118th Congress), the Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 (118th Congress), the Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Small Business Investor Capital Access Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 (118th Congress), the Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Small Business Investor Capital Access Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Small Business Investor Capital Access Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Small Business Investor Capital Access Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 (118th Congress), the Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
To permit a registered investment company to omit certain fees from the calculation of Acquired Fund Fees and Expenses, and for other purposes.
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
To permit a registered investment company to omit certain fees from the calculation of Acquired Fund Fees and Expenses, and for other purposes.
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions. H.R. 5598 the Access to Small Business Investor Capital Act SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions in this proposed rule related to AFFE for business development companies.
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions. H.R. 5598 the Access to Small Business Investor Capital Act SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Legislation related to AFFE disclosure, H.R. 5598 Access to Small Business Investor Capital Act
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 5598/S. 3961 the Access to Small Business Investor Capital Act. SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions in this proposed rule related to AFFE for business development companies.
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions. H.R. 5598/S. 3961 the Access to Small Business Investor Capital Act. SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions in this proposed rule related to AFFE for business development companies.
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 5598/S. 3961 the Access to Small Business Investor Capital Act. SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions in this proposed rule related to AFFE for business development companies.
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions. H.R. 5598/S. 3961 the Access to Small Business Investor Capital Act. SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions in this proposed rule related to AFFE for business development companies.
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Legislation related to AFFE disclosure, H.R. 5598 Access to Small Business Investor Capital Act
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020) Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Stop Wall Street Looting Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
General issues related to the private equity industry, small business investment companies (SBICs), rural business investment companies (RBICs), and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Various provisions under Sections 4003 and 4004 of the Coronavirus Aid, Relief, and Economic Security (CARES) Act Matters related to the Paycheck Protection Program (PPP) under the CARES Act
Stop Wall Street Looting Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
General issues related to the private equity industry, small business investment companies (SBICs), rural business investment companies (RBICs), and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Various provisions under Sections 4003 and 4004 of the Coronavirus Aid, Relief, and Economic Security (CARES) Act Matters related to the Paycheck Protection Program (PPP) under the CARES Act Securities and Exchange Commission Proposed Rule "Fund of Funds Arrangements" (December 19th, 2018).
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Issues related to Coronavirus Aid, Relief, and Economic Security (CARES) Act Federal Reserve lending and liquidity facilities established under Title IV of the CARES Act H.R. 7375, the Access to Small Business Investor Capital Act Regulatory issues involving business development companies (BDCs) - acquired fund fees and expenses (AFFE) disclosure, and coinvestment transaction regulatory relief SEC Proposed Rule "Fund of Funds Arrangements" (December 2018). SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020)
Access to Small Business Investor Capital Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
Coronavirus Aid, Relief, and Economic Security (CARES) Act lending and liquidity provisions under Title IV H.R. 7375, the Access to Small Business Investor Capital Act Securities and Exchange Commission regulatory relief related to business development companies (BDCs) SEC Proposed Rule "Fund of Funds Arrangements" (December 2018). SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020)
General issues related to the private equity industry, small business investment companies (SBICs), rural business investment companies (RBICs), and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Various provisions under Sections 4003 and 4004 of the Coronavirus Aid, Relief, and Economic Security (CARES) Act Matters related to the Paycheck Protection Program (PPP) under the CARES Act
General issues related to the private equity industry, small business investment companies (SBICs), rural business investment companies (RBICs), and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Various provisions under Sections 4003 and 4004 of the Coronavirus Aid, Relief, and Economic Security (CARES) Act Matters related to the Paycheck Protection Program (PPP) under the CARES Act Securities and Exchange Commission Proposed Rule "Fund of Funds Arrangements" (December 19th, 2018).
Stop Wall Street Looting Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
General issues related to the private equity industry and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Draft House legislation "Private Fund Board Disclosure Act of 2019" Draft House legislation "Investment Adviser Alignment Act"
Stop Wall Street Looting Act
Client: SMALL BUSINESS INVESTOR ALLIANCE · Firm: BPO STRATEGIES
General legislative and regulatory issues affecting private investment funds and business development companies Proposed Securities and Exchange Commission (SEC) rulemaking on fund of funds agreements (December 2018) H.R. 3848 / S. 2155 Stop Wall Street Looting Act Draft legislation impacting private funds under the Investment Advisers Act
General legislative and regulatory issues affecting private investment funds and business development companies Proposed Securities and Exchange Commission (SEC) rulemaking on fund of funds agreements (December 2018) H.R. 3848 / S. 2155 Stop Wall Street Looting Act Draft legislation impacting private funds under the Investment Advisers Act
General issues related to the private equity industry and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Draft House legislation "Private Fund Board Disclosure Act of 2019" Draft House legislation "Investment Adviser Alignment Act"
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. Small Business Investor Capital Access Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2026 · first_quarter · Q1
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. Small Business Investor Capital Access Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2025 · fourth_quarter · Q4
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. Small Business Investor Capital Access Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2025 · third_quarter · Q3
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. Small Business Investor Capital Access Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2025 · second_quarter · Q2
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. Small Business Investor Capital Access Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2025 · first_quarter · Q1
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 2225 the Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. Small Business Investor Capital Access Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2024 · fourth_quarter · Q4
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2024 · third_quarter · Q3
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2024 · second_quarter · Q2
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2024 · first_quarter · Q1
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2023 · fourth_quarter · Q4
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2023 · third_quarter · Q3
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 the Access to Small Business Investor Capital Act; H.R. H.R. 5273 Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2023 · second_quarter · Q2
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 (118th Congress), the Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2023 · first_quarter · Q1
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 1379 (118th Congress), the Access to Small Business Investor Capital Act Issues involving registration of private fund advisers with Securities and Exchange Commission. H.R. 2578 (118th Congress)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2022 · fourth_quarter · Q4
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure. H.R. 5598/S. 3961 the Access to Small Business Investor Capital Act. SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions in this proposed rule related to AFFE for business development companies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2022 · third_quarter · Q3
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions. H.R. 5598/S. 3961 the Access to Small Business Investor Capital Act. SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions in this proposed rule related to AFFE for business development companies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2022 · second_quarter · Q2
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions. H.R. 5598 the Access to Small Business Investor Capital Act SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions in this proposed rule related to AFFE for business development companies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2022 · first_quarter · Q1
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions. H.R. 5598 the Access to Small Business Investor Capital Act SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Legislation related to AFFE disclosure, H.R. 5598 Access to Small Business Investor Capital Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2021 · fourth_quarter · Q4
Tax rates and treatment for small businesses and small business investors Capital gains provisions related to consideration of Build Back Better Act
Issues involving business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Legislation related to AFFE disclosure, H.R. 5598 Access to Small Business Investor Capital Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2021 · third_quarter · Q3
Tax rates and treatment for small businesses and small business investors Capital gains provisions included as part of Build Back Better Act
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2021 · second_quarter · Q2
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" Provisions related to AFFE for business development companies. Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2021 · first_quarter · Q1
Regulatory issues affecting business development companies (BDCs), including acquired fund fees and expenses (AFFE) disclosure and BDC co-investment transactions SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020) Re-introduction of legislation related to AFFE disclosure (similar to H.R. 7375, Access to Small Business Investor Capital Act from 116th Congress).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2020 · fourth_quarter · Q4
Issues related to Coronavirus Aid, Relief, and Economic Security (CARES) Act Federal Reserve lending and liquidity facilities established under Title IV of the CARES Act H.R. 7375, the Access to Small Business Investor Capital Act Regulatory issues involving business development companies (BDCs) - acquired fund fees and expenses (AFFE) disclosure, and coinvestment transaction regulatory relief SEC Proposed Rule "Fund of Funds Arrangements" (December 2018). SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2020 · third_quarter · Q3
Coronavirus Aid, Relief, and Economic Security (CARES) Act lending and liquidity provisions under Title IV H.R. 7375, the Access to Small Business Investor Capital Act Securities and Exchange Commission regulatory relief related to business development companies (BDCs) SEC Proposed Rule "Fund of Funds Arrangements" (December 2018). SEC Proposed Rule "Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements" (August 2020)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2020 · second_quarter · Q2
General issues related to the private equity industry, small business investment companies (SBICs), rural business investment companies (RBICs), and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Various provisions under Sections 4003 and 4004 of the Coronavirus Aid, Relief, and Economic Security (CARES) Act Matters related to the Paycheck Protection Program (PPP) under the CARES Act Securities and Exchange Commission Proposed Rule "Fund of Funds Arrangements" (December 19th, 2018).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2020 · first_quarter · Q1
General issues related to the private equity industry, small business investment companies (SBICs), rural business investment companies (RBICs), and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Various provisions under Sections 4003 and 4004 of the Coronavirus Aid, Relief, and Economic Security (CARES) Act Matters related to the Paycheck Protection Program (PPP) under the CARES Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2019 · fourth_quarter · Q4
General issues related to the private equity industry and business development companies H.R. 3848 / S. 2155 the "Stop Wall Street Looting Act" Draft House legislation "Private Fund Board Disclosure Act of 2019" Draft House legislation "Investment Adviser Alignment Act"
Filing targets: HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC)
SMALL BUSINESS INVESTOR ALLIANCE via BPO STRATEGIES
2019 · fourth_quarter · RR
General legislative and regulatory issues affecting private investment funds and business development companies Proposed Securities and Exchange Commission (SEC) rulemaking on fund of funds agreements (December 2018) H.R. 3848 / S. 2155 Stop Wall Street Looting Act Draft legislation impacting private funds under the Investment Advisers Act