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Reported covered position: House Energy & Commerce Committee; Deputy Director, HUD
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Financial Stability Oversight Council Improvement Act of 2015
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Financial Stability Oversight Council Improvement Act of 2015
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · 2A
Legislation and regulation impacting investment options available to insurance companies, including the CFPB. The Department of Labor Rule on Fiduciary Duty.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · 2A
Source: Senate LDA
| SECURITY TRADERS ASSOCIATION |
| 32 |
| 2009–2016 |
| ELLIOTT MANAGEMENT | 31 | 2009–2016 |
| MANAGED FUNDS ASSOCIATION | 30 | 2009–2016 |
| TD AMERITRADE | 30 | 2009–2016 |
| VERITEC SOLUTIONS, LLC | 28 | 2010–2016 |
| GENWORTH FINANCIAL CORP. | 25 | 2011–2016 |
| NATIONAL ASSN OF STATE TREASURERS (NAST) | 24 | 2009–2015 |
| AMERICAN BANKERS ASSOCIATION | 20 | 2011–2015 |
| DIRECT EDGE ECN | 20 | 2009–2014 |
| KNIGHT CAPITAL GROUP | 19 | 2009–2013 |
| FEDERAL HOME LOAN BANK OF CINCINNATI | 16 | 2011–2014 |
| CME GROUP | 14 | 2009–2012 |
| PENSON FINANCIAL SERVICES | 13 | 2009–2012 |
| CONSUMER CREDIT COUNSELING SERVICE OF THE MIDWEST | 11 | 2010–2013 |
| FEDERATION OF EXCHANGE ACCOMODATORS, INC. | 10 | 2012–2014 |
| PYRAMID MANAGEMENT GROUP INC | 8 | 2009–2010 |
| JANUS CAPITAL GROUP | 7 | 2009–2010 |
| CASH AMERICA INTERNATIONAL, INC. | 5 | 2011–2012 |
| ALLIED CAPITAL | 4 | 2009–2010 |
| POWERHOUSE SERVICE, INC. | 4 | 2010 |
| SPERRY VAN NESS/GUARDIAN | 4 | 2009–2010 |
| GUARDIAN REAL ESTATE SERVICES, LLC | 3 | 2009 |
| INTEGRATED ASSET SERVICES | 3 | 2009–2010 |
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Financial Stability Oversight Council Improvement Act of 2015
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Financial Stability Oversight Council Improvement Act of 2015
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Financial Stability Oversight Council Improvement Act of 2015
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Financial CHOICE Act of 2016
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Financial CHOICE Act of 2016
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. Section 404 Financial Choice Act (H.R. 5983).
Financial CHOICE Act of 2016
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. Section 404 Financial Choice Act (H.R. 5983).
Financial CHOICE Act of 2016
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. Section 404 Financial Choice Act (H.R. 5983).
Financial CHOICE Act of 2016
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Financial CHOICE Act of 2016
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
General education about federal policies impacting biopharmaceutical development, approval, and reimbursement (including Medicare, Medicaid, Affordable Care Act issues). Developing policies for the Energy and Commerce 21st Century Cures legislative initiative. Supporting policies to strengthen the National Newborn Screening Program, H.R. 1281.
Financial Stability Oversight Council Improvement Act of 2015
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Financial Stability Oversight Council Improvement Act of 2015
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Financial Stability Oversight Council Improvement Act of 2015
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Consolidated Appropriations Act, 2016
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals; Tax extenders, H.R. 2029, Division Q.
To require the appropriate Federal banking agencies to treat certain municipal obligations as level 2A liquid assets, and for other purposes.
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans; money market fund regulation and Local Government Investment Pools; Liquidity Coverage Ratio Rule; issues related to municipal securities regulations. H.R. 2209.
College Savings Enhancement Act of 2013
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Financial services regulation reform; Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans; CFPB consumer agency and application to 529 plans, money market fund regulation; Volcker Rule as it applies to municipal securities; H.R. 3029
College Savings Enhancement Act of 2013
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Financial services regulation reform; Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans;CFPB consumer agency and application to 529 plans, money market fund regulation; Volcker Rule as it applies to municipal securities; H.R. 3029
College Savings Enhancement Act of 2013
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Financial services regulation reform; Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans;CFPB consumer agency and application to 529 plans, money market fund regulation; Volcker Rule as it applies to municipal securities; H.R. 3029
College Savings Enhancement Act of 2013
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Financial services regulation reform; Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans; CFPB consumer agency and application to 529 plans, money market fund regulation; Volcker Rule as it applies to municipal securities; H.R. 3029
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Capital Access for Small Community Financial Institutions Act of 2014
Client: FEDERAL HOME LOAN BANK OF CINCINNATI · Firm: WILLIAMS AND JENSEN, PLLC
GSE reform and Dodd-Frank; H.R. 3584, S. 1806
Capital Access for Small Community Financial Institutions Act of 2014
Client: FEDERAL HOME LOAN BANK OF CINCINNATI · Firm: WILLIAMS AND JENSEN, PLLC
GSE reform and Dodd-Frank; H.R. 3584, S. 1806, FHFA- Federal House Loan Bank membership eligibility requirements
Customer Protection and End User Relief Act
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization; H.R. 4413
Customer Protection and End User Relief Act
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization; H.R. 4413
Customer Protection and End User Relief Act
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization; H.R. 4413
Insurance Capital Standards Clarification Act of 2014
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510
Insurance Capital Standards Clarification Act of 2014
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510, H.R. 5461
Insurance Capital Standards Clarification Act of 2014
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510, H.R. 5461, S. 2270
To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes.
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510, H.R. 5461, S. 2270
To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes.
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510, H.R. 5461
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes.
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510
A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes.
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510, H.R. 5461, S. 2270
A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes.
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369.
A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes.
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510, H.R. 5461
A bill to amend the Federal Home Loan Bank Act with respect to membership eligibility of certain institutions.
Client: FEDERAL HOME LOAN BANK OF CINCINNATI · Firm: WILLIAMS AND JENSEN, PLLC
GSE reform and Dodd-Frank; H.R. 3584, S. 1806
A bill to amend the Federal Home Loan Bank Act with respect to membership eligibility of certain institutions.
Client: FEDERAL HOME LOAN BANK OF CINCINNATI · Firm: WILLIAMS AND JENSEN, PLLC
GSE reform and Dodd-Frank; H.R. 3584, S. 1806, FHFA- Federal House Loan Bank membership eligibility requirements
Insurance Capital Standards Clarification Act of 2014
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369; HR 4510, H.R. 5461, S. 2270
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
College Savings Enhancement Act of 2013
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Financial services regulation reform; Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans;CFPB consumer agency and application to 529 plans, money market fund regulation; Volcker Rule as it applies to municipal securities; H.R. 3029
College Savings Enhancement Act of 2013
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Financial services regulation reform; Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans;CFPB consumer agency and application to 529 plans, money market fund regulation; Volcker Rule as it applies to municipal securities; H.R. 3029
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410)
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410)
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
General tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they related to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes.
Client: AMERICAN COUNCIL OF LIFE INSURERS · Firm: WILLIAMS AND JENSEN, PLLC
Financial Services legislation, S. 1369.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
General tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they related to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410)
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410)
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
Wall Street Trading and Speculators Tax Act
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
general tax issues related to mutual funds; commodity related investments; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals and H.R. 880, S. 410
FFSCC Charter Act of 2011
Client: CASH AMERICA INTERNATIONAL, INC. · Firm: WILLIAMS AND JENSEN, PLLC
passage of H.R. 1909; and issues related to small dollar single payment and installment loan and pawn issues
FFSCC Charter Act of 2011
Client: CASH AMERICA INTERNATIONAL, INC. · Firm: WILLIAMS AND JENSEN, PLLC
passage of H.R. 1909; and issues related to small dollar single payment and installment loan and pawn issues.
To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes.
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Financial services regulation reform; CFPB consumer agency and application to 529 plans. Proposals related to securities and banking laws for IRC section 529 plans; muni money market fund regulation; H.R. 2827; Volcker Rule as it applies to municipal securities.
To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes.
Client: NATIONAL ASSN OF STATE TREASURERS (NAST) · Firm: WILLIAMS AND JENSEN, PLLC
Financial services regulation reform; CFPB consumer agency and application to 529 plans. Proposals related to securities and banking laws for IRC section 529 plans; muni money market fund regulation; H.R. 2827; Volcker Rule as it applies to municipal securities; S. 3637 - Tag extension.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 6411; H.R. 3313; S. 1787)
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 6411; H.R. 3313; S. 1787)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations; financial services; CFTC regulation; OTC trading; swaps trading and speculation in energy commodities legislation.
Investment Adviser Oversight Act of 2012
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight (H.R. 4624)
Investment Adviser Oversight Act of 2012
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight (H.R. 4624)
Investment Adviser Oversight Act of 2012
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight (H.R. 4624)
Consumer Credit Access, Innovation, and Modernization Act
Client: CASH AMERICA INTERNATIONAL, INC. · Firm: WILLIAMS AND JENSEN, PLLC
passage of H.R. 6139; and issues related to small dollar single payment and installment loan and pawn issues.
Consumer Credit Access, Innovation, and Modernization Act
Client: CASH AMERICA INTERNATIONAL, INC. · Firm: WILLIAMS AND JENSEN, PLLC
passage of H.R. 6139; and issues related to small dollar single payment and installment loan and pawn issues.
Legislation and regulation impacting investment options available to insurance companies, including the CFPB. The Department of Labor Rule on Fiduciary Duty.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · 2A
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · 2A
Legislation and regulation impacting investment options available to insurance companies, including the CFPB. The Department of Labor Rule on Fiduciary Duty.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · 2A
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · 3A
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · 4A
Payday lending regulation and databases; and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · 4A
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TRANSAMERICA COMPANIES (FORMLY AEGON) via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · 4A
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · 4A
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · 4A
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. Section 404 Financial Choice Act (H.R. 5983).
Securities Transaction tax; Financial Products Taxation reform as it related to options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · 4A
Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Export Import Bank pilot program for reinsurance. International insurance standards.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · 4A
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · Q4
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TRANSAMERICA COMPANIES (FORMLY AEGON) via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · Q4
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · Q4
Payday lending regulation and databases; and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · Q4
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · Q4
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · Q4
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. Section 404 Financial Choice Act (H.R. 5983).
Securities Transaction tax; Financial Products Taxation reform as it related to options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · Q4
Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Export Import Bank pilot program for reinsurance. International insurance standards.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
GENWORTH FINANCIAL CORP. via WILLIAMS AND JENSEN, PLLC
2016 · fourth_quarter · 4T
FHA loan limit expansion extension. Government sponsored enterprise reform legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · Q3
Payday lending regulation and databases; and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · Q3
Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Export Import Bank pilot program for reinsurance. International insurance standards.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · Q3
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015); H.R. 5983, Financial Choice Act.
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · Q3
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · Q3
Securities Transaction tax; Financial Products Taxation reform as it related to options.
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. Section 404 Financial Choice Act (H.R. 5983).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · Q3
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TRANSAMERICA COMPANIES (FORMLY AEGON) via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · Q3
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GENWORTH FINANCIAL CORP. via WILLIAMS AND JENSEN, PLLC
2016 · third_quarter · Q3
FHA loan limit expansion extension. Government sponsored enterprise reform legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
Payday lending regulation and databases; and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program.
Securities Transaction tax; Financial Products Taxation reform as it related to options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Export Import Bank pilot program for reinsurance. International insurance standards.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
GENWORTH FINANCIAL CORP. via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
FHA loan limit expansion extension. Government sponsored enterprise reform legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TRANSAMERICA COMPANIES (FORMLY AEGON) via WILLIAMS AND JENSEN, PLLC
2016 · second_quarter · Q2
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · 1A
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program.
Securities Transaction tax; Financial Products Taxation reform as it related to options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRANSAMERICA COMPANIES (FORMLY AEGON) via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Export Import Bank pilot program for reinsurance. International insurance standards.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Legislation and regulation impacting investment options available to insurance companies, including the CFPB. The Department of Labor Rule on Fiduciary Duty.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
GENWORTH FINANCIAL CORP. via WILLIAMS AND JENSEN, PLLC
2016 · first_quarter · Q1
FHA loan limit expansion extension. Government sponsored enterprise reform legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN BANKERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · 3T
Banking issues generally.
Dodd-Frank issues.
Dodd-Frank issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals; Tax extenders, H.R. 2029, Division Q.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program.
Securities Transaction tax; Financial Products Taxation reform as it related to options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements. Export Import Bank pilot program for reinsurance.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) Swap Data Repositories (SDRs), and Straight Through Processing, (STP). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Legislation and regulation impacting investment options available to insurance companies, including the CFPB. The Department of Labor Rule on Fiduciary Duty.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
TRANSAMERICA COMPANIES (FORMLY AEGON) via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GENWORTH FINANCIAL CORP. via WILLIAMS AND JENSEN, PLLC
2015 · fourth_quarter · Q4
FHA loan limit expansion extension. Government sponsored enterprise reform legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Securities Transaction tax; Financial Products Taxation reform as it related to options.
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · 3A
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Legislation and regulation impacting investment options available to insurance companies, including the CFPB. The Department of Labor Rule on Fiduciary Duty.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN BANKERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Dodd-Frank issues.
Banking issues generally.
Dodd-Frank issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TRANSAMERICA COMPANIES (FORMLY AEGON) via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GENWORTH FINANCIAL CORP. via WILLIAMS AND JENSEN, PLLC
2015 · third_quarter · Q3
FHA loan limit expansion extension. Government sponsored enterprise reform legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · 2A
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · 2A
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
NATIONAL ASSN OF STATE TREASURERS (NAST) via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Proposals related to securities and banking laws for IRC section 529 plans including prepaid tuition plans; money market fund regulation and Local Government Investment Pools; Liquidity Coverage Ratio Rule; issues related to municipal securities regulations. H.R. 2209.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN BANKERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Banking issues generally.
Dodd-Frank issues.
Dodd-Frank issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TRANSAMERICA COMPANIES (FORMLY AEGON) via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Securities Transaction tax; Financial Products Taxation reform as it related to options.
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · 2A
Legislation and regulation impacting investment options available to insurance companies, including the CFPB. The Department of Labor Rule on Fiduciary Duty.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Dodd- Frank regulations, issues impacting insurance regulation, 31 USC 314 covered agreements.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
Legislation and regulation impacting investment options available to insurance companies, including the CFPB.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
GENWORTH FINANCIAL CORP. via WILLIAMS AND JENSEN, PLLC
2015 · second_quarter · Q2
FHA loan limit expansion extension. Government sponsored enterprise reform legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2015 · first_quarter · 1A
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN COUNCIL OF LIFE INSURERS via WILLIAMS AND JENSEN, PLLC
2015 · first_quarter · Q1
Financial Services legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN BANKERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2015 · first_quarter · Q1
Dodd-Frank issues.
Banking issues generally.
Dodd-Frank issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2015 · first_quarter · Q1
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Financial Protection Bureau (CFPB), Federal Reserve System, SENATE, Treasury, Dept of
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2015 · first_quarter · Q1
General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.
Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of