INVESTMENT COMPANY INSTITUTE

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Lobbying Spend

—

Filings

Firms Hired

Active Period

2009–2022

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2022	—	3	1
2021	—	4	1
2020	—	4	1
2019	—	4	1
2018	—	4	1
2017	—	4	1
2016	—	4	1
2015	—	4	1
2014	—	4	1
2013	—	4	1
2012	—	4	1
2011	—	4	1
2010	—	4	1
2009	—	5	1

Hired Firms

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
RAFFANIELLO & ASSOCIATES	—	56

Government Bodies Lobbied

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	51
SENATE	51

Top Issues

Most frequently reported lobbying issues

Issue Code	Description	Reports
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	56
Retirement	Retirement	8

Bills Explicitly Cited (25)

Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded

H.R. 4204115th Congress

International Regulated Investment Company Act of 2017

2017 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Issues affecting Subchapter M, HR 4204

Client expense: — · Firm income: $40,000

Matched citations: HR 4204

H.R. 8112th Congress

American Taxpayer Relief Act of 2012

2012 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Issues affecting Subchapter M HR 8 - taxation of investment income

Client expense: — · Firm income: $40,000

Matched citations: HR 8

H.R. 2989111th Congress

401(k) Fair Disclosure and Pension Security Act of 2009

2010 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

HR 2989 disclosures related to 401(k) plans

Client expense: — · Firm income: $40,000

Matched citations: HR 2989

H.R. 4337111th Congress

Regulated Investment Company Modernization Act of 2010

2010 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies HR 4337 Regulated Investment Company Modernization Act

Client expense: — · Firm income: $40,000

Matched citations: HR 4337

Show 21 more cited filings

S. 1082111th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2009

2010 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies HR 4337 Regulated Investment Company Modernization Act

Client expense: — · Firm income: $40,000

Matched citations: S. 1082

H.R. 2989111th Congress

401(k) Fair Disclosure and Pension Security Act of 2009

2010 · third_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

HR 2989 disclosures related to 401(k) plans

Client expense: — · Firm income: $40,000

Matched citations: HR 2989

H.R. 4337111th Congress

Regulated Investment Company Modernization Act of 2010

2010 · third_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies HR 4337 Regulated Investment Company Modernization Act

Client expense: — · Firm income: $40,000

Matched citations: HR 4337

S. 1082111th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2009

2010 · third_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies HR 4337 Regulated Investment Company Modernization Act

Client expense: — · Firm income: $40,000

Matched citations: S. 1082

H.R. 2989111th Congress

401(k) Fair Disclosure and Pension Security Act of 2009

2010 · second_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

HR 2989 disclosures related to 401(k) plans

Client expense: — · Firm income: $40,000

Matched citations: HR 2989

S. 1082111th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2009

2010 · second_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: S. 1082

H.R. 1265111th Congress

Stop Tax Haven Abuse Act

2010 · first_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: HR1265

H.R. 2989111th Congress

401(k) Fair Disclosure and Pension Security Act of 2009

2010 · first_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

HR 2989 disclosures related to 401(k) plans

Client expense: — · Firm income: $40,000

Matched citations: HR 2989

S. 1082111th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2009

2010 · first_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: S. 1082

S. 506111th Congress

Stop Tax Haven Abuse Act

2010 · first_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: S.506

H.R. 1265111th Congress

Stop Tax Haven Abuse Act

2009 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: HR1265

H.R. 2989111th Congress

401(k) Fair Disclosure and Pension Security Act of 2009

2009 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

HR 2989 disclosures related to 401(k) plans

Client expense: — · Firm income: $40,000

Matched citations: HR 2989

S. 1082111th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2009

2009 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: S. 1082

S. 506111th Congress

Stop Tax Haven Abuse Act

2009 · fourth_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: S.506

H.R. 1265111th Congress

Stop Tax Haven Abuse Act

2009 · third_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - Growth Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: HR1265

H.R. 2989111th Congress

401(k) Fair Disclosure and Pension Security Act of 2009

2009 · third_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

HR 2989 disclosures related to 401(k) plans

Client expense: — · Firm income: $40,000

Matched citations: HR 2989

S. 1082111th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2009

2009 · third_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - Growth Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: S. 1082

S. 506111th Congress

Stop Tax Haven Abuse Act

2009 · third_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - Growth Act Legislation affecting Regulated Investment Companies

Client expense: — · Firm income: $40,000

Matched citations: S.506

H.R. 1265111th Congress

Stop Tax Haven Abuse Act

2009 · second_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 Tax and ERISA legislative issues relating to Mutual Funds and Retirement Plans

Client expense: — · Firm income: $40,000

Matched citations: HR1265

H.R. 2989111th Congress

401(k) Fair Disclosure and Pension Security Act of 2009

2009 · second_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Disclosure requirements related to 401(k) plans - HR 2989

Client expense: — · Firm income: $40,000

Matched citations: HR 2989

S. 506111th Congress

Stop Tax Haven Abuse Act

2009 · second_quarter · Firm: RAFFANIELLO & ASSOCIATES

Open original LDA filing ↗

Cited source text and reported amounts

Stop Tax Haven Abuse Act S.506; HR1265 Tax and ERISA legislative issues relating to Mutual Funds and Retirement Plans

Client expense: — · Firm income: $40,000

Matched citations: S.506

Source: Senate LDA

INVESTMENT COMPANY INSTITUTE — Lobbying Disclosure | Poliscope