A bill to amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes.
Legislative Progress
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
89pct
61d open
vs 4,048 other S bills in the 111th — cohort avg 29d
No CRS summary is available for this bill yet. The source title, actions, sponsors, and text versions below come from Congress.gov.
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Filing registrants (11)
Bills with similar content found using semantic analysis.
Sources: Congress.gov
2010 · fourth_quarter · Banking
H.R. 3763 - To amend the Fair Credit Reporting Act to provide for an exclusion from Red Flag Guidelines for certain businesses; H.R. 5924 - SEC Freedom of Information Restoration Act; H.R. 6038 - Financial Industry Transparency Act of 2010; S. 3717 - To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes; H.R. 6086 - To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes;
Client expense: $380,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), U.S. Immigration & Customs Enforcement (ICE)
2010 · fourth_quarter · Banking
S 664 (financial markets reform); HR 3126 (CFPA); HR 4173 - Dodd Frank Wall Street Reform; S 3217 Restoring American Financial Stability Act of 2010; HR 3763/S 3416 - FTC Red Flags Rules; HR 6038 - Financial Industry Transparency Act; S 3717/HR 6086/HR 5924 - SEC FOIA Restoration; S 3987/HR 6420 - Red Flag Clarification Act of 2010
Client expense: $1,140,680 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of
2010 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, all issues pertaining to Title X, the Consumer Protection Bureau H.R. 4537, Shareholder Protection Act of 2010 H.R. 3421, Medical Debt Relief Act of 2010 H.R. 6038, Financial Industry Transparency Act of 2010 H.R. 6086 / S. 3717, A bill to amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes H.R. 6098 / S. 569, Incorporation Transparency and Law Enforcement Assistance Act S. 3217, Restoring American Financial Stability Act of 2010 President Obama's nomination of Elizabeth Warren to be special advisor to the President and Secretary of the Treasury SEC S7-10-09, Facilitating Shareholder Director Nominations SEC S7-14-10, Concept Release on the US Proxy System SEC Proposed Self Regulatory Organization Rules Changes Adding Releases 62411, 62414, and SRO Rules Changes to Add Additional Circuit Breaker Pilot Rules Various issues related to a proposed financial transactions tax and a tax on banks, private placement issues, regulations pursuant to the implementations of H.R. 4173, legislative proposals to alter the derivitaves proposed rule, the SEC Reform Commission, regulation of proxy advisory firms and shareholder empowerment, and Net Access Value, which deals with money market funds in how they value certain securities (specific legislation not yet introduced)
Client expense: $36,360,000 · Firm income: Not reported
2010 · fourth_quarter · Banking
S. 664, Financial Markets Reform; H.R. 3126 CFPA, H.R. 4173 Dodd-Grank Wall Street Reform; S. 3217 Restoring American Fincancial Stability Act of 2010; H.R. 3763/S.3416 FTC Red Flags Rules; H.R. 6038 Financial Industry Transparency Act; H.R. 5924, H.R. 6086 S. 3717 SEC FOIA Restoration; S. 3987/H.R. 6420 Red Flag Program Clarification Act of 2010.
Client expense: Not reported · Firm income: $80,000
Financial regulation (HR 4173) the Dodd-Frank bill, Restoring American Financial Stability Act of 2010 - S.3217, HR 5924/HR 6086/S. 3717 SEC FOIA Restoration.
Client expense: $450,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Election Commission (FEC), Federal Reserve System, Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Maritime Administration (MARAD), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Office of Management & Budget (OMB), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), St. Lawrence Seaway Development Corporation, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Trade Representative (USTR), White House Office
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Banking
H.R. 3763 - To amend the Fair Credit Reporting Act to provide for an exclusion from Red Flag Guidelines for certain businesses; H.R. 5924 - SEC Freedom of Information Restoration Act; H.R. 6038 - Financial Industry Transparency Act of 2010; S. 3717 - To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes; H.R. 6086 - To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes;
Client expense: $500,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), U.S. Immigration & Customs Enforcement (ICE)
2010 · third_quarter · Civil Rights/Civil Liberties
Legislation: HR 1064 the Youth PROMISE Act - Issues Lobbied: Civil Rights, Criminal Justice, Racial Justice, Juvenile Justice; HR 1283 the Military Readiness Enhancement Act of 2009 - Issues Lobbied: Civil Rights, LGBT Rights; HR 1315 the Terrorist Detainees Procedures Act of 2009 - Issues Lobbied: National Security, Detention/Interrogation; HR 1727 Managing Arson Through Criminal History - Issues Lobbied: Privacy, criminal justice; HR 1800 National Security Letters Reform Act of 2009 - Issues Lobbied: National Security, Privacy, Civil Liberties, FBI oversight, National Security Letter Power, Patriot Act Section 215; HR 2200 TSA authorization/body scanning machines - Issues Lobbied: Privacy/bodily integrity; HR 2262 the Safe Schools Improvement Act - Issues Lobbied: Civil Rights, LGBT Rights, Education; HR 2289 the Juvenile Justice Accountability and Improvement Act of 2009 - Issues Lobbied: Civil Rights, Criminal Justice, Juvenile Justice; HR 2517 the Domestic Partner Benefits and Obligations Act - Issues Lobbied: Civil Rights, LGBT Rights; HR 2597 Positive Behavior for Safe and Effective Schools Act - Issues Lobbied: Racial Justice, Juvenile Justice; Education; School Discipline; Positive Behavior Supports; HR 2701 Intelligence Authorization for FY2010 - Issues Lobbied: Open government; accountability; HR 3017 the Employment Non-Discrimination Act (ENDA) - Issues Lobbied: Civil Rights, LGBT Rights; HR 3245 the Fairness in Cocaine Sentencing Act of 2009 - Issues Lobbied: Civil Rights, Criminal Justice, Drug Policy; HR 3458 Net Neutrality - Issues Lobbied: First Amendment; HR 3471 Real ID repeal legislation - Issues Lobbied: National ID, religious liberty; HR 3567 the Respect for Marriage Act - Issues Lobbied: Civil Rights, LGBT Rights; HR 3590 Patient Protection and Affordable Care Act - Issues Lobbied: Womens Health Amendment, abortion coverage in PCIP; HR 3721 Protecting Older Workers Against Discrimination Act - Issues Lobbied: Employment Discrimination; Restoration of ADEA in light of Gross Supreme Court Case; HR 374 the Lawful Interrogation and Detention Act - Issues Lobbied: National Security, Detention/Interrogation; HR 3986 the Effective Death Penalty Appeals Act - Issues Lobbied: Civil Rights, Criminal Justice, Capital Punishment; HR 4115 To amend title 28, United States Code, to provide a restoration of notice pleading in Federal courts, and for other purposeS - Issues Lobbied: Due Process, Right to Petition, Equal Protection; HR 4173 Restoring American Financial Stability Act of 2010 - Issues Lobbied: FOIA and Whistleblower provisions; HR 429 A bill to permit the televising of Supreme Court proceedingS - Issues Lobbied: Government Transparency, First Amendment; HR 4335 Prison Abuse Remedies Act (and reform of the PLRA) - Issues Lobbied: Civil Rights, Criminal Justice, Prisoners Rights; HR 4530 the Student Non-Discrimination Act (SNDA) - Issues Lobbied: Civil Rights, LGBT Rights, Education; HR 4556 A bill to prohibit the use of Department of Justice funds for the prosecution in Article III courts of the United States of individuals involved in the September 11, 2001 terrorist attackS - Issues Lobbied: National Security, Detention/Interrogation; HR 4645 Travel Restriction Reform and Export Enhancement Act - Issues Lobbied: First Amendment, Freedom to Travel; HR 4806 the Every Child Deserves a Family Act - Issues Lobbied: Civil Rights, LGBT Rights; HR 4892 Enemy Belligerent Interrogation, Detention, and Prosecution Act of 2010 - Issues Lobbied: National Security, Detention/Interrogation; HR 5136 National Defense Authorization Act - Issues Lobbied: National Security, Civil Rights, LGBT Rights; HR 5143 the National Criminal Justice Commission Act of 2010 - Issues Lobbied: Civil Rights, Criminal Justice, Racial Justice, Drug Policy; HR 5175 Democracy is Strengthened by Casting Light on Spending in Elections (DISCLOSE) Act - Issues Lobbied: First Amendment, Free Speech, Right to Petition, Right of Association; HR 5231 the Drug Trafficking Safe Harbor Elimination Act - Issues Lobbied: Civil Rights, Criminal Justice, Drug Policy; HR 5237 Terrorist Expatriation Act - Issues Lobbied: National Security; HR 5300 Fairness and Accuracy in Employment Background Checks Act - Issues Lobbied: Civil Rights, Criminal Justice, Racial Justice, Police Practices; HR 553 Reducing Over-Classification Act - Issues Lobbied: National Security, Civil Liberties, Privacy, Open Government, decreasing over-classification; HR 5548 Protecting Cyberspace as a National Asset Act of 2010 - Issues Lobbied: cybersecurity; HR 5566 Animal Crush Video Prohibition Act of 2010 - Issues Lobbied: First Amendment; HR 5628 Ending Corporal Punishment in Schools Act - Issues Lobbied: Racial Justice; Disability Rights; Corporal Punishment; HR 5748 End Racial Profiling Act (ERPA) - Issues Lobbied: Civil Rights, Criminal Justice, Racial Justice, Police Practices; HR 5751 Lobbying Disclosure Enhancement Act - Issues Lobbied: Lobbying restrictions; HR 5822 Military Construction and Veterans Affairs and Related Agencies Appropriations Act, 2011 - Issues Lobbied: National Security, Detention; HR 5894 Pregnant and Parenting Students Access to Education Act - Issues Lobbied: ; HR 5939 No Taxpayer Funding for Abortion Act - Issues Lobbied: ; HR 985 Free Flow of Information Act of 2009 To maintain the free flow of information to the public by providing conditions for the federally compelled disclosure of information by certain persons connected with the news media. - Issues Lobbied: First Amendment, Free Press, Defendants Rights; HR1304 Free Speech Protection Act of 2009 To create a Federal cause of action to determine whether defamation exists under United States law in cases in which defamation actions have been brought in foreign courts against United States persons on the basis of p - Issues Lobbied: First Amendment; HR1507 Whistleblower Protection Enhancement Act of 2009 - Issues Lobbied: National Security, Privacy, Civil Liberties, Protections for National Security Whistleblowers; HR 2765 Securing the Protection of our Enduring and Established Constitutional Heritage Act - Issues Lobbied: First Amendment, Free Press; HR 3335 Democracy Restoration Act of 2009 - Issues Lobbied: Felony Voting Rights; Racial Justice; HR 6283 Repealing Ineffective and Incomplete Abstinence-Only Program Funding Act of 2010 - Issues Lobbied: Women's Rights, Reproductive Freedom; HRes 383 Establishing a Select Committee to Review National Security Laws, Policies and Practices - Issues Lobbied: Intelligence oversight; S 147 the Lawful Interrogation and Detention Act - Issues Lobbied: National Security, Detention/Interrogation; S 1494 Intelligence Authorization for FY2010 - Issues Lobbied: Open government; accountability; S 1504 A bill to provide that Federal courts shall not dismiss complaints under rule 12(b)(6) or (e) of the Federal Rules of Civil Procedure, except under the standards set forth by the Supreme Court of the United States in Conley v. Gibson, 355 U.S 41 (1957). - Issues Lobbied: Due Process, Right to Petition, Equal Protection; HR 1788 False Claims Act Correction Act of 2009 - Issues Lobbied: Due Process, Right to Petition, Equal Protection; S 1584 the Employment Non-Discrimination Act (ENDA) - Issues Lobbied: Civil Rights, LGBT Rights; S 1684 Managing Arson Through Criminal History - Issues Lobbied: Privacy, criminal justice; S 1692 USA PATRIOT Act Sunset Extension Act - Issues Lobbied: National Security, Privacy; S 1756 Protecting Older Workers Against Discrimination Act - Issues Lobbied: Employment Discrimination; Restoration of ADEA in light of Gross Supreme Court Case; S 1789 the Fair Sentencing Act - Issues Lobbied: Civil Rights, Criminal Justice, Drug Policy; S 182 Paycheck Fairness Act - Issues Lobbied: Womens Rights, Employment Discrimination, Legislation Updating the Equal Pay Act; S 2977 A bill to prohibit the use of Department of Justice funds for the prosecution in Article III courts of the United States of individuals involved in the September 11, 2001 terrorist attackS - Issues Lobbied: National Security, Detention/Interrogation; S 3065 the Military Readiness Enhancement Act of 2010 - Issues Lobbied: Civil Rights, First Amendment, LGBT Rights, Academic Freedom; S 3081 Enemy Belligerent Interrogation, Detention, and Prosecution Act of 2010 - Issues Lobbied: National Security, Detention/Interrogation; S 3112 Travel Restriction Reform and Export Enhancement Act - Issues Lobbied: First Amendment, Freedom to Travel; S 3113 Refugee Protection Act - Issues Lobbied: ; S 3217 Restoring American Financial Stability Act of 2010 - Issues Lobbied: FOIA and Whistleblower provisions; S 3295 Democracy is Strengthened by Casting Light on Spending in Elections (DISCLOSE) Act - Issues Lobbied: First Amendment, Free Speech, Right to Petition, Right of Association; S 3327 Terrorist Expatriation Act - Issues Lobbied: National Security; S 3390 the Student Non-Discrimination Act (SNDA) - Issues Lobbied: Civil Rights, LGBT Rights, Education; S 3454 National Defense Authorization Act - Issues Lobbied: Military facilities abortion ban, DREAM Act, National Security, Civil Rights, LGBT Rights, vouchers, DADT; S 3480 Protecting Cyberspace as a National Asset Act of 2010 - Issues Lobbied: cybersecurity; S 3518 Securing the Protection of our Enduring and Established Constitutional Heritage Act - Issues Lobbied: First Amendment, Free Press; S 3628 Democracy is Strengthened by Casting Light on Spending in Elections Act - Issues Lobbied: First Amendment, Free Speech, Freedom of Association, Privacy; S 3707 Terrorist Detention Review Reform Act - Issues Lobbied: National Security, Detention; S 372 Whistleblower Protection Enhancement Act of 2009 - Issues Lobbied: National Security, Privacy, Civil Liberties, Protections for National Security Whistleblowers; S 3806 SECURE Facilities Act of 2010 - Issues Lobbied: Privacy, backscattter; S 3841 Animal Crush Video Prohibition Act of 2010 - Issues Lobbied: First Amendment; S 3878 Repealing Ineffective and Incomplete Abstinence-Only Program Funding Act of 2010 - Issues Lobbied: Women's Rights, Reproductive Freedom; S 3932 Comprehensive Immigration Reform - Issues Lobbied: ; S 435 the Youth PROMISE Act - Issues Lobbied: Civil Rights, Criminal Justice, Racial Justice, Juvenile Justice; S 446 A bill to permit the televising of Supreme Court proceedingS - Issues Lobbied: Government Transparency, First Amendment; S 449 Free Speech Protection Act of 2009 A bill to protect free speech. - Issues Lobbied: First Amendment; S 678 the Juvenile Justice and Delinquency Prevention Reauthorization Act of 2009 - Issues Lobbied: Civil Rights, Criminal Justice, Racial Justice, Juvenile Justice; S 714 the National Criminal Justice Commission Act of 2009 - Issues Lobbied: Civil Rights, Criminal Justice, Racial Justice, Drug Policy; S 729 DREAM Act - Issues Lobbied: Civil Rights; S 773 Cybersecurity - Issues Lobbied: Communications privacy, executive power; S1261 PASS ID - Issues Lobbied: National ID, religious liberty; S1490 Personal Data Privacy and Security Act - Issues Lobbied: privacy; S1516 Democracy Restoration Act of 2009 - Issues Lobbied: Felony Voting Rights; Racial Justice; S448 Free Flow of Information Act of 2009 A bill to maintain the free flow of information to the public by providing conditions for the federally compelled disclosure of information by certain persons connected with the news media - Issues Lobbied: First Amendment, Free Press, Defendants Rights; HR 5815 Inspector General Authority Improvement Act of 2010 - Issues Lobbied: Open government; accountability; HR 5037 Federal Research Public Access Act of 2009 - Issues Lobbied: Open Government; S 3717 Freedom of Information Act Amendments - Issues Lobbied: Open Government; HR 6086 Freedom of Information Act Amendments - Issues Lobbied: Open Government; HR 1826 Fair Elections Now Act - Issues Lobbied: Voting Rights; S 752 Fair Elections Now Act - Issues Lobbied: Voting Rights; HR 6026 Access to Congressionally Mandated Reports Act - Issues Lobbied: Open Government; H Res 1378 Condemning the theft from the Mojave National Preserve of the national Mojave Cross memorial honoring American soldiers who died in World War I. - Issues Lobbied: Religious Freedom; S 3804 Combating Online Infringement and Counterfeits Act - Issues Lobbied: Frist Amendment; S 3656 FY2011 CJS Appropriations - Issues Lobbied: LSC Funding, Due Process, Right to Petition, Equal Protection; HR 3082 Military Construction and Veterans Affairs and Related Agencies Appropriations Act, 2010 - Issues Lobbied: Thomson Prison Facilty; HR 6153 Foreign Prison Conditions Improvement Act of 2010 - Issues Lobbied: human rights; S 3798 Foreign Prison Conditions Improvement Act of 2010 - Issues Lobbied: human rights; Other Congressional Issues: Airline Security - Issues Lobbied: Privacy, 4th Amendment; Location Tracking - Issues Lobbied: Privacy, 4th Amendment; Gene Patent Legislation - Issues Lobbied: First Amendment, Women's Rights; CEDAW - Issues Lobbied: Women's Rights; Youth Speech Online and Cyberbullying - Issues Lobbied: First Amendment, Free Speech; Title V abstinence-only - Issues Lobbied: Women's Rights; Birthright Citizenship Amendment - Issues Lobbied: 14th Amendment; Indian Health Services - Issues Lobbied: Women's Rights; Indigent Defense Reform - Issues Lobbied: Civil Rights; Federal Over-criminalization - Issues Lobbied: Criminal Justice; Terrorism Studies and Prevention Act - Issues Lobbied: First Amendment, Free Speech; Radical ideologies and speech rights - Issues Lobbied: First Amendment, Free Speech; Mentally-disabled detainees & deportation - Issues Lobbied: Detainee Rights; Secure Communities - Issues Lobbied: Civil Rights; Sexual assault in ICE detention - Issues Lobbied: Immigrants Rights; Southwest border enforcement - Issues Lobbied: Law enforcement oversight, privacy; CBP use of excessive and lethal force - Issues Lobbied: Law enforcement oversight; Thomson Correctional Center Purchase - Issues Lobbied: National Security; Criminal Investigation, Special Prosecutor Torture Inquiry - Issues Lobbied: Natioanal Security, Accountabiltiy; Elementary and Secondary Education Act Reauthorization - Issues Lobbied: Civil Rights; U.S. Commission on Civil Rights Reauthorization - Issues Lobbied: Civil Rights; Fusion Centers - Issues Lobbied: Privacy and domestic spying concerns; Patriot Act Reform Legislation - Issues Lobbied: National Security, Privacy; Controlled Unclassified Information - Issues Lobbied: Natioanl Security, Government Transparecny; DHS/TSA Oversight: WBI - Issues Lobbied: Privacy, National Security; Material support statutes - Issues Lobbied: Frist Amendment, National Security; National security letters - Issues Lobbied: Government Transperancy; Criminal surveillance - Issues Lobbied: Criminal Justice; various cybersecurity initiatives - Issues Lobbied: Natioanl Security, Government Transparecny; National ID/employment verification - Issues Lobbied: privacy; Electronic Communications Privacy Act, - Issues Lobbied: Fourth Amendment, privacy, location tracking; Use of datamining technologies by the government - Issues Lobbied: Privacy; Filming the Police - Issues Lobbied: Frist Amendment, Government Accountablity; Boucher Consumer Internet Privacy Legislation - Issues Lobbied: Privacy; Pro-Choice Caucus Meeting (DoD ban, Hyde, health care reform, Global Gag Rule, etc.) - Issues Lobbied: ; SAMHSA Reauthorization - Issues Lobbied: First Amendment, Religious Liberty, Civil Rights; Workplace Religious Freedom Act - Issues Lobbied: First Amendment, Religious Liberty, Civil Rights; USCCR Reauthorization - Issues Lobbied: USCCR; Racial Justice; Human Rights; Every Child Deserves a Family Act - Issues Lobbied: Civil Rights; ERPA - Issues Lobbied: Racial Profiling; Online Speech Restrictions - Issues Lobbied: First Amendment; Federal Agency Issues: Homeland Security - Issues Lobbied: Racial Profiling, body scanners; Executive Office of the President/White House - Issues Lobbied: CEDAW, abortion coverage in PCIP, Dream Act, ICE enforcement priorities, Southwest border enforcement, Miranda Warnings, Targeted Killings, Whistleblower Protection Enhancement Act of 2009, DHS Intelligence/Information Sharing, Executive Order 12958, Controlled Unclassified Information, National security letters, various cybersecurity initiatives, Sexual assault in ICE detention; Health and Human Services - Issues Lobbied: Patient Protection and Affordable Care Act, Hospital Visitation Protections, Blood Donation Ban for Gay and Bisexual Men, Electronic medical records, Denials of repro health care at religious hospitals, HIPAA privacy rules high risk pool, healthcare non-discrimination provision; Housing and Urban Development - Issues Lobbied: Pregnancy discrimination in mortgages; Department of Justice - Issues Lobbied: Indigent Defense Reform, Faith-Based Programs, Access to counsel, OSC, Miranda Warnings, Prison Rape Elimination Act (PREA) Commission Standards, Habeas Corpus Review Procedures in Capital Cases, Criminal Investigation, Special Prosecutor Torture Inquiry, Whistleblower Protection Enhancement Act of 2009, DHS Intelligence/Information Sharing, National Security, Privacy, Civil Liberties, FBI oversight, law enforcement oversight, open government, Privacy and domestic spying concerns with Fusion Centers, Attorney General Guidelines, DOJ Racial Profiling Guidance, Electronic Communications Privacy Act, Fourth Amendment, privacy, location tracking, Mentally-disabled detainees & deportation, OJP re-entry programs; U.S. Sentencing Commission - Issues Lobbied: Mandatory Minimum Sentencing/Implementation of the Fair Sentencing Act; US Immigration and Customs Enforcement - Issues Lobbied: ICE enforcement priorities, Mentally-disabaled detainees & deportation, Sexual assault in ICE detention, ICE Detainers; Department of Homeland Security - Issues Lobbied: Utah blacklist, CBP use of excessive and lethal force, LEP, Diplomatic assurances, DHS Intelligence/Information Sharing, Privacy and domestic spying concerns with Fusion Centers, Controlled Unclassified Information, DHS/TSA Oversight: WBI, various cybersecurity initiatives, National ID, employment verification, privacy, Use of datamining technologies by the government, Government Watch Lists, Secure Communities; DHS/OCRCL - Issues Lobbied: LEP; DHS/EOIR - Issues Lobbied: Legal Orientation Program; Office of Inspector General - Issues Lobbied: Diplomatic assurances; US Customs and Border Protection - Issues Lobbied: Southwest border enforcement; White House, Office of Faith-Based and Neighborhood Partnerships - Issues Lobbied: Civil Rights, 1st Amendment, Religious Liberty; State Department - Issues Lobbied: Targeted Killings, U.S. Commission on Civil Rights Reauthorization; White House Domestic Policy Counsel - Issues Lobbied: ESEA Reauthorization, Racial Justice; Juvenile Justice; Education; School Discipline; Corporal Punishment; Positive Behavior Supports, Mentally-disabled detainees & deportation; Department of Justice, Civil Rights Division - Issues Lobbied: U.S. Commission on Civil Rights Reauthorization; Federal Bureau of Investigation - Issues Lobbied: DHS Intelligence/Information Sharing, National Security, Privacy, Civil Liberties, FBI oversight, law enforcement oversight, open government, Privacy and domestic spying concerns with Fusion Centers, Attorney General Guidelines; Director of National Intelligence - Issues Lobbied: DHS Intelligence/Information Sharing, Privacy and domestic spying concerns with Fusion Centers,; National Archives - Issues Lobbied: DHS Intelligence/Information Sharing; National Security Council - Issues Lobbied: Reducing Over-Classification Act, Executive Order 12958; Information Security Oversight Office - Issues Lobbied: Controlled Unclassified Information; Commerce Department - Issues Lobbied: Electronic Communications Privacy Act, Fourth Amendment, privacy, location tracking, healthcare non-discrimination provision; National Economic Counsel - Issues Lobbied: Electronic Communications Privacy Act, Fourth Amendment, privacy, location tracking; Federal Communications Commission - Issues Lobbied: Framework of Broadband Access, Network Neutrality; Office of Management and Budget - Issues Lobbied: FY12 Budget -Title V abstinence-only; Internal Revenue Service - Issues Lobbied: healthcare non-discrimination provision; Department of Education - Issues Lobbied: bullying, First Amendment; FNMA/FMAC - Issues Lobbied: Housing and Women
Client expense: $295,250 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Director of National Intelligence (ODNI), Education, Dept of, Executive Office of the President (EOP), Federal Bureau of Investigation (FBI), Federal Communications Commission (FCC), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Justice, Dept of (DOJ), Natl Archives & Records Administration (NARA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Faith-Based & Community Initiatives, Office of Management & Budget (OMB), SENATE, State, Dept of (DOS), U.S. Customs & Border Protection, U.S. Immigration & Customs Enforcement (ICE), Vice President of the U.S., White House Office
2010 · third_quarter · Financial Institutions/Investments/Securities
S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 S. 3717 Strike Section 929I of Dodd-Frank Act (FOIA) S. 3742 Data Security and Breach Notification Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation
Client expense: $1,438,483 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2010 · third_quarter · Banking
S 664 (financial markets reform); HR 3126 (CFPA); HR 4173 - Dodd Frank Wall Street Reform; S 3217 Restoring American Financial Stability Act of 2010; HR 3763/S 3416 - FTC Red Flags Rules; HR 6038 - Financial Industry Transparency Act; S 3717/HR 6086/HR 5924 - SEC FOIA Restoration
Client expense: $997,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of
2010 · third_quarter · Banking
General monitoring of legislative discussions regarding reorganization and regulation of the financial services system. HR 5924 /HR 5948 / HR 5970 (SEC Freedom of Information Restoration Act); HR 6086 / S. 3717 (To amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes).
Client expense: $700,000 · Firm income: Not reported
Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · third_quarter · Banking
S. 3717- The Wall Street Reform and Consumer Protection Act includes provisions to improve transparency and reduce trade in conflict minerals.
Client expense: $1,530,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Education, Dept of, Executive Office of the President (EOP), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Policy Development, Office of Science & Technology Policy (OSTP), Patent & Trademark Office (PTO), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), U.S. Trade Representative (USTR)
2010 · third_quarter · Financial Institutions/Investments/Securities
H.R. 3149, Equal Employment for All Act H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009 H.R. 6038, Financial Industry Transparency Act of 2010 H.R. 4173, Dood-Frank Wall Street Reform and Consumer Protection Act, including all issues pertaining to Title X, the Consumer Protection Bureau S. 3217, Restoring American Financial Stability Act of 2010 S. 569/ H.R. 6098, Incorporation Transparency and Law Enforcement Assistance Act H.R. 3795, Over-the-Counter Derivatives Markets Act of 2009 H.R. 3126, Consumer Financial Protection Agency Act of 2009 S. 1073, Rating Accountability and Transparency Enhancement Act of 2009 H.R. 2861, Shareholder Empowerment Act of 2009 H.R. 3272, Corporate Governance Reform Act of 2009 H.R. 3351, Proxy Voting Transparency Act of 2009 H.R. 4790/ H.R. 4537, Shareholder Protection Act of 2010 H.R. 3421 Medical Debt Relief Act of 2009 S. 3717/H.R. 6086, A bill to amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes President Obama's nomination of Elizabeth Warren to be special advisor to the President and Secretary of the Treasury SEC S7-10-09, Facilitating Shareholder Director Nominations SEC S7-14-10, Concept Release on the US Proxy System SEC Proposed Self Regulatory Organization Rules Changes Adding Releases 62411,62414, and SRO Rules Changes to Add Additional Circuit Breaker Pilot Rules (no specific legislation introduced) Various issues relating to: proposed financial transactions tax and a tax on banks, private placement issues, and Net Access Value, which deals with money market funds in how they value certain securities, and the Department of the Treasury extending Notice 2009-14 to non-U.S. institutions (no specific legislation/regulation tied to this) Continued from pg # 24: Casasco - Page, U.S. Senate; Intern, U.S. Senate Cloakroom Lungren - Press Secretary, Rep. Jim Sensenbrenner; Communications Director, House Science Committee; Communications Director, House Judiciary Committee; Deputy Assistant to the Vice President (Dick Cheney), Legislative Affairs; Special Assistant to the President (George W. Bush), Legislative Affairs
Client expense: $29,250,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Communications Commission (FCC), Federal Reserve System, Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Maritime Administration (MARAD), Natl Aeronautics & Space Administration (NASA), Natl Economic Council (NEC), Natl Highway Traffic Safety Administration (NHTSA), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), St. Lawrence Seaway Development Corporation, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
Regulatory reform of the capital markets (S 664), financial stability plan, and ongoing disbursement of TARP funds. Consumer Financial Protection (HR 3126) particularly revisions related to tax preparation, tax planning and financial advisory services. Financial regulation (HR 4173) the Dodd-Frank bill, Restoring American Financial Stability Act of 2010 - S.3217 and HR 3763 (FTC Red Flags Rules), HR 5924/HR 6086/S. 3717 SEC FOIA Restoration
Client expense: $410,000 · Firm income: Not reported
Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · third_quarter · Banking
S. 664, Financial Markets Reform; H.R. 3126 CFPA, H.R. 4173 Dodd-Grank Wall Street Reform; S. 3217 Restoring American Fincancial Stability Act of 2010; H.R. 3763/S.3416 FTC Red Flags Rules; H.R. 6038 Financial Industry Transparency Act; H.R. 5924, H.R. 6086 S. 3717 SEC FOIA Restoration
Client expense: Not reported · Firm income: $80,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Financial Institutions/Investments/Securities
S. 3717, SEC FOIA legislation Housing finance forum
Client expense: Not reported · Firm income: $120,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2010 · first_quarter · Government Issues
S3717 Restoring America Financial Stability Act of 2010 S510 FDA Food Safety Modernization Act S372 Whistleblower Protection Enhancement Act of 2009 HR 1507 Whistleblower Protection Enhancement Act of 2009; HR 3590 Patient Protection and Affordable Health Care Act
Client expense: $12,553 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE