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Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018
Legislative Progress
Introduced
September 27, 2018
Latest Action
September 27, 2018
Primary Sponsor
Gary C. PetersDemocratic(MI)
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
0pct
0d open
vs 3,805 other S bills in the 115th — cohort avg 41d
Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018 This bill amends the Securities Exchange Act of 1934 to exempt from that Act's registration requirements merger-and-acquisition brokers that facilitate transfer of ownership in privately held companies with earnings or revenues under a specified threshold. This exemption shall not apply, however, to brokers that: receive, hold, transmit, or have custody of funds or securities to be exchanged by parties to an ownership transfer; engage on behalf of an issuer in a public offering of registered securities; engage on behalf of any party in a transaction involving specified shell companies; provide financing related to the transfer of ownership; assist any party to obtain financing from a third party in specified circumstances; represent both buyer and seller without disclosure and consent from both parties; facilitate a transaction with a group of buyers formed with the assistance of the broker; engage in transferring ownership to a passive buyer; bind a party to a transfer of ownership; or are subject to suspension or revocation of registration or to other specified disqualifications.
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (3)
2018 · fourth_quarter · Financial Institutions/Investments/Securities
HR.477- Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017; S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act; S.488 - JOBS and Investor Confidence Act of 2018; S.3518 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Introduced in Senate
Bills with similar content found using semantic analysis.
Sources: Congress.gov
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · fourth_quarter · Financial Institutions/Investments/Securities
H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018." S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018."
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · fourth_quarter · Financial Institutions/Investments/Securities
H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018." S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018."
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · fourth_quarter · Financial Institutions/Investments/Securities
H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018." S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018."
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · fourth_quarter · Financial Institutions/Investments/Securities
H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018." S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018."
Client expense: Not reported · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · third_quarter · Financial Institutions/Investments/Securities
HR.477- Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017; S.2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act; S.488 - JOBS and Investor Confidence Act of 2018; S.3518 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · third_quarter · Financial Institutions/Investments/Securities
H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018."
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · third_quarter · Financial Institutions/Investments/Securities
H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018."
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · third_quarter · Financial Institutions/Investments/Securities
H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018."
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · third_quarter · Financial Institutions/Investments/Securities
H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief, and Consumer Protection Act" as it pertains to the inclusion of H.R 477. S. 3518 "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2018." JOBS Act 3.0 - S.488 - "JOBS and Investor Confidence Act of 2018."
Client expense: Not reported · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2018 · second_quarter · Budget/Appropriations
FY 2018 budget and appropriations; FY 2019 budget and appropriations (S. 3518); Title I; Title II, Part A; IDEA full funding; Comprehensive Literacy State Development Grants; School Leader Recruitment and Support program; Title IV, Part A; private school vouchers; Statewide Family Engagement Centers; Impact Aid; public service loan forgiveness; 21st Century Community Learning Centers; Corporation for National and Community Service; AmeriCorps; Senior Corps; the Full Service Community Schools program; and the Childrens Health Insurance Program (CHIP)
Client expense: $180,000 · Firm income: Not reported
Government targets: Education, Dept of, Federal Communications Commission (FCC), HOUSE OF REPRESENTATIVES, SENATE
| HR 477 |
115th |
| Related bill |
| HR 10 | 115th | Related bill |