Loading…
Regulated Investment Company Modernization Act of 2010
Legislative Progress
Introduced
December 16, 2009
Latest Action
December 22, 2010
Primary Sponsor
Charles B. RangelDemocratic(NY)
Momentum (last 30 days)
0
score
0 actions · 0 new cosponsors · 0 votes
Speed vs cohort
97pct
371d open
vs 6,490 other HR bills in the 111th — cohort avg 44d
No CRS summary is available for this bill yet. The source title, actions, sponsors, and text versions below come from Congress.gov.
These links require the bill number to appear in the filing's source-reported specific issue text. Client expenses and lobbying-firm income are separate disclosure fields.
Filing registrants (21)
Bills with similar content found using semantic analysis.
Sources: Congress.gov
2011 · third_quarter · Taxation/Internal Revenue Code
Taxation of retirement products; Tax Hike Prevention Act of 2010 (S. 3773); Fair Playing Field Act, tax treatment of independent contractors (S. 3786; H.R. 6128); Job Creation and Tax Cuts Act of 2010, Section 263, (S. 3793); Regulated Investment Company Modernization Act of 2009 (H.R. 4337); Small Business Jobs Act of 2010, Sections 211-213 (H.R. 5297); Financial Crisis Responsibility Fee (assessing fees/taxes on financial services firms to repay TARP losses)
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2011 · second_quarter · Taxation/Internal Revenue Code
Taxation of retirement products; Tax Hike Prevention Act of 2010 (S. 3773); Fair Playing Field Act, tax treatment of independent contractors (S. 3786; H.R. 6128); Job Creation and Tax Cuts Act of 2010, Section 263, (S. 3793); Regulated Investment Company Modernization Act of 2009 (H.R. 4337); Small Business Jobs Act of 2010, Sections 211-213 (H.R. 5297); Financial Crisis Responsibility Fee (assessing fees/taxes on financial services firms to repay TARP losses)
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2011 · first_quarter · Taxation/Internal Revenue Code
Regulated Investment Company Modernization Act, H.R. 4337
Client expense: $130,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2011 · first_quarter · Taxation/Internal Revenue Code
Taxation of retirement products; Tax Hike Prevention Act of 2010 (S. 3773); Fair Playing Field Act, tax treatment of independent contractors (S. 3786; H.R. 6128); Job Creation and Tax Cuts Act of 2010, Section 263, (S. 3793); Regulated Investment Company Modernization Act of 2009 (H.R. 4337); Small Business Jobs Act of 2010, Sections 211-213 (H.R. 5297); Financial Crisis Responsibility Fee (assessing fees/taxes on financial services firms to repay TARP losses)
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
S 350 An original bill to provide for a portion of the economic recovery package relating to revenue measures, unemployment, and health. HR 436 To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, and for other purposes. H.R. 1944 to amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income H.R.4154: To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, to reinstitute and update the Pay-As-You-Go requirement of budget neutrality on new tax and mandatory spending legislation, enforced by the threat of annual, automatic sequestration. HR 4191 Securities Transaction Tax bill would impose a transaction tax of 0.25 percent on stock transactions and 0.02 percent on futures, swaps, and credit default swaps. H.R.4213: To amend the Internal Revenue Code of 1986 to extend certain expiring provisions H.R.4337/S 3948: Regulated Investment Company Modernization Act of 2009 - certain tax rules applicable to funds to similar rules applicable to individuals or real estate investment trusts. H.R.4853 - Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act To amend the Internal Revenue Code of 1986 to extend the funding and expenditure authority of the Airport and Airway Trust Fund, to amend title 49, United States Code, to extend authorizations for the airport improvement program, and for other purposes. S.722 A bill to amend the Internal Revenue Code of 1986 to provide for permanent alternative minimum tax relief, middle class tax relief, and estate tax relief, and to permanently extend certain expiring provisions, and for other purposes. S. 1007 to amend the Internal Revenue Code of 1986 to deny a deduction for excessive compensation of any employee of an employer S. 2927, to amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to fund job creation and deficit reduction, and for other purposes;
| Democratic |
| MA |
Client expense: $425,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, U.S. Trade Representative (USTR)
2010 · fourth_quarter · Taxation/Internal Revenue Code
Taxation of retirement products; Tax Hike Prevention Act of 2010 (S. 3773); Fair Playing Field Act, tax treatment of independent contractors (S. 3786; H.R. 6128); Job Creation and Tax Cuts Act of 2010, Section 263, (S. 3793); Regulated Investment Company Modernization Act of 2009 (H.R. 4337); Small Business Jobs Act of 2010, Sections 211-213 (H.R. 5297); Financial Crisis Responsibility Fee (assessing fees/taxes on financial services firms to repay TARP losses)
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 5660, Main Street Fairness Act, all provisions. H.R. 4337, Regulated Investment Company Act of 2009, all provisions relating to changes to Subchapter M of the Internal Revenue Code related to Real Estate Investment Trusts. Real Estate Revitalization Act of 2010, H.R. 4539, Modification of the Foreign Investment in Real Property Tax Act (FIRPTA) to facilitate foreign equity investment in the U.S. real estate market.
Client expense: $460,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · fourth_quarter · Taxation/Internal Revenue Code
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 847 - James Zadroga 9/11 Health and Compensation Act of 2010; provisions relating to possible use of workforce classification reforms as the revenue offset (P.L. 111-347, 1/2/2011) H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 2920 Statutory Pay Go Act of 2009; provisions relating to estate tax and middle class tax benefits H.R. 3408 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to limitation of independent contractor status for independent broker dealers H.R. 3905 Estate Tax Relief Act; entire bill H.R. 3933 - Foreign Account Tax Compliance Act of 2009; to ensure workable reporting requirements for mutual funds H.R. 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009; entire bill H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009; entire bill H.R. 4337 - Regulated Investment Company Modernization Act of 2009; entire bill (P.L. 111-325, 12/22/2010) H.R. 4849 - Small Business and Infrastructure Jobs Tax Act of 2010; provisions relating to small business capital gains exclusion and Build America Bonds H.R. 4853 - Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010; provisions relating to individual tax rates/estate tax and extenders, small business incentives relevant to the financial services sector H.R. 5982 Small Business Tax Relief Act of 2010; provisions relating to repeal of 1099 reporting obligations enacted in health care reform H.R. 6128 Fair Playing Field Act of 2010; provisions that would affect use of independent contractors within the securities industry S. 506 - Stop Tax Haven Abuse Act; provision relating to managed and controlled foreign entities S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill S. 2784 - A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009; entire bill S. 2869 Small Business Job Creation and Access to Capital Act of 2009; entire bill S. 2882 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to independent contractors within the securities industry S. 2927 - Wall Street Fair Share Act; entire bill S. 3513 Bonus Depreciation Extension to Create Jobs Act; entire bill S. 3773 Tax Hike Prevention Act of 2010; provisions relating to capital gains dividends and estate tax S. 3786 Fair Playing Field Act; provisions that would affect use of independent contractors within the securities industry S. 3793 Job Creation and Tax Cuts Act of 2010; entire bill S. 3816 Creating American Jobs and Ending Offshoring Act; entire bill S. 3946 - Small Business Paperwork Relief Act; entire bill Administrations FY 2011 budget proposals relating to Auto IRA retirement savings initiatives, taxation of life insurance companies, international taxation, tax treatment of capital gains and dividends, independent contractor, estate tax, and Financial Crisis Responsibility Fee
Client expense: $270,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
H.R. 4337, The Regulated Investment Company Modernization Act
Client expense: Not reported · Firm income: $27,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
S. 1082 GROWTH Act S. 1297 Retirement Security for Life Act of 2009 (annuities) S. 3793 Job Creation and Tax Cuts Act of 2010 (flow-through) S. 3948 Regulated Investment Company Modernization Act of 2010 H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429 GROWTH Act H.R. 4126 Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4337 Regulated Investment Company Modernization Act of 2010 H.R. 4853 Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 (capital gains/dividends, flow-through)
Client expense: $997,907 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2010 · fourth_quarter · Taxation/Internal Revenue Code
Tax and retirement issues including lifetime payout of annuities and 401K fee issues, taxation of insurance products, and related-party reinsurance issues. H.R.1961 - Savings for American Families' Future Act of 2009 - savings incentives provisions H.R.2748 - Retirement Security Needs Lifetime Pay Act - all provisions S.1297 - Retirement Security for Life Act all provisions Administration FY2010 and FY2011 revenue proposals - Insurance-specific revenue proposals including the reduction in TRIA federal obligation provision, STOLI transactions, dividends received deduction (DRD), corporate owned life insurance (COLI), and auto-IRA savings provisions H.R.2110 - the Mobile Workforce State Income Tax Fairness and Simplification Act all provisions H.R.2452 - Net Operating Loss (NOL) Carry-Back Act all provisions H.R.3424 - To amend the Internal Revenue Code of 1986 to disallow the deduction for excess non-taxed reinsurance premiums with respect to United States risks paid to affiliates - related party reinsurance issues H.R. 4191 Let Wall Street Pay for the Restoration of Main Street Act of 2009 - all provisions Senate Tax Extenders taxation of carried interest, revenue raisers H.R.4213 Tax Extenders Act of 2009 revenue raisers, taxation of carried interest Financial Crisis Responsibility Fee (Administration Proposal) revenue provisions H.R. 3424 - To amend the Internal Revenue Code of 1986 to disallow the deduction for excess non-taxed reinsurance premiums with respect to United States risks paid to affiliates all provisions H.R.4213 - American Jobs and Closing Tax Loopholes Act of 2010 - Temporary extension of the NFIP H.R.4337/S.3948 Regulated Investment Company Modernization Act all provisions S.3946 - Small Business Paperwork Relief Act 1099 reporting provisions H.R.5297 - Small Business Jobs Act of 2010 1009 reporting provisions, including S.Amdt. 4595 and S.Amdt.4596
Client expense: $710,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2010 · fourth_quarter · Taxation/Internal Revenue Code
S 350 An original bill to provide for a portion of the economic recovery package relating to revenue measures, unemployment, and health. HR 436 To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, and for other purposes. H.R. 1944 to amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income H.R.4154: To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, to reinstitute and update the Pay-As-You-Go requirement of budget neutrality on new tax and mandatory spending legislation, enforced by the threat of annual, automatic sequestration. HR 4191 Securities Transaction Tax bill would impose a transaction tax of 0.25 percent on stock transactions and 0.02 percent on futures, swaps, and credit default swaps. H.R.4213: To amend the Internal Revenue Code of 1986 to extend certain expiring provisions H.R.4337/S 3948: Regulated Investment Company Modernization Act of 2009 - certain tax rules applicable to funds to similar rules applicable to individuals or real estate investment trusts. H.R.4853 - Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act To amend the Internal Revenue Code of 1986 to extend the funding and expenditure authority of the Airport and Airway Trust Fund, to amend title 49, United States Code, to extend authorizations for the airport improvement program, and for other purposes. S.722 A bill to amend the Internal Revenue Code of 1986 to provide for permanent alternative minimum tax relief, middle class tax relief, and estate tax relief, and to permanently extend certain expiring provisions, and for other purposes. S. 1007 to amend the Internal Revenue Code of 1986 to deny a deduction for excessive compensation of any employee of an employer S. 2927, to amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to fund job creation and deficit reduction, and for other purposes;
Client expense: $425,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, U.S. Trade Representative (USTR)
2010 · fourth_quarter · Taxation/Internal Revenue Code
Issues related to implementation of the Foreign Account Tax Compliance Act ( FATCA) HR 4213, Tax Extenders-- issues related to investors/funds H.R. 4337, Registered Investment Company Modernization Act
Client expense: $360,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · fourth_quarter · Taxation/Internal Revenue Code
Domestic and International Tax Issues Related to Custodial Banking. - Administration's Fiscal Year 2011 Revenue Proposals - H.R. 4853, the Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 - H.R. 4337, The Regulated Investment Company Modernization Act of 2009
Client expense: Not reported · Firm income: $50,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
Administration's FY2011 Budget Submission Proposals Related to International Taxation, H.R. 4337, The Regulated Investment Company Modernization Act of 2010; H.R. 4853, the Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010; and H.R. 6467, the Middle Class Tax Relief Act of 2010.
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
General tax issues related to mutual funds. H.R. 4337, RIC Modernization.
Client expense: Not reported · Firm income: $10,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
International tax legislation (H.R. 1586). Tax legislation affecting manufacturing tax credits under Section 48(c) of the Internal Revenue Code (S.2857, S.3324, S.3935, H.R.1586, H.R.5041, H.R. 4337)
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
Legislative and regulatory tax issues dealing with investment savings and investment savings vehicles, donor advised funds, tax compliance and reporting, and general corporate items during the 111th session of Congress. -H.R. 4337, The Regulated Investment Company Modernization Act of 2009 - Administration's Fiscal Year 2011 Revenue Proposals - H.R. 4853, the Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 -H.R. 5297, the Small Business Lending Fund Act of 2010 -H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010 -S. 3793, the Job Creation and Tax Cuts Act - H.R. 1935: A bill to amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services - H.R. 1944: A bill to amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income - S. 823, H.R. 2452, The "Net Operating Loss (NOL) Carryback Act. - S. 3777 & S.3783, Information Reporting Modernization Act of 2010 - H.R. 1935: A bill to amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
Legislative and regulatory issues before the U. S. Congress and the Administration regarding Active Financing, Corporate tax reform; H.R. 1944: A bill to amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income, H.R. 4853, the Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 , H.R. 6467, the Middle Class Tax Relief Act of 2010, S. 3793, the Job Creation and Tax Cuts Act, and H.R. 4337, The Regulated Investment Company Modernization Act of 2009.
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2010 · fourth_quarter · Taxation/Internal Revenue Code
H.R. 4337, Regulated Investment Company Modernization Act of 2010.
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
Saver's Credit Expansion Estate Tax in the following bill: HR 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009 Charitable IRA Rollovers and Roth 457(b) in the following bills: HR 4213 - Tax Extenders Act of 2009 S 2973 - Small Business Job Creation Tax Act of 2010 S 3024 - Job Impact Analysis Act of 2010 S 3103 - Small Business Job Creation Act of 2010 S 3228 - Small Business Innovation to Job Creation Act of 2010 HR 5297 - Small Business Jobs and Credit Act of 2010 Extension of 2001 and 2003 tax cuts in the following bill: HR 4853 - The Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 Tax Treatment of Regulated Investment Companies (RIC) in the following bill: HR 4337 - Regulated Investment Company (RIC) Modernization Act
Client expense: $340,000 · Firm income: Not reported
Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
2010 · fourth_quarter · Taxation/Internal Revenue Code
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds; H.R. 4191, Security Transaction tax proposals; and H.R. 4337, "The Regulated Investment Company Modernization Act of 2009."
Client expense: Not reported · Firm income: $80,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · fourth_quarter · Taxation/Internal Revenue Code
S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies HR 4337 Regulated Investment Company Modernization Act
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
See Addendum. S. 3948, "Regulated Investment Company Modernization Act of 2009", became Public Law No. 111-325. H.R. 4337, "Regulated Investment Company Modernization Act of 2009", became Public Law No. 111-325. H.R. 4853, "Tax Relief, Unemployment Insurance Reauthorization and Job Creation Act of 2010", became Public Law No. 111-312, provisions relating to capital gains rates, stock dividend tax rates, estate tax, gift tax, and business tax extender relating to Subpart F, active financing income. Treasury Department Explanation of the Administrations FY-2010 Budget Tax proposals to (1) modify the dividends received deduction for life insurance company separate accounts; (2) reporting of sales of existing life insurance contracts with a death benefit of $1 million or more; (3) interest expense disallowance for corporate-owned life insurance (COLI) policies; and (4) international tax reforms. General Explanations of the Administration's FY-2010 Revenue Proposals, Department of Treasury (May 2009), "Greenbook" - No Bill Number. No Bill Number - a possible Senate bill to enact recommendations of President Obama's "National Commission on Fiscal Responsibility and Reform" (12/10).
Client expense: $960,000 · Firm income: Not reported
Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · fourth_quarter · Financial Institutions/Investments/Securities
H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act (and S. 3217 Restoring American Financial Stability Act of 2010) - Title 7: derivatives; Title 10: CFPB; Title 11: treatment of creditors H.R. 3126 Consumer Financial Protection Agency Act of 2009 (see attached addendum sheet) H.R. 3126 - Consumer Financial Protection Agency - re: issues affecting money market funds H.R. 2589 - Municipal Bond Insurance Enhancement Act of 2009 H.R. 2551 - Municipal Market Liquidity Enhancement Act of 2009 H.R. 2549 - Municipal Bond Fairness Act H.R. 1669 - Federal Municipal Bond Marketing Support and Securitization H.R. 1754 - Financial System Stabilization and Reform Act of 2009 - re: systemic risk regulation H.R. 1349 - Federal Accounting Oversight Board Act of 2009 - re: accounting principles and standards H.R. 1728 - Mortgage Reform and Anti-Predatory Lending Act H.R. 1106 - Helping Families Save Their Homes Act of 2009 - re: bankruptcy cram down H.R. 4337 - Regulated Investment Company Modernization Act of 2010 (use of commodities provision) S. 895 - Helping Families Save Their Homes Act of 2009 - re: servicer safe harbor provisions S. 896 - Helping Families Save Their Homes Act of 2009 - re: amendment #1019 to make changes in the safe harbor S. 664 - Financial System Stabilization and Reform Act of 2009 - re: systemic risk regulation S. 722 - Taxpayer Certainty and Relief Act of 2009 - re: dividend and capital gain tax rates Issues related to definition of major swap participants Issues related to nature of collateral for cleared swaps Issues related to swap execution facility trading and reporting Issues related to systemic risk regulation Issues related to OTC derivatives trading Issues related to market structure matters Issues related to target date funds Issues related to investment advice Issues related to municipal disclosure & Tower Amendment Issues related to Basel III and Volcker rules Issues related to SEC proxy access proposal Issues related to SEC proposed changes to Regulation AB2 Issues related to the supervision and regulation of certain nonbank financial institutions Issues related to legislation and regulations affecting the mutual fund industry Proposals related to money market funds (floating net asset value, liquidity)
Client expense: $300,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
2010 · fourth_quarter · Taxation/Internal Revenue Code
H.R. 4191 - Security transaction tax proposals H.R. 4337 - Regulated Investment Company Modernization Act of 2010 H.R. 4853 - Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 (see attached addendum page) General tax issues related to mutual funds Tax loss carryforwards Capital gain and dividend tax rates as they relate to mutual funds
Client expense: $300,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
2010 · fourth_quarter · Taxation/Internal Revenue Code
HR 4337 - Regulated Investment Company Modernization Act of 2010 HR 4853 - Tax Relief, Unemployment Insurance Reauthorization and Job Creation Act 0f 2010 S 3948 - Regulated Investment Company Modernization Act of 2010
Client expense: $290,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
H.R. 4337, the Regulated Investment Company Modernization Act of 2010 H.R.4853, Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 (issues related to payfors)
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
H.R. 4337, the Regulated Investment Company Modernization Act of 2010 H.R.4853, Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 (issues related to payfors)
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
Taxation of mutual funds and mutual fund investors (HR4337), taxation of exchange-traded notes, (H.R. 4912)
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · fourth_quarter · Taxation/Internal Revenue Code
Regulated Investment Company Modernization Act , H.R. 4337
Client expense: $240,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2010 · third_quarter · Taxation/Internal Revenue Code
Legislative and regulatory tax issues dealing with investment savings and investment savings vehicles, donor advised funds, tax compliance and reporting, and general corporate items during the 111th session of Congress. -H.R. 4337, The Regulated Investment Company Modernization Act of 2009 - Administration's Fiscal Year 2011 Revenue Proposals - H.R. 5486, the Small Business Jobs Tax Relief Act of 2010 -H.R. 5297, the Small Business Lending Fund Act of 2010 -H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010 -S. 3793, the Job Creation and Tax Cuts Act - H.R. 1935: A bill to amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services - H.R. 1944: A bill to amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income - S. 823, H.R. 2452, The "Net Operating Loss (NOL) Carryback Act. - S. 3777 & S.3783, Information Reporting Modernization Act of 2010
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Taxation/Internal Revenue Code
Administration's FY2011 Budget Submission Proposals Related to International Taxation, H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010; S. 3793, the Job Creation and Tax Cuts Act; and H.R. 4337, The Regulated Investment Company Modernization Act of 2009.
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Taxation/Internal Revenue Code
S. 1082 GROWTH Act S. 1297 Retirement Security for Life Act of 2009 (annuities) S. 2927 Wall Street Fair Share Act (securities transaction tax) S. 3793 Job Creation and Tax Cuts Act of 2010 (flow-through) H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429 GROWTH Act H.R. 4126 Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4191 Let Wall Street Pay for the Restoration of Main Street Act (securities transaction tax) H.R. 4337 Regulated Investment Company Modernization Act of 2009 Financial Crisis Responsibility Fee
Client expense: $1,438,483 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
2010 · second_quarter · Taxation/Internal Revenue Code
Legislative and regulatory tax issues dealing with investment savings and investment savings vehicles, donor advised funds, tax compliance and reporting, and general corporate items during the 111th session of Congress. -H.R. 4337, The Regulated Investment Company Modernization Act of 2009 - Administration's Fiscal Year 2011 Revenue Proposals - H.R. 5486, the Small Business Jobs Tax Relief Act of 2010 -H.R. 5297, the Small Business Lending Fund Act of 2010 -H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010 -S. 3793, the Job Creation and Tax Cuts Act - H.R. 1935: A bill to amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services - H.R. 1944: A bill to amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income - S. 823, H.R. 2452, The "Net Operating Loss (NOL) Carryback Act. - S. 3777 & S.3783, Information Reporting Modernization Act of 2010
Client expense: Not reported · Firm income: $60,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
H.Res. 1595, Recognizing the 50th anniversary of the passage of legislation that created real estate investment trusts (REITs) and gave millions of Americans new investment opportunities that helped them build a solid foundation for retirement security and has contributed to the overall strength of our economy. Real Estate Revitalization Act of 2010, H.R. 4539, Modification of the Foreign Investment in Real Property Tax Act (FIRPTA) to facilitate foreign equity investment in the U.S. real estate market. Real Estate Jobs and Investment Act, H.R. 5901, all provisions relating to modification of the Foreign Investment in Real Property Tax Act (FIRPTA) to facilitate foreign equity investment in the U.S. real estate market. H.R. 4337, Regulated Investment Company Act of 2009, all provisions relating to changes to Subchapter M of the Internal Revenue Code related to Real Estate Investment Trusts. H.R. 5660, Main Street Fairness Act, all provisions.
Client expense: $390,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
2010 · third_quarter · Taxation/Internal Revenue Code
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1265 - Stop Tax Haven Abuse Act; provisions relating to management and control of foreign corporations H.R. 1586 FAA Air Transportation Modernization and Safety Improvement Act; provisions relating to taxation of foreign operations H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 2920 Statutory Pay Go Act of 2009; provisions relating to estate tax and middle class tax benefits H.R. 3408 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to limitation of independent contractor status for independent broker dealers H.R. 3905 Estate Tax Relief Act; entire bill H.R. 3933 - Foreign Account Tax Compliance Act of 2009; to ensure workable reporting requirements for mutual funds H.R. 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009; entire bill H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009; entire bill H.R. 4213 - American Workers, State, and Business Relief Act of 2010; provisions relating to tax extenders, carried interest, and fee disclosures H.R. 4337 - Regulated Investment Company Modernization Act of 2009; provisions relating to mutual funds H.R. 4849 - Small Business and Infrastructure Jobs Tax Act of 2010; provisions relating to small business capital gains exclusion and Build America Bonds H.R. 4899 Supplemental Appropriations Act, 2010; provisions related to GRATS H.R. 5297 Small Business Lending Fund Act of 2010; provisions relating to taxes affecting small business, partial annuitization, and expansion of Roth conversions H.R. 5486 Small Business Jobs Tax Relief Act of 2010; provisions relating to small business investment incentives and grantor retained annuity trust H.R. 5982 Small Business Tax Relief Act of 2010; provisions relating to repeal of 1099 reporting obligations enacted in health care reform H.R. 6128 Fair Playing Field Act of 2010; provisions that would affect use of independent contractors within the securities industry S. 506 - Stop Tax Haven Abuse Act; provision relating to managed and controlled foreign entities S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill S. 2784 - A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009; entire bill S. 2869 Small Business Job Creation and Access to Capital Act of 2009; entire bill S. 2882 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to independent contractors within the securities industry S. 2927 - Wall Street Fair Share Act; entire bill S. 3513 Bonus Depreciation Extension to Create Jobs Act; entire bill S. 3773 Tax Hike Prevention Act of 2010; provisions relating to capital gains dividends and estate tax S. 3786 Fair Playing Field Act; provisions that would affect use of independent contractors within the securities industry S. 3793 Job Creation and Tax Cuts Act of 2010; entire bill S. 3816 Creating American Jobs and Ending Offshoring Act; entire bill Administrations FY 2011 budget proposals relating to Auto IRA retirement savings initiatives, taxation of life insurance companies, international taxation, tax treatment of capital gains and dividends, independent contractor, estate tax, and Financial Crisis Responsibility Fee
Client expense: $580,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Taxation/Internal Revenue Code
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds; H.R. 4191, Security Transaction tax proposals; and H.R. 4337, "The Regulated Investment Company Modernization Act of 2009."
Client expense: Not reported · Firm income: $80,000
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · third_quarter · Taxation/Internal Revenue Code
Taxation of retirement products; Tax Hike Prevention Act of 2010 (S. 3773); Fair Playing Field Act, tax treatment of independent contractors (S. 3786; H.R. 6128); Job Creation and Tax Cuts Act of 2010, Section 263, (S. 3793); Regulated Investment Company Modernization Act of 2009 (H.R. 4337); Small Business Jobs Act of 2010, Sections 211-213 (H.R. 5297); Financial Crisis Responsibilitiy Fee (assessing fees/taxes on financial services firms to repay TARP losses)
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Taxation/Internal Revenue Code
See Addendum. S. 3773, "Tax Hike Prevention Act of 2010". S. 3786, the "Fair Playing Field Act" - tax treatment of independent contributors. S. 3793, "Job Creation and Tax Cuts Act of 2010", Section 263, exceptions for active financing income and Title III - technical corrections to pension funding legislation. H.R. 4337, "Regulated Investment Company Modernization Act of 2009". H.R. 5297, "Small Business Jobs Act of 2010", Sections 211-213 - relating to partial annuitization of non-qualified annuities and in-plan Roth conversions. H.R. 6128, the "Fair Playing Field Act" - tax treatment of independent contractors. Financial Crisis Responsibility Fee - To assess a fee or tax on financial services firms to repay TARP losses (No Bill Number). Treasury Department Explanation of the Administrations FY-2010 Budget Tax proposals to (1) modify the dividends received deduction for life insurance company separate accounts; (2) reporting of sales of existing life insurance contracts with a death benefit of $1 million or more; (3) interest expense disallowance for corporate-owned life insurance (COLI) policies; and (4) international tax reforms. General Explanations of the Administration's FY-2010 Revenue Proposals, Department of Treasury (May 2009), "Greenbook" - No Bill Number.
Client expense: $620,000 · Firm income: Not reported
Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
2010 · third_quarter · Taxation/Internal Revenue Code
General tax issues related to mutual funds. H.R. 4337, RIC Modernization.
Client expense: Not reported · Firm income: $30,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Taxation/Internal Revenue Code
Taxation of mutual funds and mutual fund investors, H.R. 4337; taxation of exchange-traded notes, H.R. 4912
Client expense: Not reported · Firm income: $20,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Taxation/Internal Revenue Code
S 350 An original bill to provide for a portion of the economic recovery package relating to revenue measures, unemployment, and health. HR 436 To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, and for other purposes. H.R. 1944 to amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income H.R.4154: To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, to reinstitute and update the Pay-As-You-Go requirement of budget neutrality on new tax and mandatory spending legislation, enforced by the threat of annual, automatic sequestration. HR 4191 Securities Transaction Tax bill would impose a transaction tax of 0.25 percent on stock transactions and 0.02 percent on futures, swaps, and credit default swaps. H.R.4213: To amend the Internal Revenue Code of 1986 to extend certain expiring provisions H.R.4337 Regulated Investment Company Modernization Act of 2009 - certain tax rules applicable to funds to similar rules applicable to individuals or real estate investment trusts. S.722 A bill to amend the Internal Revenue Code of 1986 to provide for permanent alternative minimum tax relief, middle class tax relief, and estate tax relief, and to permanently extend certain expiring provisions, and for other purposes. S. 1007 to amend the Internal Revenue Code of 1986 to deny a deduction for excessive compensation of any employee of an employer S. 2927, to amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to fund job creation and deficit reduction, and for other purposes;
Client expense: $315,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, U.S. Trade Representative (USTR)
2010 · third_quarter · Taxation/Internal Revenue Code
S 350 An original bill to provide for a portion of the economic recovery package relating to revenue measures, unemployment, and health. HR 436 To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, and for other purposes. H.R. 1944 to amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income H.R.4154: To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, to reinstitute and update the Pay-As-You-Go requirement of budget neutrality on new tax and mandatory spending legislation, enforced by the threat of annual, automatic sequestration. HR 4191 Securities Transaction Tax bill would impose a transaction tax of 0.25 percent on stock transactions and 0.02 percent on futures, swaps, and credit default swaps. H.R.4213: To amend the Internal Revenue Code of 1986 to extend certain expiring provisions H.R.4337 Regulated Investment Company Modernization Act of 2009 - certain tax rules applicable to funds to similar rules applicable to individuals or real estate investment trusts. S.722 A bill to amend the Internal Revenue Code of 1986 to provide for permanent alternative minimum tax relief, middle class tax relief, and estate tax relief, and to permanently extend certain expiring provisions, and for other purposes. S. 1007 to amend the Internal Revenue Code of 1986 to deny a deduction for excessive compensation of any employee of an employer S. 2927, to amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to fund job creation and deficit reduction, and for other purposes;
Client expense: $315,000 · Firm income: Not reported
Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, U.S. Trade Representative (USTR)
Auto-IRA proposals Saver's Credit Expansion Estate Tax in the following bill: HR 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009 Charitable IRA Rollovers and Roth 457(b) in the following bills: HR 4213 - Tax Extenders Act of 2009 S 2973 - Small Business Job Creation Tax Act of 2010 S 3024 - Job Impact Analysis Act of 2010 S 3103 - Small Business Job Creation Act of 2010 S 3228 - Small Business Innovation to Job Creation Act of 2010 HR 5297 - Small Business Jobs and Credit Act of 2010 Financial Transaction Tax Annuity Tax in the following bill: HR 3200 - America's Affordable Health Choices Act Financial Crisis Responsibility Fee in the following bill: HR 4191 - Let Wall Street Pay for Wall Street's Bailout Act of 2009 Broaden the Medicare Hospital Insurance Tax Base for High-Income Taxpayers Retirement Plans Non-discrimination Compliance in the following bill: HR 4126 - Retirement Fairness Act Extension of 2001 and 2003 tax cuts Tax Treatment of Regulated Investment Companies (RIC) in the following bill: HR 4337 - Regulated Investment Company (RIC) Modernization Act
Client expense: $400,000 · Firm income: Not reported
Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, White House Office
2010 · third_quarter · Taxation/Internal Revenue Code
Issues related to implementation of the Foreign Account Tax Compliance Act (FATCA) H.R. 4213, Tax Extenders--issues related to investors/funds H.R. 4337 Registered Investment Company Modernization Act
Client expense: $340,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
2010 · third_quarter · Taxation/Internal Revenue Code
H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009 H.R. 4337 - Regulated Investment Company Modernization Act of 2010 General tax issues related to mutual funds and tax incentives for retirement savings
Client expense: $310,000 · Firm income: Not reported
Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
2010 · third_quarter · Taxation/Internal Revenue Code
S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies HR 4337 Regulated Investment Company Modernization Act
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Taxation/Internal Revenue Code
Regulated Investment Company Modernization Act, H.R. 4337
Client expense: $290,000 · Firm income: Not reported
Government targets: HOUSE OF REPRESENTATIVES, SENATE
2010 · third_quarter · Taxation/Internal Revenue Code
H.R. 4337, the Regulated Investment Company Modernization Act of 2010
Client expense: Not reported · Firm income: $40,000
Government targets: HOUSE OF REPRESENTATIVES, SENATE