Loading…
Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
SEC Regulatory Accountability Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2014 · second_quarter · Q2
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Source: Senate LDA
National Association of Registered Agents and Brokers Reform Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 3370 - Homeowner Flood Insurance Affordability Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 1926 A bill to delay the implementation of certain provisions of the Biggert-Waters Flood Insurance Reform Act of 2012 and to reform the National Association of Registered Agents and Brokers; provisions relating to the National Association of Registered Agents and Brokers Regulatory activities on disparate impact and potential implications on homeowners insurance coverage Ensuring that implementing rules for new Death Master File safeguards allow access by legitimate business users
National Association of Registered Agents and Brokers Reform Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 4871 TRIA Reform Act of 2014; entire billS. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 2244 A bill to extend the termination date of the Terrorism Insurance Program established under the Terrorism Insurance Act of 2002; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
Inclusive Prosperity Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Investment Adviser Examination Improvement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
Fostering Resilience to Terrorism Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 3370 - Homeowner Flood Insurance Affordability Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 1926 A bill to delay the implementation of certain provisions of the Biggert-Waters Flood Insurance Reform Act of 2012 and to reform the National Association of Registered Agents and Brokers; provisions relating to the National Association of Registered Agents and Brokers Regulatory activities on disparate impact and potential implications on homeowners insurance coverage Ensuring that implementing rules for new Death Master File safeguards allow access by legitimate business users
Automatic IRA Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Retirement Plan Simplification and Enhancement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Retirement Plan Simplification and Enhancement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Terrorism Risk Insurance Program Reauthorization Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 4871 TRIA Reform Act of 2014; entire billS. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 2244 A bill to extend the termination date of the Terrorism Insurance Program established under the Terrorism Insurance Act of 2002; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
Lifetime Income Disclosure Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Retail Investor Protection Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Retail Investor Protection Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
Protect American Investments Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Defending American Taxpayers From Abusive Government Takings Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Business Activity Tax Simplification Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire billS. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to worker classification and any potential impact on independent contractor financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Restoring Main Street Investor Protection and Confidence Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Restoring Main Street Investor Protection and Confidence Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
National Cybersecurity and Critical Infrastructure Protection Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
National Cybersecurity and Critical Infrastructure Protection Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Systemic Risk Designation Improvement Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
Restoring Proven Financing for American Employers Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Restoring Proven Financing for American Employers Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
Insurance Capital Standards Clarification Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
TRIA Reform Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 4871 TRIA Reform Act of 2014; entire billS. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 2244 A bill to extend the termination date of the Terrorism Insurance Program established under the Terrorism Insurance Act of 2002; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
TRIA Reauthorization Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 3370 - Homeowner Flood Insurance Affordability Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 1926 A bill to delay the implementation of certain provisions of the Biggert-Waters Flood Insurance Reform Act of 2012 and to reform the National Association of Registered Agents and Brokers; provisions relating to the National Association of Registered Agents and Brokers Regulatory activities on disparate impact and potential implications on homeowners insurance coverage Ensuring that implementing rules for new Death Master File safeguards allow access by legitimate business users
Municipal Advisor Oversight Improvement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Savings for American Families' Future Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Savings for American Families' Future Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill H.R. 3309 the Innovations Act of 2013; entire billS. 1013 - Abuse Reduction Act of 2013; entire bill S. 1720 - Patent Transparency and Improvements Act of 2013; entire bill
Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill H.R. 3309 the Innovations Act of 2013; entire bill S. 1013 - Abuse Reduction Act of 2013; entire bill
Wall Street Trading and Speculators Tax Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Patent Abuse Reduction Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill H.R. 3309 the Innovations Act of 2013; entire bill S. 1013 - Abuse Reduction Act of 2013; entire bill
Lifetime Income Disclosure Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Lifetime Income Disclosure Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Protect American Investments Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Protect American Investments Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire billS. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to worker classification and any potential impact on independent contractor financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
SAFE Retirement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
SAFE Retirement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes.
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes.
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Postal Reform Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
S. 1486 Postal Reform Act of 2013; provisions relating to the preservation of the rate setting authority of the Postal Regulatory Commission
Postal Reform Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
S. 1486 Postal Reform Act of 2013; provisions relating to the preservation of the rate setting authority of the Postal Regulatory Commission
Mobile Workforce State Income Tax Simplification Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Payroll Fraud Prevention Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire billS. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to worker classification and any potential impact on independent contractor financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Payroll Fraud Prevention Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Patent Transparency and Improvements Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill H.R. 3309 the Innovations Act of 2013; entire billS. 1013 - Abuse Reduction Act of 2013; entire bill S. 1720 - Patent Transparency and Improvements Act of 2013; entire bill
Public Good IRA Rollover Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Public Good IRA Rollover Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Data Security Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
Data Security Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Retirement Security Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Retirement Security Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
USA Retirement Funds Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
USA Retirement Funds Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Cybersecurity and American Cyber Competitiveness Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
Cybersecurity and American Cyber Competitiveness Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
Insurance Capital Standards Clarification Act of 2014
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
Wall Street Trading and Speculators Tax Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
National Association of Registered Agents and Brokers Reform Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 3370 - Homeowner Flood Insurance Affordability Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 1926 A bill to delay the implementation of certain provisions of the Biggert-Waters Flood Insurance Reform Act of 2012 and to reform the National Association of Registered Agents and Brokers; provisions relating to the National Association of Registered Agents and Brokers Regulatory activities on disparate impact and potential implications on homeowners insurance coverage Ensuring that implementing rules for new Death Master File safeguards allow access by legitimate business users
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billH.R. 4619 Permanent IRA Charitable Contribution Act of 2014; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill S. 2260 EXPIRE Act of 2014; provisions relating to extension of qualified charitable distributions from retirement accounts Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to inherited IRAs Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
NICS Improvement Act of 2003
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire billS. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to worker classification and any potential impact on independent contractor financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
NICS Improvement Act of 2003
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
Prescription Drug Price Parity for Americans Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 4871 TRIA Reform Act of 2014; entire billS. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 2244 A bill to extend the termination date of the Terrorism Insurance Program established under the Terrorism Insurance Act of 2002; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
SEC Regulatory Accountability Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
SEC Regulatory Accountability Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
SEC Regulatory Accountability Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2281 Cyber Economic Espionage Accountability Act; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Burdensome Data Collection Relief Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 - Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1135 Burdensome Data Collection Relief Act; entire billS. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Department of Labors proposed rule modifying the definition of ERISA fiduciary and need for coordination with existing SEC rules and its section 913 implementation, and its implications for the provision of advice on qualified retirement savings and small business plan coverage
Burdensome Data Collection Relief Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
Burdensome Data Collection Relief Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
National Association of Registered Agents and Brokers Reform Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 2720 Alexis Agin Identity Theft Protection Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
National Association of Registered Agents and Brokers Reform Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
National Association of Registered Agents and Brokers Reform Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire billTRIA extension and application to different lines of insurance coverage and workers compensation
National Association of Registered Agents and Brokers Reform Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 2720 Alexis Agin Identity Theft Protection Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
Audit Integrity and Job Protection Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2281 Cyber Economic Espionage Accountability Act; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Audit Integrity and Job Protection Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
Audit Integrity and Job Protection Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
Inclusive Prosperity Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 1634 Medical FSA Improvement Act; entire billH.R. 2546 Protect American Investments Act of 2013; entire bill H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 277 Job Preservation and Economic Certainty Act of 2013; provisions relating to imposition of financial crisis responsibility fee and financial transaction tax S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
Inclusive Prosperity Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 1634 Medical FSA Improvement Act; entire billH.R. 2546 Protect American Investments Act of 2013; entire bill H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
Inclusive Prosperity Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billS. 277 Job Preservation and Economic Certainty Act of 2013; provisions relating to imposition of financial crisis responsibility fee and financial transaction tax S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
Investment Adviser Examination Improvement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2281 Cyber Economic Espionage Accountability Act; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Investment Adviser Examination Improvement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
Investment Adviser Examination Improvement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
Medical FSA Improvement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 1634 Medical FSA Improvement Act; entire billH.R. 2546 Protect American Investments Act of 2013; entire bill H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 277 Job Preservation and Economic Certainty Act of 2013; provisions relating to imposition of financial crisis responsibility fee and financial transaction tax S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
Medical FSA Improvement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 1634 Medical FSA Improvement Act; entire billH.R. 2546 Protect American Investments Act of 2013; entire bill H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
Fostering Resilience to Terrorism Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 2720 Alexis Agin Identity Theft Protection Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
Fostering Resilience to Terrorism Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
Fostering Resilience to Terrorism Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 2720 Alexis Agin Identity Theft Protection Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
Automatic IRA Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billS. 277 Job Preservation and Economic Certainty Act of 2013; provisions relating to imposition of financial crisis responsibility fee and financial transaction tax S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
Automatic IRA Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 The Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use of retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
Automatic IRA Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans S. 1270 SAFE Retirement Act of 2013; entire bill Senate Resolution 12 (Isakson/Murphy) on preserving tax incentives for retirement security Importance of existing tax incentives for retirement security and potential negative implications of some tax reform proposals in terms of reducing savings and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
Retirement Plan Simplification and Enhancement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 The Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billS. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans Senate Resolution 12 (Isakson/Murphy) on preserving tax incentives for retirement security Importance of existing tax incentives for retirement security and potential negative implications of some tax reform proposals in terms of reducing savings and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
Retirement Plan Simplification and Enhancement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans S. 1270 SAFE Retirement Act of 2013; entire bill Senate Resolution 12 (Isakson/Murphy) on preserving tax incentives for retirement security Importance of existing tax incentives for retirement security and potential negative implications of some tax reform proposals in terms of reducing savings and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
Retirement Plan Simplification and Enhancement Act of 2013
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 The Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use of retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
Lifetime Income Disclosure Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 The Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billS. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans Senate Resolution 12 (Isakson/Murphy) on preserving tax incentives for retirement security Importance of existing tax incentives for retirement security and potential negative implications of some tax reform proposals in terms of reducing savings and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
Cyber Economic Espionage Accountability Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2281 Cyber Economic Espionage Accountability Act; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Retail Investor Protection Act
Client: AMERIPRISE FINANCIAL, INC. · Firm: AMERIPRISE FINANCIAL, INC.
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2281 Cyber Economic Espionage Accountability Act; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire billH.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4060 - Systemic Risk Designation Improvement Act of 2014; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill H.R. 4510 - Insurance Capital Standards Clarification Act of 2014; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2270 - Insurance Capital Standards Clarification Act of 2014; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank, other options for investor protection parity, and potential interplay with possible DOL regulatory
S. 1486 Postal Reform Act of 2013; provisions relating to the preservation of the rate setting authority of the Postal Regulatory Commission
H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire billS. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Preserving Americas Transit and Highways Act of 2014, a bill to amend the Internal Revenue Code of 1986 to provide for the extension of highway fund expenditures, to provide revenues for highway programs, and for other purposes; provisions relating to worker classification and any potential impact on independent contractor financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill H.R. 3309 the Innovations Act of 2013; entire billS. 1013 - Abuse Reduction Act of 2013; entire bill S. 1720 - Patent Transparency and Improvements Act of 2013; entire bill
H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 4871 TRIA Reform Act of 2014; entire billS. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 2244 A bill to extend the termination date of the Terrorism Insurance Program established under the Terrorism Insurance Act of 2002; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2014 · first_quarter · Q1
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billH.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1645 Mobile Workforce State Income Tax Simplification Act of 2013; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Camp Tax Reform Proposal: Life insurers and insurance product taxation, property casualty insurance proration rule, savings incentives (both qualified and non-qualified), long-term capital gains and qualified dividends, basis adjustment rules, taxation of financial products, compensation and benefit limitations, worker classification, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Worker classification / Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FY 2015 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions European FTTs and transborder collection obligation on US broker dealers FATCA: Implementation and global competitive considerations
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill S. 1970 Retirement Security Act; entire bill S. 1979 Universal, Secure, and Adaptable (USA Retirement Funds Act; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use or retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs Inclusion of qualified plan charitable distribution rule in the Senate Finance Committee extender package
S. 1486 Postal Reform Act of 2013; provisions relating to the preservation of the rate setting authority of the Postal Regulatory Commission
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 3370 - Homeowner Flood Insurance Affordability Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 1926 A bill to delay the implementation of certain provisions of the Biggert-Waters Flood Insurance Reform Act of 2012 and to reform the National Association of Registered Agents and Brokers; provisions relating to the National Association of Registered Agents and Brokers Regulatory activities on disparate impact and potential implications on homeowners insurance coverage Ensuring that implementing rules for new Death Master File safeguards allow access by legitimate business users
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill H.R. 3309 the Innovations Act of 2013; entire bill S. 1013 - Abuse Reduction Act of 2013; entire bill
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street investor Protection Act; entire bill H.R. 3696 National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill H.R. 4167 Restoring Proven Financing for American Employers Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1369 A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes; entire bill S. 1927 Data Security Act of 2014; entire bill S. 2102 A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria and preparation of underlying government studies and data Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2013 · fourth_quarter · Q4
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 The Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans S. 1270 SAFE Retirement Act of 2013; entire bill S. 1772 Public Good IRA Roll-over Act of 2013; entire bill Importance of existing tax incentives for retirement security and potential negative implications of potential tax reform proposals or use of retirement savings as an offset in any budget agreement in terms of reducing qualified plan and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 2720 Alexis Agin Identity Theft Protection Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
S. 1486 Postal Reform Act of 2013; provisions relating to the preservation of the rate setting authority of the Postal Regulatory Commission
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 1634 Medical FSA Improvement Act; entire billH.R. 2546 Protect American Investments Act of 2013; entire bill H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill S. 1687 Payroll Fraud Prevention Act of 2013; entire bill S. 1706 Fair Playing Field Act of 2003; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
H.R. 2775 Continuing Appropriations Act, 2014; provisions relating to federal government borrowing authority
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill H.R. 3309 The Innovations Act of 2013; entire bill S. 1013 - Abuse Reduction Act of 2013; entire bill
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2281 Cyber Economic Espionage Accountability Act; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill H.R. 3482 Restoring Main Street Investor Protection Act; entire bill H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Need for greater transparency in the development of SIFI designation criteria Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank and potential interplay with possible DOL regulatory activity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2013 · third_quarter · Q3
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill H.R. 2733 Defending American Taxpayers From Abusive Government Takings Act of 2013; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector S. 1526 Audit Integrity and Job Protection Act; entire bill Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
H.R. 880 Wall Street Trading and Speculators Tax Act; entire bill H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 1634 Medical FSA Improvement Act; entire billH.R. 2546 Protect American Investments Act of 2013; entire bill H.R. 2992 Business Activity Tax Simplification Act of 2013; entire bill S. 277 Job Preservation and Economic Certainty Act of 2013; provisions relating to imposition of financial crisis responsibility fee and financial transaction tax S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, corporate business deductions, international corporate taxation, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill H.R. 2720 Alexis Agin Identity Theft Protection Act of 2013; entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
Legislation relating to federal government borrowing authority
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2117 the Retirement Plan Simplification and Enhancement Act; entire billH.R. 2171 The Lifetime Income Disclosure Act; entire bill S. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans S. 1270 SAFE Retirement Act of 2013; entire bill Senate Resolution 12 (Isakson/Murphy) on preserving tax incentives for retirement security Importance of existing tax incentives for retirement security and potential negative implications of some tax reform proposals in terms of reducing savings and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill S. 1013 - Abuse Reduction Act of 2013; entire bill
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2013 · second_quarter · Q2
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill H.R. 1945 - Fostering Resilience to Terrorism Act of 2013; entire billH.R. 2146 Terrorism Risk Insurance Program Reauthorization Act of 2013 (TRIPRA); entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire bill S. 676 Identity Theft and Tax Fraud Prevention Act of 2013; entire bill Regulatory activities on disparate impact and potential implications on homeowners insurance coverage
H.R. 837 Savings for American Families' Future Act of 2013; entire bill H.R. 2117 The Retirement Plan Simplification and Enhancement Act; entire bill H.R. 2171 The Lifetime Income Disclosure Act; entire billS. 606 - SEAL Act; entire bill S. 1145 Lifetime Income Disclosure Act; entire bill S. 1238 - Keep Student Loans Affordable Act of 2013; provisions relating to distributions from IRAs and DC plans Senate Resolution 12 (Isakson/Murphy) on preserving tax incentives for retirement security Importance of existing tax incentives for retirement security and potential negative implications of some tax reform proposals in terms of reducing savings and annuities coverage (both qualified and nonqualified) Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules. Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
H.R. 1579 The Inclusive Prosperity Act; entire bill H.R. 2035 - Automatic IRA Act of 2013; entire bill H.R. 2546 Protect American Investments Act of 2013; entire billS. 277 Job Preservation and Economic Certainty Act of 2013; provisions relating to imposition of financial crisis responsibility fee and financial transaction tax S. 410 Wall Street Trading and Speculators Tax Act; entire bill S. 1257 - To protect financial transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes; entire bill Tax reform: Life insurers and insurance product taxation, property casualty insurance taxation, savings incentives (both qualified and non-qualified), long-term capital investment, municipal bond interest exclusion, corporate tax rate, employee benefits, and need for workable transition and compliance rules Not yet introduced: House Ways and Means draft proposal for modifying the tax treatment of financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on independent financial advisers working within the securities industry FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US broker dealers FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions
H.R. 624 Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1062 SEC Regulatory Accountability Act of 2013; entire billH.R. 1134 Cyber Economic Espionage Accountability Act ; entire bill H.R. 1135 Burdensome Data Collection Relief Act; entire bill H.R. 1564 The Audit Integrity and Job Protection Act; entire bill H.R. 1627 The Investment Adviser Examination Improvement Act of 2013; entire bill H.R. 2374 Retail Investor Protection Act; entire bill S. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Potential SEC and DoL regulatory activity revising securities and ERISA rules governing fiduciary standards for the provisions of investment advice/financial education services, potential implications on qualified accounts (both 401(k)s and IRAs) and nonqualified long-term savings, small business coverage, and importance of coordinated and workable rules
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill S. 1013 - Abuse Reduction Act of 2013; entire bill
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), SENATE
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2013 · first_quarter · Q1
H.R. 837 Savings for American Families' Future Act of 2013; entire bill S. 606 - SEAL Act; entire billSenate Resolution 12 (Isakson/Murphy) on preserving tax incentives for retirement security Need for appropriate tax incentives for retirement security and negative implications of various proposals which would reduce incentives for savings and insurance coverage Department of Labors proposed rule modifying the definition of ERISA fiduciary and need for coordination with existing SEC rules and its section 913 implementation, and its implications for the provision of advice on qualified retirement savings and small business plan coverage Not yet introduced: SAVE Act, provisions related to making SIMPLE IRAs more attractive for small business and expanded tax credit for small business pension plan start-up costs
H.R. 624 - Cyber Intelligence Sharing and Protection Act; provisions relating to the financial services sector H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013; provisions relating to financial advisers H.R. 1135 Burdensome Data Collection Relief Act; entire billS. 21 Cybersecurity and American Cyber Competitiveness Act of 2013; provisions relating to the financial services sector Congressional inquiry on corporate cybersecurity practices Congressional support for the SEC moving forward on implementing Section 913 of Dodd-Frank Department of Labors proposed rule modifying the definition of ERISA fiduciary and need for coordination with existing SEC rules and its section 913 implementation, and its implications for the provision of advice on qualified retirement savings and small business plan coverage
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2012 · fourth_quarter · Q4
H.R. 677 - The Lifetime Income Disclosure Act; entire bill H.R. 1534 Small Businesses Add Value for Employees (SAVE) Act; entire bill H.R. 3287 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill H.R. 3561 Small Business Pension Promotion Act of 2011; entire bill H.R. 4049 Automatic IRA Act; entire bill H.R. 4050 Retirement Simplification and Enhancement Act; entire bill S. 267 - Lifetime Income Disclosure Act; entire bill S. 1020 The Savings Enhancement by Alleviating Leakage in 401(k) Savings Act; entire bill S. 1121 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill S. 1557 Automatic IRA Act of 2011; entire bill S. 2132 Highway Investment, Job Creation, and Economic Growth Act of 2012; provisions relating to pension funding and inherited IRAs S. 2252 Rebuild America Act; entire bill Department of Labors proposed rule modifying the definition of ERISA fiduciary and its implications for the provision of advice on qualified retirement savings Department of Labors 408(b)(2) rules and accompanying Q&As as they impact 401(k) brokerage windows. Role retirement savings tax incentives play in assuring coverage of diverse workforces and long-term economic benefits
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2012 · third_quarter · Q3
H.R. 677 - The Lifetime Income Disclosure Act; entire bill H.R. 1534 Small Businesses Add Value for Employees (SAVE) Act; entire bill H.R. 3287 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill H.R. 3561 Small Business Pension Promotion Act of 2011; entire bill H.R. 4049 Automatic IRA Act; entire bill H.R. 4050 Retirement Simplification and Enhancement Act; entire bill H.R. 4348 - Moving Ahead for Progress in the 21st Century Act; provisions relating to extension of the National Flood Insurance Program, student loans, and pension provisions S. 267 - Lifetime Income Disclosure Act; entire bill S. 1020 The Savings Enhancement by Alleviating Leakage in 401(k) Savings Act; entire bill S. 1121 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill S. 1557 Automatic IRA Act of 2011; entire bill S. 2132 Highway Investment, Job Creation, and Economic Growth Act of 2012; provisions relating to pension funding and inherited IRAs S. 2252 Rebuild America Act; entire bill Department of Labors proposed rule modifying the definition of ERISA fiduciary and its implications for the provision of advice on qualified retirement savings Department of Labors 408(b)(2) rules and accompanying Q&As as they impact 401(k) brokerage windows. Role retirement savings tax incentive play in assuring coverage of diverse workforces and long-term economic benefits
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2012 · second_quarter · Q2
H.R. 940 - United States Covered Bond Act of 2011; entire bill H.R. 2577 - SAFE Data Act; provisions applicable to financial institutions H.R. 2827 - To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes; provisions relating to broker dealers H.R. 3523 - Cyber Intelligence Sharing and Protection Act of 2011; entire bill H.R. 4624 - Investment Adviser Oversight Act of 2012; entire bill S. 1151 Personal Data Privacy and Security Act of 2011; provisions applicable to financial institutions S. 1207 Data Security and Breach Notification Act of 2011; provisions applicable to financial institutions S. 1434 Data Security Act of 2011; provisions applicable to financial institutions S. 1606 Regulatory Accountability Act of 2011; entire bill S. 1615 Financial Regulatory Responsibility Act of 2011; entire bill S. 2223 - A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes; entire bill Impact of the Volcker Rule on market liquidity and international competitiveness of U.S.-owned asset managers Implementation of Section 913 of Dodd-Frank Wall Street Reform and Consumer Protection Act and its inter-relationship with the DoL ERISA fiduciary definition proposal Impact of DFA and mortgage settlement initiatives on investors' / creditors' interests
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2012 · first_quarter · Q1
H.R. 3091 To make permanent the individual income tax rates for capital gains and dividends; entire bill H.R. 3313 Wall Street Trading and Speculators Tax Act; entire bill H.R. 3630 Middle Class Tax Relief and Job Creation Act of 2012; provisions relating to payroll taxes and possible addition of tax extenders H.R. 3765 Temporary Payroll Tax Cut Continuation Act of 2011; provisions relating to payroll taxes H.R. 4123 Fair Playing Field Act of 2012; entire bill H.R. 4336 - To amend the Internal Revenue Code of 1986 to extend the exclusion from gross income of discharges of qualified principal residence indebtedness; entire bill S. 1549 American Jobs Act; provisions relating to 28% limitations on itemized deductions and exclusion for for tax-exempt interest income S. 1647 To make permanent the individual income tax rates for capital gains and dividends; entire bill S. 1787 Wall Street Trading and Speculators Tax Act; entire bill S. 2075 The Cut Unjustified Tax Loopholes Act; entire bill S. 2145 Fair Playing Field Act of 2012; entire bill S. 2230 - Paying a Fair Share Act of 2012; entire bill - Tax Extenders/Tax Reform/Deficit Reduction; provisions relating to the importance and value of existing tax incentives designed to promote long-term savings (both qualified and non-qualified) and insurance coverage protection; transitional considerations associated with tax law modifications; financial transaction tax; taxation of U.S. corporations both domestically and internationally - Estate Tax; provisions relating to the need for clarification as to post-2012 treatment as to elections made under P.L. 111-312 FATCA; provisions relating to the implications for in-bound U.S. investments and U.S.-owned asset managers compliance burdens - Congressman Dave Camps draft legislation to reform the international tax system - Administration FY 2013 budget; provisions relating to life insurers DRD, COLI, independent contractors, financial responsibility taxes
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2011 · fourth_quarter · Q4
H.R. 1026 Flood Insurance Reform Priorities Act of 2011; entire bill H.R. 1112 - National Association of Registered Agents and Brokers Reform Act of 2011; entire bill H.R. 1173 - Fiscal Responsibility and Retirement Security Act of 2011; provisions relating to the CLASS Act H.R. 1309 - Flood Insurance Reform Act of 2011; entire bill H.R. 2055 - Consolidated Appropriations Act, 2012; provisions relating to extension of the National Flood Insurance Program H.R. 3559 Insurance Data Protection Act; entire bill S. 1091 COASTAL Act of 2011; entire bill
H.R. 3313 Wall Street Trading and Speculators Tax Act; entire bill H.R. 3765 Temporary Payroll Tax Cut Continuation Act of 2011; provisions relating to payroll taxes S. 1549 American Jobs Act; provisions relating to limitation of itemized deductions for tax-exempt interest income and certain exclusions to 28% S. 1787 Wall Street Trading and Speculators Tax Act; entire bill Administrations Jobs Bill; provisions limiting deductions and exclusions Tax Reform/Deficit Reduction; provisions relating to the importance and value of existing tax incentives designed to promote long-term savings (both qualified and non-qualified) and insurance coverage protection; transitional considerations associated with tax law modifications, financial transaction tax Estate Tax; provisions relating to the need for clarification as to post-2012 treatment as to elections made under P.L. 111-312 FATCA; provisions relating to the implications for in-bound U.S. investments and U.S.-owned asset managers compliance burdens Congressman Dave Camps draft legislation to reform the international tax system
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2011 · third_quarter · Q3
H.R. 605 Patients Freedom to Choose Act; entire bill H.R. 749 To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income; entire bill H.R. 1004 - Medical Flexible Spending Account Improvement; entire bill H.R. 1151 - Emergency Mortgage Relief and Neighborhood Stabilization Programs Cost Recoupment Act of 2011; entire bill H.R. 1439 Business Activity Tax Simplification Act of 2011; entire bill H.R. 1864 Mobile Workforce State Income Tax Simplification Act of 2011; entire bill H.R. 2010 The Family and Retirement Health Investment Act; entire bill H.R. 2088 The Tax Parity for Health Plan Beneficiaries Act; entire bill S. 312 Patients Freedom to Choose Act; entire bill S. 1098 The Family and Retirement Health Investment Act; entire bill S. 1171 - Tax Parity for Health Plan Beneficiaries Act of 2011; entire bill Administrations FY 2012 Budget Proposal; provisions relating to the taxation of insurance companies (DRD) and their products (COLI), independent contractor, auto IRA, RMD modifications, and financial crisis responsibility fee Administrations deficit reduction plan; provisions relating to limiting itemized deductions and certain exclusions to 28%, DRD, worker classification Administrations Jobs Bill; provisions limiting deductions and exclusions Tax Reform/Deficit Reduction; provisions relating to the importance and value of existing tax incentives designed to promote long-term savings (both qualified and non-qualified) and insurance coverage protection; transitional considerations associated with tax law modifications Estate Tax; provisions relating to the need for clarification as to post-2012 treatment as to elections made under P.L. 111-312 FATCA; provisions relating to the implications for in-bound U.S. investments and U.S.-owned asset managers compliance burdens
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2011 · second_quarter · Q2
H.R. 677 - The Lifetime Income Disclosure Act; entire bill H.R. 1534 Small Businesses Add Value for Employees (SAVE) Act; entire bill S. 267 - Lifetime Income Disclosure Act; entire bill S. 1020 Savings Enhancement by Alleviating Leakage in 401(k) Savings Act; entire bill Department of Labors proposed rule modifying the definition of ERISA fiduciary
H.R. 940 United States Covered Bond Act of 2011; entire bill H.R. 1062 - Burdensome Data Collection Relief Act; entire bill H.R. 1528 - Consumer Privacy Protection Act of 2011; provisions applicable to financial institutions H.R. 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; entire bill H.R. 1610 - Business Risk Mitigation and Price Stabilization Act of 2011; entire bill H.R. 2434 Financial Services and General Government Appropriations Act, 2012; report language on Volcker Rule and insurance companies general account investments S. 799 Commercial Privacy Bill of Rights Act of 2011; provisions affecting financial institutions S. 947 A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes; entire bill SEC report to Congress on Sections 913 and 914 of the Dodd Frank Act regarding the standard of care and oversight of broker dealers and investment advisers Dodd Frank Act - Impact of Volcker Rule on international operations of U.S. asset managers
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2011 · first_quarter · Q1
H.R. 677 - The Lifetime Income Disclosure Act; entire bill S. 267 - Lifetime Income Disclosure Act; entire bill DoL definition of an ERISA fiduciary
H.R. 1062 - Burdensome Data Collection Relief Act; entire bill SEC report to Congress on Sections 913 and 914 of the Dodd Frank Act regarding the standard of care and oversight of broker dealers and investment advisers Dodd Frank Act - impact of Volker Rule on international operations of U.S. asset managers
H.R. 435 - National Flood Insurance Program Termination Act of 2010; entire bill H.R. 1026 Flood Insurance Reform Priorities Act of 2011; entire bill H.R. 1112 - National Association of Registered Agents and Brokers Reform Act of 2011; entire bill
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2011 · first_quarter · RA
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2010 · fourth_quarter · Q4
H.R. 2221 The Data Accountability and Trust Act; provisions relating to non-applicability to GLB-regulated financial firms H.R. 4884 United States Covered Bond Act of 2010; entire bill S. 931 Arbitration Fairness Act of 2009; provisions relating to securities industry and franchise relationships S. 1074 Shareholder Bill of Rights Act; entire bill P.L. 111-203 - Dodd Frank Wall Street Reform and Consumer Protection Act; provisions requiring regulatory studies on BD/IA harmonization and financial planning
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 847 - James Zadroga 9/11 Health and Compensation Act of 2010; provisions relating to possible use of workforce classification reforms as the revenue offset (P.L. 111-347, 1/2/2011) H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 2920 Statutory Pay Go Act of 2009; provisions relating to estate tax and middle class tax benefits H.R. 3408 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to limitation of independent contractor status for independent broker dealers H.R. 3905 Estate Tax Relief Act; entire bill H.R. 3933 - Foreign Account Tax Compliance Act of 2009; to ensure workable reporting requirements for mutual funds H.R. 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009; entire bill H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009; entire bill H.R. 4337 - Regulated Investment Company Modernization Act of 2009; entire bill (P.L. 111-325, 12/22/2010) H.R. 4849 - Small Business and Infrastructure Jobs Tax Act of 2010; provisions relating to small business capital gains exclusion and Build America Bonds H.R. 4853 - Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010; provisions relating to individual tax rates/estate tax and extenders, small business incentives relevant to the financial services sector H.R. 5982 Small Business Tax Relief Act of 2010; provisions relating to repeal of 1099 reporting obligations enacted in health care reform H.R. 6128 Fair Playing Field Act of 2010; provisions that would affect use of independent contractors within the securities industry S. 506 - Stop Tax Haven Abuse Act; provision relating to managed and controlled foreign entities S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill S. 2784 - A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009; entire bill S. 2869 Small Business Job Creation and Access to Capital Act of 2009; entire bill S. 2882 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to independent contractors within the securities industry S. 2927 - Wall Street Fair Share Act; entire bill S. 3513 Bonus Depreciation Extension to Create Jobs Act; entire bill S. 3773 Tax Hike Prevention Act of 2010; provisions relating to capital gains dividends and estate tax S. 3786 Fair Playing Field Act; provisions that would affect use of independent contractors within the securities industry S. 3793 Job Creation and Tax Cuts Act of 2010; entire bill S. 3816 Creating American Jobs and Ending Offshoring Act; entire bill S. 3946 - Small Business Paperwork Relief Act; entire bill Administrations FY 2011 budget proposals relating to Auto IRA retirement savings initiatives, taxation of life insurance companies, international taxation, tax treatment of capital gains and dividends, independent contractor, estate tax, and Financial Crisis Responsibility Fee
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2010 · third_quarter · Q3
H.R. 1961 - Savings for American Families' Future Act of 2009; entire bill H.R. 2021 - Savings Recovery Act; entire bill H.R. 2096 - Long-Term Care Affordability and Security Act of 2009; entire bill H.R. 2637 - To amend the Internal Revenue Code of 1986 to increase the age at which distributions from qualified retirement plans are required to begin and to extend the waiver of required minimum distribution rules for certain retirement plans and accounts through 2010; entire bill H.R. 2748 - Retirement Security Needs Lifetime Pay Act; entire bill H.R. 2779 Defined Contribution Plan Fee Transparency Act; provisions relating to fee disclosure H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009; provisions relating to fee disclosures and investment advice H.R. 3429 - Generate Retirement Ownership Through Long-Term Holding Act of 2009; entire bill H.R. 3551 - Senior Investment Protection Act of 2009; entire bill H.R. 3936 Preserve Benefits and Jobs Act of 2009; provisions relating to employer-provided pension plans and retirement savings H.R. 4213 American Jobs and Closing Tax Loopholes Act of 2010; provisions relating to fee disclosure H.R. 4126 - Retirement Fairness Act of 2009; entire bill H.R. 4146 - Sensible Transparency for Retirement Plans Act of 2009; entire bill H.R. 4742 Small Businesses Add Value for Employees (SAVE) Act; entire bill H.R. 6099 - Automatic IRA Act of 2010; entire bill S. 401 - Defined Contribution Fee Disclosure Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 906 - Senior Investor Protection Act; entire bill S. 1082 - The Generating Retirement Ownership Through Long-Term Holding Act; entire bill S. 1297 - Retirement Security for Life Act; entire bill S. 1661 - Senior Investment Protection Act of 2009; entire bill S. 2832 Lifetime Income Disclosure Act; entire bill S. 3760 - Automatic IRA Act of 2010; entire bill Administrations Budget provisions relating to Auto IRA proposal
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2010 · second_quarter · Q2
H.R. 2554 - National Association of Registered Agents and Brokers (NARAB) Reform; entire bill H.R. 2555 - Homeowners Defense Act; entire bill H.R. 3059 - Access to Repair Parts Act; entire bill H.R. 4778 - National Flood Insurance Program Extension Act of 2010; entire bill H.R. 4851 Continuing Extension Act; provisions related to extension of NFIP H.R. 5114 - Flood Insurance Reform Priorities Act of 2010; entire bill H.R. 5255 Stable Flood Insurance Authorization Act of 2010; entire bill H.R. 5569 - National Flood Insurance Program Extension Act of 2010; entire bill S. 1368 Access to Repair Parts Act; entire bill S. 3153 - Continuing Extension Act of 2010; provisions related to extension of NFIP
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 3408 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to limitation of independent contractor status for independent broker dealers H.R. 3905 Estate Tax Relief Act; entire bill H.R. 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009; entire bill H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009; entire bill H.R. 4213 - American Workers, State, and Business Relief Act of 2010; provisions relating to tax extenders, and fee disclosures H.R. 4337 - Regulated Investment Company Modernization Act of 2009; entire bill H.R. 4849 - Small Business and Infrastructure Jobs Tax Act of 2010; provisions relating to small business capital gains exclusion and Build American Bonds H.R. 4899 Supplemental Appropriations Act, 2010; provisions related to GRATS H.R. 5297 Small Business Lending Fund Act of 2010; provisions relating to 401(k) Roth conversions, GRATS, partial annuitization, and tax provisions for small business H.R. 5486 Small Business Jobs Tax Relief Act of 2010; provisions relating to small business investment incentives and grantor retained annuity trust H.R. 5623 Homebuyer Assistance and Improvement Act; entire bill S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill S. 2784 - A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009; entire bill S. 2869 Small Business Job Creation and Access to Capital Act of 2009; entire bill S. 2882 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to independent contractors within the securities industry S. 2927 - Wall Street Fair Share Act; entire bill Administrations FY 2011 budget proposals relating to Auto IRA retirement savings initiatives, taxation of life insurance companies, international taxation, tax treatment of capital gains and dividends, independent contractor, estate tax, and Financial Crisis Responsibility Fee
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2010 · first_quarter · Q1
H.R. 1961 - Savings for American Families' Future Act of 2009; entire bill H.R. 2021 - Savings Recovery Act; entire bill H.R. 2096 - Long-Term Care Affordability and Security Act of 2009; entire bill H.R. 2748 - Retirement Security Needs Lifetime Pay Act; entire bill H.R. 2779 Defined Contribution Plan Fee Transparency Act; provisions relating to fee disclosure H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009; provisions relating to fee disclosures and investment advice H.R. 3429 - Generate Retirement Ownership Through Long-Term Holding Act of 2009; entire bill H.R. 3936 Preserve Benefits and Jobs Act of 2009; provisions relating to employer-provided pension plans and retirement savings H.R. 4213 American Worker, State, and Business Relief Act; possible inclusion of provisions relating to fee disclosure H.R. 4126 - Retirement Fairness Act of 2009; entire bill H.R. 4146 - Sensible Transparency for Retirement Plans Act of 2009; entire bill H.R. 4742 Small Businesses Add Value for Employees (SAVE) Act; entire bill S. 401 - Defined Contribution Fee Disclosure Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 906 - Senior Investor Protection Act; entire bill S. 1082 - The Generating Retirement Ownership Through Long-Term Holding Act; entire bill S. 1297 - Retirement Security for Life Act; entire bill S. 1661 - Senior Investment Protection Act of 2009; entire bill S. 2832 Lifetime Income Disclosure Act; entire bill Administrations Budget provisions relating to Auto IRA proposal
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2009 · fourth_quarter · Q4
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage, and for other purposes; entire bill H.R. 1728 Mortgage Reform and Anti-Predatory Lending Act; provisions related to product design and national standards
H.R. 200 - Helping Families Save Their Homes in Bankruptcy Act of 2009; provisions relating to securitized mortgage-backed securities H.R. 225 - Emergency Homeownership and Equity Protection Act; provisions relating to securitized mortgage-backed securities H.R. 1106 - Helping Families Save Their Homes Act of 2009; provisions relating to securitized mortgage-backed securities S. 61 - Helping Families Save Their Homes in Bankruptcy Act of 2009; provisions relating to securitized mortgage-backed securities S. 895 - A bill to prevent mortgage foreclosures and enhance mortgage credit availability; provisions relating to securitized mortgage-backed securities
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2009 · third_quarter · Q3
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 470 - Economic Recovery and Middle-Class Tax Relief Act of 2009; entire bill H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1265 - Stop Tax Haven Abuse Act; provisions relating to treatment of foreign corporations H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 2452 - Net Operating Loss (NOL) Carryback Act; entire bill H.R. 2920 Statutory Pay Go Act of 2009; provisions relating to estate tax H.R. 3408 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to limitation of independent contractor status for independent broker dealers S. 506 - Stop Tax Haven Abuse Act; provision relating to managed and controlled foreign entities S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 823 - Net Operating Loss (NOL) Carryback Act; entire bill S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill Administrations proposals relating to the taxation of life insurance companies recommended to offset health care reform costs and Administrations FY2010 budget proposals relating to international taxation, tax treatment of capital gains and dividends, and estate tax
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2009 · second_quarter · Q2
H.R. 200 - Helping Families Save Their Homes in Bankruptcy Act of 2009; provisions relating to securitized mortgage-backed securities H.R. 225 - Emergency Homeownership and Equity Protection Act; provisions relating to securitized mortgage-backed securities H.R. 1106 - Helping Families Save Their Homes Act of 2009; provisions relating to securitized mortgage-backed securities S. 61 - Helping Families Save Their Homes in Bankruptcy Act of 2009; provisions relating to securitized mortgage-backed securities S. 895 - A bill to prevent mortgage foreclosures and enhance mortgage credit availability; provisions relating to securitized mortgage-backed securities S. 896 A bill to prevent mortgage foreclosures and enhance mortgage credit availability; provisions relating to securitized mortgage-backed securities
H.R. 1260 Patent Reform Act of 2009; provisions relating to patents held by financial services firms S. 515 - Patent Reform Act of 2009; provisions relating to patents held by financial services firms
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2009 · first_quarter · Q1
H.R. 1250 - Public Good IRA Rollover Act of 2009; entire bill H.R. 1961 - Savings for American Families' Future Act of 2009; entire bill S.401 - Defined Contribution Fee Disclosure Act of 2009; entire bill Administrations Budget provisions relating to Auto IRA proposal Investment Advice House Education & Labor hearing on DoL investment advice rules
H.R. 83 - Homeowners Insurance Protection Act of 2009; provisions relating to reinsurance of state disaster funds; entire bill H.R. 1105 - Making omnibus appropriations for the fiscal year ending September 30, 2009; provisions relating to NFIP H.R. 1264 - Multiple Peril Insurance Act of 2009; provisions relating to NFIP and wind coverage H.R. 1583 - Insurance Industry Competition Act of 2009; entire bill S. 434 - Empowered at Home Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill Health insurance reform impact on franchises/independent contracts
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2008 · fourth_quarter · Q4
H.R. 3915 Mortgage Reform and Anti-predatory Lending Act of 2007; provisions relating to registration & licensing for federally-chartered thrifts, mortgage lending standards, and securitization H.R. 3997 Emergency Economic Stabilization Act of 2008; entire bill H.R. 5244 - Credit Cardholders' Bill of Rights Act of 2008; entire bill H.R. 5546 Credit Card Fair Fee Act of 2008; provisions relating to interchange fees H.R. 6312 - Credit Union, Bank, and Thrift Regulatory Relief Act of 2008; provisions relating to thrifts S. 1299 Borrowers Protection Act of 2007; entire bill S. 2452 - Home Ownership Preservation & Protection Act of 2007; provisions relating to lending activities of federally-chartered thrifts S. 2753 - Credit Card Reform Act of 2008; entire bill S. 3086 - Credit Card Fair Fee Act of 2008; provisions relating to interchange fees P.L. 110-289 Housing and Economic Recovery Act of 2008; provisions relating to licensing and registration requirements for federally-chartered thrifts, taxes, reverse mortgages
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2008 · third_quarter · Q3
H.R. 3609 - Emergency Home Ownership and Mortgage Equity Protection Act; provisions relating to bankruptcy S. 2133 Homeowners Mortgage & Equity Savings (HOME); provisions relating to bankruptcy S. 2136 Helping Families Save Their Homes in Bankruptcy Act of 2007; provisions relating to bankruptcy S. 2636 - The Foreclosure Prevention Act of 2008; provisions relating to financial services industry, bankruptcy, and housing tax incentives
H.R. 2167 - Automatic IRA Act of 2007; entire bill H.R. 2205 - Retirement Security for Life Act of 2007; entire bill H.R. 3185 - Fair Disclosure for Retirement Security Act of 2007; entire bill H.R. 3361 Pension Protection Technical Corrections Act of 2007; provisions relating to non-spousal rollovers H.R. 3765 - Defined Contribution Plan Fee Transparency Act of 2007; entire bill H.R. 4150 - Lifetime Pension Annuity for You Act of 2007; entire bill H.R. 5160 The Small Businesses Add Value for Employees Act (SAVE); entire bill H.R.5543 - Women's Retirement Security Act of 2008; provisions relating to IRAs, DC, and required minimum distribution H.R.6143 - Pension Protection Act ERISA Amendments of 2008; entire bill H.R. 6382 - Pension Protection Technical Corrections Act of 2008; entire bill S. 708 Health Care and Training for Older Workers; provisions relating to employer benefit programs S. 709 Older Worker Opportunity Act of 2007; provisions relating to retirement savings S. 819 Public Good IRA Rollover Act of 2007; entire bill S. 1010 - Retirement Security for Life Act of 2007; entire bill S. 1141 - Automatic IRA Act of 2007; entire bill S. 1288 - Womens Retirement Security Act of 2007; provisions relating to IRAs, DC, and required minimum distribution S. 1725 Restoring Pension Promises to Workers Act of 2007; entire bill S. 1809 Long Term Care Act; entire bill S. 1974 Pension Protection Technical Corrections Act of 2007; provisions relating to non-spousal rollovers S. 2473 Defined Contribution Fee Disclosure Act; entire bill S. 2794 - Senior Investor Protection Act of 2008; entire bill
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2008 · second_quarter · Q2
H.R. 3221 - The Foreclosure Prevention Act of 2008; provisions relating to licensing and registration requirements for federally-chartered thrifts, taxes, reverse mortgages H.R. 3915 - Mortgage Reform and Anti-predatory Lending Act of 2007; provisions relating to registration & licensing for federally-chartered thrifts, mortgage lending standards, and securitization H.R. 5244 - Credit Cardholders' Bill of Rights Act of 2008; entire bill H.R. 5546 Credit Card Fair Fee Act of 2008; provisions relating to interchange fees H.R. 6312 - Credit Union, Bank, and Thrift Regulatory Relief Act of 2008; provisions relating to thrifts S. 1299 Borrowers Protection Act of 2007; entire bill S. 2452 - Home Ownership Preservation & Protection Act of 2007; provisions relating to lending activities of federally-chartered thrifts S. 2753 - Credit Card Reform Act of 2008; entire bill S. 3086 - Credit Card Fair Fee Act of 2008; provisions relating to interchange fees
H.R. 948 - Social Security Number Protection Act; provisions relating to financial services industry H.R. 958 The Data Accountability & Trust Act (DATA); provisions relating to financial services industry H.R.1443 - Consumer Fairness Act of 2007; provisions relating to securities and banking industries H.R.1525 - Internet Spyware (I-SPY) Prevention Act; provisions relating to financial services industry H.R.1685 Data Security Act of 2007; provisions relating to financial services industry H.R. 3010 - Arbitration Fairness Act of 2007; provisions relating to securities and banking industries H.R. 3046 Social Security Number Privacy and Identity Theft Prevention Act of 2007; provisions relating to financial services industry H.R. 3225 - Mutual Fund Fees Reform Act; entire bill H.R. 5611 - The National Association Of Registered Agents And Brokers (NARAB) Reform Act; entire bill S. 208 - Social Security Account Number Protection Act; provisions relating to financial services industry S. 239 - The Notification of Risk to Personal Data Act; provisions relating to financial services industry S. 495 - The Personal Data Privacy and Security Act; provisions relating to financial services industry S. 806 Consumer Protection & ID Act; provisions relating to financial services industry S. 1135 - The Fair Arbitration Act of 2007; provisions relating to securities and banking industry S. 1178 - Identity Theft Protection Act; provisions relating to financial services industry S. 1181 Shareholder Vote on Executive Compensation Act; entire bill S. 1202 Personal Data Protection Act; provisions relating to financial services industry S. 1260 - Data Security Act of 2007; provisions relating to financial services industry S. 1782 Arbitration Fairness Act of 2007; provisions relating to securities and banking industry S. 2124 Federal Agency Data Breach Protection Act; provisions relating to financial services industry S. 2168 Identify Theft Enforcement and Restitution Act of 2007; provisions relating to financial services industry
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2008 · first_quarter · Q1
S.1145 - The Patent Reform Act; entire bill
H.R. 1424 - Paul Wellstone Mental Health & Addiction Equity Act of 2007; provisions affecting employer health benefit requirements H.R. 1693 Wired for Health Care Quality Act; provisions relating to employer health benefit plans H.R. 1753 Healthy Workforce Act; tax provisions relating to business wellness pgms H.R. 3800 - Promoting Health Information Technology Act; provisions relating to employee health benefit plans H.R. 4848 - a bill to extend the current application of mental health parity law for one year through 2008; entire bill S. 558 Mental Health Parity Act; entire bill S. 1693 - Wired for Health Care Quality Act; amendment to extend HIPAA to employer health benefit plans
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2007 · year_end · YY
H.R. 1419 Public Good IRA Rollover Act of 2007; entire bill H.R. 2167 - Automatic IRA Act of 2007; entire bill H.R. 2205 - Retirement Security for Life Act of 2007; entire bill
H.R. 46 - Small Business Tax Fairness and Simplification Act of 2007; provision for long-term care insurance to be offered under cafeteria plans and flexible spending arrangements H.R. 493 - Genetic Information Nondiscrimination Act of 2007; provisions applicable to insurance companies H.R. 920 - Multiple Peril Insurance Act; entire bill
H.R. 2831 Lilly Ledbetter Fair Pay Act of 2007; entire bill S. 2044 - Independent Contractor Proper Classification Act of 2007; entire bill
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2007 · mid_year · MM
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2006 · year_end · YY
Filing targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2006 · mid_year · MM
Filing targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2005 · year_end · YY
Filing targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
AMERIPRISE FINANCIAL, INC. via AMERIPRISE FINANCIAL, INC.
2005 · year_end · RR
H.R. 508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 ; entire bill H.R. 1155 National Association of Registered Agents and Brokers Reform Act of 2013 (NARAB II); entire bill S. 534 National Association of Registered Agents and Brokers Reform Act of 2013; entire billTRIA extension and application to different lines of insurance coverage and workers compensation
H.R. 8 American Taxpayer Relief Act; provisions relating to capital gains/dividends, IRA charitable donations, estate and gift taxes H.R. 880 Wall Street Trading and Speculators Tax Act; entire billS. 277 Job Preservation and Economic Certainty Act of 2013; provisions relating to imposition of financial crisis responsibility fee and financial transaction tax S. 388 - American Family Economic Protection Act of 2013; provisions relating to individual taxation S. 410 Wall Street Trading and Speculators Tax Act; entire bill Not yet introduced: House Ways and Means draft proposal for taxing financial products and impact on life insurance companies, mutual funds, and retail investors Independent contractor reform proposal and impact on BD financial advisers for U.S. asset managers FATCA: Implementation and global competitive considerations European FTTs and transborder collection obligation on US BDs FY 2013 and FY 2014 White House budget proposals, including provisions affecting life company and life product taxation, independent contractor, cutback on exclusions for qualified plan contributions and IRAs, employer-provided health benefits, and municipal interest exclusions Tax reform: implications on life insurers taxation, incentives for savings (both qualified and non-qualified) and long-term capital investment, municipal bond interest exclusion, corporate tax rate, and need for workable transition rules
H.R. 845 Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013; entire bill
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 1112 - National Association of Registered Agents and Brokers Reform Act of 2011; entire bill H.R. 1173 - Fiscal Responsibility and Retirement Security Act of 2011; provisions relating to the CLASS Act H.R. 3475 - Keeping IDs Safe Act of 2011; entire bill H.R. 3559 Insurance Data Protection Act; entire bill Disparate impact rulemaking and potential implications for homeowners insurance underwriting TRIA extension and application to different lines of insurance coverage and workers compensation
H.R. 8 - The American Taxpayer Relief Act of 2012; provisions relating to savings: capital gains and qualified dividends parity, qualified charitable IRA distributions and Coverdell extension, while preserving existing rules for qualified plans/IRA, muni interest, and stretch IRAs H.R. 1864 - Mobile Workforce State Income Tax Simplification Act of 2012; entire bill H.R. 3091 To make permanent the individual income tax rates for capital gains and dividends; entire bill H.R. 3313 Wall Street Trading and Speculators Tax Act; entire bill H.R. 4123 Fair Playing Field Act of 2012; entire bill H.R. 4336 - To amend the Internal Revenue Code of 1986 to extend the exclusion from gross income of discharges of qualified principal residence indebtedness; entire bill H.R. 5746 to amend the Internal Revenue Code of 1986 to modify certain rules applicable to real estate investment trusts, and for other purposes; entire bill H.R. 6206 - Build America Bonds Act of 2012; entire bill H.R. 6411 - Inclusive Prosperity Act; entire bill H.R.6616 To protect securities transactions in the United States from enforcement of certain excise taxes imposed by any foreign government; entire bill H.R.6653 - Independent Contractor Tax Fairness and Simplification Act of 2012; entire bill S. 1549 American Jobs Act; provisions relating to 28% limitations on itemized deductions and exclusion for tax-exempt interest income S. 1647 To make permanent the individual income tax rates for capital gains and dividends; entire bill S. 1787 Wall Street Trading and Speculators Tax Act; entire bill S. 2075 The Cut Unjustified Tax Loopholes Act; entire bill S. 2145 Fair Playing Field Act of 2012; entire bill S. 2230 - Paying a Fair Share Act of 2012; entire bill S. 3485 - Mobile Workforce State Income Tax Simplification Act of 2012; entire bill S. 3521 - Family and Business Tax Cut Certainty Act of 2012; provisions relating to IRA charitable rollovers Tax Extenders/Tax Reform/Deficit Reduction; provisions relating to the importance and value of existing tax incentives designed to promote long-term savings and investment (both qualified and non-qualified) and insurance coverage protection; transitional considerations associated with tax law modifications; financial transaction tax; taxation of U.S. corporations both domestically and internationally FATCA; provisions relating to the implications for in-bound U.S. investments, U.S.-owned asset managers compliance burdens, and global competitiveness of U.S. funds Congressman Dave Camps draft legislation to reform the international tax system Administration FY 2013 budget: provisions relating to life insurers DRD, COLI, independent contractors, financial responsibility taxes, carve-back on high-income taxpayers exclusions (including muni interest and employee contributions to qualified plans) Other draft legislative proposals to provide greater clarity on worker classification/independent contractor criteria
S. 1477 BARR Preservation Act of 2011; entire bill
H.R. 940 - United States Covered Bond Act of 2011; entire bill H.R. 2577 - SAFE Data Act; provisions applicable to financial institutions H.R. 2827 - To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes; provisions relating to broker dealers H.R. 3523 - Cyber Intelligence Sharing and Protection Act of 2011; entire bill H.R. 4624 - Investment Adviser Oversight Act of 2012; entire bill H.R. 6204 - Investment Adviser Examination Improvement Act of 2012; entire bill H.R. 6397 - Defending American Taxpayers From Abusive Government Takings Act of 2012; entire bill H.R. 6423 - Insurance Consumer Protection and Solvency Act of 2012; entire bill S. 1151 Personal Data Privacy and Security Act of 2011; provisions applicable to financial institutions S. 1207 Data Security and Breach Notification Act of 2011; provisions applicable to financial institutions S. 1434 Data Security Act of 2011; provisions applicable to financial institutions S. 1606 Regulatory Accountability Act of 2011; entire bill S. 1615 Financial Regulatory Responsibility Act of 2011; entire bill S. 3620 - A bill to amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors; entire bill Impact of the Volcker Rule on market liquidity and international competitiveness of U.S.-owned asset managers Implementation of Sections 913/914 of Dodd-Frank Wall Street Reform and Consumer Protection Act and its inter-relationship with the DoL ERISA fiduciary definition proposal Impact of DFA and mortgage settlement initiatives on investors/creditors interests Congressional inquiry on corporate cybersecurity practices.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 940 - United States Covered Bond Act of 2011; entire bill H.R. 2577 - SAFE Data Act; provisions applicable to financial institutions H.R. 2827 - To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes; provisions relating to broker dealers H.R. 3523 - Cyber Intelligence Sharing and Protection Act of 2011; entire bill H.R. 4624 - Investment Adviser Oversight Act of 2012; entire bill H.R. 6204 - Investment Adviser Examination Improvement Act of 2012; entire bill H.R. 6397 - Defending American Taxpayers From Abusive Government Takings Act of 2012; entire bill H.R. 6423 - Insurance Consumer Protection and Solvency Act of 2012; entire bill S. 1151 Personal Data Privacy and Security Act of 2011; provisions applicable to financial institutions S. 1207 Data Security and Breach Notification Act of 2011; provisions applicable to financial institutions S. 1434 Data Security Act of 2011; provisions applicable to financial institutions S. 1606 Regulatory Accountability Act of 2011; entire bill S. 1615 Financial Regulatory Responsibility Act of 2011; entire bill S. 2223 - A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes; entire bill S. 3620 - A bill to amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors; entire bill Impact of the Volcker Rule on market liquidity and international competitiveness of U.S.-owned asset managers Implementation of Sections 913/914 of Dodd-Frank Wall Street Reform and Consumer Protection Act and its inter-relationship with the DoL ERISA fiduciary definition proposal Impact of DFA and mortgage settlement initiatives on investors/creditors interests
S. 1477 BARR Preservation Act of 2011; entire bill
H.R. 1026 Flood Insurance Reform Priorities Act of 2011; entire bill H.R. 1112 - National Association of Registered Agents and Brokers Reform Act of 2011; entire bill H.R. 1173 - Fiscal Responsibility and Retirement Security Act of 2011; provisions relating to the CLASS Act H.R. 1309 - Flood Insurance Reform Act of 2011; entire bill H.R. 3475 - Keeping IDs Safe Act of 2011; entire bill H.R. 3559 Insurance Data Protection Act; entire bill H.R. 4348 - Moving Ahead for Progress in the 21st Century Act; provisions relating to extension of the National Flood Insurance Program, student loans, and pension provisions (P.L. 112-141 7/6/2012) S. 1091 COASTAL Act of 2011; entire bill S. 1940 - An original bill to amend the National Flood Insurance Act of 1968, to restore the financial solvency of the flood insurance fund, and for other purposes; entire bill Disparate impact rulemaking and potential implications for homeowners insurance underwriting
H.R. 1864 Mobile Workforce State Income Tax Simplification Act of 2012; entire bill H.R. 3091 To make permanent the individual income tax rates for capital gains and dividends; entire bill H.R. 3313 Wall Street Trading and Speculators Tax Act; entire bill H.R. 4123 Fair Playing Field Act of 2012; entire bill H.R. 4336 - To amend the Internal Revenue Code of 1986 to extend the exclusion from gross income of discharges of qualified principal residence indebtedness; entire bill H.R. 5746 to amend the Internal Revenue Code of 1986 to modify certain rules applicable to real estate investment trusts, and for other purposes; entire bill H.R. 6206 - Build America Bonds Act of 2012; entire bill H.R. 6411 - Inclusive Prosperity Act; entire bill S. 1549 American Jobs Act; provisions relating to 28% limitations on itemized deductions and exclusion for tax-exempt interest income S. 1647 To make permanent the individual income tax rates for capital gains and dividends; entire bill S. 1787 Wall Street Trading and Speculators Tax Act; entire bill S. 2075 The Cut Unjustified Tax Loopholes Act; entire bill S. 2145 Fair Playing Field Act of 2012; entire bill S. 2230 - Paying a Fair Share Act of 2012; entire bill S. 3485 - Mobile Workforce State Income Tax Simplification Act of 2012; entire bill S. 3521 - Family and Business Tax Cut Certainty Act of 2012; provisions relating to IRA charitable rollovers Tax Extenders/Tax Reform/Deficit Reduction; provisions relating to the importance and value of existing tax incentives designed to promote long-term savings and investment (both qualified and non-qualified) and insurance coverage protection; transitional considerations associated with tax law modifications; financial transaction tax; taxation of U.S. corporations both domestically and internationally Estate Tax; provisions relating to the need for clarification as to post-2012 treatment as to elections made under P.L. 111-312 FATCA; provisions relating to the implications for in-bound U.S. investments, U.S.-owned asset managers compliance burdens, and global competitiveness of U.S. funds Congressman Dave Camps draft legislation to reform the international tax system Administration FY 2013 budget; provisions relating to life insurers DRD, COLI, independent contractors, financial responsibility taxes Other draft legislative proposals to provide greater clarity on worker classification/independent contractor criteria
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 1864 Mobile Workforce State Income Tax Simplification Act of 2012; entire bill H.R. 3091 To make permanent the individual income tax rates for capital gains and dividends; entire bill H.R. 3313 Wall Street Trading and Speculators Tax Act; entire bill H.R. 4123 Fair Playing Field Act of 2012; entire bill H.R. 4336 - To amend the Internal Revenue Code of 1986 to extend the exclusion from gross income of discharges of qualified principal residence indebtedness; entire bill H.R. 5746 to amend the Internal Revenue Code of 1986 to modify certain rules applicable to real estate investment trusts, and for other purposes; entire bill S. 1549 American Jobs Act; provisions relating to 28% limitations on itemized deductions and exclusion for tax-exempt interest income S. 1647 To make permanent the individual income tax rates for capital gains and dividends; entire bill S. 1787 Wall Street Trading and Speculators Tax Act; entire bill S. 2075 The Cut Unjustified Tax Loopholes Act; entire bill S. 2145 Fair Playing Field Act of 2012; entire bill S. 2230 - Paying a Fair Share Act of 2012; entire bill Tax Extenders/Tax Reform/Deficit Reduction; provisions relating to the importance and value of existing tax incentives designed to promote long-term savings and investment (both qualified and non-qualified) and insurance coverage protection; transitional considerations associated with tax law modifications; financial transaction tax; taxation of U.S. corporations both domestically and internationally Estate Tax; provisions relating to the need for clarification as to post-2012 treatment as to elections made under P.L. 111-312 FATCA; provisions relating to the implications for in-bound U.S. investments and U.S.-owned asset managers compliance burdens Congressman Dave Camps draft legislation to reform the international tax system Administration FY 2013 budget; provisions relating to life insurers DRD, COLI, independent contractors, financial responsibility taxes Other draft legislative proposals to provide greater clarity on worker classification/independent contractor criteria
H.R. 677 - The Lifetime Income Disclosure Act; entire bill H.R. 1534 Small Businesses Add Value for Employees (SAVE) Act; entire bill H.R. 3287 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill H.R. 3561 Small Business Pension Promotion Act of 2011; entire bill H.R. 4049 Automatic IRA Act; entire bill H.R. 4050 Retirement Simplification and Enhancement Act; entire bill H.R. 4348 - Moving Ahead for Progress in the 21st Century Act; provisions relating to extension of the National Flood Insurance Program, student loans, and pension provisions S. 267 - Lifetime Income Disclosure Act; entire bill S. 1020 The Savings Enhancement by Alleviating Leakage in 401(k) Savings Act; entire bill S. 1121 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill S. 1557 Automatic IRA Act of 2011; entire bill S. 2132 Highway Investment, Job Creation, and Economic Growth Act of 2012; provisions relating to pension funding and inherited IRAs S. 2252 Rebuild America Act; entire bill Department of Labors proposed rule modifying the definition of ERISA fiduciary and its implications for the provision of advice on qualified retirement savings Department of Labor's 408(b)(2) rules and accompanying Q&As as they impact 401(k) brokerage windows Role retirement savings tax incentives play in assuring coverage of diverse workforces and long-term economic benefits
S. 1477 BARR Preservation Act of 2011; entire bill
H.R. 1026 Flood Insurance Reform Priorities Act of 2011; entire bill H.R. 1112 - National Association of Registered Agents and Brokers Reform Act of 2011; entire bill H.R. 1173 - Fiscal Responsibility and Retirement Security Act of 2011; provisions relating to the CLASS Act H.R. 1309 - Flood Insurance Reform Act of 2011; entire bill H.R. 3475 - Keeping IDs Safe Act of 2011; entire bill H.R. 3559 Insurance Data Protection Act; entire bill H.R. 4348 - Moving Ahead for Progress in the 21st Century Act; provisions relating to extension of the National Flood Insurance Program, student loans, and pension provisions S. 1091 COASTAL Act of 2011; entire bill S. 1940 - An original bill to amend the National Flood Insurance Act of 1968, to restore the financial solvency of the flood insurance fund, and for other purposes; entire bill Disparate impact rulemaking and potential implications for homeowners' insurance underwriting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 1477 BARR Preservation Act of 2011; entire bill
H.R. 940 United States Covered Bond Act of 2011; entire bill H.R. 1062 - Burdensome Data Collection Relief Act; provisions applicable to financial institutions H.R. 1528 - Consumer Privacy Protection Act of 2011; provisions applicable to financial institutions H.R. 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; entire bill H.R. 1610 - Business Risk Mitigation and Price Stabilization Act of 2011; entire bill H.R. 2577 SAFE Data Act; provisions applicable to financial institutions H.R. 2827 To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes; provisions relating to broker dealers H.R. 3523 - Cyber Intelligence Sharing and Protection Act of 2011; entire bill H.R. 4014 - To amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection; entire bill S. 799 Commercial Privacy Bill of Rights Act of 2011; provisions affecting financial institutions S. 1151 Personal Data Privacy and Security Act of 2011; provisions applicable to financial institutions S. 1207 Data Security and Breach Notification Act of 2011; provisions applicable to financial institutions S. 1434 Data Security Act of 2011; provisions applicable to financial institutions S. 1606 Regulatory Accountability Act of 2011; entire bill S. 1615 Financial Regulatory Responsibility Act of 2011; entire bill S. 2038 STOCK Act; provisions relating to private sector compliance S. 2099 - A bill to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection; entire bill S. 2223 - A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes; entire bill - Impact of the Volcker Rule on market liquidity and international competitiveness of U.S.-owned asset managers; Need for compliance guidance regarding the July 21, 2012 effective date - Draft proposal by Congressman Spencer Bachus to establish a SRO for Registered Investment Advisers - Implementation of Section 913 of Dodd-Frank Wall Street Reform and Consumer Protection Act and its inter-relationship with the DoL ERISA fiduciary definition proposal
H.R. 677 - The Lifetime Income Disclosure Act; entire bill H.R. 1534 Small Businesses Add Value for Employees (SAVE) Act; entire bill H.R. 3287 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill H.R. 3561 Small Business Pension Promotion Act of 2011; entire bill H.R. 4049 Automatic IRA Act; entire bill H.R. 4050 Retirement Simplification and Enhancement Act; entire bill S. 267 - Lifetime Income Disclosure Act; entire bill S. 1020 The Savings Enhancement by Alleviating Leakage in 401(k) Savings Act; entire bill S. 1120 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill S. 1557 Automatic IRA Act of 2011; entire bill S. 1813 The Highway Investment, Job Creation and Economic Growth Act; provisions relating to pension funding and inherited IRAs S. 2132 Highway Investment, Job Creation, and Economic Growth Act of 2012; provisions relating to pension funding and inherited IRAs S. 2252 Rebuild America Act; entire bill - Department of Labors proposed rule modifying the definition of ERISA fiduciary and its implications for the provision of advice on qualified retirement savings
H.R. 1026 Flood Insurance Reform Priorities Act of 2011; entire bill H.R. 1112 - National Association of Registered Agents and Brokers Reform Act of 2011; entire bill H.R. 1173 - Fiscal Responsibility and Retirement Security Act of 2011; provisions relating to the CLASS Act H.R. 1309 - Flood Insurance Reform Act of 2011; entire bill H.R. 2055 - Consolidated Appropriations Act, 2012; provisions relating to extension of the National Flood Insurance Program H.R. 3559 Insurance Data Protection Act; entire bill S. 1091 COASTAL Act of 2011; entire bill
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Budget Control Act of 2011 (P.L. 112-25); provisions relating to the responsibilities of the Joint Committee on Deficit Reduction
H.R. 677 - The Lifetime Income Disclosure Act; entire bill H.R. 1534 Small Businesses Add Value for Employees (SAVE) Act; entire bill H.R. 3287 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill H.R. 3561 Small Business Pension Promotion Act of 2011; entire bill S. 267 - Lifetime Income Disclosure Act; entire bill S. 1020 The Savings Enhancement by Alleviating Leakage in 401(k) Savings Act; entire bill S. 1120 Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill S. 1557 Automatic IRA Act of 2011; entire bill Department of Labors proposed rule modifying the definition of ERISA fiduciary and its implications for the provision of advice on qualified retirement savings
S. 1477 BARR Preservation Act of 2011; entire bill
H.R. 940 United States Covered Bond Act of 2011; entire bill H.R. 1062 - Burdensome Data Collection Relief Act; provisions applicable to financial institutions H.R. 1528 - Consumer Privacy Protection Act of 2011; provisions applicable to financial institutions H.R. 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; entire bill H.R. 1610 - Business Risk Mitigation and Price Stabilization Act of 2011; entire bill H.R. 2434 Financial Services and General Government Appropriations Act, 2012; report language on Volcker Rule and insurance companies general account investments H.R. 2577 SAFE Data Act; provisions applicable to financial institutions H.R. 2827 To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes; provisions relating to broker dealers H.R. 3045 Retirement Income Protection Act; entire bill H.R. 3523 - Cyber Intelligence Sharing and Protection Act of 2011; entire bill S. 799 Commercial Privacy Bill of Rights Act of 2011; provisions affecting financial institutions S. 1151 Personal Data Privacy and Security Act of 2011; provisions applicable to financial institutions S. 1207 Data Security and Breach Notification Act of 2011; provisions applicable to financial institutions S. 1434 Data Security Act of 2011; provisions applicable to financial institutions S. 1606 Regulatory Accountability Act of 2011; entire bill S. 1615 Financial Regulatory Responsibility Act of 2011; entire bill Impact of the Volcker Rule on market liquidity and international competitiveness of U.S.-owned asset managers Draft proposal by Congressman Spencer Bachus to establish a SRO for Registered Investment Advisers Section 913 to establish a comparable standard of care for broker-dealers and registered investment advisers and inter-relationship with the DoL ERISA fiduciary proposal
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
H.R. 1026 Flood Insurance Reform Priorities Act of 2011; entire bill H.R. 1112 - National Association of Registered Agents and Brokers Reform Act of 2011; entire bill H.R. 1173 - Fiscal Responsibility and Retirement Security Act of 2011; provisions relating to the CLASS Act H.R. 1309 - Flood Insurance Reform Act of 2011; entire bill S. 1091 COASTAL Act of 2011; entire bill
H.R. 677 - The Lifetime Income Disclosure Act; entire bill H.R. 1534 Small Businesses Add Value for Employees (SAVE) Act; entire bill S. 267 - Lifetime Income Disclosure Act; entire bill S. 1020 The Savings Enhancement by Alleviating Leakage in 401(k) Savings Act; entire bill S. 1557 Automatic IRA Act of 2011; entire bill Department of Labors proposed rule modifying the definition of ERISA fiduciary and its implications for the provision of advice on qualified retirement savings Deficit Reduction: importance and value of existing tax incentives designed to promote long-term savings (both qualified and non-qualified) and insurance coverage protection; transitional considerations associated with tax law modifications
S. 365 Budget Control Act of 2011; provisions relating to the debt ceiling limit(s) and federal deficits in terms of implications to long-term economic growth
S. 1477 BARR Preservation Act of 2011; entire bill
H.R. 940 United States Covered Bond Act of 2011; entire bill H.R. 1062 - Burdensome Data Collection Relief Act; provisions applicable to financial institutions H.R. 1528 - Consumer Privacy Protection Act of 2011; provisions applicable to financial institutions H.R. 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; entire bill H.R. 1610 - Business Risk Mitigation and Price Stabilization Act of 2011; entire bill H.R. 2434 Financial Services and General Government Appropriations Act, 2012; report language on Volcker Rule and insurance companies general account investments H.R. 2577 SAFE Data Act; provisions applicable to financial institutions H.R. 2827 To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes; provisions relating to broker dealers S. 799 Commercial Privacy Bill of Rights Act of 2011; provisions affecting financial institutions S. 947 A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes; entire bill S. 1151 Personal Data Privacy and Security Act of 2011; provisions applicable to financial institutions S. 1207 Data Security and Breach Notification Act of 2011; provisions applicable to financial institutions S. 1434 Data Security Act of 2011; provisions applicable to financial institutions S. 1606 Regulatory Accountability Act of 2011; entire bill S. 1615 Financial Regulatory Responsibility Act of 2011; entire bill Dodd Frank Act; provisions relating to the impact of Volcker Rule on international operations of U.S. asset managers SEC report to Congress on Sections 913 and 914 of the Dodd Frank Act regarding the standard of care and oversight comparability of broker dealers and investment advisers (including draft legislation entitled Investment Adviser Oversight Act of 2011)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
H.R. 1026 Flood Insurance Reform Priorities Act of 2011; entire bill H.R. 1112 - National Association of Registered Agents and Brokers Reform Act of 2011; entire bill H.R. 1173 - Fiscal Responsibility and Retirement Security Act of 2011; entire bill H.R. 1309 - Flood Insurance Reform Act of 2011; entire bill S. 1091 COASTAL Act of 2011; entire bill
H.R. 4 - Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments Act of 2011; entire bill H.R. 705 - Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments; entire bill H.R. 749 To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income; entire bill H.R. 1004 - Medical Flexible Spending Account Improvement; entire bill H.R. 1151 - Emergency Mortgage Relief and Neighborhood Stabilization Programs Cost Recoupment Act of 2011; entire bill H.R. 1439 Business Activity Tax Simplification Act of 2011; entire bill H.R. 2010 Family and Retirement Health Investment Act; entire bill H.R. 2088 Tax Parity for Health Plan Beneficiaries Act; entire bill S. 72 - Small Business Paperwork Mandate Elimination Act; provisions relating to repeal of Section 9006 of the Patient Protection and Affordable Care Act (PPACA) S. 359 - Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments Act of 2011; entire bill S. 1098 Family and Retirement Health Investment Act; entire bill S. 1171 - Tax Parity for Health Plan Beneficiaries Act of 2011; entire bill Administrations FY 2012 Budget Proposal provisions relating to the taxation of insurance companies (DRD) and their products (COLI), independent contractor, auto IRA, RMD modifications, and financial crisis responsibility fee Tax Reform/Deficit Reduction importance and value of existing tax incentives designed to promote long-term savings and insurance coverage protection; transitional considerations associated with tax law modifications Estate Tax need for clarification as to post-2012 treatment as to elections made under P.L. 111-312 Debt ceiling limit increase and impact on capital markets FATCA and implications for in-bound U.S. investments and U.S.-owned asset managers compliance burdens
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, White House Office
H.R. 4 - Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments Act of 2011; entire bill H.R. 705 - Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments; entire bill H.R. 749 To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income; entire bill H.R. 1004 - Medical Flexible Spending Account Improvement; entire bill H.R. 1151 - Emergency Mortgage Relief and Neighborhood Stabilization Programs Cost Recoupment Act of 2011; entire bill S. 72 - Small Business Paperwork Mandate Elimination Act; provisions relating to repeal of Section 9006 of the Patient Protection and Affordable Care Act (PPACA) S. 359 - Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments Act of 2011; entire bill Administrations FY 2012 Budget Proposal provisions relating to the taxation of insurance companies (DRD) and their products (COLI), independent contractor, auto IRA, RMD modification, and financial crisis responsibility fee Tax Reform/Deficit Reduction importance and value of existing tax incentives designed to promote long-term savings and appropriate individual insurance coverage Estate Tax need for clarification as to post-2012 treatment as to elections made under P.L. 111-312
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
Issues include those of interest to a diversified financial services company, including capital and financial market regulation, financial products, banking, insurance, savings and retirement security, corporate governance, employee benefits, health care, and international trade and taxes.
H.R. 1961 - Savings for American Families' Future Act of 2009; entire bill H.R. 2021 - Savings Recovery Act; entire bill H.R. 2096 - Long-Term Care Affordability and Security Act of 2009; entire bill H.R. 2637 - To amend the Internal Revenue Code of 1986 to increase the age at which distributions from qualified retirement plans are required to begin and to extend the waiver of required minimum distribution rules for certain retirement plans and accounts through 2010; entire bill H.R. 2748 - Retirement Security Needs Lifetime Pay Act; entire bill H.R. 2779 Defined Contribution Plan Fee Transparency Act; provisions relating to fee disclosure H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009; provisions relating to fee disclosures and investment advice H.R. 3429 - Generate Retirement Ownership Through Long-Term Holding Act of 2009; entire bill H.R. 3551 - Senior Investment Protection Act of 2009; entire bill H.R. 3936 Preserve Benefits and Jobs Act of 2009; provisions relating to employer-provided pension plans and retirement savings H.R. 4126 - Retirement Fairness Act of 2009; entire bill H.R. 4146 - Sensible Transparency for Retirement Plans Act of 2009; entire bill H.R. 4742 - Small Businesses Add Value for Employees (SAVE) Act; entire bill H.R. 6099 - Automatic IRA Act of 2010; entire bill S. 401 - Defined Contribution Fee Disclosure Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 906 - Senior Investor Protection Act; entire bill S. 1082 - The Generating Retirement Ownership Through Long-Term Holding Act; entire bill S. 1297 - Retirement Security for Life Act; entire bill S. 1661 - Senior Investment Protection Act of 2009; entire bill S. 2832 Lifetime Income Disclosure Act; entire bill S. 3760 - Automatic IRA Act of 2010; entire bill Administrations Budget provisions relating to Auto IRA proposal
H.R. 2554 - National Association of Registered Agents and Brokers (NARAB) Reform; entire bill H.R. 2555 - Homeowners Defense Act; entire bill H.R. 3059 - Access to Repair Parts Act; entire bill H.R. 5114 - Flood Insurance Reform Priorities Act of 2010; entire bill H.R. 5255 Stable Flood Insurance Authorization Act of 2010; entire bill S. 1368 Access to Repair Parts Act; entire bill
H.R. 5107 - Employee Misclassification Prevention Act; provisions that would affect use of independent contractors within the securities industry S. 3254 - Employee Misclassification Prevention Act; provisions that would affect use of independent contractors within the securities industry
H.R. 1260 Patent Reform Act of 2009; provisions relating to patents held by financial services firms S. 515 - Patent Reform Act of 2009; provisions relating to patents held by financial services firms
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 2554 - National Association of Registered Agents and Brokers (NARAB) Reform; entire bill H.R. 2555 - Homeowners Defense Act; entire bill H.R. 3059 - Access to Repair Parts Act; entire bill H.R. 4778 - National Flood Insurance Program Extension Act of 2010; entire bill H.R. 5114 - Flood Insurance Reform Priorities Act of 2010; entire bill H.R. 5255 Stable Flood Insurance Authorization Act of 2010; entire bill S. 1368 Access to Repair Parts Act; entire bill S. 3153 - Continuing Extension Act of 2010; provisions related to extension of NFIP S. 3814 - National Flood Insurance Program Reextension Act of 2010; entire bill
H.R. 5107 - Employee Misclassification Prevention Act; provisions that would affect use of independent contractors within the securities industry S. 3254 - Employee Misclassification Prevention Act; provisions that would affect use of independent contractors within the securities industry
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1265 - Stop Tax Haven Abuse Act; provisions relating to management and control of foreign corporations H.R. 1586 FAA Air Transportation Modernization and Safety Improvement Act; provisions relating to taxation of foreign operations H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 2920 Statutory Pay Go Act of 2009; provisions relating to estate tax and middle class tax benefits H.R. 3408 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to limitation of independent contractor status for independent broker dealers H.R. 3905 Estate Tax Relief Act; entire bill H.R. 3933 - Foreign Account Tax Compliance Act of 2009; to ensure workable reporting requirements for mutual funds H.R. 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009; entire bill H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009; entire bill H.R. 4213 - American Workers, State, and Business Relief Act of 2010; provisions relating to tax extenders, carried interest, and fee disclosures H.R. 4337 - Regulated Investment Company Modernization Act of 2009; provisions relating to mutual funds H.R. 4849 - Small Business and Infrastructure Jobs Tax Act of 2010; provisions relating to small business capital gains exclusion and Build America Bonds H.R. 4899 Supplemental Appropriations Act, 2010; provisions related to GRATS H.R. 5297 Small Business Lending Fund Act of 2010; provisions relating to taxes affecting small business, partial annuitization, and expansion of Roth conversions H.R. 5486 Small Business Jobs Tax Relief Act of 2010; provisions relating to small business investment incentives and grantor retained annuity trust H.R. 5982 Small Business Tax Relief Act of 2010; provisions relating to repeal of 1099 reporting obligations enacted in health care reform H.R. 6128 Fair Playing Field Act of 2010; provisions that would affect use of independent contractors within the securities industry S. 506 - Stop Tax Haven Abuse Act; provision relating to managed and controlled foreign entities S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill S. 2784 - A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009; entire bill S. 2869 Small Business Job Creation and Access to Capital Act of 2009; entire bill S. 2882 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to independent contractors within the securities industry S. 2927 - Wall Street Fair Share Act; entire bill S. 3513 Bonus Depreciation Extension to Create Jobs Act; entire bill S. 3773 Tax Hike Prevention Act of 2010; provisions relating to capital gains dividends and estate tax S. 3786 Fair Playing Field Act; provisions that would affect use of independent contractors within the securities industry S. 3793 Job Creation and Tax Cuts Act of 2010; entire bill S. 3816 Creating American Jobs and Ending Offshoring Act; entire bill Administrations FY 2011 budget proposals relating to Auto IRA retirement savings initiatives, taxation of life insurance companies, international taxation, tax treatment of capital gains and dividends, independent contractor, estate tax, and Financial Crisis Responsibility Fee
H.R. 1260 Patent Reform Act of 2009; provisions relating to patents held by financial services firms S. 515 - Patent Reform Act of 2009; provisions relating to patents held by financial services firms
H.R. 4173 Dodd Frank Wall Street Reform and Consumer Protection Act; provisions relating to thrift charters, depository institutions, bank regulatory consolidation, the Volcker Rule, and scope of Consumer Financial Protection Bureau
H.R. 2221 The Data Accountability and Trust Act; provisions relating to non-applicability to GLB-regulated financial firms H.R. 4173 Dodd Frank Wall Street Reform and Consumer Protection Act; provisions relating to systemic risk, resolution process, BD/IA harmonization, custodial accounts, insurers use of derivatives, arbitration, Volcker provisions affecting proprietary trading and hedge fund ownership, corporate governance, and assessment fee H.R. 4884 United States Covered Bond Act of 2010; entire bill S. 931 Arbitration Fairness Act of 2009; provisions relating to securities industry and franchise relationships S. 1074 Shareholder Bill of Rights Act; entire bill
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 1260 Patent Reform Act of 2009; provisions relating to patents held by financial services firms S. 515 - Patent Reform Act of 2009; provisions relating to patents held by financial services firms
H.R. 3962 Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act of 2010; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, domestic partnership, and possible revenue offsets H.R. 4872 - Health Care and Education Reconciliation Act of 2010; provisions relating to expansion of HI tax to unearned income (including exclusion for qualified savings)
H.R. 1961 - Savings for American Families' Future Act of 2009; entire bill H.R. 2021 - Savings Recovery Act; entire bill H.R. 2096 - Long-Term Care Affordability and Security Act of 2009; entire bill H.R. 2637 - To amend the Internal Revenue Code of 1986 to increase the age at which distributions from qualified retirement plans are required to begin and to extend the waiver of required minimum distribution rules for certain retirement plans and accounts through 2010; entire bill H.R. 2748 - Retirement Security Needs Lifetime Pay Act; entire bill H.R. 2779 Defined Contribution Plan Fee Transparency Act; provisions relating to fee disclosure H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009; provisions relating to fee disclosures and investment advice H.R. 3429 - Generate Retirement Ownership Through Long-Term Holding Act of 2009; entire bill H.R. 3551 - Senior Investment Protection Act of 2009; entire bill H.R. 3936 Preserve Benefits and Jobs Act of 2009; provisions relating to employer-provided pension plans and retirement savings H.R. 4213 American Jobs and Closing Tax Loopholes Act of 2010; provisions relating to fee disclosure H.R. 4126 - Retirement Fairness Act of 2009; entire bill H.R. 4146 - Sensible Transparency for Retirement Plans Act of 2009; entire bill H.R. 4742 - Small Businesses Add Value for Employees (SAVE) Act; entire bill S. 401 - Defined Contribution Fee Disclosure Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 906 - Senior Investor Protection Act; entire bill S. 1082 - The Generating Retirement Ownership Through Long-Term Holding Act; entire bill S. 1297 - Retirement Security for Life Act; entire bill S. 1661 - Senior Investment Protection Act of 2009; entire bill S. 2832 Lifetime Income Disclosure Act; entire bill Administrations Budget provisions relating to Auto IRA proposal
H.R. 2221 The Data Accountability and Trust Act; provisions relating to non-applicability to GLB-regulated financial firms H.R. 3269 Corporate and Financial Institution Compensation Fairness Act; entire bill H.R. 4173 Dodd Frank Wall Street Reform and Consumer Protection Act; provisions relating to systemic risk, resolution process, BD/IA harmonization, custodial accounts, insurers use of derivatives, derivatives provisions affecting insurers stable value funds and tax treatment, arbitration, Volcker provisions affecting proprietary trading and hedge fund ownership, corporate governance, and assessment fee H.R. 4884 United States Covered Bond Act of 2010; entire bill S. 272 - Derivatives Trading Integrity Act of 2009; provisions relating to use of derivatives by insurers S. 931 Arbitration Fairness Act of 2009; provisions relating to securities industry and franchise relationships S. 1074 Shareholder Bill of Rights Act; entire bill S. 1691 - Comprehensive Derivatives Regulation Act of 2009; provisions relating to use of derivatives by insurers S. 3217 Restoring American Financial Stability Act of 2010; provisions relating to systemic risk and resolution authority, BD/IA standard of care, financial planner oversight, insurers as derivatives end user, CFPA exclusion for insurance and securities, Volcker provisions affecting proprietary trading and hedge fund ownership, corporate governance, and insurance regulation Bill not yet assigned: Senate Agriculture Committee derivatives legislation; provisions relating to insurers use of derivatives and stable value funds
H.R. 5107 - Employee Misclassification Prevention Act; provisions that would affect use of independent contractors within the securities industry H.R. 3245 - Employee Misclassification Prevention Act; provisions that would affect use of independent contractors within the securities industry
H.R. 4173 - Dodd Frank Wall Street Reform and Consumer Protection Act; provisions relating to thrift charters, depository institutions, bank regulatory consolidation, the Volcker Rule, and scope of Consumer Financial Protection Bureau S. 3217 - Restoring American Financial Stability Act of 2010; provisions relating to thrift charters, depository institutions, bank regulatory consolidation, the Volcker Rule, and scope of Consumer Financial Protection Bureau
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 2625 - Tax Equity for Health Plan Beneficiaries Act of 2009; entire bill H.R. 3200 - America's Affordable Health Choices Act of 2009; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, domestic partnership, and possible revenue offsets H.R. 3590 - Patient Protection and Affordable Care Act (as amended by the Senate); provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, McCarran-Ferguson restrictions, CLASS Act, and possible revenue offsets H.R. 3962 - Affordable Health Care for America Act; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, domestic partnership, and possible revenue offsets H.R. 4872 - Health Care and Education Reconciliation Act of 2010; provisions relating to expansion of HI tax to unearned income (including exclusion for qualified savings)
H.R. 1260 Patent Reform Act of 2009; provisions relating to patents held by financial services firms S. 515 - Patent Reform Act of 2009; provisions relating to patents held by financial services firms
H.R. 977 - Derivatives Markets Transparency and Accountability Act of 2009; provisions relating to use of derivatives by insurers H.R. 2221 The Data Accountability and Trust Act; provisions relating to non-applicability to GLB-regulated financial firms H.R. 3269 Corporate and Financial Institution Compensation Fairness Act; entire bill H.R. 3300 - Derivative Trading Accountability and Disclosure Act; provisions relating to use of derivatives by insurers H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009; provisions relating to systemic risk, resolution process, BD/IA harmonization, custodial accounts, insurers use of derivatives, arbitration, and corporate governance H.R. 4884 United States Covered Bond Act of 2010; entire bill S. 272 - Derivatives Trading Integrity Act of 2009; provisions relating to use of derivatives by insurers S. 931 Arbitration Fairness Act of 2009; provisions relating to securities industry and franchise relationships S. 1074 Shareholder Bill of Rights Act; entire bill S. 1691 - Comprehensive Derivatives Regulation Act of 2009; provisions relating to use of derivatives by insurers S. 3217 An original bill to promote the financial stability of the United States; provisions relating to systemic risk and resolution authority, BD/IA standard of care, financial planner oversight, insurers as derivatives end user, CFPA exclusion for insurance and securities, Volcker provisions affecting proprietary trading and hedge fund ownership, corporate governance, and insurance regulation Bill not yet assigned: Senate Agriculture Committee derivatives legislation; provisions relating to insurers use of derivatives
H.R. 2554 - National Association of Registered Agents and Brokers (NARAB) Reform; entire bill H.R. 2555 - Homeowners Defense Act; entire bill H.R. 3059 - Access to Repair Parts Act; entire bill H.R. 4691 Temporary Extension Act of 2010; provisions relating to the NFIP H.R. 4778 - National Flood Insurance Program Extension Act of 2010; entire bill H.R. 4851 Continuing Extension Act; provisions related to extension of NFIP S. 1368 Access to Repair Parts Act; entire bill S. 3153 - Continuing Extension Act of 2010; provisions related to extension of NFIP
H.R. 4173 Wall Street Reform and Consumer Protection Act of 2009; provisions relating to securities exclusion from CFPA S. 3217 An original bill to promote the financial stability of the United States; provisions relating to thrift charters, depository institutions, bank regulatory consolidation, and scope of Consumer Financial Protection Bureau
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1265 - Stop Tax Haven Abuse Act; provisions relating to management and control of foreign corporations H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 2847 - Hiring Incentives to Restore Employment Act; provisions relating to employment incentives, Build American Bonds, and withholding and information reporting requirements H.R. 2920 Statutory Pay Go Act of 2009; provisions relating to estate tax and middle class tax benefits H.R. 3408 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to limitation of independent contractor status for independent broker dealers H.R. 3905 Estate Tax Relief Act; entire bill H.R. 3933 - Foreign Account Tax Compliance Act of 2009; to ensure workable reporting requirements for mutual funds H.R. 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009; entire bill H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009; entire bill H.R. 4213 - American Workers, State, and Business Relief Act of 2010; provisions relating to small business, IRA charitable rollovers, and taxation of foreign entities H.R. 4337 - Regulated Investment Company Modernization Act of 2009; provisions relating to mutual funds H.R. 4849 - Small Business and Infrastructure Jobs Tax Act of 2010; provisions relating to small business capital gains exclusion and Build American Bonds S. 506 - Stop Tax Haven Abuse Act; provision relating to managed and controlled foreign entities S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill S. 2784 - A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009; entire bill S. 2882 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to independent contractors within the securities industry S. 2927 - Wall Street Fair Share Act; entire bill Administrations FY 2011 budget proposals relating to Auto IRA retirement savings initiatives, taxation of life insurance companies, international taxation, tax treatment of capital gains and dividends, independent contractor, estate tax, and Financial Crisis Responsibility Fee
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 83 - Homeowners Insurance Protection Act of 2009; entire bill H.R. 1264 - Multiple Peril Insurance Act of 2009; provisions relating to NFIP and wind coverage H.R. 1583 - Insurance Industry Competition Act of 2009; entire bill H.R. 1880 - National Insurance Consumer Protection Act; entire bill H.R. 2554 - National Association of Registered Agents and Brokers (NARAB) Reform; entire bill H.R. 2555 - Homeowners Defense Act; entire bill H.R. 2609 Federal Insurance Office Act of 2009; entire bill H.R. 3059 - Access to Repair Parts Act; entire bill H.R. 3139 - National Flood Insurance Program Extension Act of 2009; entire bill H.R. 3326 Department of Defense Appropriations Act, 2010; provisions relating to national flood insurance program extension, COBRA, and unemployment coverage S. 434 - Empowered at Home Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 1177 - Confidence in Long-Term Care Insurance Act of 2009; entire bill S. 1368 Access to Repair Parts Act; entire bill
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 470 - Economic Recovery and Middle-Class Tax Relief Act of 2009; entire bill H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1265 - Stop Tax Haven Abuse Act; provisions relating to treatment of foreign corporations H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 2452 - Net Operating Loss (NOL) Carryback Act; entire bill H.R. 2920 Statutory Pay Go Act of 2009; provisions relating to estate tax H.R. 3408 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to limitation of independent contractor status for independent broker dealers H.R. 3548 Worker, Homeownership, and Business Assistance Act of 2009; provisions relating to first-time homebuyers credit, unemployment benefits H.R. 3905 Estate Tax Relief Act; entire bill H.R. 3933 - Foreign Account Tax Compliance Act of 2009; to ensure workable for mutual funds H.R. 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009; entire bill H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009; entire bill H.R. 4213 - Tax Extenders Act of 2009; provisions relating to small business, IRA charitable rollovers, and taxation of foreign entities H.R. 4337 - Regulated Investment Company Modernization Act of 2009; provisions relating to mutual funds S. 506 - Stop Tax Haven Abuse Act; provision relating to managed and controlled foreign entities S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill Administrations proposals relating to the taxation of life insurance companies recommended to offset health care reform costs and Administrations FY2010 budget proposals relating to international taxation, tax treatment of capital gains and dividends, and estate tax S. 2784 - A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009; entire bill S. 2882 - Taxpayer Responsibility, Accountability, and Consistency Act of 2009; provisions relating to independent contractors within the securities industry S. 2927 - Wall Street Fair Share Act; entire bill
H.R. 1897 - Healthy Workforce Act of 2009; entire bill H.R. 2520 Patients' Choice Act; provisions relating to employer-provided health care H.R. 2625 - Tax Equity for Health Plan Beneficiaries Act of 2009; entire bill H.R. 3200 - America's Affordable Health Choices Act of 2009; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, domestic partnership, and possible revenue offsets H.R. 3590 - Patient Protection and Affordable Care Act (as amended by the Senate); provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, domestic partnership, McCarran-Ferguson, CLASS Act, and possible revenue offsets H.R. 3962 - Affordable Health Care for America Act; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, domestic partnership, and possible revenue offsets S. 725 - Equity for Our Nation's Self Employed Act of 2009; provisions that would allow health care deductions for independent broker-dealers S. 803 - Healthy Workforce Act of 2009; entire bill S. 1099 - Patients' Choice Act; provisions relating to employer-provided health care S. 1153 - Tax Equity for Health Plan Beneficiaries Act of 2009; entire bill S. 1679 - Affordable Health Choices Act; provisions relating to employer-provided health care coverage, health care coverage for small businesses and franchises, and independent contractors, and CLASS Act S. 1796 - Americas Healthy Future Act - Senate Finance Committee draft health care reform proposal; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, and possible revenue offsets.
H.R. 1260 Patent Reform Act of 2009; provisions relating to patents held by financial services firms S. 515 - Patent Reform Act of 2009; provisions relating to patents held by financial services firms
H.R. 977 - Derivatives Markets Transparency and Accountability Act of 2009; provisions relating to use of derivatives by insurers H.R. 991 - Consumer Fairness Act of 2009; provisions affecting securities industry and franchise relationships H.R. 1020 - Arbitration Fairness Act of 2009; provisions affecting securities industry and franchise relationships H.R. 1664 - To amend the executive compensation provisions of the Emergency Economic Stabilization Act of 2008 to prohibit unreasonable and excessive compensation and compensation not based on performance standards; entire bill H.R. 1754 - Financial System Stabilization and Reform Act of 2009; entire bill H.R. 2221 The Data Accountability and Trust Act; provisions relating to non-applicability to GLB-regulated financial firms H.R. 3126 - Consumer Financial Protection Agency Act of 2009; provisions relating to banking, insurance, securities, and financial planning H.R. 3269 Corporate and Financial Institution Compensation Fairness Act; entire bill H.R. 3300 - Derivative Trading Accountability and Disclosure Act; provisions relating to use of derivatives by insurers H.R. 3310 - Consumer Protection and Regulatory Enhancement Act; entire bill H.R. 3795 Over the Counter Derivatives Market Act; provisions relating to use of derivatives by insurers H.R. 3817 Investor Protection Act of 2009; entire bill H.R. 3818 - Private Fund Investment Advisers Registration Act of 2009; entire bill H.R. 3890 - Accountability and Transparency in Rating Agencies Act; entire bill H.R. 3996 - Financial Stability Improvement Act of 2009; provisions relating to systemic risk management, thrift holding company charters, resolution authority H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009; entire bill S. 272 - Derivatives Trading Integrity Act of 2009; provisions relating to use of derivatives by insurers S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities; entire bill S. 931 Arbitration Fairness Act of 2009; provisions relating to securities industry and franchise relationships S. 1074 Shareholder Bill of Rights Act; entire bill S. 1691 - Comprehensive Derivatives Regulation Act of 2009; provisions relating to use of derivatives by insurers Bill Not Yet Assigned: Senate Banking Committee legislation Restoring American Financial Stability Act of 2009; entire proposal
H.R. 1250 - Public Good IRA Rollover Act of 2009; entire bill H.R. 1961 - Savings for American Families' Future Act of 2009; entire bill H.R. 2021 - Savings Recovery Act; entire bill H.R. 2096 - Long-Term Care Affordability and Security Act of 2009; entire bill H.R. 2748 - Retirement Security Needs Lifetime Pay Act; entire bill H.R. 2779 Defined Contribution Plan Fee Transparency Act; provisions relating to fee disclosure H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009; provisions relating to fee disclosures and investment advice H.R. 3429 - Generate Retirement Ownership Through Long-Term Holding Act of 2009; entire bill H.R. 3936 Preserve Benefits and Jobs Act of 2009; provisions relating to employer-provided pension plans and retirement savings H.R. 4126 - Retirement Fairness Act of 2009; entire bill H.R. 4146 - Sensible Transparency for Retirement Plans Act of 2009; entire bill S. 401 - Defined Contribution Fee Disclosure Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 906 - Senior Investor Protection Act; entire bill S. 1082 - The Generating Retirement Ownership Through Long-Term Holding Act; entire bill S. 1297 - Retirement Security for Life Act; entire bill S. 1661 - Senior Investment Protection Act of 2009; entire bill S. 2832 Lifetime Income Disclosure Act; entire bill Administrations Budget provisions relating to Auto IRA proposal
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 1260 Patent Reform Act of 2009; provisions relating to patents held by financial services firms S. 515 - Patent Reform Act of 2009; provisions relating to patents held by financial services firms
H.R. 977 - Derivatives Markets Transparency and Accountability Act of 2009; provisions relating to end users H.R. 991 - Consumer Fairness Act of 2009; provisions affecting securities industry and franchise relationships H.R. 1020 - Arbitration Fairness Act of 2009; provisions affecting securities industry and franchise relationships H.R. 1664 - To amend the executive compensation provisions of the Emergency Economic Stabilization Act of 2008 to prohibit unreasonable and excessive compensation and compensation not based on performance standards; entire bill H.R. 1754 - Financial System Stabilization and Reform Act of 2009; entire bill H.R. 2221 The Data Accountability and Trust Act; provisions relating to non-applicability to GLB-regulated financial firms H.R. 3126 - Consumer Financial Protection Agency Act of 2009; provisions relating to banking, insurance, securities, and financial planning H.R. 3269 Corporate and Financial Institution Compensation Fairness Act; entire bill H.R. 3300 - Derivative Trading Accountability and Disclosure Act; provisions relating to end users H.R. 3310 - Consumer Protection and Regulatory Enhancement Act; entire bill H.R. 3795 Over the Counter Derivatives Market Act; provisions relating to end users S. 272 - Derivatives Trading Integrity Act of 2009; provisions relating to end users S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities; entire bill S. 1074 Shareholder Bill of Rights Act; entire bill S. 1691 - Comprehensive Derivatives Regulation Act of 2009; provisions relating to end users Bill Not Yet Assigned: proposed legislation to strengthen the Securities and Exchange Commissions authority over credit rating agencies, provisions relating to the rating of securities Bill Not Yet Assigned: Kanjorski draft of Investor Protection Act (to be reported as H.R. 3817) provisions relating to BD/IA fiduciary and oversight harmonization and arbitration Administrations regulatory reform proposals, including provisions relating to systemic risk regulators, resolution authority, securitization reforms
H.R. 200 - Helping Families Save Their Homes in Bankruptcy Act of 2009; provisions relating to securitized mortgage-backed securities H.R. 225 - Emergency Homeownership and Equity Protection Act; provisions relating to securitized mortgage-backed securities H.R. 1106 - Helping Families Save Their Homes Act of 2009; provisions relating to securitized mortgage-backed securities S. 61 - Helping Families Save Their Homes in Bankruptcy Act of 2009; provisions relating to securitized mortgage-backed securities S. 895 - A bill to prevent mortgage foreclosures and enhance mortgage credit availability; provisions relating to securitized mortgage-backed securities
H.R. 1470 - Equity for Our Nation's Self-Employed Act of 2009; entire bill H.R. 1897 - Healthy Workforce Act of 2009; entire bill H.R. 2520 Patients' Choice Act; provisions relating to employer-provided health care H.R. 2625 - Tax Equity for Health Plan Beneficiaries Act of 2009; entire bill H.R. 3200 - America's Affordable Health Choices Act of 2009; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, domestic partnership, and possible revenue offsets S. 725 - Equity for Our Nation's Self Employed Act of 2009; provisions that would allow health care deductions for independent broker-dealers S. 803 - Healthy Workforce Act of 2009; entire bill S. 1099 - Patients' Choice Act; provisions relating to employer-provided health care S. 1153 - Tax Equity for Health Plan Beneficiaries Act of 2009; entire bill S. 1679 - Affordable Health Choices Act; provisions relating to employer-provided health care coverage, health care coverage for small businesses and franchises, and independent contractors, and CLASS Act Americas Healthy Future Act - Senate Finance Committee draft health care reform proposal; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, and possible revenue offsets.
H.R. 83 - Homeowners Insurance Protection Act of 2009; entire bill H.R. 1264 - Multiple Peril Insurance Act of 2009; provisions relating to NFIP and wind coverage H.R. 1583 - Insurance Industry Competition Act of 2009; entire bill H.R. 1880 - National Insurance Consumer Protection Act; entire bill H.R. 2554 - National Association of Registered Agents and Brokers (NARAB) Reform; entire bill H.R. 2555 - Homeowners Defense Act; entire bill H.R. 2609 - Insurance Information Act of 2009; entire bill H.R. 3059 - Access to Repair Parts Act; entire bill H.R. 3139 - National Flood Insurance Program Extension Act of 2009; entire bill S. 434 - Empowered at Home Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 1177 - Confidence in Long-Term Care Insurance Act of 2009; entire bill S. 1368 Access to Repair Parts Act; entire bill
H.R. 1250 - Public Good IRA Rollover Act of 2009; entire bill H.R. 1961 - Savings for American Families' Future Act of 2009; entire bill H.R. 2021 - Savings Recovery Act; entire bill H.R. 2096 - Long-Term Care Affordability and Security Act of 2009; entire bill H.R. 2748 - Retirement Security Needs Lifetime Pay Act; entire bill H.R. 2779 Defined Contribution Plan Fee Transparency Act; provisions relating to fee disclosure H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009; provisions relating to fee disclosures and investment advice H.R. 3429 - Generate Retirement Ownership Through Long-Term Holding Act of 2009; entire bill S. 401 - Defined Contribution Fee Disclosure Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 906 - Senior Investor Protection Act; entire bill S.1082 - The Generating Retirement Ownership Through Long-Term Holding Act; entire bill S.1297 - Retirement Security for Life Act; entire bill S. 1661 - Senior Investment Protection Act of 2009; entire bill Administrations Budget provisions relating to Auto IRA proposal
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage, and for other purposes; entire bill H.R. 1728 Mortgage Reform and Anti-Predatory Lending Act; provisions related to product design and national standards Administrations regulatory reform proposals relating to bank/thrift charter consolidation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 1250 - Public Good IRA Rollover Act of 2009; entire bill H.R. 1961 - Savings for American Families' Future Act of 2009; entire bill H.R. 1984 - 401(k) Fair Disclosure for Retirement Security Act; entire bill H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009; entire bill H.R. 2021 - Savings Recovery Act; entire bill H.R. 2096 - Long-Term Care Affordability and Security Act of 2009; entire bill H.R. 2748 - Retirement Security Needs Lifetime Pay Act; entire bill H.R. 2779 Defined Contribution Plan Fee Transparency Act; entire bill H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009; entire bill S. 401 - Defined Contribution Fee Disclosure Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 906 - Senior Investor Protection Act; entire bill S.1082 - The Generating Retirement Ownership Through Long-Term Holding Act; entire bill S.1297 - Retirement Security for Life Act; entire bill Administrations Budget provisions relating to Auto IRA proposal
H.R. 627 Credit Cardholders Bill of Rights Act of 2009; entire bill H.R. 786 - To make permanent the temporary increase in deposit insurance coverage, and for other purposes; entire bill H.R. 1705 - Financial Product Safety Commission Act of 2009; entire bill H.R. 1728 Mortgage Reform and Anti-Predatory Lending Act; entire bill H.R. 2897 - Bank Accountability and Risk Assessment Act of 2009; entire bill S. 566 - Financial Product Safety Commission Act of 2009; entire bill Administrations regulatory reform proposals relating to bank/thrift charter consolidation, the Consumer Financial Protection Agency
H.R. 977 - Derivatives Markets Transparency and Accountability Act of 2009; entire bill H.R. 991 - Consumer Fairness Act of 2009; provisions affecting securities industry and franchise relationships H.R. 1020 - Arbitration Fairness Act of 2009; provisions affecting securities industry and franchise relationships H.R. 1664 - To amend the executive compensation provisions of the Emergency Economic Stabilization Act of 2008 to prohibit unreasonable and excessive compensation and compensation not based on performance standards; entire bill H.R. 1754 - Financial System Stabilization and Reform Act of 2009; entire bill H.R. 1880 - National Insurance Consumer Protection Act; entire bill S. 272 - Derivatives Trading Integrity Act of 2009; entire bill S. 344 - Hedge Fund Transparency Act; entire bill S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities; entire bill S. 1007 - Excessive Pay Capped Deduction Act of 2009; entire bill S. 1074 Shareholder Bill of Rights Act; entire bill Administrations regulatory reform proposals, including provisions relating to systemic risk regulators, resolution authority, investor and consumer protections, Broker-Dealer/Investment Adviser harmonization, and insurance regulation SEC provisions relating to harmonization of broker dealer/investor adviser rules; corporate governance regulatory initiatives
H.R. 83 - Homeowners Insurance Protection Act of 2009; entire bill H.R. 1105 - Making omnibus appropriations for the fiscal year ending September 30, 2009; provisions relating to NFIP H.R. 1264 - Multiple Peril Insurance Act of 2009; provisions relating to NFIP and wind coverage H.R. 1583 - Insurance Industry Competition Act of 2009; entire bill H.R. 1880 - National Insurance Consumer Protection Act; entire bill H.R. 2554 - National Association of Registered Agents and Brokers (NARAB) Reform; entire bill H.R. 2555 - Homeowners Defense Act; entire bill H.R. 2609 - Insurance Information Act of 2009; entire bill H.R. 3059 - Access to Repair Parts Act; entire bill S. 434 - Empowered at Home Act of 2009; entire bill S. 702 - Long-Term Care Affordability and Security Act of 2009; entire bill S. 1177 - Confidence in Long-Term Care Insurance Act of 2009; entire bill S. 1368 Access to Repair Parts Act; entire bill
H.R. 1897 - Healthy Workforce Act of 2009; entire bill H.R. 2520 Patients' Choice Act; provisions relating to employer-provided health care S. 1099 - Patients' Choice Act; provisions relating to employer-provided health care Bill number not yet assigned - Senate Health, Education, Labor, and Pensions Committee draft health care reform proposal; provisions relating to employer-provided health care coverage, health care coverage for small businesses and franchises, and independent contractors. Bill number not yet assigned - Senate Finance Committee draft health care reform proposal; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, and possible revenue offsets. Bill number not yet assigned House Ways and Means, Education and Labor, and Energy and Commerce Committees draft health care reform proposal; provisions relating to employer-provided health care coverage, health care coverage for small businesses, franchises, and independent contractors, and possible revenue offsets.
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 470 - Economic Recovery and Middle-Class Tax Relief Act of 2009; entire bill H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1265 - Stop Tax Haven Abuse Act; provisions relating to treatment of foreign corporations H.R. 1470 - Equity for Our Nation's Self-Employed Act of 2009; entire bill H.R. 1586 - To impose an additional tax on bonuses received from certain TARP recipients; entire bill H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill H.R. 2625 - Tax Equity for Health Plan Beneficiaries Act of 2009; entire bill S. 506 - Stop Tax Haven Abuse Act; provisions relating to treatment of foreign corporations S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 803 - Healthy Workforce Act of 2009; entire bill S. 823 - Net Operating Loss (NOL) Carryback Act; entire bill S. 1153 - Tax Equity for Health Plan Beneficiaries Act of 2009; entire bill Administrations FY2010 Budget Proposal provisions relating to tax treatment of capital gains and dividends, and estate tax House and Senate Budget resolutions; provisions relating to health care reform, tax extenders, and estate tax modifications Administrations proposals relating to the taxation of life insurance companies recommended to offset health care reform costs and Administrations FY2010 budget proposals relating to international taxation. Possible legislative proposals to modify the taxation of independent contractors
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage, and for other purposes; entire bill H.R. 1705 - Financial Product Safety Commission Act of 2009; entire bill H.R. 1728 Mortgage Reform and Anti-Predatory Lending Act; entire bill S. 566 - Financial Product Safety Commission Act of 2009; entire bill
H.R. 436 - Certain Estate Tax Relief Act of 2009; entire bill H.R. 470 - Economic Recovery and Middle-Class Tax Relief Act of 2009; entire bill H.R. 1083 - The Business Activity Tax Simplification Act of 2009; entire bill H.R. 1265 - Stop Tax Haven Abuse Act; provisions relating to treatment of foreign corporations H.R. 1470 - Equity for Our Nation's Self-Employed Act of 2009; entire bill H.R. 1586 - To impose an additional tax on bonuses received from certain TARP recipients; entire bill H.R. 1897 - Healthy Workforce Act of 2009; entire bill H.R. 1935 - To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services; entire bill S. 506 - Stop Tax Haven Abuse Act; provisions relating to treatment of foreign corporations S. 567 - A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gains rates; entire bill S. 651 - Compensation Fairness Act of 2009; entire bill S. 722 - Taxpayer Certainty and Relief Act of 2009; provisions relating to capital gains, dividends, and estate tax S. 803 - Healthy Workforce Act of 2009; entire bill S. 823 - Net Operating Loss (NOL) Carryback Act; entire bill Administrations FY2010 Budget Proposal provisions relating to tax treatment of capital gains and dividends, and estate tax House and Senate Budget resolutions; provisions relating to health care reform, tax extenders, and estate tax modifications Public Law 111-5, American Recovery and Reinvestment Act; provisions relating to tax benefits for individuals, small business, tax exempt bonds, unemployment coverage, and discharge of indebtedness
H.R. 977 - Derivatives Markets Transparency and Accountability Act of 2009; entire bill H.R. 991 - Consumer Fairness Act of 2009; provisions affecting securities industry and franchise relationships H.R. 1020 - Arbitration Fairness Act of 2009; provisions affecting securities industry and franchise relationships H.R. 1664 - To amend the executive compensation provisions of the Emergency Economic Stabilization Act of 2008 to prohibit unreasonable and excessive compensation and compensation not based on performance standards; entire bill H.R. 1754 - Financial System Stabilization and Reform Act of 2009; entire bill H.R. 1880 - National Insurance Consumer Protection Act; entire bill S. 272 - Derivatives Trading Integrity Act of 2009; entire bill S. 344 - Hedge Fund Transparency Act; entire bill S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities; entire bill Financial services restructuring, including systemic risk regulators, resolution authority, investor and consumer protections, Broker-Dealer/Investment Adviser harmonization, and insurance regulation
H.R. 598 - American Recovery and Reinvestment Tax Act of 2009, provisions relating to Health IT, and health privacy requirements as applicable to insurers Public Law 111-5, American Recovery and Reinvestment Act; provisions relating to Health IT, health privacy, COBRA subsidy
H.R. 200 - Helping Families Save Their Homes in Bankruptcy Act of 2009; provisions relating to securitized mortgage backed securities H.R. 225 - Emergency Homeownership and Equity Protection Act; provisions relating to securitized mortgage backed securities H.R. 1106 - Helping Families Save Their Homes Act of 2009; provisions relating to securitized mortgage backed securities S.61 - Helping Families Save Their Homes in Bankruptcy Act of 2009; provisions relating to securitized mortgage backed securities
H.R. 1260 Patent Reform Act of 2009; provisions relating to patents held by financial services firms S. 515 - Patent Reform Act of 2009; provisions relating to patents held by financial services firms
H.R. 11 - Lilly Ledbetter Fair Pay Act of 2009; entire bill P.L. 111-2 - Lilly Ledbetter Fair Pay Act; entire act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 878 Simplification Through Additional Reporting Tax Act of 2007; entire bill H.R. 1810 - To amend the Internal Revenue Code of 1986 to permit the consolidation of life insurance companies with other companies; entire bill H.R. 2419 Food and Energy Security Act of 2007; provisions relating to basis reporting H.R. 2796 Generate Retirement Ownership Through Long-Term Holding Act of 2007, entire bill H.R. 3221 - American Housing Rescue and Foreclosure Prevention Act of 2008; provisions relating to tax H.R. 3501 - To amend the Internal Revenue Code of 1986 relating to application of UBIT rules to U.S.-based investments; entire bill H.R. 3970 - Tax Reduction and Reform Act of 2007; provisions relating to individual and corporate rates and dividends received deduction H.R. 4912 - To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts; provisions relating to exchange traded notes H.R. 5267 - Business Activity Tax Simplification Act of 2008; entire bill H.R. 5719 - Taxpayer Assistance and Simplification Act of 2008; provisions relating to HSA compliance requirements H.R. 5720 - Housing Assistance Tax Act of 2008; provisions relating to individual tax benefits and basis reporting H.R. 6049 - The Energy and Tax Extenders Act of 2008; provisions relating to R&D, small business, and IRA charitable rollovers . H.R. 6110 - Roadmap for America's Future Act; entire bill H.R. 6288 Retiree Health Account Act; entire bill H.R. 7005 The Alternative Minimum Tax Relief Act of 2008; entire bill H.R. 7006 The Disaster Tax Relief Act of 2008; provisions relating to withdrawals from savings vehicles H.R. 7060 - Renewable Energy and Job Creation Tax Act of 2008; provisions relating to basis reporting, IRA charitable rollovers, small business, R&D H.R. 7202 To amend the Internal Revenue Code of 1986 to extend certain expiring provisions, to provide individual income tax relief, and for other purposes; entire bill S. 601 - Simplification Through Additional Reporting Tax Act of 2007; entire bill S. 636 Reduce Wasteful Tax Forms Act of 2007; entire bill S. 1593 - Defenders of Freedom Tax Relief Act; provisions relating to savings S. 1726 The Business Activity Tax Simplification Act; entire bill S. 2126 - Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007; entire bill S. 2242 - Heartland, Habitat, Harvest, and Horticulture Act of 2007; tax title provision on basis reporting S. 3335 Jobs, Energy, Families and Disaster Relief Act of 2008; provisions relating to basis reporting, IRA charitable rollovers, small business, AMT, R&D, and withdrawals from savings vehicles for disaster relief S. 2886 - The Alternative Minimum Tax and Extenders Tax Relief Act; provisions relating to R&D, small business, and IRA charitable rollovers S. 2933 - Incentives for Older Workers Act; provisions relating to employer-based programs
H.R. 948 - Social Security Number Protection Act; provisions relating to financial services industry H.R. 958 The Data Accountability & Trust Act (DATA); provisions relating to financial services industry H.R. 1424 Emergency Economic Stabilization Act of 2008; provisions relating to TARP, federal economic stabilization program, FDIC insurance coverage, mental health parity, tax provisions including basis reporting, IRA charitable rollovers, small business, AMT relief, R&D, mortgage debt forgiveness, and disaster relief provisions relating to saving vehicles H.R. 1443 - Consumer Fairness Act of 2007; provisions relating to securities and banking industries H.R. 1525 - Internet Spyware (I-SPY) Prevention Act; provisions relating to financial services industry H.R. 1685 Data Security Act of 2007; provisions relating to financial services industry H.R. 3010 - Arbitration Fairness Act of 2007; provisions relating to securities and banking industries H.R. 3046 Social Security Number Privacy and Identity Theft Prevention Act of 2007; provisions relating to financial services industry H.R. 3225 - Mutual Fund Fees Reform Act; entire bill H.R. 6513 - Securities Act of 2008; entire bill S. 208 - Social Security Account Number Protection Act; provisions relating to financial services industry S. 239 - The Notification of Risk to Personal Data Act; provisions relating to financial services industry S. 495 - The Personal Data Privacy and Security Act; provisions relating to financial services industry S. 806 Consumer Protection & ID Act; provisions relating to financial services industry S. 1135 - The Fair Arbitration Act of 2007; provisions relating to securities and banking industry S. 1178 - Identity Theft Protection Act; provisions relating to financial services industry S. 1181 Shareholder Vote on Executive Compensation Act; entire bill S. 1202 Personal Data Protection Act; provisions relating to financial services industry S. 1260 - Data Security Act of 2007; provisions relating to financial services industry S. 1782 Arbitration Fairness Act of 2007; provisions relating to securities and banking industry S. 2124 Federal Agency Data Breach Protection Act; provisions relating to financial services industry S. 2168 Identify Theft Enforcement and Restitution Act of 2007; provisions relating to financial services industry P.L. 110-343 Emergency Economic Stabilization Act of 2008; provisions relating to TARP, tax sections on savings, AMT, small business, and mental health parity
H.R. 2167 - Automatic IRA Act of 2007; entire bill H.R. 2205 - Retirement Security for Life Act of 2007; entire bill H.R. 3185 - Fair Disclosure for Retirement Security Act of 2007; entire bill H.R. 3361 Workers, Retirees, and employees Recovery Act of 2008; provisions relating to required minimum distributions, Pension Protection Act of 2006 technical corrections H.R. 3765 - Defined Contribution Plan Fee Transparency Act of 2007; entire bill H.R. 4150 - Lifetime Pension Annuity for You Act of 2007; entire bill H.R. 5160 The Small Businesses Add Value for Employees Act (SAVE); entire bill H.R. 5543 - Women's Retirement Security Act of 2008; provisions relating to IRAs, DC, and required minimum distribution H.R. 6143 - Pension Protection Act ERISA Amendments of 2008; entire bill H.R. 6382 - Pension Protection Technical Corrections Act of 2008; entire bill S. 708 Health Care and Training for Older Workers; provisions relating to employer benefit programs S. 709 Older Worker Opportunity Act of 2007; provisions relating to retirement savings S. 819 Public Good IRA Rollover Act of 2007; entire bill S. 1010 - Retirement Security for Life Act of 2007; entire bill S. 1141 - Automatic IRA Act of 2007; entire bill S. 1288 - Womens Retirement Security Act of 2007; provisions relating to IRAs, DC, and required minimum distribution S. 1725 Restoring Pension Promises to Workers Act of 2007; entire bill S. 1809 Long Term Care Act; entire bill S. 1974 Pension Protection Technical Corrections Act of 2007; provisions relating to non-spousal rollovers S. 2473 Defined Contribution Fee Disclosure Act; entire bill S. 2794 - Senior Investor Protection Act of 2008; entire bill P.L. 110-458 - Worker, Retiree, and Employer Recovery Act (H.R. 7327); provisions relating to required minimum distributions and Pension Protection Act of 2006 technical corrections
H.R. 3609 - Emergency Home Ownership and Mortgage Equity Protection Act; provisions relating to bankruptcy S. 2133 Homeowners Mortgage & Equity Savings (HOME); provisions relating to bankruptcy S. 2136 Helping Families Save Their Homes in Bankruptcy Act of 2007; provisions relating to bankruptcy S. 2636 - The Foreclosure Prevention Act of 2008; provisions relating to financial services industry, bankruptcy, and housing tax incentives S. 3690: Homeowner Assistance and Taxpayer Protection Act; provisions relating to bankruptcy
H.R. 2831 Lilly Ledbetter Fair Pay Act of 2007; entire bill H.R. 5515 - New Employee Verification Act; provisions relating to employer verification responsibilities H.R. 5804 - Taxpayer Responsibility, Accountability, and Consistency Act of 2008; entire bill H.R. 6111 - Employee Misclassification Prevention Act; entire bill S. 2044 - Independent Contractor Proper Classification Act of 2007; entire bill
H.R. 920 Multiple Peril Insurance Act; provisions relating to wind coverage H.R. 1065 Nonadmitted and Reinsurance Reform Act of 2007; provisions relating to reinsurance coverage by domestic insurers H.R. 1081 Insurance Industry Competition Act of 2007; entire bill H.R. 2638, Consolidated Security, Disaster Assistance, and Continuing Appropriations Act, 2009; provisions relating to a short-term extension of the National Flood Insurance Program H.R. 3121 Flood Insurance Reform & Modernization Act of 2007; provisions relating to NFIP and wind coverage H.R. 3200 National Insurance Act of 2007; entire bill H.R. 3355 - Homeowners Defense Act; provisions relating to state reserves and underwriting requirements H.R. 5611 - The National Association Of Registered Agents And Brokers (NARAB) Reform Act; entire bill H.R. 5633 - Nondiscriminatory Use of Consumer Reports and Consumer Information Act of 2008; provisions relating to insurance underwriting of auto and home coverage H.R. 5638 A bill to amend title 35, United States Code, to create an exception from infringement for certain component parts used to repair another article of manufacture; entire bill H.R. 5840 - The Insurance Information Act of 2008; entire bill H.R. 6062 Personal Lines of Insurance Fairness Act; provisions relating to insurance underwriting of auto and home coverage H.R. 6078, Green Resources for Energy Efficient Neighborhoods (GREEN) Act of 2008; provisions affecting homeowners insurance H.R. 6965 - To extend the authorization of the national flood insurance program, and for other purposes; provisions relating to NFIP S. 40 - National Insurance Act of 2007; entire bill S. 334 - Healthy Americans Act; provisions relating to long-term care S. 618 - Insurance Industry Competition Act of 2007; entire bill S. 2284 - Flood Insurance Reform and Modernization Act of 2007; provisions relating to NFIP
H.R. 1424 - Paul Wellstone Mental Health & Addiction Equity Act of 2007; provisions relating to employer health benefit requirements H.R. 1693 Wired for Health Care Quality Act; provisions relating to employer health benefit plans and health information H.R. 1753 Healthy Workforce Act; tax provisions relating to business wellness pgms H.R. 1820 - Tax Equity for Health Plan Beneficiaries Act; entire bill H.R. 3363 - Long-Term Care Affordability and Security Act; entire bill H.R. 3800 - Promoting Health Information Technology Act; provisions relating to employee health benefit plans H.R. 4848 - A bill to extend the current application of mental health parity law for one year through 2008; entire bill H.R. 6357 - Protecting Records, Optimizing Treatment, and Easing Communication Through Healthcare Technology Act of 2008 The PRO (TECH)T Act of 2008; provisions relating to use of health information S. 358 - Genetic Information Nondiscrimination Act of 2007; provisions relating to employers benefit plans S. 558 Mental Health Parity Act; entire bill S. 1556 - Tax Equity for Domestic Partner and Health Plan Beneficiaries Act; entire bill S. 1693 - Wired for Health Care Quality Act; provisions relating to HIPAA and employer health benefit plans S. 2337 - Long-Term Care Affordability and Security Act; entire bill
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 948 - Social Security Number Protection Act; provisions relating to financial services industry H.R. 958 The Data Accountability & Trust Act (DATA); provisions relating to financial services industry H.R.1443 - Consumer Fairness Act of 2007; provisions relating to securities and banking industries H.R.1525 - Internet Spyware (I-SPY) Prevention Act; provisions relating to financial services industry H.R.1685 Data Security Act of 2007; provisions relating to financial services industry H.R. 3010 - Arbitration Fairness Act of 2007; provisions relating to securities and banking industries H.R. 3046 Social Security Number Privacy and Identity Theft Prevention Act of 2007; provisions relating to financial services industry H.R. 3225 - Mutual Fund Fees Reform Act; entire bill H.R. 6513 - Securities Act of 2008; entire bill S. 208 - Social Security Account Number Protection Act; provisions relating to financial services industry S. 239 - The Notification of Risk to Personal Data Act; provisions relating to financial services industry S. 495 - The Personal Data Privacy and Security Act; provisions relating to financial services industry S. 806 Consumer Protection & ID Act; provisions relating to financial services industry S. 1135 - The Fair Arbitration Act of 2007; provisions relating to securities and banking industry S. 1178 - Identity Theft Protection Act; provisions relating to financial services industry S. 1181 Shareholder Vote on Executive Compensation Act; entire bill S. 1202 Personal Data Protection Act; provisions relating to financial services industry S. 1260 - Data Security Act of 2007; provisions relating to financial services industry S. 1782 Arbitration Fairness Act of 2007; provisions relating to securities and banking industry S. 2124 Federal Agency Data Breach Protection Act; provisions relating to financial services industry S. 2168 Identify Theft Enforcement and Restitution Act of 2007; provisions relating to financial services industry
H.R. 878 - Simplification Through Additional Reporting Tax Act of 2007; entire bill H.R. 1810 - To amend the Internal Revenue Code of 1986 to permit the consolidation of life insurance companies with other companies; entire bill H.R. 2419 - Food and Energy Security Act of 2007; provisions relating to basis reporting H.R. 2796 Generate Retirement Ownership Through Long-Term Holding Act of 2007, entire bill H.R. 3221 - American Housing Rescue and Foreclosure Prevention Act of 2008; provisions relating to tax H.R. 3501 - To amend the Internal Revenue Code of 1986 relating to application of UBIT rules to U.S.-based investments; entire bill H.R. 3970 - Tax Reduction and Reform Act of 2007; provisions relating to individual and corporate rates and dividends received deduction H.R. 4912 - To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts; provisions relating to exchange traded notes H.R. 5267 - Business Activity Tax Simplification Act of 2008; entire bill H.R. 5719 - Taxpayer Assistance and Simplification Act of 2008; provisions relating to HSA compliance requirements H.R. 5720 - Housing Assistance Tax Act of 2008; provisions relating to individual tax benefits and basis reporting H.R. 6049 - The Energy and Tax Extenders Act of 2008; provisions relating to R&D, small business, and IRA charitable rollovers . H.R. 6110 - Roadmap for America's Future Act; entire bill H.R. 6288 Retiree Health Account Act; entire bill H.R. 7005 The Alternative Minimum Tax Relief Act of 2008; entire bill H.R. 7006 The Disaster Tax Relief Act of 2008; provisions relating to withdrawals from savings vehicles H.R. 7060 - Renewable Energy and Job Creation Tax Act of 2008; provisions relating to basis reporting, IRA charitable rollovers, small business, R&D S. 601 - Simplification Through Additional Reporting Tax Act of 2007; entire bill S. 636 Reduce Wasteful Tax Forms Act of 2007; entire bill S. 1593 - Defenders of Freedom Tax Relief Act; provisions relating to savings S. 1726 The Business Activity Tax Simplification Act; entire bill S. 2126 - Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007; entire bill S. 2242 - Heartland, Habitat, Harvest, and Horticulture Act of 2007; tax title provision on basis reporting S. 3335 Jobs, Energy, Families and Disaster Relief Act of 2008; provisions relating to basis reporting, IRA charitable rollovers, small business, AMT, R&D, and withdrawals from savings vehicles for disaster relief S. 2886 - The Alternative Minimum Tax and Extenders Tax Relief Act; provisions relating to R&D, small business, and IRA charitable rollovers S. 2933 - Incentives for Older Workers Act; provisions relating to employer-based programs
H.R.1424 Emergency Economic Stabilization Act of 2008; provisions relating to federal economic stabilization program, FDIC insurance coverage, mental health parity, tax provisions including basis reporting, IRA charitable rollover, small business, AMT relief, R&D, mortgage debt forgiveness, and disaster relief provisions relating to saving vehicles H.R. 3915 Mortgage Reform and Anti-predatory Lending Act of 2007; provisions relating to registration & licensing for federally-chartered thrifts, mortgage lending standards, and securitization H.R. 3997 Emergency Economic Stabilization Act of 2008; entire bill H.R. 5244 - Credit Cardholders' Bill of Rights Act of 2008; entire bill H.R. 5546 Credit Card Fair Fee Act of 2008; provisions relating to interchange fees H.R. 6312 - Credit Union, Bank, and Thrift Regulatory Relief Act of 2008; provisions relating to thrifts S. 1299 Borrowers Protection Act of 2007; entire bill S. 2452 - Home Ownership Preservation & Protection Act of 2007; provisions relating to lending activities of federally-chartered thrifts S. 2753 - Credit Card Reform Act of 2008; entire bill S. 3086 - Credit Card Fair Fee Act of 2008; provisions relating to interchange fees P.L. 110-289 Housing and Economic Recovery Act of 2008; provisions relating to licensing and registration requirements for federally-chartered thrifts, taxes, reverse mortgages
H.R. 2831 Lilly Ledbetter Fair Pay Act of 2007; entire bill H.R. 5515 - New Employee Verification Act; provisions relating to employer verification responsibilities H.R. 5804 - Taxpayer Responsibility, Accountability, and Consistency Act of 2008; entire bill H.R. 6111 - Employee Misclassification Prevention Act; entire bill S. 2044 - Independent Contractor Proper Classification Act of 2007; entire bill
H.R. 1424 - Paul Wellstone Mental Health & Addiction Equity Act of 2007; provisions relating to employer health benefit requirements H.R. 1693 - Wired for Health Care Quality Act; provisions relating to employer health benefit plans and health information H.R. 1753 - Healthy Workforce Act; tax provisions relating to business wellness pgms H.R. 1820 - Tax Equity for Health Plan Beneficiaries Act; entire bill H.R. 3363 - Long-Term Care Affordability and Security Act; entire bill H.R. 3800 - Promoting Health Information Technology Act; provisions relating to employee health benefit plans H.R. 4848 - A bill to extend the current application of mental health parity law for one year through 2008; entire bill H.R. 6357 - Protecting Records, Optimizing Treatment, and Easing Communication Through Healthcare Technology Act of 2008 The PRO (TECH)T Act of 2008; provisions relating to use of health information S. 358 - Genetic Information Nondiscrimination Act of 2007; provisions relating to employers benefit plans S. 558 Mental Health Parity Act; entire bill S. 1556 - Tax Equity for Domestic Partner and Health Plan Beneficiaries Act; entire bill S. 1693 - Wired for Health Care Quality Act; provisions relating to HIPAA and employer health benefit plans S. 2337 - Long-Term Care Affordability and Security Act; entire bill
H.R. 920 Multiple Peril Insurance Act; provisions relating to wind coverage H.R. 1065 Nonadmitted and Reinsurance Reform Act of 2007; provisions relating to reinsurance coverage by domestic insurers H.R. 1081 Insurance Industry Competition Act of 2007; entire bill H.R. 2638, Consolidated Security, Disaster Assistance, and Continuing Appropriations Act, 2009; provisions relating to a short-term extension of the National Flood Insurance Program H.R. 3121 Flood Insurance Reform & Modernization Act of 2007; provisions relating to NFIP and wind coverage H.R. 3200 National Insurance Act of 2007; entire bill H.R. 3355 - Homeowners Defense Act; provisions relating to state reserves and underwriting requirements H.R. 5611 - The National Association Of Registered Agents And Brokers (NARAB) Reform Act; entire bill H.R. 5633 - Nondiscriminatory Use of Consumer Reports and Consumer Information Act of 2008; provisions relating to insurance underwriting of auto and home coverage H.R. 5638 A bill to amend title 35, United States Code, to create an exception from infringement for certain component parts used to repair another article of manufacture; entire bill H.R. 5840 - The Insurance Information Act of 2008; entire bill H.R. 6062 Personal Lines of Insurance Fairness Act; provisions relating to insurance underwriting of auto and home coverage H.R. 6078, Green Resources for Energy Efficient Neighborhoods (GREEN) Act of 2008; provisions affecting homeowners insurance H.R. 6965 - To extend the authorization of the national flood insurance program, and for other purposes; provisions relating to NFIP S. 40 - National Insurance Act of 2007; entire bill S. 334 - Healthy Americans Act; provisions relating to long-term care S. 618 - Insurance Industry Competition Act of 2007; entire bill S. 2284 - Flood Insurance Reform and Modernization Act of 2007; provisions relating to NFIP
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 2167 - Automatic IRA Act of 2007; entire bill H.R. 2205 - Retirement Security for Life Act of 2007; entire bill H.R. 3185 - Fair Disclosure for Retirement Security Act of 2007; entire bill H.R. 3361 Pension Protection Technical Corrections Act of 2007; entire bill H.R. 3765 - Defined Contribution Plan Fee Transparency Act of 2007; entire bill H.R. 4150 - Lifetime Pension Annuity for You Act of 2007; entire bill H.R. 5160 The Small Businesses Add Value for Employees Act (SAVE); entire bill H.R.5543 - Women's Retirement Security Act of 2008; provisions relating to IRAs, DC, and required minimum distribution H.R.6143 - Pension Protection Act ERISA Amendments of 2008; entire bill H.R. 6382 - Pension Protection Technical Corrections Act of 2008; entire bill S. 708 Health Care and Training for Older Workers; provisions relating to employer benefit programs S. 709 Older Worker Opportunity Act of 2007; provisions relating to retirement savings S. 819 Public Good IRA Rollover Act of 2007; entire bill S. 1010 - Retirement Security for Life Act of 2007; entire bill S. 1141 - Automatic IRA Act of 2007; entire bill S. 1288 - Womens Retirement Security Act of 2007; provisions relating to IRAs, DC, and required minimum distribution S. 1725 Restoring Pension Promises to Workers Act of 2007; entire bill S. 1809 Long Term Care Act; entire bill S. 1974 Pension Protection Technical Corrections Act of 2007; entire bill S. 2473 Defined Contribution Fee Disclosure Act; entire bill S. 2794 - Senior Investor Protection Act of 2008; entire bill
H.R. 878 Simplification Through Additional Reporting Tax Act of 2007; entire bill H.R. 1810 - To amend the Internal Revenue Code of 1986 to permit the consolidation of life insurance companies with other companies; entire bill H.R. 2419 Food and Energy Security Act of 2007; provisions relating to basis reporting H.R. 2796 Generate Retirement Ownership Through Long-Term Holding Act of 2007, entire bill H.R. 3221 - American Housing Rescue and Foreclosure Prevention Act of 2008; provisions relating to tax H.R. 3501 - To amend the Internal Revenue Code of 1986 relating to application of UBIT rules to U.S.-based investments; entire bill H.R. 3970 - Tax Reduction and Reform Act of 2007; provisions relating to individual and corporate rates and dividends received deduction H.R. 3997 - Heroes Earnings Assistance and Relief Tax Act of 2007; provisions relating to savings H.R. 4912 - To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts; provisions relating to exchange traded notes H.R. 5267 - Business Activity Tax Simplification Act of 2008; entire bill H.R. 5719 - Taxpayer Assistance and Simplification Act of 2008; provisions relating to HSA compliance requirements H.R. 5720 - Housing Assistance Tax Act of 2008; provisions relating to individual tax benefits and basis reporting H.R. 6049 - The Energy and Tax Extenders Act of 2008; provisions relating to R&D, small business, and IRA charitable rollovers . H.R. 6110 - Roadmap for America's Future Act; entire bill H.R. 6288 Retiree Health Account Act; entire bill S. 601 - Simplification Through Additional Reporting Tax Act of 2007; entire bill S. 636 Reduce Wasteful Tax Forms Act of 2007; entire bill S. 1593 - Defenders of Freedom Tax Relief Act; provisions relating to savings S. 1726 The Business Activity Tax Simplification Act; entire bill S. 2126 - Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007; entire bill S. 2242 - Heartland, Habitat, Harvest, and Horticulture Act of 2007; tax title S. 2886 - The Alternative Minimum Tax and Extenders Tax Relief Act; provisions relating to R&D, small business, and IRA charitable rollovers S.2933 - Incentives for Older Workers Act; provisions relating to employer-based programs P.L. 110-245 - The Heroes Earnings Assistance and Relief Tax (HEART) Act of 2008; provisions relating to savings
H.R. 3609 - Emergency Home Ownership and Mortgage Equity Protection Act; provisions relating to bankruptcy S. 2133 Homeowners Mortgage & Equity Savings (HOME); provisions relating to bankruptcy S. 2136 Helping Families Save Their Homes in Bankruptcy Act of 2007; provisions relating to bankruptcy S. 2636 - The Foreclosure Prevention Act of 2008; provisions relating to financial services industry, bankruptcy, and housing tax incentives
H.R. 920 Multiple Peril Insurance Act; provisions relating to wind coverage H.R. 1081 Insurance Industry Competition Act of 2007; entire bill H.R. 3121 Flood Insurance Reform & Modernization Act of 2007; provisions relating to NFIP and wind coverage H.R. 3200 National Insurance Act of 2007; entire bill H.R. 3355 - Homeowners Defense Act; provisions relating to state reserves and underwriting requirements H.R. 5633 - Nondiscriminatory Use of Consumer Reports and Consumer Information Act of 2008; provisions relating to insurance underwriting H.R. 5840 - The Insurance Information Act of 2008; entire bill H.R. 6062 Personal Lines of Insurance Fairness Act; provisions relating to insurance underwriting S. 40 - National Insurance Act of 2007; entire bill S. 334 - Healthy Americans Act; provisions relating to long-term care S. 358 - Genetic Information Nondiscrimination Act of 2007; provisions relating to employers benefit plans S. 618 - Insurance Industry Competition Act of 2007; entire bill S. 2284 - Flood Insurance Reform and Modernization Act of 2007; provisions relating to NFIP P.L. 110-223 Genetic Information Nondiscrimination Act of 2007; provisions applicable to insurance companies
S.1145 - The Patent Reform Act; provisions relating to financial products
H.R. 2831 Lilly Ledbetter Fair Pay Act of 2007; entire bill H.R. 5515 - New Employee Verification Act; provisions relating to employer verification requirements H.R. 5804 - Taxpayer Responsibility, Accountability, and Consistency Act of 2008; entire bill H.R. 6111 - Employee Misclassification Prevention Act; entire bill S. 2044 - Independent Contractor Proper Classification Act of 2007; entire bill
H.R. 1424 - Paul Wellstone Mental Health & Addiction Equity Act of 2007; provisions relating to employer health benefit requirements H.R. 1693 Wired for Health Care Quality Act; provisions relating to employer health benefit plans and health information H.R. 1753 Healthy Workforce Act; tax provisions relating to business wellness pgms H.R. 1820 - Tax Equity for Health Plan Beneficiaries Act; entire bill H.R. 3363 - Long-Term Care Affordability and Security Act; entire bill H.R. 3800 - Promoting Health Information Technology Act; provisions relating to employee health benefit plans H.R. 4848 - A bill to extend the current application of mental health parity law for one year through 2008; entire bill H.R. 6357 - Protecting Records, Optimizing Treatment, and Easing Communication Through Healthcare Technology Act of 2008 The PRO (TECH)T Act of 2008; provisions relating to use of health information S. 558 Mental Health Parity Act; entire bill S. 1556 - Tax Equity for Domestic Partner and Health Plan Beneficiaries Act; entire bill S. 1693 - Wired for Health Care Quality Act; provisions relating to HIPAA and employer health benefit plans S. 2337 - Long-Term Care Affordability and Security Act; entire bill
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 3915 Mortgage Reform and Anti-predatory Lending Act of 2007; provisions affecting registration & licensing of bank employees, mortgage lending standards, and securitization H.R. 5244 - Credit Cardholders' Bill of Rights Act of 2008; entire bill H.R. 5546 Credit Card Fair Fee Act of 2008; provisions relating to interchange fees S. 1299 Borrowers Protection Act of 2007; entire bill S. 2452 - Home Ownership Preservation & Protection Act of 2007; entire bill S. 2753 - Credit Card Reform Act of 2008; entire bill
H.R. 3221 - The Foreclosure Prevention Act of 2008; provisions relating to bankruptcy H.R. 3609 - Emergency Home Ownership and Mortgage Equity Protection Act; provisions relating to bankruptcy S. 2133 Homeowners Mortgage & Equity Savings (HOME); provisions relating to bankruptcy S. 2136 Helping Families Save Their Homes in Bankruptcy Act of 2007; provisions relating to bankruptcy S. 2636 - the Foreclosure Prevention Act of 2008 provisions relating to financial services industry; provisions relating to bankruptcy and housing tax incentives
H.R. 948 - Social Security Number Protection Act; provisions relating to financial services H.R. 958 The Data Accountability & Trust Act (DATA); provisions relating to financial services industry H.R.1443 - Consumer Fairness Act of 2007; provisions relating to securities and banking industries H.R.1525 - Internet Spyware (I-SPY) Prevention Act; provisions relating to financial services industry H.R.1685 Data Security Act of 2007; provisions relating to financial services industry H.R. 3010 - Arbitration Fairness Act of 2007; provisions relating to securities and banking industries H.R. 3046 Social Security Number Privacy and Identity Theft Prevention Act of 2007; provisions relating to financial services industry H.R. 3225 - Mutual Fund Fees Reform Act; entire bill H.R. 5611 - The National Association Of Registered Agents And Brokers (NARAB) Reform Act; entire bill S. 208 - Social Security Account Number Protection Act; provisions relating to financial services industry S. 239 - The Notification of Risk to Personal Data Act; provisions relating to financial services industry S. 495 - The Personal Data Privacy and Security Act; provisions relating to financial services industry S. 806 Consumer Protection & ID Act; provisions relating to financial services industry S. 1135 - The Fair Arbitration Act of 2007; provisions relating to securities and banking industry S. 1178 - Identity Theft Protection Act; provisions relating to financial services industry S. 1181 Shareholder Vote on Executive Compensation Act; entire bill S. 1202 Personal Data Protection Act; provisions relating to financial services industry S. 1260 - Data Security Act of 2007; provisions relating to financial services industry S. 1782 Arbitration Fairness Act of 2007; provisions relating to securities and banking industry S. 2124 Federal Agency Data Breach Protection Act; provisions relating to financial services industry S. 2168 Identify Theft Enforcement and Restitution Act of 2007; provisions relating to financial services industry
H.R. 493 - Genetic Information Nondiscrimination Act of 2007; provisions applicable to insurance companies H.R. 920 Multiple Peril Insurance Act; provisions relating to wind coverage H.R. 3121 Flood Insurance Reform & Modernization Act of 2007; entire bill H.R. 3200 National Insurance Act of 2007; entire bill H.R. 3355 - Homeowners Defense Act; provisions relating to state reserves and underwriting requirements H.R. 5633 - Nondiscriminatory Use of Consumer Reports and Consumer Information Act of 2008; provisions affecting the insurance industry S. 40 - National Insurance Act of 2007; entire bill S. 334 - Healthy Americans Act; provisions applicable to long-term care S. 358 - Genetic Information Nondiscrimination Act of 2007; provisions applicable to employers benefit plans S. 618 - Insurance Industry Competition Act of 2007; entire bill
H.R. 2167 - Automatic IRA Act of 2007; entire bill H.R. 2205 - Retirement Security for Life Act of 2007; entire bill H.R. 3185 - Fair Disclosure for Retirement Security Act of 2007; entire bill H.R. 3361 Pension Protection Technical Corrections Act of 2007; entire bill H.R. 3765 - Defined Contribution Plan Fee Transparency Act of 2007; entire bill H.R. 4150 - Lifetime Pension Annuity for You Act of 2007; entire bill H.R. 5160 The Small Businesses Add Value for Employees Act (SAVE); entire bill S. 708 Health Care and Training for Older Workers; provisions relating to employers S. 709 Older Worker Opportunity Act of 2007; provisions relating to retirement savings S. 819 Public Good IRA Rollover Act of 2007; entire bill S. 1010 - Retirement Security for Life Act of 2007; entire bill S. 1141 - Automatic IRA Act of 2007; entire bill S. 1288 - Womens Retirement Security Act of 2007; provisions relating to IRAs, DC, and required minimum distribution S. 1725 Restoring Pension Promises to Workers Act of 2007; entire bill S. 1809 Long Term Care Act; entire bill S. 1974 Pension Protection Technical Corrections Act of 2007; entire bill S. 2473 Defined Contribution Fee Disclosure Act; entire bill S. 2794 - Senior Investor Protection Act of 2008; entire bill
H.R. 2831 Lilly Ledbetter Fair Pay Act of 2007; entire bill H.R. 5515 - New Employee Verification Act; provisions relating to employer verification requirements S. 2044 - Independent Contractor Proper Classification Act of 2007; entire bill
H.R. 878 Simplification Through Additional Reporting Tax Act of 2007; entire bill H.R. 1810 - To amend the Internal Revenue Code of 1986 to permit the consolidation of life insurance companies with other companies; entire bill H.R. 1820 - Tax Equity for Health Plan Beneficiaries Act; entire bill H.R. 2419 Food and Energy Security Act of 2007; possible need for revenue offsets, including Senate tax provisions H.R. 2796 Generate Retirement Ownership Through Long-Term Holding Act of 2007, entire bill H.R. 3501 - To amend the Internal Revenue Code of 1986 relating to application of UBIT rules to U.S.-based investments H.R. 3970 - Tax Reduction and Reform Act of 2007; provisions relating to individual and corporate rates and dividends received deduction H.R. 3997 - Heroes Earnings Assistance and Relief Tax Act of 2007; provisions relating to retirement savings H.R. 4912 - To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts; provisions relating to exchange traded notes S. 601 - Simplification Through Additional Reporting Tax Act of 2007; entire bill S. 636 Reduce Wasteful Tax Forms Act of 2007; entire bill S. 1556 - Tax Equity for Domestic Partner and Health Plan Beneficiaries Act; entire bill S. 1593 - Defenders of Freedom Tax Relief Act; provisions relating to retirement savings S. 1726 The Business Activity Tax Simplification Act; entire bill S. 2126 - Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act of 2007; entire bill S. 2242 - Heartland, Habitat, Harvest, and Horticulture Act of 2007; tax title P.L. 110-185 Recovery Rebates and Economic Stimulus for the American People Act of 2008
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
H.R. 506 - The Health Partnership Through Creative Federalism Act; entire bill H.R. 1367 Paul Wellstone Mental Health & Addiction Equity Act of 2007; entire bill H.R. 1424 - Paul Wellstone Mental Health & Addiction Equity Act of 2007; entire bill
H.R. 6 - Energy Independence and Security Act of 2007; basis reporting H.R. 878 Simplification Through Additional Reporting Tax Act of 2007; entire bill H.R. 976 - Small Business Tax Relief Act of 2007; entire bill
H.R. 3609 - Emergency Home Ownership and Mortgage Equity Protection Act; entire bill S. 2133 Homeowners Mortgage & Equity Savings (HOME); entire bill S. 2136 Helping Families Save Their Homes in Bankruptcy Act of 2007; entire bill
H.R.1908 - Patent Reform Act; entire bill S.1145 - The Patent Reform Act; entire bill
H.R. 2316 Honest Leadership and Open Government Act of 2007; entire bill H.R. 2317 Lobbying Transparency Act of 2007; entire bill S. 1 To Provide Greater Transparency in the Legislative Process; entire bill
H.R. 948 - Social Security Number Protection Act; entire bill H.R. 958 The Data Accountability & Trust Act (DATA); provisions relating to financial services industry H.R. 964 - Securely Protect Yourself Against Cyber Trespass or the SPY Act; provisions relating to financial services industry
H.R. 2895 - National Affordable Housing Trust Fund Act of 2007; entire bill H.R. 3012 - Fair Mortgage Practices Act of 2007; entire bill H.R. 3837 - Escrow, Appraisal, and Mortgage Servicing Improvements Act; escrow accounts for taxes and insurance associated with subprime mortgages
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE