A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.
Legislative Progress
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
76pct
1d open
vs 3,002 other S bills in the 113th — cohort avg 39d
No CRS summary is available for this bill yet. The source title, actions, sponsors, and text versions below come from Congress.gov.
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Filing registrants (46)
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Sources: Congress.gov
2014 · fourth_quarter · Taxation/Internal Revenue Code
Capital Cost Recovery - Tax Reform Carbon Tax Study Debt Limit Increase Deferral for Active Financing Income H.R. 5471, S. 2976, Derivatives End-User Centralized Treasury Unit Bill Executive Compensation Issues in Tax Reform EXPIRE Act H.R. 4438, American Research and Competitiveness Act H.R. 4457, America's Small Business Tax Relief Act of 2014 H.R. 4718, Permanent 50% bonus depreciation bill H.R. 634, Business Risk Mitigation and Price Stabilization Act H.R. 634, S. 888, H.R. 677, re. Derivatives H.R. 677, To Exempt Inter-Affiliate Swaps from Regulatory Requirements of Title VII of the Dodd-Frank Act Health Insurance Tax (HIT) Repeal bill, the "Jobs & Premium Protection Act of 2013" Highway Trust Fund Short Term Funding Patch Look-through rule for controlled foreign corporations (CFCs) Medical Device Tax Proposed Pension Benefit Guaranty Corporation (PBGC) Premium Increase R&D tax credit: strengthened, permanent, competitive Regulatory burden contained in S. 1465/H.R. 3331, Incorporation Transparency and Law Enforcement Assistance Act Retirement/Pension Issues in Tax Reform Small Business Tax Reform H.R. 3814, Swap Dealer De Minimis Threshold Swap Recordkeeping and Reporting Tax Extenders Tax Reform
Client expense: $3,560,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Product Safety Commission (CPSC), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Farm Credit Administration, Federal Bureau of Investigation (FBI), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Intl Trade Administration (ITA), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Occupational Safety & Health Administration (OSHA), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pipeline & Hazardous Materials Safety Administration, SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Agency for International Development (USAID), U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Commodities (big ticket)
H.R. 634, the "Business Risk Mitigation and Price Stabilization Act of2013," (end-users requirements for derivatives); H.R. 677, the "Inter-Affiliate Swap Clarification Act" H.R. I 003, to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders; H.R. 1038, the "Public Power Risk Managmenet Act of2013"; H.R. 3814, the "Risk Management Certainty Act"; H.R. 4267, the "Commodity Delivery Relief Act"; H.R. 4413, Customer Protection and End User Relief Act; S. 888, to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act; S. 1802, the "Public Power Risk Management Act of 2013 "; Reauthorization of the Commodity Futures Trading Commission; Reauthorization of the Commodity Exchange Act, (derivative end-user protections).
Client expense: $820,000 · Firm income: Not reported
2014 · third_quarter · Commodities (big ticket)
Provisions relating to aluminum warehousing in H.R. 4413, The Customer Protection and End-User Relief Act of 2014; H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013, and S. 888, a bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934
Client expense: $2,310,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), SENATE, State, Dept of (DOS), U.S. Agency for International Development (USAID), U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Commodities (big ticket)
H.R. 634, the "Business Risk Mitigation and Price Stabilization Act of2013," (end-users requirements for derivatives); H.R. 677, the "Inter-Affiliate Swap Clarification Act" H.R. I 003, to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders; H.R. 1038, the "Public Power Risk Managmenet Act of2013"; H.R. 3814, the "Risk Management Certainty Act"; H.R. 4267, the "Commodity Delivery Relief Act"; H.R. 4413, Customer Protection and End User Relief Act; S. 888, to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act; S. 1802, the "Public Power Risk Management Act of 2013 "; Reauthorization of the Commodity Futures Trading Commission; Reauthorization of the Commodity Exchange Act, (derivative end-user protections).
Client expense: $820,000 · Firm income: Not reported
2014 · fourth_quarter · Communications/Broadcasting/Radio/TV
S. 888, End user Derivatives legislation and related provisions in S. 2214, H.R. 2146
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
| Democratic |
| ND |
| James M. Inhofe | Republican | OK |
| Jerry Moran | Republican | KS |
| Joe Donnelly | Democratic | IN |
| John Hoeven | Republican | ND |
| Johnny Isakson | Republican | GA |
| Jon Tester | Democratic | MT |
| Kay R. Hagan | Democratic | NC |
| Mark R. Warner | Democratic | VA |
| Max Baucus | Democratic | MT |
| Mike Crapo | Republican | ID |
| Mitch McConnell | Republican | KY |
| Patrick J. Toomey | Republican | PA |
| Richard C. Shelby | Republican | AL |
| Rob Portman | Republican | OH |
| Roy Blunt | Republican | MO |
Government targets: Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Natl Institute of Standards & Technology (NIST), Office of Management & Budget (OMB), SENATE, White House Office
Government targets: Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Natl Institute of Standards & Technology (NIST), Office of Management & Budget (OMB), SENATE, White House Office
2014 · fourth_quarter · Taxation/Internal Revenue Code
Derivatives legislation exempting end users, S. 888, S. 2244, H.R. 2146 (related provisions in TRIA legislation)
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Automotive Industry
Issues related to the Trans-Pacific Partnership (TPP) Agreement. Issues related to tax and trade Issues related to manufacturing S. 888, End user Derivatives legislation and related provisions in S. 2214, H.R. 2146
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Banking
S. 888-A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, H.R. 634-Business Risk Mitigation and Price Stabilization Act of 2013
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR)
2014 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 634, 677, 5471 S. 888, 2976
Client expense: Not reported · Firm income: $40,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Constitution
H.R. 634, 677, 5471 S. 888, 2976
Client expense: Not reported · Firm income: $40,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Banking
H.R. 634, 677, 5471 S. 888, 2976
Client expense: Not reported · Firm income: $40,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Banking
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. S.888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R. 4413, Customer Protection and End User Relief Act.
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Financial Institutions/Investments/Securities
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. Issues related to regulation of money market funds.S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934. H.R. 4413, Customer Protection and End User Relief Act. H.R. 4662, the Bureau Advisory Opinion Act.
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 634, 677, 5471 S. 888, 2976 Export Import Bank Reauthorization
Client expense: Not reported · Firm income: $60,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Banking
H.R. 634, 677, 5471 S. 888, 2976 Export Import Bank Reauthorization.
Client expense: Not reported · Firm income: $60,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Commodities (big ticket)
Provisions relating to aluminum warehousing in H.R. 4413, The Customer Protection and End-User Relief Act of 2014; H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013, and S. 888, a bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934
Client expense: $2,210,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), SENATE, State, Dept of (DOS), U.S. Agency for International Development (USAID), U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 634, 677, 5471 S. 888, 2976
Client expense: Not reported · Firm income: $40,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Banking
H.R. 634, 677, 5471 S. 888, 2976
Client expense: Not reported · Firm income: $40,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Commodities (big ticket)
H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013 (end-users requirements for derivatives); H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1003, to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders; H.R. 3814, the Risk Management Certainty Act; H.R. 4267, the Commodity Delivery Relief Act; H.R. 4413, the Consumer Protection and End-User Relief Act (derivative end-user protections); H.R. 1038, the Public Power Risk Management Act of 2013; H.R. 5471, to amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes; S. 888, to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act; S. 1802, the Public Power Risk Management Act of 2013 (special entity issues for municipal utilities); Advocacy related to Dodd-Frank end-users recordkeeping reform; Reauthorization of the Commodity Futures Trading Commission; Reauthorization of the Commodity Exchange Act (derivative end-user protections).
Client expense: $410,000 · Firm income: Not reported
Government targets: Bureau of Land Management (BLM), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), SENATE
2014 · fourth_quarter · Banking
Issues relating to executive compensation, shareholder votes and proxy advisory firms. Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R.4413, Customer Protection and End User Relief Act.
Client expense: Not reported · Firm income: $120,000
Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Financial Institutions/Investments/Securities
Issues relating to executive compensation, shareholder votes and proxy advisory firms. Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R.4413, Customer Protection and End User Relief Act.
Client expense: Not reported · Firm income: $120,000
Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Financial Institutions/Investments/Securities
General issues pertaining to derivatives end-users General issues pertaining to terrorism risk insurance S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934S.2244 - Terrorism Risk Insurance Program Reauthorization Act of 2014 H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013 H.R. 4413, Customer Protection and End User Relief Act
Client expense: $864,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), Office of the Vice President of the United States, SENATE, State, Dept of (DOS), U.S. Trade Representative (USTR)
2014 · fourth_quarter · Financial Institutions/Investments/Securities
S 2244 - Terrorism Risk Insurance Program Reauthorization Act of 2014 to reauthorize Terrorism Risk Insurance Act (TRIA) for six years, decrease federal share of compensation for insured losses of an insurer, and amend business risks/price stabilization as part of the Dodd Frank provisions; HR 4871 - TRIA Reform Act of 2014 to reauthorize TRIA and enact reforms in the program; S 888/HR 634 - Business Risk Mitigation and Price Stabilization Act of 2013 exempts End-Users from margin on derivative transactions
Client expense: $3,740,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Air Force, Dept of, Army, Dept of (Other), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Natl Aeronautics & Space Administration (NASA), Navy, Dept of, Office of Management & Budget (OMB), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Veterans Affairs, Dept of (VA)
2014 · fourth_quarter · Financial Institutions/Investments/Securities
H.R.634, Business Risk Mitigation and Price Stabilization Act, S.888, Commodity Exchange Act, S2244: Terrorism Risk Insurance Program Reauthorization Act of 2014
Client expense: $650,062 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Taxation/Internal Revenue Code
Capital Cost Recovery - Tax Reform Carbon Tax Study Debt Limit Increase Deferral for Active Financing Income H.R. 5471, S. 2976, Derivatives End-User Centralized Treasury Unit Bill Executive Compensation Issues in Tax Reform EXPIRE Act H.R. 4438, American Research and Competitiveness Act H.R. 4457, America's Small Business Tax Relief Act of 2014 H.R. 4718, Permanent 50% bonus depreciation bill H.R. 634, Business Risk Mitigation and Price Stabilization Act H.R. 634, S. 888, H.R. 677, re. Derivatives H.R. 677, To Exempt Inter-Affiliate Swaps from Regulatory Requirements of Title VII of the Dodd-Frank Act Health Insurance Tax (HIT) Repeal bill, the "Jobs & Premium Protection Act of 2013" Highway Trust Fund Short Term Funding Patch Look-through rule for controlled foreign corporations (CFCs) Medical Device Tax Proposed Pension Benefit Guaranty Corporation (PBGC) Premium Increase R&D tax credit: strengthened, permanent, competitive Regulatory burden contained in S. 1465/H.R. 3331, Incorporation Transparency and Law Enforcement Assistance Act Retirement/Pension Issues in Tax Reform Small Business Tax Reform H.R. 3814, Swap Dealer De Minimis Threshold Swap Recordkeeping and Reporting Tax Extenders Tax Reform
Client expense: $3,560,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Product Safety Commission (CPSC), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Farm Credit Administration, Federal Bureau of Investigation (FBI), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Intl Trade Administration (ITA), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Occupational Safety & Health Administration (OSHA), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pipeline & Hazardous Materials Safety Administration, SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Agency for International Development (USAID), U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Financial Institutions/Investments/Securities
Clarification of Dodd Frank provisions. Exempt Inter Affiliate Swaps (HR 766) and End User Exemption (HR 634/S888/S2244).
Client expense: $280,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Intl Trade Administration (ITA), SENATE, U.S. Trade Representative (USTR)
2014 · fourth_quarter · Financial Institutions/Investments/Securities
Financial regulatory reform End-users exemption from margin requirements in derivatives transactions (S.888/H.R. 634) Terrorism Risk Insurance Program Reauthorization Act of 2014 (S. 2244)
Client expense: $2,239,511 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Environmental Protection Agency (EPA), Executive Office of the President (EOP), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. International Trade Commission (ITC), U.S. Trade Representative (USTR)
H.R. 677 - Inter-Affiliate Swap Clarification Act - all aspects of the bill H.R. 634 - Business Risk Mitigation and Price Stabilization Act of 2013- all aspects of the bill H.R. 742 - Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013- all aspects of the billH.R. 1003 - a bill to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders- all aspects of the bill H.R. 992 - Swaps Regulatory Improvement Act- all aspects of the bill H.R. 1038 - Public Power Risk Management Act of 2013- all aspects of the bill S. 888, a bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities H.R. 4113 - Customer Protection and End User Relief Act - all aspects of the bill Exchange Act of 1934 - all aspects of the bill Draft Bill - Swap Jurisdiction Certainty Act- all aspects of the bill General discussion of tax reform legislation that would impose mark-to-market accounting on derivatives and commodity contracts General discussion of legislation regarding the scope of physical energy market transactions subject to CFTC regulation Rules regarding swap data recordkeeping and responsibility Rules regarding trade options for transactions involving embedded volumetric optimality. HR 4413 The Customer Protection and End User Relief Act all aspects of the bill Legislation to reauthorize the Commodities Futures Trading Commission
Client expense: $450,000 · Firm income: Not reported
Government targets: Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, White House Office
2014 · fourth_quarter · Financial Institutions/Investments/Securities
PL 111-203: Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 634: Business Risk Mitigation and Price Stabilization Act of 2013 H.R. 677: Inter-Affiliate Swap Clarification Act S. 888 A Bill to provide end-user exemptions from certain provisions of the commodity exchange Act & the Security Exchange ActH.R. 4413 The Customer Protection and End-User Relief Act of 2014 H.R. 5062 - Examination and Supervisory Privilege Parity Act of 2014 H.R. 749 - Eliminate Privacy Notice Confusion Act H.R.5405 - Promoting Job Creation and Reducing Small Business Burdens Act H.R.5461 - To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes. H.R. 4811 - Bureau Guidance Transparency Act H.R.5403 - Reforming CFPB Indirect Auto Financing Guidance Act S. 2976 - Derivatives End-Users Clarification Act S. 2244 - Terrorism Risk Insurance Program Reauthorization Act of 2014
Client expense: $1,033,681 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Energy, Dept of, Environmental Protection Agency (EPA), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Surface Transportation Board (STB), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Agriculture
Issues related to implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act - H.R.634, the Business Risk Mitigation and Price Stabilization Act of 2013, S.888, a bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, H.R. 4413, the Customer Protection and End-User Relief Act of 2014, and Title III of S2244, the Terrorism Risk Insurance Program Reauthorization Act of 2014
Client expense: $40,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Financial Institutions/Investments/Securities
Margin requirements and centralized treasury units: S. 888: Business Risk Mitigation and Stabilization Act of 2013, all provisions. H.R. 4413: Customer Protection and End User Relief Act, Title III. S. 2976: Derivatives End-Users Clarification Act; all provisions. S. 2244: Terrorism Risk Insurance Program Reauthorization Act of 2014; Title III H.R. 5471:to amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions; all provisions.
Client expense: $160,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR)
2014 · fourth_quarter · Financial Institutions/Investments/Securities
S. 888, a bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, Financial Services Issues. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013, Financial Services Issues. Export-Import Bank Issues.Money Market Fund Reform. Business Conduct Standards.
Client expense: $4,320,000 · Firm income: Not reported
Government targets: Air Force, Dept of, Army, Dept of (Other), Defense, Dept of (DOD), Environmental Protection Agency (EPA), Export-Import Bank of the United States (EXIM Bank), Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), Navy, Dept of, SENATE, Transportation, Dept of (DOT), U.S. Trade Representative (USTR)
2014 · fourth_quarter · Financial Institutions/Investments/Securities
Legislation to amend Title VII of the Dodd-Frank Act, H.R. 634/S. 888 and H.R. 992/S. 474; as well as bank ownership of physical commodities
Client expense: Not reported · Firm income: $110,000
Government targets: Commodity Futures Trading Commission (CFTC), Environmental Protection Agency (EPA), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, White House Office
2014 · fourth_quarter · Banking
Legislation to amend Title VII of the Dodd-Frank Act, H.R. 634/S. 888 and H.R. 992/S. 474; as well as bank ownership of physical commodities
Client expense: Not reported · Firm income: $110,000
Government targets: Commodity Futures Trading Commission (CFTC), Environmental Protection Agency (EPA), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, White House Office
2014 · fourth_quarter · Commodities (big ticket)
H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013, (end-users requirements for derivatives); H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 1003, to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders; H.R. 3814, the Risk Management Certainty Act; H.R. 4267, the Commodity Delivery Relief Act; S. 888, to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act; Reauthorization of the Commodity Exchange Act, (derivative end-user protections); H.R. 5471, to amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes;Reauthorization of the Commodity Exchange Act, (derivative end-user protections).
Client expense: $281,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2014 · fourth_quarter · Financial Institutions/Investments/Securities
FDIC - ILC Application Designation of Intermediate Holding Companies H.R. 634 - End-User Exemptions S. 888 - End-User ExemptionsH.R. 4313 - Commodity Futures Trading Commission Reauthorization
Client expense: $390,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commodity Futures Trading Commission (CFTC), Environmental Protection Agency (EPA), Federal Communications Commission (FCC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Risk Management Agency, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Financial Institutions/Investments/Securities
Financial Services Regulatory Reform; Dodd/Frank SEC Requirements Concerning Conflict Minerals Implementation of H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009; S. 3480 (margin exemption to Dodd/Frank) and H.R. 2682 (margin exemption to Dodd/Frank); SEC disclosure provisions under Section 13 of the Exchange Act. S.888/H.R. 634 Business Risk Mitigation and Stabilization Act.
Client expense: $1,121,762 · Firm income: Not reported
Government targets: Centers For Medicare and Medicaid Services (CMS), Commerce, Dept of (DOC), Energy, Dept of, Environmental Protection Agency (EPA), Export-Import Bank of the United States (EXIM Bank), Federal Energy Regulatory Commission (FERC), Federal Railroad Administration, Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Natl Security Council (NSC), SENATE, State, Dept of (DOS), Substance Abuse & Mental Health Services Administration (SAMHSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
2014 · fourth_quarter · Financial Institutions/Investments/Securities
Volcker rule; Proposed money market fund reforms; Dodd-Frank Act over-the-counter derivatives regulation; Dodd-Frank Title VII; Extra territoriality issues in swaps regulation; Too big to fail; H.R.634 and S.888, The Business Risk Mitigation and Price Stabilization Act; H.R.677, The Inter-Affiliate Swap Clarification Act; S.2244, Terrorism Risk Insurance Program Reauthorization Act
Client expense: $109,613 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Defense, Dept of (DOD), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2014 · fourth_quarter · Accounting
Complexity in financial reporting; Auditor liability; SEC's interpretive guidance; Accounting Standards (FASB&IASB); Convergence/International Financial Reporting Standards; Dodd-Frank Act; Hedge Accounting; Repeal of Last-In, First-Out (LIFO) accounting method; Money Market Funds Reform; -The Volcker Rule H.R.677, S.888, The Inter-Affiliate Swap Clarification Act; H.R.634 and S.888 The Business Risk Mitigation and Price Stabilization Act H.R.4413 CFTC Reauthorization Legislation, S.2244 Terrorism Risk Insurance Program Reauthorization Act H.R. 5405 Promoting Job Creation and Reducing Small Business Burdens Act
Client expense: $109,613 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Defense, Dept of (DOD), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2014 · first_quarter · Financial Institutions/Investments/Securities
HR 1135 - Burdensome Data Collection Relief Act to amend Dodd Frank Wall Street Reform and Consumer Protection Act to repeal the requirements related to pay ratio; S 888/HR 634 - Business Risk Mitigation and Price Stabilization Act of 2013 to exempt End-Users from margin on derivative transactions; HR 677 - Inter-Affliate Swap Clarification Act to exempt derivative transactions between affliliates from regulation under Dodd-Frank; HR 508/HR 2146 - Terrorism Risk Insurance Program ReauthorizationAct of 2013 to seek reauthorization of the Terrorism Risk Insurance program; HR (not yet introduced) - Advocacy for Export-Import Bank reauthorization
Client expense: $3,500,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Air Force, Dept of, Army, Dept of (Other), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Natl Aeronautics & Space Administration (NASA), Navy, Dept of, Office of Management & Budget (OMB), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Veterans Affairs, Dept of (VA)
2014 · third_quarter · Commodities (big ticket)
H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013, (end-users requirements for derivatives); H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 3814, the Risk Management Certainty Act; H.R. 4267, the Commodity Delivery Relief Act; H.R. 4413, the Consumer Protection and End-User Relief Act, (derivative end-user protections); S. 888, to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act; Reauthorization of the Commodity Futures Trading Commission; Reauthorization of the Commodity Exchange Act, (derivative end-user protections).
Client expense: Not reported · Firm income: $20,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · third_quarter · Commodities (big ticket)
H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013, (end-users requirements for derivatives); H.R. 677, the Inter-Affiliate Swap Clarification Act; H.R. 3814, the Risk Management Certainty Act; H.R. 4267, the Commodity Delivery Relief Act; H.R. 4413, the Consumer Protection and End-User Relief Act, (derivative end-user protections); S. 888, to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act; Reauthorization of the Commodity Futures Trading Commission; Reauthorization of the Commodity Exchange Act, (derivative end-user protections).
Client expense: Not reported · Firm income: $20,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · third_quarter · Financial Institutions/Investments/Securities
Clarification of Dodd Frank provisions. Exempt Inter Affiliate Swaps (HR 766) and End User Exemption (HR 634/S888)
Client expense: $250,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Intl Trade Administration (ITA), SENATE, U.S. Trade Representative (USTR)
2014 · third_quarter · Commodities (big ticket)
Provisions relating to aluminum warehousing in H.R. 4413, The Customer Protection and End-User Relief Act of 2014; H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013, and S. 888, a bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934
Client expense: $2,300,000 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), SENATE, State, Dept of (DOS), U.S. Agency for International Development (USAID), U.S. Trade Representative (USTR), White House Office
H.R. 677 - Inter-Affiliate Swap Clarification Act - all aspects of the bill H.R. 634 - Business Risk Mitigation and Price Stabilization Act of 2013- all aspects of the bill H.R. 742 - Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013- all aspects of the billH.R. 1003 - a bill to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders- all aspects of the bill H.R. 992 - Swaps Regulatory Improvement Act- all aspects of the bill H.R. 1038 - Public Power Risk Management Act of 2013- all aspects of the bill S. 888, a bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities H.R. 4113 - Customer Protection and End User Relief Act - all aspects of the bill Exchange Act of 1934 - all aspects of the bill Draft Bill - Swap Jurisdiction Certainty Act- all aspects of the bill General discussion of tax reform legislation that would impose mark-to-market accounting on derivatives and commodity contracts General discussion of legislation regarding the scope of physical energy market transactions subject to CFTC regulation Rules regarding swap data recordkeeping and responsibility Rules regarding trade options for transactions involving embedded volumetric optimality. HR 4413 The Customer Protection and End User Relief Act all aspects of the bill Legislation to reauthorize the Commodities Futures Trading Commission
Client expense: $470,000 · Firm income: Not reported
Government targets: Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, White House Office
2014 · third_quarter · Financial Institutions/Investments/Securities
Financial Regulatory Reform End-Users exception from margin requirements in derivatives transactions (S.888/H.R. 364) H.R. 4413 Customer Protection and End User Relief Act
Client expense: $2,239,511 · Firm income: Not reported
Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Environmental Protection Agency (EPA), Executive Office of the President (EOP), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. International Trade Commission (ITC), U.S. Trade Representative (USTR)
2014 · third_quarter · Banking
H.R. 634; 677; 5471; S. 888.
Client expense: Not reported · Firm income: $40,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · third_quarter · Banking
H.R. 634; 677; 5471; S. 888.
Client expense: Not reported · Firm income: $40,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · third_quarter · Financial Institutions/Investments/Securities
H.R. 634; 677; 5471; S. 888.
Client expense: Not reported · Firm income: $40,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
2014 · third_quarter · Banking
H.R. 677; H.R. 634; S. 888; Export-Import Bank reauthorization. H.R. 5471.
Client expense: Not reported · Firm income: $80,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE