Investor Choice Act of 2021

Whistleblower protections Congressional stock trading H.R. 345TRUST in Congress Act Resources for and activities of the House Office of the Whistleblower Ombuds S. 135Prevent Government Shutdowns Act of 2023 Reforms to strengthen Congressional power of the purse Public transparency of OMB apportionment decisions H.R. 3988/S. 1912ARTICLE ONE Act National Emergencies Act (NEA) reform Protecting contractor whistleblowers in regards to COVID-19 spending H.R. 2988Whistleblower Protection Improvement Act (117th Congress) H.R. 8754Dismantling Investments in Violation of Ethical Standards through Trusts (DIVEST) Act (117th Congress) S. 4822Disclose Act (117th Congress) Green and Resilient Retrofit Program H. Res. 5Adopting the Rules of the House of Representatives for the One Hundred Eighteenth Congress, and for other purposes. S. 932No CORRUPTION Act S. 780Duplication Scoring Act S. 666 / H.R. 1390Identifying and Eliminating Wasteful Programs Act S. 108Guidance Clarity Act of 2023 S. 111Providing Accountability Through Transparency Act of 2023 S. 679GAO Database Modernization Act of 2023 S. 1112Department of Energy and Nuclear Regulatory Commission Whistleblower Protection Act S. 225 / H.R. 788Stop Settlement Slush Funds Act of 2023 S. 791 / H.R. 890Guidance Out Of Darkness Act Restrictions on individual stock trading for members of the federal judiciary H.R. 877Preventing Improper Payments Act S. 1171 / H.R. 2678Ending Trading and Holdings in Congressional Stocks (ETHICS) Act H.R. 1209 / S. 537Free and Open Competition Act S. 1112DOE and NRC Whistleblower Protection Act H.R. 277REINS Act H.R. 3534Justice is Blind Act H.R.3642Exec Branch Accountability and Transparency Act S. 1524Expanding Whistleblower Protections for Contractors Act S. 666 / H.R. 1390Identifying and Eliminating Wasteful Programs Act Draft Memorandum on Advancing Governance, Innovation, and Risk Management for Agency Use of Artificial Intelligence. NO FAKES Act S. 89, S. 219/ H.R. 225, H.R. 5853No Budget No Pay Act S. 1725Red Tape Reduction Act S. 1688 and H.R. 3507Yes In My Backyard (YIMBY) Act H.R. 2978Cutting Paperwork for Taxpayers Act S. 2685 Reuse Excess Property Act HR 7676Judicial Integrity Act HR 7598Federal Subaward Reporting System Modernization and Expansion Act FTC oversight HR788Stop Settlement Slush Funds Act Sunset Chevron Act

Client expense: $30,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of Management & Budget (OMB), SENATE, White House Office

Whistleblower protections Congressional stock trading H.R. 345TRUST in Congress Act Resources for and activities of the House Office of the Whistleblower Ombuds S. 135Prevent Government Shutdowns Act of 2023 Reforms to strengthen Congressional power of the purse Public transparency of OMB apportionment decisions H.R. 3988/S. 1912ARTICLE ONE Act National Emergencies Act (NEA) reform Protecting contractor whistleblowers in regards to COVID-19 spending H.R. 2988Whistleblower Protection Improvement Act (117th Congress) H.R. 8754Dismantling Investments in Violation of Ethical Standards through Trusts (DIVEST) Act (117th Congress) S. 4822Disclose Act (117th Congress) Green and Resilient Retrofit Program H. Res. 5Adopting the Rules of the House of Representatives for the One Hundred Eighteenth Congress, and for other purposes. S. 932No CORRUPTION Act S. 780Duplication Scoring Act S. 666 / H.R. 1390Identifying and Eliminating Wasteful Programs Act S. 108Guidance Clarity Act of 2023 S. 111Providing Accountability Through Transparency Act of 2023 S. 679GAO Database Modernization Act of 2023 S. 1112Department of Energy and Nuclear Regulatory Commission Whistleblower Protection Act S. 225 / H.R. 788Stop Settlement Slush Funds Act of 2023 S. 791 / H.R. 890Guidance Out Of Darkness Act Restrictions on individual stock trading for members of the federal judiciary H.R. 877Preventing Improper Payments Act S. 1171 / H.R. 2678Ending Trading and Holdings in Congressional Stocks (ETHICS) Act H.R. 1209 / S. 537Free and Open Competition Act S. 1112DOE and NRC Whistleblower Protection Act H.R. 277REINS Act H.R. 3534Justice is Blind Act H.R.3642Exec Branch Accountability and Transparency Act S. 1524Expanding Whistleblower Protections for Contractors Act S. 666 / H.R. 1390Identifying and Eliminating Wasteful Programs Act Draft Memorandum on Advancing Governance, Innovation, and Risk Management for Agency Use of Artificial Intelligence. NO FAKES Act S. 89, S. 219/ H.R. 225, H.R. 5853No Budget No Pay Act S. 1725Red Tape Reduction Act S. 1688 and H.R. 3507Yes In My Backyard (YIMBY) Act H.R. 2978Cutting Paperwork for Taxpayers Act S. 2685 Reuse Excess Property Act HR 7676Judicial Integrity Act HR 7598Federal Subaward Reporting System Modernization and Expansion Act FTC oversight HR788Stop Settlement Slush Funds Act

Whistleblower protections Congressional stock trading H.R. 345TRUST in Congress Act Resources for and activities of the House Office of the Whistleblower Ombuds S. 135Prevent Government Shutdowns Act of 2023 Reforms to strengthen Congressional power of the purse Public transparency of OMB apportionment decisions H.R. 3988/S. 1912ARTICLE ONE Act National Emergencies Act (NEA) reform Protecting contractor whistleblowers in regards to COVID-19 spending H.R. 2988Whistleblower Protection Improvement Act (117th Congress) H.R. 8754Dismantling Investments in Violation of Ethical Standards through Trusts (DIVEST) Act (117th Congress) S. 4822Disclose Act (117th Congress) Green and Resilient Retrofit Program H. Res. 5Adopting the Rules of the House of Representatives for the One Hundred Eighteenth Congress, and for other purposes. S. 932No CORRUPTION Act S. 780Duplication Scoring Act S. 666 / H.R. 1390Identifying and Eliminating Wasteful Programs Act S. 108Guidance Clarity Act of 2023 S. 111Providing Accountability Through Transparency Act of 2023 S. 679GAO Database Modernization Act of 2023 S. 1112Department of Energy and Nuclear Regulatory Commission Whistleblower Protection Act S. 225 / H.R. 788Stop Settlement Slush Funds Act of 2023 S. 791 / H.R. 890Guidance Out Of Darkness Act Restrictions on individual stock trading for members of the federal judiciary H.R. 877Preventing Improper Payments Act S. 1171 / H.R. 2678Ending Trading and Holdings in Congressional Stocks (ETHICS) Act H.R. 1209 / S. 537Free and Open Competition Act S. 1112DOE and NRC Whistleblower Protection Act H.R. 277REINS Act H.R. 3534Justice is Blind Act H.R.3642Exec Branch Accountability and Transparency Act S. 1524Expanding Whistleblower Protections for Contractors Act S. 666 / H.R. 1390Identifying and Eliminating Wasteful Programs Act Draft Memorandum on Advancing Governance, Innovation, and Risk Management for Agency Use of Artificial Intelligence. NO FAKES Act S. 89, S. 219/ H.R. 225, H.R. 5853No Budget No Pay Act S. 1725Red Tape Reduction Act S. 1688 and H.R. 3507Yes In My Backyard (YIMBY) Act H.R. 2978Cutting Paperwork for Taxpayers Act S. 2685 Reuse Excess Property Act

Whistleblower protections Congressional stock trading H.R. 345TRUST in Congress Act Resources for and activities of the House Office of the Whistleblower Ombuds S. 135Prevent Government Shutdowns Act of 2023 Reforms to strengthen Congressional power of the purse Public transparency of OMB apportionment decisions H.R. 3988/S. 1912ARTICLE ONE Act National Emergencies Act (NEA) reform Protecting contractor whistleblowers in regards to COVID-19 spending H.R. 2988Whistleblower Protection Improvement Act (117th Congress) H.R. 8754Dismantling Investments in Violation of Ethical Standards through Trusts (DIVEST) Act (117th Congress) S. 4822Disclose Act (117th Congress) Green and Resilient Retrofit Program H. Res. 5Adopting the Rules of the House of Representatives for the One Hundred Eighteenth Congress, and for other purposes. S. 932No CORRUPTION Act S. 780Duplication Scoring Act S. 666 / H.R. 1390Identifying and Eliminating Wasteful Programs Act S. 108Guidance Clarity Act of 2023 S. 111Providing Accountability Through Transparency Act of 2023 S. 679GAO Database Modernization Act of 2023 S. 1112Department of Energy and Nuclear Regulatory Commission Whistleblower Protection Act S. 225 / H.R. 788Stop Settlement Slush Funds Act of 2023 S. 791 / H.R. 890Guidance Out Of Darkness Act Restrictions on individual stock trading for members of the federal judiciary H.R. 877Preventing Improper Payments Act S. 1171 / H.R. 2678Ending Trading and Holdings in Congressional Stocks (ETHICS) Act H.R. 1209 / S. 537Free and Open Competition Act S. 1112DOE and NRC Whistleblower Protection Act H.R. 277REINS Act H.R. 3534Justice is Blind Act H.R.3642Exec Branch Accountability and Transparency Act S. 1524Expanding Whsitleblower Protections for Contractors Act

Client expense: $30,000 · Firm income: Not reported

Whistleblower protections Congressional stock trading H.R. 345TRUST in Congress Act Resources for and activities of the House Office of the Whistleblower Ombuds S. 135Prevent Government Shutdowns Act of 2023 Reforms to strengthen Congressional power of the purse Public transparency of OMB apportionment decisions S. 241 / H.R. 2996ARTICLE ONE Act (117th Congress) National Emergencies Act (NEA) reform Protecting contractor whistleblowers in regards to COVID-19 spending H.R. 2988Whistleblower Protection Improvement Act (117th Congress) H.R. 8754Dismantling Investments in Violation of Ethical Standards through Trusts (DIVEST) Act (117th Congress) S. 4822Disclose Act (117th Congress) Green and Resilient Retrofit Program H. Res. 5Adopting the Rules of the House of Representatives for the One Hundred Eighteenth Congress, and for other purposes. S. 932No CORRUPTION Act S. 780Duplication Scoring Act S. 666 / H.R. 1390Identifying and Eliminating Wasteful Programs Act S. 108Guidance Clarity Act of 2023 S. 111Providing Accountability Through Transparency Act of 2023 S. 679GAO Database Modernization Act of 2023 S. 1112Department of Energy and Nuclear Regulatory Commission Whistleblower Protection Act S. 225 / H.R. 788Stop Settlement Slush Funds Act of 2023 S. 791 / H.R. 890Guidance Out Of Darkness Act Restrictions on individual stock trading for members of the federal judiciary H.R. 877Preventing Improper Payments Act S. 1171 / H.R. 2678Ending Trading and Holdings in Congressional Stocks (ETHICS) Act H.R. 1209 / S. 537Free and Open Competition Act S. 1112DOE and NRC Whistleblower Protection Act H.R. 277REINS Act H.R. 3534Justice is Blind Act H.R.3642Exec Branch Accountability and Transparency Act

Client expense: $30,000 · Firm income: Not reported

H.R. 2620/ S. 1171, the Investor Choice Act. S. 3755, Arbitration Fairness for Consumers Act. H.R. 7740, Employee and Retiree Access to Justice Act of 2022, with regard to the ERISA provisions. General lobbying on shareholder forced arbitration and forum selection clauses in corporate bylaws. General lobbying related to private equity ownership of nursing homes.

Client expense: $1,010,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

H.R. 1277 - Improving Corporate Governance Through Diversity; entire bill H.R. 1816 - Information Transparency and Personal Data Control Act; entire bill H.R. 2039 - To Prohibit the Securities and Exchange Commission from Requiring that Personally Identifiable Information be Collected under Consolidated Audit Trail Reporting Requirements, and for other Purposes; entire bill H.R. 2288 - to amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; entire bill H.R. 2620 - Investor Choice Act of 2021; entire bill H.R. 3962 - To authorize notaries public to perform, and to establish minimum standards for, electronic notarizations and remote notarizations that occur in or affect interstate commerce, to require any Federal court to recognize notarizations performed by a notarial officer of any State, to require any State to recognize notarizations performed by a notarial officer of any other State when the notarization was performed under or relates to a public Act, record, or judicial proceeding of the notarial officer's State or when the notarization occurs in or affects interstate commerce, and for other purposes; entire bill H.R. 4616 - Adjustable Interest Rate (LIBOR) Act of 2021; entire bill H.R. 8152 - the American Data Privacy and Protection Act; entire bill S. 374 - Improving Corporate Governance Through Diversity Act; entire bill S. 1171 - Investor Choice Act of 2021; entire bill S. 1209 - Protecting Investors Personally Identifiable Information Act; entire bill S. 1625 - Securing and Enabling Commerce Using Remote and Electronic Notarization Act (SECURE Notarization Act); entire bill S. 3779 - Adjustable Interest Rate (LIBOR) Act; entire bill S. 4241 - INvestor Democracy is EXpected (INDEX) Act; entire bill Not Yet Introduced: Rep. Patrick McHenry Financial Data Privacy discussion draft

S.570, American Financial Markets Integrity and Security Act; Issues related to small business capital formation; Issues related to equity market structure and corporate disclosures; Issues related to fixed income market structure, disclosure and compliance; SEC Rule 15c2-11; Issues related to stock market gamification; Issues related to proxy voting processes; FINRA Rule 4210; H.R. 6285, the Accelerating Holding Foreign Companies Accountable Act; Issues relating to environmental, social and governance ESG investing; H.R. 5913, the Protecting Investors for Excessive SPAC Fees Act; H.R. 2620/S. 1171, the Investor Choice Act; H.R. 5910, the Holding SPACs Accountable Act; Issues related to corporate disclosure; Issues related to SEC rule proposal process; FINRA Rule 3110 relating to remote inspections; Issues related to fixed income transaction reporting time (MSRB Rule G-14, FINRA Rule 6730).

Client expense: $100,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 2620/ S. 1171, the Investor Choice Act. S. 3755, Arbitration Fairness for Consumers Act. S. 4760, Digital Commodities Consumer Protection Act. H.R. 7740, Employee and Retiree Access to Justice Act of 2022, with regard to the ERISA provisions. General lobbying on shareholder forced arbitration and forum selection clauses in corporate bylaws. General lobbying related to private equity ownership of nursing homes. General lobbying on the use of forced arbitration in financial services and by big banks. General lobbying on Consumer Financial Protection Bureau (CFPB) possible action on forced arbitration.

Client expense: $1,170,000 · Firm income: Not reported

H.R. 1277 - Improving Corporate Governance Through Diversity; entire bill H.R. 1816 - Information Transparency and Personal Data Control Act; entire bill H.R. 2039 - To Prohibit the Securities and Exchange Commission from Requiring that Personally Identifiable Information be Collected under Consolidated Audit Trail Reporting Requirements, and for other Purposes; entire bill H.R. 2620 - Investor Choice Act of 2021; entire bill H.R. 3962 - To authorize notaries public to perform, and to establish minimum standards for, electronic notarizations and remote notarizations that occur in or affect interstate commerce, to require any Federal court to recognize notarizations performed by a notarial officer of any State, to require any State to recognize notarizations performed by a notarial officer of any other State when the notarization was performed under or relates to a public Act, record, or judicial proceeding of the notarial officer's State or when the notarization occurs in or affects interstate commerce, and for other purposes; entire bill H.R. 8152 - the American Data Privacy and Protection Act; entire bill S. 374 - Improving Corporate Governance Through Diversity Act; entire bill S. 1171 - Investor Choice Act of 2021; entire bill S. 1209 - Protecting Investors Personally Identifiable Information Act; entire bill S. 1625 - Securing and Enabling Commerce Using Remote and Electronic Notarization Act (SECURE Notarization Act); entire bill S. 4241 - INvestor DEmocracy is Expected (INDEX) Act; entire bill Not Yet Introduced: Rep. Patrick McHenry Financial Data Privacy discussion draft

Client expense: $190,000 · Firm income: Not reported

H.R. 2620/ S. 1171, the Investor Choice Act. S. 3755, Arbitration Fairness for Consumers Act. H.R. 7740, Employee and Retiree Access to Justice Act of 2022, with regard to the ERISA provisions. General lobbying on shareholder forced arbitration and forum selection clauses in corporate bylaws. General lobbying related to private equity ownership of nursing homes. General lobbying on the use of forced arbitration in financial services and by big banks. General lobbying on Consumer Financial Protection Bureau (CFPB) possible action on forced arbitration.

Client expense: $1,180,000 · Firm income: Not reported

S.570, American Financial Markets Integrity and Security Act; Issues related to small business capital formation; Issues related to equity market structure and corporate disclosures; Issues related to fixed income market structure, disclosure and compliance; SEC Rule 15c2-11; Issues related to stock market gamification; Issues related to proxy voting processes; FINRA Rule 4210; H.R. 6285, the Accelerating Holding Foreign Companies Accountable Act; Issues relating to environmental, social and governance ESG investing; H.R. 5913, the Protecting Investors for Excessive SPAC Fees Act; H.R. 2620/S. 1171, the Investor Choice Act; H.R. 5910, the Holding SPACs Accountable Act; Issues related to corporate disclosure; Issues related to SEC rule proposal process; FINRA Rule 3110 relating to remote inspections; Issues related to fixed income transaction reporting time (MSRB Rule G-14, FINRA Rule 6730).

Client expense: $100,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 1277 - Improving Corporate Governance Through Diversity; entire bill H.R. 1816 - Information Transparency and Personal Data Control Act; entire bill H.R. 2039 - To Prohibit the Securities and Exchange Commission from Requiring that Personally Identifiable Information be Collected under Consolidated Audit Trail Reporting Requirements, and for other Purposes; entire bill H.R. 2288 - to amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; entire bill H.R. 2620 - Investor Choice Act of 2021; entire bill H.R. 3962 - To authorize notaries public to perform, and to establish minimum standards for, electronic notarizations and remote notarizations that occur in or affect interstate commerce, to require any Federal court to recognize notarizations performed by a notarial officer of any State, to require any State to recognize notarizations performed by a notarial officer of any other State when the notarization was performed under or relates to a public Act, record, or judicial proceeding of the notarial officer's State or when the notarization occurs in or affects interstate commerce, and for other purposes; entire bill H.R. 4616 - Adjustable Interest Rate (LIBOR) Act of 2021; entire bill S. 374 - Improving Corporate Governance Through Diversity Act; entire bill S. 1171 - Investor Choice Act of 2021; entire bill S. 1209 - Protecting Investors Personally Identifiable Information Act; entire bill S. 1625 - Securing and Enabling Commerce Using Remote and Electronic Notarization Act (SECURE Notarization Act); entire bill S. 3779 - Adjustable Interest Rate (LIBOR) Act; entire bill S. 4241 - INvestor DEmocracy is Expected (INDEX) Act; entire bill

Client expense: $190,000 · Firm income: Not reported

H.R. 2620/ S. 1171, the Investor Choice Act. S. 3755, Arbitration Fairness for Consumers Act. H.R. 7740, Employee and Retiree Access to Justice Act of 2022, with regard to the ERISA provisions. General lobbying on shareholder forced arbitration and forum selection clauses in corporate bylaws. General lobbying related to private equity ownership of nursing homes.

Client expense: $1,010,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

S.570, American Financial Markets Integrity and Security Act; Issues related to small business capital formation; Issues related to equity market structure and corporate disclosures; Issues related to fixed income market structure, disclosure and compliance; SEC Rule 15c2-11; Issues related to stock market gamification; Issues related to proxy voting processes; FINRA Rule 4210; H.R. 6285, the Accelerating Holding Foreign Companies Accountable Act; Issues relating to environmental, social and governance ESG investing; H.R. 5913, the Protecting Investors for Excessive SPAC Fees Act; H.R. 2620/S. 1171, the Investor Choice Act; H.R. 5910, the Holding SPACs Accountable Act; Issues related to corporate disclosure; Issues related to SEC rule proposal process.

Client expense: $60,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 1277 - Improving Corporate Governance Through Diversity; entire bill H.R. 1816 - Information Transparency and Personal Data Control Act; entire bill H.R. 2039 - To Prohibit the Securities and Exchange Commission from Requiring that Personally Identifiable Information be Collected under Consolidated Audit Trail Reporting Requirements, and for other Purposes; entire bill H.R. 2288 - to amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; entire bill H.R. 2570 - Climate Risk Disclosure Act; entire bill H.R. 2620 - Investor Choice Act of 2021; entire bill H.R. 3962 - To authorize notaries public to perform, and to establish minimum standards for, electronic notarizations and remote notarizations that occur in or affect interstate commerce, to require any Federal court to recognize notarizations performed by a notarial officer of any State, to require any State to recognize notarizations performed by a notarial officer of any other State when the notarization was performed under or relates to a public Act, record, or judicial proceeding of the notarial officer's State or when the notarization occurs in or affects interstate commerce, and for other purposes; entire bill H.R. 4616 - Adjustable Interest Rate (LIBOR) Act of 2021; entire bill S. 374 - Improving Corporate Governance Through Diversity Act; entire bill S. 1171 - Investor Choice Act of 2021; entire bill S. 1217 - Climate Risk Disclosure Act of 2021; entire bill S. 1625 - Securing and Enabling Commerce Using Remote and Electronic Notarization Act (SECURE Notarization Act); entire bill

Client expense: $320,000 · Firm income: Not reported

H.R. 2620/ S. 1171, the Investor Choice Act. S. 3755, Arbitration Fairness for Consumers Act. General lobbying on shareholder forced arbitration and forum selection clauses in corporate bylaws. General lobbying related to private equity ownership of nursing homes.

Client expense: $1,070,000 · Firm income: Not reported

Government targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

H.R. 2620/S. 1171, Investor Choice Act of 2021

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S.570, American Financial Markets Integrity and Security Act; Issues related to small business capital formation; Issues related to equity market structure and corporate disclosures; Issues related to fixed income market structure, disclosure and compliance; SEC Rule 15c2-11; Issues related to stock market gamification; Issues related to proxy voting processes; FINRA Rule 4210; H.R. 6285, the Accelerating Holding Foreign Companies Accountable Act; Issues relating to environmental, social and governance ESG investing; H.R. 5913, the Protecting Investors for Excessive SPAC Fees Act; H.R. 2620/S. 1171, the Investor Choice Act; H.R. 5910, the Holding SPACs Accountable Act; Issues related to corporate disclosure; Issues related to SEC rule proposal process.

Client expense: $60,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 2620/S. 1171, Investor Choice Act of 2021

Client expense: Not reported · Firm income: Not reported

H.R. 2620/ S. 1171, the Investor Choice Act. Draft legislation on prohibiting forced arbitration in consumer financial services contracts. General lobbying on the nomination of Rohit Chopra as head of the Consumer Financial Protection Bureau. General lobbying on shareholder forced arbitration and forum selection clauses in corporate bylaws. General lobbying related to private equity ownership of nursing homes.

Client expense: $1,180,000 · Firm income: Not reported

Government targets: Executive Office of the President (EOP), Federal Motor Carrier Safety Administration, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Natl Highway Traffic Safety Administration (NHTSA), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

S.570, American Financial Markets Integrity and Security Act; Issues related to small business capital formation; Issues related to equity market structure and corporate disclosures; Issues related to fixed income market structure, disclosure and compliance; SEC Rule 15c2-11; Issues related to stock market gamification; Issues related to proxy voting processes; FINRA Rule 4210; H.R. 6285, the Accelerating Holding Foreign Companies Accountable Act; Issues relating to environmental, social and governance ESG investing; H.R. 5913, the Protecting Investors for Excessive SPAC Fees Act; H.R. 2620/S. 1171, the Investor Choice Act; H.R. 5910, the Holding SPACs Accountable Act.

Client expense: $60,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 2620/ S. 1171, the Investor Choice Act. Draft legislation on prohibiting forced arbitration in consumer financial services contracts. General lobbying on the nomination of Rohit Chopra as head of the Consumer Financial Protection Bureau. General lobbying on shareholder forced arbitration and forum selection clauses in corporate bylaws. General lobbying related to private equity ownership of nursing homes.

Client expense: $1,240,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), Federal Motor Carrier Safety Administration, HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Natl Highway Traffic Safety Administration (NHTSA), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Legislative language regarding alternative dispute resolution in: S 1171, HR 1620, S 1896, HR 2195, HR 2196, HR 2620, HR 2668, HR 3280, HR 3622, HR 3684, HR 3948

Client expense: $30,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 2620/ S. 1171, the Investor Choice Act. Draft legislation on prohibiting forced arbitration in consumer financial services contracts. General lobbying on the nominations of Gary Genslar as Chairman of the Securities and Exchange Commission and Rohit Chopra as head of the Consumer Financial Protection Bureau. General lobbying on shareholder forced arbitration and forum selection clauses in corporate bylaws. General lobbying related to private equity ownership of nursing homes.

Client expense: $963,000 · Firm income: Not reported

Government targets: Executive Office of the President (EOP), Federal Motor Carrier Safety Administration, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of