Burdensome Data Collection Relief Act

Issues related to, The Dodd-Frank Wall Street Reform and Consumer Protection Act S. 534, H.R. 1064, H.R. 1155, National Association of Registered Agents and Brokers Reform Act of 2013 H.R. 1135, Burdensome Data Collection Relief Act Issues related to H.R. 1062, The SEC Regulatory Accountability Act H.R. 1627, Investment Adviser Examination Improvement Act of 2013 H.R. 2374, Retail Investor Protection Act Issues related to The Jumpstart our Business Startups Act H.R.1618, To amend the Internal Revenue Code of 1986 to increase the dollar limitation on employer-provided group term life insurance that can be excluded from the gross income of the employee

Client expense: $414,615 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to, The Dodd-Frank Wall Street Reform and Consumer Protection Act S. 534, H.R. 1064, H.R. 1155, National Association of Registered Agents and Brokers Reform Act of 2013 H.R. 1135, Burdensome Data Collection Relief Act Issues related to H.R. 1062, The SEC Regulatory Accountability Act H.R. 1627, Investment Adviser Examination Improvement Act of 2013 H.R. 2374, Retail Investor Protection Act Issues related to The Jumpstart our Business Startups Act H.R.1618, To amend the Internal Revenue Code of 1986 to increase the dollar limitation on employer-provided group term life insurance that can be excluded from the gross income of the employee

Client expense: Not reported · Firm income: $414,615

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1 (Tax Reform Act of 2014); H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013);H.R. 290 (Full Faith and Credit Act of 2013); H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 797 (Municipal Advisor Oversight Improvement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1627 (Investment Adviser Examination Improvement Act of 2013); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013);S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013); S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S. 2588 (Cybersecurity Information Sharing Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach;Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Cybersecurity issues (general); Release No. 34-71958, SBSD Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation Initiative; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Consumer Privacy Notices - Docket No. CFPB-2014-0010; Regulatory Notice 14019, BrokerCheck Hyperlink; Preserving America's Transit and Highways ("PATH") Act; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); CFTC proposed rule on margin requirements for uncleared swaps; Prudential Regulator's proposed rule on margin requirements for uncleared swaps; Securities and Exchange Commission proposed rule on margin requirements for uncleared swaps.

Client expense: $1,860,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 1135, Burdensome Data Collection Relief Act to Repeal Section 953(b) of the Dodd-Frank Act. Letter to Congress in support of HR 1135 which would repeal Section 953(b) of the Dodd-Frank ActP.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, all provisions relating to executive compensation and corporate governance Discussions with SEC regarding implementation of Section 954 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Discussions with SEC, Federal Reserve, FDIC regarding implementation of Section 956 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 Discussions with SEC regarding implementation of Section 953 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 S. 450, Financial Regulatory Responsibility Act of 2013, legislation to require the SEC to conduct robust cost-benefit analysis on each new rulemaking S. 451, Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013, legislation to make technical corrections and other changes under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. H.R. 1135, Congressional Testimony in House Financial Services Committee for The Burdensome Data Collection Relief Act Repeal the Dodd-Frank Pay Ratio provision Congressional Testimony in House Financial Services Subcommittee on Capital Markets for Hearing entitled Examining the Market Power and Impact of Proxy Advisory Firms H.R. 1135, Letter to Congress in regards to The Burdensome Data Collection Relief Act Repeal of the Dodd-Frank Pay Ratio provision H.R. 1135, Letter to the House Financial Services Committee in regards to The Burdensome Data Collection Relief Act Repeal of the Dodd-Frank Pay Ratio provision Discussions with SEC regarding implementation of Section 953 and 956 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Comments to the SEC on the proposed rule implementing Dodd-Frank Section 953(b), the pay ratio mandate. Submission to the SEC with regard to the December 5th, 2013 roundtable discussion on the proxy advisory firm industry. Meeting with SEC Staff regarding the Dodd-Frank Pay for Performance rules Meetings with SEC Commissioners Dan Gallagher, Michael Piwowar, Chair Mary Jo White, and members of the SEC Staff regarding the Dodd-Frank Pay Ratio rule Meetings with SEC Commissioners Luis Aguilar and Kara Stein regarding the Dodd-Frank pay for performance ruleComments to the SEC regarding the implementation of Section 953(b) of the Dodd-Frank Act, the pay ratio mandate Comments to the SEC regarding the implementation of Section 953(a) of the Dodd-Frank Act, the pay for performance disclosure Meeting with staff from the Republican Policy Committee explaining what HR Policy Association is and the work we do.

Client expense: Not reported · Firm income: $510,000

Government targets: Employment Standards Administration, Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Labor Relations Board (NLRB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. S.888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R. 4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. Issues related to regulation of money market funds.S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934. H.R. 4413, Customer Protection and End User Relief Act. H.R. 4662, the Bureau Advisory Opinion Act.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues relating to executive compensation, shareholder votes and proxy advisory firms. Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R.4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $120,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office

Issues relating to executive compensation, shareholder votes and proxy advisory firms. Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R.4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $120,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office

H.R. 605, Insurance Consumer Protection and Solvency Act of 2013 H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013 H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 H.R. 801, Holding Company Registration Threshold Equalization Act of 2014 H.R. 992 / S. 474, Swaps Regulatory Improvement Act H.R. 1038, Public Power Risk Management Act of 2013 H.R. 1062, SEC Regulatory Accountability Act H.R. 1105, Small Business Capital Access and Job Preservation Act H.R. 1106 / S. 550, Small Business Investment Company Modernization Act of 2013 H.R. 1135, Burdensome Data Collection Relief Act H.R. 1221 / S. 737, Basel III Capital Impact Study Act H.R. 1256, Swap Jurisdiction Certainty Act H.R. 1341, Financial Competitive Act of 2013 H.R. 1564 / S. 1526, Audit Integrity and Jobs Protection Act H.R. 1800, Small Business Credit Availability Act H.R. 2122 / S. 1029, Regulatory Accountability Act of 2013 H.R. 2274, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2013 H.R. 2374, Retail Investor Protection Act H.R. 2446, Responsible Consumer Financial Protection Regulations Act of 2013 H.R. 2546 / S. 1257, Protect American Investments Act of 2013 H.R. 2733, Defending American Taxpayers From Abusive Government Takings Act of 2013 H.R. 3193, Consumer Financial Protection Safety and Soundness Improvement Act of 2013 H.R. 3211, Mortgage Choice Act of 2013 H.R. 3331, Incorporation Transparency and Law Enforcement Assistance Act H.R. 3448, Small Cap Liquidity Reform Act of 2014 H.R. 3519, Bureau of Consumer Financial Protection Accountability and Transparency Act of 2013 H.R. 3623, Improving Access to Capital for Emerging Growth Companies Act H.R. 3701, U.S. Financial Services Global Viability Act H.R. 3928, Federal Reserve Accountability and Transparency Act of 2014 H.R. 4164, Small Company Disclosure Simplification Act H.R. 4167, Restoring Proven Financing for American Employers Act H.R. 4200, SBIC Advisers Relief Act of 2014 H.R. 4387, FSOC Transparency and Accountability Act H.R. 4413, Customer Protection and End User Relief Act H.R. 4466, Financial Regulatory Clarity Act of 2014 H.R. 4510 / S. 2270, Insurance Capital Standards Clarification Act of 2014 H.R. 4554, Restricted Securities Relief Act of 2014 H.R. 4565, Startup Capital Modernization Act of 2014 H.R. 4568, Small Business Freedom to Grow Act of 2014 H.R. 4569, Disclosure Modernization and Simplification Act of 2014 H.R. 4570, Private Placement Improvement Act of 2014 H.R. 4571, To direct the Securities and Exchange Commission to revise its rules so as to increase the threshold amount for requiring issuers to provide certain disclosures relating to compensatory benefit plans H.R. 4662, Bureau Advisory Opinion Act H.R. 4684, Bureau Guidance Transparency Act H.R. 4697, Small-Cap Access to Capital Act H.R. 4804, Bureau Examination Fairness Act H.R. 5402, Standard Merger and Acquisition Reviews Through Equal Rules Act of 2014 H.R. 5405, Promoting Job Creation and Reducing Small Business Burdens Act H.R. 5461, To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes H.R. 5471, To amend the Commodity Exchange Act and the Securities Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934 S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013 S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes S. 1898, Truth in Settlements Act of 2014 S. 2244, Terrorism Risk Insurance Program Reauthorization Act of 2014 S. 2698, Regulatory Easement for Lending Institutions that Enable a Vibrant Economy Act of 2014 Draft legislation on conflict minerals disclosures Various issues relating to Private Securities Litigation Reform Act of 1995 (P.L. 104-67); implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203), including proposals to alter the derivatives provisions, 1502 relating to conflict minerals and resulting rule from the Securities Exchange Commission, and Volcker Rule - including trust preferred bonds and collateralized loan obligations; Moving Ahead for Progress in the 21st Century Act (MAP-21) (P.L. 112-141), including Sec. 40312, issues related to pension fund stabilization; implementation of the Jumpstart our Business Startups Act (P.L. 112-106); Securities Act of 1933 (P.L. 73-22), including amendments to Rule 701; Consumer Financial Protection Bureau reform; Securities and Exchange Commission reform; Financial Stability Oversight Council (FSOC) reform; Department of Labor definition of fiduciary duty rules; international capital standards for non-banks; systemic risk regulations for non-bank financial companies; financial reporting policies reform; proposed regulation of money market mutual funds; proposed risk retention rules and the collateralized loan obligations market; Commodity Futures Trading Commission's derivatives regulations; Basel III capital standards; reconciliation of merchant card and third-party payments; political spending disclosures; Federal Reserve Boards review of 2003 determination that certain commodity activities are complementary to financial activities and thus permissible for bank holding companies; reducing barriers to capital formation; capital requirements and systemically important financial institutions; oversight of proxy advisory firms; credit risk retention rules

Client expense: $21,250,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Product Safety Commission (CPSC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Bureau of Investigation (FBI), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), Food & Drug Administration (FDA), General Services Administration (GSA), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Interior, Dept of (DOI), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Occupational Safety & Health Administration (OSHA), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Customs & Border Protection, U.S. Fish & Wildlife Service (USFWS), U.S. Forest Service, U.S. Trade Representative (USTR), White House Office

Cross-Border Swap Activities H.R. 1135, the Burdensome Data Collection Relief Act H.R. 4413, Consumer Protection and End User Relief Act (CFTC Reauthorization) Pay Ratio Reproposed Rulemaking on Margin Requirements for Uncleared Swaps

Client expense: $3,560,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Product Safety Commission (CPSC), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Farm Credit Administration, Federal Bureau of Investigation (FBI), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Intl Trade Administration (ITA), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Occupational Safety & Health Administration (OSHA), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pipeline & Hazardous Materials Safety Administration, SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Agency for International Development (USAID), U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office

- HR 1135, "Burdensome Data Collection Relief Act", regarding all provisions.

Client expense: $1,400,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, U.S. Trade Representative (USTR)

Arbitration Related Legislation Asbestos Related Legislation H.R. 982 - Furthering Asbestos Claims Transparency Bankruptcy Transparency Issues Budget Issues Municipal Bond Related Issues Coast Wind Issues Climate Change Natural Catastrophe Related Legislation Credit Scoring and the Use of Credit as Underwriting Tool Issues Cyber-security Related Legislation H.R. 756 - Cyber-Security Enhancement Act of 2013 S. 21 - Cyber-security and American Cyber Competitiveness Act of 2013 Strengthening and Enhancing Cyber-security by Using Research, Education, Information and Technology H.R. 1163 - Federal Information Security Amendments Act of 2013 H.R. 967 - Advancing Americas Networking and Information Technology Research and Development Act Dodd-Frank Related Legislation H.R. 605 - Insurance Consumer Protection and; Solvency Act of 2013 H.R. 1135 - Burdensome Data Collection Relief Act H.R. 1221 - Basel III Capital Impact Study Act Insurance issues relating to the authority of the Financial Stability Oversight Council Insurance issues relating to the Office of Financial Research Issues relating to Financial Services Systemic Risk Proposals Insurance issues relating to Federal Resolution Authority Issues relating to the Federal Insurance Office Insurance issues relating to liquidation authority for systemically important financial institutions and the plans for US and global regulators for higher capital requirements for financial institutions. H.R. 1663 - Marketplace Fairness Act S. 743 - Marketplace Fairness Act Medical Liability Reform Medicare Secondary Payer and Workers' Compensation Settlement Agreements H.R. 1982 - Medicare Secondary Payer and Workers' Compensation Settlement Agreements Act of 2013 National Flood Insurance Program and Related Legislation SEC issues related to the implementation of the Dodd-Frank Act H.R. 776 - Security in Bonding Act of 2013 Tax Code Reform Related Issues Terrorism Risk Insurance and Related Issues S. 2244 - Terrorism Risk Insurance Program Reauthorization Act of 2014 H.R. 4871 - TRIA Reform Act of 2014 Tort Reform Related Issues McCarran-Ferguson Reform and Modernization Patent Reform Issues Relating to Health Insurance Reform Shareholder Liability Related Issues State Bankruptcy Issues Bank Tax Issues

Client expense: $720,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

HR 1135 - Burdensome Data Collection Relief Act to amend Dodd Frank Wall Street Reform and Consumer Protection Act to repeal the requirements related to pay ratio; S 888/HR 634 - Business Risk Mitigation and Price Stabilization Act of 2013 to exempt End-Users from margin on derivative transactions; HR 677 - Inter-Affliate Swap Clarification Act to exempt derivative transactions between affliliates from regulation under Dodd-Frank; HR 508/HR 2146 - Terrorism Risk Insurance Program ReauthorizationAct of 2013 to seek reauthorization of the Terrorism Risk Insurance program; HR (not yet introduced) - Advocacy for Export-Import Bank reauthorization

Client expense: $3,500,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Air Force, Dept of, Army, Dept of (Other), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Natl Aeronautics & Space Administration (NASA), Navy, Dept of, Office of Management & Budget (OMB), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), Veterans Affairs, Dept of (VA)

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S. 2588 (Cybersecurity Information Sharing Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities;Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Cybersecurity issues (general); Release No. 34-71958, SBSD Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation Initiative; Regulation AB II; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Consumer Privacy Notices - Docket No. CFPB-2014-0010; Regulatory Notice 14019, BrokerCheck Hyperlink; Preserving America's Transit and Highways ("PATH") Act; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau).

Client expense: $2,010,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC);Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Senate Intel Committee Cybersecurity Bill (not yet introduced); Cybersecurity issues (general).

Client expense: $1,770,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

Issues related to, The Dodd-Frank Wall Street Reform and Consumer Protection Act, S. 534, H.R. 1064, H.R. 1155, National Association of Registered Agents and Brokers Reform Act of 2013, H.R. 1135, Burdensome Data Collection Relief Act, Issues related to H.R. 1062, The SEC Regulatory Accountability Act, H.R. 1627, Investment Adviser Examination Improvement Act of 2013, H.R. 2374, Retail Investor Protection ActIssues related to The Jumpstart our Business Startups Act H.R.1618, To amend the Internal Revenue Code of 1986 to increase the dollar limitation on employer-provided group term life insurance that can be excluded from the gross income of the employee

Client expense: $647,621 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1627 (Investment Adviser Examination Improvement Act of 2013); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013);S. 321 (Paying a Fair Share Act of 2013); S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S. 2588 (Cybersecurity Information Sharing Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities;Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Cybersecurity issues (general); Release No. 34-71958, SBSD Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation Initiative; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Consumer Privacy Notices - Docket No. CFPB-2014-0010; Regulatory Notice 14019, BrokerCheck Hyperlink; Preserving America's Transit and Highways ("PATH") Act; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau); CFTC proposed rule on margin requirements for uncleared swaps; Prudential Regulator's proposed rule on margin requirements for uncleared swaps.

Client expense: $1,790,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 1135, Burdensome Data Collection Relief Act to Repeal Section 953(b) of the Dodd-Frank Act. Letter to Congress in support of HR 1135 which would repeal Section 953(b) of the Dodd-Frank ActP.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, all provisions relating to executive compensation and corporate governance Discussions with SEC regarding implementation of Section 954 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Discussions with SEC, Federal Reserve, FDIC regarding implementation of Section 956 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 Discussions with SEC regarding implementation of Section 953 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 S. 450, Financial Regulatory Responsibility Act of 2013, legislation to require the SEC to conduct robust cost-benefit analysis on each new rulemaking S. 451, Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013, legislation to make technical corrections and other changes under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. H.R. 1135, Congressional Testimony in House Financial Services Committee for The Burdensome Data Collection Relief Act Repeal the Dodd-Frank Pay Ratio provision Congressional Testimony in House Financial Services Subcommittee on Capital Markets for Hearing entitled Examining the Market Power and Impact of Proxy Advisory Firms H.R. 1135, Letter to Congress in regards to The Burdensome Data Collection Relief Act Repeal of the Dodd-Frank Pay Ratio provision H.R. 1135, Letter to the House Financial Services Committee in regards to The Burdensome Data Collection Relief Act Repeal of the Dodd-Frank Pay Ratio provision Discussions with SEC regarding implementation of Section 953 and 956 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Comments to the SEC on the proposed rule implementing Dodd-Frank Section 953(b), the pay ratio mandate. Submission to the SEC with regard to the December 5th, 2013 roundtable discussion on the proxy advisory firm industry. Meeting with SEC Staff regarding the Dodd-Frank Pay for Performance rules Meetings with SEC Commissioners Dan Gallagher, Michael Piwowar, Chair Mary Jo White, and members of the SEC Staff regarding the Dodd-Frank Pay Ratio rule Meetings with SEC Commissioners Luis Aguilar and Kara Stein regarding the Dodd-Frank pay for performance ruleComments to the SEC regarding the implementation of Section 953(b) of the Dodd-Frank Act, the pay ratio mandate

Client expense: Not reported · Firm income: $510,000

Government targets: Employment Standards Administration, Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Labor Relations Board (NLRB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 450, Bureau of Consumer Financial Protection Accountability Act H.R. 605, Insurance Consumer Protection and Solvency Act of 2013 H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013 H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 H.R. 992 / S. 474, Swaps Regulatory Improvement Act H.R. 1038, Public Power Risk Management Act of 2013 H.R. 1062, SEC Regulatory Accountability Act H.R. 1105, Small Business Capital Access and Job Preservation Act H.R. 1106 / S. 550, Small Business Investment Company Modernization Act of 2013 H.R. 1135, Burdensome Data Collection Relief Act H.R. 1221 / S. 737, Basel III Capital Impact Study Act H.R. 1256, Swap Jurisdiction Certainty Act H.R. 1341, Financial Competitive Act of 2013 H.R. 1564 / S. 1526, Audit Integrity and Jobs Protection Act H.R. 1800, Small Business Credit Availability Act H.R. 2122 / S. 1029, Regulatory Accountability Act of 2013 H.R. 2140, Insurance Capital and Accounting Standards Act of 2013 H.R. 2274, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2013 H.R. 2374, Retail Investor Protection Act H.R. 2446, Responsible Consumer Financial Protection Regulations Act of 2013 H.R. 2546 / S. 1257, Protect American Investments Act of 2013 H.R. 2733, Defending American Taxpayers From Abusive Government Takings Act of 2013 H.R. 3193, Consumer Financial Protection Safety and Soundness Improvement Act of 2013 H.R. 3211, Mortgage Choice Act of 2013 H.R. 3448, Small Cap Liquidity Reform Act of 2014 H.R. 3519, Bureau of Consumer Financial Protection Accountability and Transparency Act of 2013 H.R. 3623, Improving Access to Capital for Emerging Growth Companies Act H.R. 3701, U.S. Financial Services Global Viability Act H.R. 3770, Bureau of Consumer Financial Protection-Inspector General Reform Act of 2013 H.R. 3819 / S. 1907, Fairness for Community Job Creators Act H.R. 3928, Federal Reserve Accountability and Transparency Act of 2014 H.R. 4164, Small Company Disclosure Simplification Act H.R. 4167, Restoring Proven Financing for American Employers Act H.R. 4200, SBIC Advisers Relief Act of 2014 H.R. 4383, Bureau of Consumer Financial Protection Small Business Advisory Board Act H.R. 4387, FSOC Transparency and Accountability Act H.R. 4413, Customer Protection and End User Relief Act H.R. 4466, Financial Regulatory Clarity Act of 2014 H.R. 4510 / S. 2270, Insurance Capital Standards Clarification Act of 2014 H.R. 4554, Restricted Securities Relief Act of 2014 H.R. 4565, Startup Capital Modernization Act of 2014 H.R. 4568, Small Business Freedom to Grow Act of 2014 H.R. 4569, Disclosure Modernization and Simplification Act of 2014 H.R. 4570, Private Placement Improvement Act of 2014 H.R. 4571, To direct the Securities and Exchange Commission to revise its rules so as to increase the threshold amount for requiring issuers to provide certain disclosures relating to compensatory benefit plans H.R. 4604, CFPB Data Collection Security Act H.R. 4662, Bureau Advisory Opinion Act H.R. 4684, Bureau Guidance Transparency Act H.R. 4697, Small-Cap Access to Capital Act H.R. 4804, Bureau Examination Fairness Act H.R. 4811, Bureau Guidance Transparency Act H.R. 4842, Business Supply Chain Transparency on Trafficking and Slavery Act of 2014 H.R. 5402, Standard Merger and Acquisition Reviews Through Equal Rules Act of 2014 H.R. 5405, Promoting Job Creation and Reducing Small Business Burdens Act H.R. 5461, To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes S. 635, Privacy Notice Modernization Act of 2013 S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934 S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013 S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes S. 2244, Terrorism Risk Insurance Program Reauthorization Act of 2014 S. 2698, Regulatory Easement for Lending Institutions that Enable a Vibrant Economy Act of 2014 Draft legislation on conflict minerals disclosures Various issues relating to the Private Securites Litigation Reform Act (P.L. 104-67), securities litigation; implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203), including proposals to alter the derivatives provisions; Moving Ahead for Progress in the 21st Century Act (P.L. 112-140), including Sec. 40312, issues related to pension fund stabilization; implementation of the Jumpstart our Business Startups Act (P.L. 112-106); Consumer Financial Protection Bureau reform; Securities and Exchange Commission reform; Financial Stability Oversight Council (FSOC) reform; Department of Labor definition of fiduciary duty rules; international capital standards for non-banks; systemic risk regulations for non-bank financial companies; financial reporting policies reform; proposed regulation of money market mutual funds; proposed Volcker Rule, trust preferred bonds and collateralized loan obligations; proposed risk retention rules and the collateralized loan obligations market; Commodity Futures Trading Commission's derivatives regulations; amendments to Rule 701 under the Securities Act of 1933; Basel III capital standards; reconciliation of merchant card and third-party payments; political spending disclosures; transparent financial reporting; Federal Reserve Boards review of 2003 determination that certain commodity activities are complementary to financial activities and thus permissible for bank holding companies; reducing barriers to capital formation; capital requirements and systemically important financial institutions; oversight of proxy advisory firms; credit risk retention rules

Client expense: $28,350,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Product Safety Commission (CPSC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Bureau of Investigation (FBI), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), Food & Drug Administration (FDA), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Interior, Dept of (DOI), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Occupational Safety & Health Administration (OSHA), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Customs & Border Protection, U.S. Fish & Wildlife Service (USFWS), U.S. Forest Service, U.S. Trade Representative (USTR), White House Office

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. S.888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R. 4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. Issues related to regulation of money market funds.S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934. H.R. 4413, Customer Protection and End User Relief Act. H.R. 4662, the Bureau Advisory Opinion Act.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

- PL 111-203, "Dodd-Frank Act", regarding all provisions. - H.R.605, "Insurance Consumer Protection and Solvency Act of 2013", regarding all provisions. - H.R.613, "Systemic Risk Mitigation Act", regarding all provisions. - H.R.1221, "Basel III Capital Impact Study Act", regarding all provisions.- H.Con.Res.25, "Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023" regarding provisions that eliminate key aspects of PL 111-203. - S.205, "Responsible Consumer Financial Protection Regulations Act of 2013", regarding all provisions. - S.451, "Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013", regarding all provisions. - H.R.1135, "Burdensome Data Collection Relief Act ", regarding all provisions. - H.R.2140, "Insurance Capital and Accounting Standards Act of 2013", regarding all provisions. - S.1369,"A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes", regarding all provisions. - HR.4510/S.2770,Insurance Capital Standards Clarification Act of 2014, all provisions. - PL 111-148, "Patient Protection & Affordable Care Act", regarding all provisions. - HR 5461, "To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes".

Client expense: $960,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

Issues relating to executive compensation, shareholder votes and proxy advisory firms. Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R.4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $120,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office

Issues relating to executive compensation, shareholder votes and proxy advisory firms. Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R.4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $120,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office

Cross-Border Swap Activities H.R. 1135, the Burdensome Data Collection Relief Act H.R. 4413, Consumer Protection and End User Relief Act (CFTC Reauthorization) Money Market Mutual Fund ReformPay Ratio Reproposed Rulemaking on Margin Requirements for Uncleared Swaps

Client expense: $4,290,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Product Safety Commission (CPSC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Export-Import Bank of the United States (EXIM Bank), Federal Communications Commission (FCC), Federal Motor Carrier Safety Administration, Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), Pension Benefit Guaranty Corporation (PBGC), Pipeline & Hazardous Materials Safety Administration, SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Treasury, Dept of, U.S. Agency for International Development (USAID), U.S. Customs & Border Protection, U.S. International Trade Commission (ITC), U.S. Trade Representative (USTR), White House Office

- HR 1135, "Burdensome Data Collection Relief Act", regarding all provisions.

Client expense: $1,350,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, U.S. Trade Representative (USTR)

Arbitration Related Legislation Asbestos Related Legislation H.R. 982 - Furthering Asbestos Claims Transparency Bankruptcy Transparency Issues Budget Issues Municipal Bond Related Issues Coast Wind Issues Climate Change Natural Catastrophe Related Legislation Credit Scoring and the Use of Credit as Underwriting Tool Issues Cyber-security Related Legislation H.R. 756 - Cyber-Security Enhancement Act of 2013 S. 21 - Cyber-security and American Cyber Competitiveness Act of 2013 Strengthening and Enhancing Cyber-security by Using Research, Education, Information and Technology H.R. 1163 - Federal Information Security Amendments Act of 2013 H.R. 967 - Advancing Americas Networking and Information Technology Research and Development Act Dodd-Frank Related Legislation H.R. 605 - Insurance Consumer Protection and; Solvency Act of 2013 H.R. 1135 - Burdensome Data Collection Relief Act H.R. 1221 - Basel III Capital Impact Study Act Insurance issues relating to the authority of the Financial Stability Oversight Council Insurance issues relating to the Office of Financial Research Issues relating to Financial Services Systemic Risk Proposals Insurance issues relating to Federal Resolution Authority Issues relating to the Federal Insurance Office Insurance issues relating to liquidation authority for systemically important financial institutions and the plans for US and global regulators for higher capital requirements for financial institutions. H.R. 1663 - Marketplace Fairness Act S. 743 - Marketplace Fairness Act Medical Liability Reform Medicare Secondary Payer and Workers' Compensation Settlement Agreements H.R. 1982 - Medicare Secondary Payer and Workers' Compensation Settlement Agreements Act of 2013 National Flood Insurance Program and Related Legislation SEC issues related to the implementation of the Dodd-Frank Act H.R. 776 - Security in Bonding Act of 2013 Tax Code Reform Related Issues Terrorism Risk Insurance and Related Issues S. 2244 - Terrorism Risk Insurance Program Reauthorization Act of 2014 H.R. 4871 - TRIA Reform Act of 2014 Tort Reform Related Issues McCarran-Ferguson Reform and Modernization Patent Reform Issues Relating to Health Insurance Reform Shareholder Liability Related Issues State Bankruptcy Issues Bank Tax Issues

Client expense: $830,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S. 2588 (Cybersecurity Information Sharing Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities;Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Cybersecurity issues (general); Release No. 34-71958, SBSD Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation Initiative; Regulation AB II; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Consumer Privacy Notices - Docket No. CFPB-2014-0010; Regulatory Notice 14019, BrokerCheck Hyperlink; Preserving America's Transit and Highways ("PATH") Act; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau).

Client expense: $2,130,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S. 2588 (Cybersecurity Information Sharing Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities;Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Cybersecurity issues (general); Release No. 34-71958, SBSD Recordkeeping; Bankruptcy code reform; Municipalities Continuing Disclosure Cooperation Initiative; Regulation AB II; Recordkeeping Requirements; Rules 17a-3, 17a-4 (Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority); Consumer Privacy Notices - Docket No. CFPB-2014-0010; Regulatory Notice 14019, BrokerCheck Hyperlink; Preserving America's Transit and Highways ("PATH") Act; Regulation AB II (asset backed securities - Securities and Exchange Commission, Consumer Financial Protection Bureau).

Client expense: $2,080,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. S.888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R. 4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. Issues related to regulation of money market funds.S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934. H.R. 4413, Customer Protection and End User Relief Act. H.R. 4662, the Bureau Advisory Opinion Act.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC);Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Senate Intel Committee Cybersecurity Bill (not yet introduced); Cybersecurity issues (general).

Client expense: $1,880,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 1135, Burdensome Data Collection Relief Act to Repeal Section 953(b) of the Dodd-Frank Act. Letter to Congress in support of HR 1135 which would repeal Section 953(b) of the Dodd-Frank ActP.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, all provisions relating to executive compensation and corporate governance Discussions with SEC regarding implementation of Section 954 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Discussions with SEC, Federal Reserve, FDIC regarding implementation of Section 956 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 Discussions with SEC regarding implementation of Section 953 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 S. 450, Financial Regulatory Responsibility Act of 2013, legislation to require the SEC to conduct robust cost-benefit analysis on each new rulemaking S. 451, Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013, legislation to make technical corrections and other changes under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. H.R. 1135, Congressional Testimony in House Financial Services Committee for The Burdensome Data Collection Relief Act Repeal the Dodd-Frank Pay Ratio provision Congressional Testimony in House Financial Services Subcommittee on Capital Markets for Hearing entitled Examining the Market Power and Impact of Proxy Advisory Firms H.R. 1135, Letter to Congress in regards to The Burdensome Data Collection Relief Act Repeal of the Dodd-Frank Pay Ratio provision H.R. 1135, Letter to the House Financial Services Committee in regards to The Burdensome Data Collection Relief Act Repeal of the Dodd-Frank Pay Ratio provision Discussions with SEC regarding implementation of Section 953 and 956 in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Comments to the SEC on the proposed rule implementing Dodd-Frank Section 953(b), the pay ratio mandate. Submission to the SEC with regard to the December 5th, 2013 roundtable discussion on the proxy advisory firm industry. Meeting with SEC Staff regarding the Dodd-Frank Pay for Performance rules

Client expense: Not reported · Firm income: $550,000

Government targets: Employment Standards Administration, Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Labor Relations Board (NLRB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Issues relating to executive compensation, shareholder votes and proxy advisory firms. Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R.4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $120,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office

Issues relating to executive compensation, shareholder votes and proxy advisory firms. Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.H.R.4413, Customer Protection and End User Relief Act.

Client expense: Not reported · Firm income: $120,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office

H.R. 450, Bureau of Consumer Financial Protection Accountability Act H.R. 605, Insurance Consumer Protection and Solvency Act of 2013 H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013 H.R. 677, Inter-Affiliate Swap Clarification Act H.R. 742, Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013 H.R. 992 / S. 474, Swaps Regulatory Improvement Act H.R. 1038, Public Power Risk Management Act of 2013 H.R. 1062, SEC Regulatory Accountability Act H.R. 1105, Small Business Capital Access and Job Preservation Act H.R. 1106 / S. 550, Small Business Investment Company Modernization Act of 2013 H.R. 1135, Burdensome Data Collection Relief Act H.R. 1221 / S. 737, Basel III Capital Impact Study Act H.R. 1256, Swap Jurisdiction Certainty Act H.R. 1341, Financial Competitive Act of 2013 H.R. 1564 / S. 1526, Audit Integrity and Jobs Protection Act H.R. 1800, Small Business Credit Availability Act H.R. 2122 / S. 1029, Regulatory Accountability Act of 2013 H.R. 2140, Insurance Capital and Accounting Standards Act of 2013 H.R. 2274, Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2013 H.R. 2374, Retail Investor Protection Act H.R. 2446, Responsible Consumer Financial Protection Regulations Act of 2013 H.R. 2546 / S. 1257, Protect American Investments Act of 2013 H.R. 2733, Defending American Taxpayers From Abusive Government Takings Act of 2013 H.R. 3193, Consumer Financial Protection Safety and Soundness Improvement Act of 2013 H.R. 3448, Small Cap Liquidity Reform Act of 2014 H.R. 3519, Bureau of Consumer Financial Protection Accountability and Transparency Act of 2013 H.R. 3623, Improving Access to Capital for Emerging Growth Companies Act H.R. 3701, U.S. Financial Services Global Viability Act H.R. 3770, Bureau of Consumer Financial Protection-Inspector General Reform Act of 2013 H.R. 3819 / S. 1907, Fairness for Community Job Creators Act H.R. 3928, Federal Reserve Accountability and Transparency Act of 2014 H.R. 4164, Small Company Disclosure Simplification Act H.R. 4167, Restoring Proven Financing for American Employers Act H.R. 4200, SBIC Advisers Relief Act of 2014 H.R. 4383, Bureau of Consumer Financial Protection Small Business Advisory Board Act H.R. 4387, FSOC Transparency and Accountability Act H.R. 4413, Customer Protection and End User Relief Act H.R. 4466, Financial Regulatory Clarity Act of 2014 H.R. 4510 / S. 2270, Insurance Capital Standards Clarification Act of 2014 H.R. 4554, Restricted Securities Relief Act of 2014 H.R. 4565, Startup Capital Modernization Act of 2014 H.R. 4568, Small Business Freedom to Grow Act of 2014 H.R. 4569, Disclosure Modernization and Simplification Act of 2014 H.R. 4570, Private Placement Improvement Act of 2014 H.R. 4571, To direct the Securities and Exchange Commission to revise its rules so as to increase the threshold amount for requiring issuers to provide certain disclosures relating to compensatory benefit plans H.R. 4604, CFPB Data Collection Security Act H.R. 4662, Bureau Advisory Opinion Act H.R. 4684, Bureau Guidance Transparency Act H.R. 4697, Small-Cap Access to Capital Act H.R. 4804, Bureau Examination Fairness Act H.R. 4811, Bureau Guidance Transparency Act H.R. 4842, Business Supply Chain Transparency on Trafficking and Slavery Act of 2014 S. 635, Privacy Notice Modernization Act of 2013 S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934 S. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013 S. 1369, A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes S. 2244, Terrorism Risk Insurance Program Reauthorization Act of 2014 Draft legislation on conflict minerals disclosures Various issues relating to implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203), including proposals to alter the derivatives provisions; Moving Ahead for Progress in the 21st Century Act (P.L. 112-140), including Sec. 40312, issues related to pension fund stabilization; implementation of the Jumpstart our Business Startups Act (P.L. 112-106); Consumer Financial Protection Bureau reform; Securities and Exchange Commission reform; Financial Stability Oversight Council (FSOC) reform; Department of Labor definition of fiduciary duty rules; international capital standards for non-banks; systemic risk regulations for non-bank financial companies; financial reporting policies reform; regulation of money market mutual funds; proposed Volcker Rule, trust preferred bonds and collateralized loan obligations; proposed risk retention rules and the collateralized loan obligations market; Commodity Futures Trading Commission's derivatives regulations; amendments to Rule 701 under the Securities Act of 1933; Basel III capital standards; proposed money market mutual fund regulation; reconciliation of merchant card and third-party payments; political spending disclosures; transparent financial reporting; Federal Reserve Boards review of 2003 determination that certain commodity activities are complementary to financial activities and thus permissible for bank holding companies; reducing barriers to capital formation; capital requirements and systemically important financial institutions; oversight of proxy advisory firms; credit risk retention rules

Client expense: $21,610,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Product Safety Commission (CPSC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Bureau of Investigation (FBI), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Federal Trade Commission (FTC), Food & Drug Administration (FDA), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Customs & Border Protection, U.S. Fish & Wildlife Service (USFWS), U.S. Trade Representative (USTR), White House Office

- HR 1135, "Burdensome Data Collection Relief Act", regarding all provisions.

Client expense: $1,060,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

- PL 111-203, "Dodd-Frank Act", regarding all provisions. - H.R.605, "Insurance Consumer Protection and Solvency Act of 2013", regarding all provisions. - H.R.613, "Systemic Risk Mitigation Act", regarding all provisions. - H.R.1221, "Basel III Capital Impact Study Act", regarding all provisions.- H.Con.Res.25, "Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023" regarding provisions that eliminate key aspects of PL 111-203. - S.205, "Responsible Consumer Financial Protection Regulations Act of 2013", regarding all provisions. - S.451, "Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013", regarding all provisions. - H.R.1135, "Burdensome Data Collection Relief Act ", regarding all provisions. - H.R.2140, "Insurance Capital and Accounting Standards Act of 2013", regarding all provisions. - S.1369,"A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes", regarding all provisions. HR.4510/S.2770,Insurance Capital Standards Clarification Act of 2014, all provisions.

Client expense: $980,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

Issues related to, The Dodd-Frank Wall Street Reform and Consumer Protection Act, S. 534, H.R. 1064, H.R. 1155, National Association of Registered Agents and Brokers Reform Act of 2013, H.R. 1135, "Burdensome Data Collection Relief Act" Issues related to H.R. 1062, "The SEC Regulatory Accountability Act",H.R. 1627, Investment Adviser Examination Improvement Act of 2013 H.R. 2374, Retail Investor Protection Act Issues related to The Jumpstart our Business Startups Act H.R.1618, To amend the Internal Revenue Code of 1986 to increase the dollar limitation on employer-provided group term life insurance that can be excluded from the gross income of the employee

Client expense: $520,823 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Arbitration Related Legislation Asbestos Related Legislation H.R. 982 - Furthering Asbestos Claims Transparency Bankruptcy Transparency Issues Budget Issues Municipal Bond Related Issues Coast Wind Issues Climate Change Natural Catastrophe Related Legislation Credit Scoring and the Use of Credit as Underwriting Tool Issues Cyber-security Related Legislation H.R. 756 - Cyber-security Enhancement Act of 2013 S. 21 - Cyber-security and American Cyber Competitiveness Act of 2013 Strengthening and Enhancing Cyber-security by Using Research, Education, Information and Technology H.R. 1163 - Federal Information Security Amendments Act of 2013 H.R. 967 - Advancing Americas Networking and Information Technology Research and Development Act Dodd-Frank Related Legislation H.R. 605 - Insurance Consumer Protection and; Solvency Act of 2013 H.R. 1135 - Burdensome Data Collection Relief Act H.R. 1221 - Basel III Capital Impact Study Act Insurance issues relating to the authority of the Financial Stability Oversight Council Insurance issues relating to the Office of Financial Research Issues relating to Financial Services Systemic Risk Proposals Insurance issues relating to Federal Resolution Authority Issues relating to the Federal Insurance Office Insurance issues relating to liquidation authority for systemically important financial institutions and the plans for US and global regulators for higher capital requirements for financial institutions. H.R. 1663 - Marketplace Fairness Act S. 743 - Marketplace Fairness Act Medical Liability Reform Medicare Secondary Payer and Workers' Compensation Settlement Agreements H.R. 1982 - Medicare Secondary Payer and Workers' Compensation Settlement Agreements Act of 2013 National Flood Insurance Program and Related Legislation SEC issues related to the implementation of the Dodd-Frank Act H.R. 776 - Security in Bonding Act of 2013 Tax Code Reform Related Issues Terrorism Risk Insurance and Related Issues S. 2244 - Terrorism Risk Insurance Program Reauthorization Act of 2014 H.R. 4871 - TRIA Reform Act of 2014 Tort Reform Related Issues McCarran-Ferguson Reform and Modernization Patent Reform Issues Relating to Health Insurance Reform Shareholder Liability Related Issues State Bankruptcy Issues Bank Tax Issues

Client expense: $710,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

H.R. 25 (Fair Tax Act of 2013); H.R. 30 (Small Business Investment Enhancement and Tax Relief Act); H.R. 122 (Creating Jobs From Innovative Small Businesses Act of 2013); H.R. 290 (Full Faith and Credit Act of 2013);H.R. 505 (Balancing Act); H.R. 613 (Systemic Risk Mitigation Act); H.R. 624 (Cyber Intelligence Sharing and Protection Act); H.R. 634 (Business Risk Mitigation and Price Stabilization Act); H.R. 677 (Inter-Affiliate Swap Classification Act); H.R. 694 (Corporate Tax Fairness Act); H.R. 701 (To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action); H.R. 719 (Capital Access for Small Businesses and Jobs Act); H.R. 742 (Swap Data Repository and Clearinghouse Indemnification Correction Act of 2013); H.R. 756 (Cybersecurity Enhancement Act of 2013); H.R. 807 (Full Faith and Credit Act); H.R. 815 (To amend the Internal Revenue Code of 1986 to make certain dividends and distributions paid to individuals from certain small businesses exempt from tax to the extent of the increased wages of the small business); H.R. 880 (Wall Street Trading and Speculators Tax Act); H.R. 889 (Unfunded Mandates Information and Transparency Act of 2013); H.R. 935 (Reducing Regulatory Burdens Act of 2013); H.R. 947 (Small Business Accounting and Tax Simplification Act); H.R. 992 (Swaps Regulatory Improvement Act); H.R. 1003 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1101 (Homeowners and Taxpayers Protection Act of 2013); H.R. 1105 (Small Business Capital Access and Job Preservation Act); H.R. 1062 (SEC Regulatory Accountability Act); H.R. 1064 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1115 (To amend the Securities Exchange Act of 1934 to prohibit any national securities exchange from effecting any transaction in a security issued by a corporation unless the corporation's registration with the exchange includes a certification that the corporation currently is in compliance with the provisions of the Federal Election Campaign Act of 1971 governing contributions and expenditures by corporations which were in effect with respect to elections held during 2008); H.R. 1135 (Burdensome Data Collection Relief Act); H.R. 1155 (National Association of Registered Agents and Brokers Reform Act of 2013); H.R. 1221 (Basel III Capital Impact Study Act); H.R. 1256 (Swap Jurisdiction Certainty Act); H.R.1335 (Short Sale Transparency Act of 2013); H.R.1341 (Financial Competitive Act of 2013)(Credit Valuation Adjustment (CVA)); H.R. 1844 (Arbitration Fairness Act of 2013); H.R. 2374 (Retail Investor Protection Act); H.R. 2998 (Investor Choice Act of 2013); H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act); H.R. 3696 (National Cybersecurity and Critical Infrastructure Protection Act of 2013); H.R. 4167 (Restoring Proven Financing for American Employers Act); H.CON.RES.25 (Establishing the budget for the United States Government for fiscal year 2014 and setting forth appropriate budgetary levels for fiscal years 2015 through 2023); S. 1 (Immigration Reform that Works for America's Future Act); S. 8 (End Wasteful Tax Loopholes Act); S. 21 (Cybersecurity and American Cyber Competitiveness Act of 2013); S. 122 (Fair Tax Act of 2013); S. 169 (I-Squared Act of 2013)(Immigration reform); S. 173 (Simplified, Manageable, And Responsible Tax Act); S. 249 (Responsible Homeowner Refinancing Act of 2013); S. 277 (Job Preservation and Economic Certainty Act of 2013); S. 278 (Job Preservation and Sequester Replacement Act of 2013); S. 321 (Paying a Fair Share Act of 2013);S. 387 (American Infrastructure Investment Fund Act); S. 399 (American Job Protection Act); S. 410 (Wall Street Trading and Speculators Tax Act); S. 450 (Financial Regulatory Responsibility Act of 2013); S. 451 (Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013); S. 474 (Swaps Regulatory Improvement Act); S. 534 (National Association of Registered Agents and Brokers Reform Act of 2013); S. 798 (TBTF Act); S. 1725 (Restoring Main Street Investor Protection and Confidence Act); S. 1999 (SCRA Rights Protection Act of 2014); S.AMDT.2006 (Amends H.CON.RES.25); FINRA Regulatory Notice 2013-002; Market data rule proposals (SR-NASDAQ-2012-042;SR-NASDAQ-2012-044;SR-NASDAQ-2012-005); SR-NYSEArca-2011-96; Market data (Exchange Act Section 19 and related rules); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Swap execution facilities; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941; Title I and Title II); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Market Structure Issues (dark pools, flash quotes, high frequency trading); China - strategic and economic dialogue; Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; Basel Securitization Framework; G-20; Amendments to the 2012 Indian Finance Bill; TransAtlantic Trade and Investment Partnership (TTIP); Trade Promotion Authority (TPA); India Financial Sector Reform; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC);Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives; Commodity Pools and Securitization; Tick-size pilot program; EU Capital and Resolution; National Institute of Standards and Technology (NIST) Framework; Incentives for the adoption of the NIST Framework; Securities and Exchange Commission Rules 15Ba1-1 through 15Ba1-8; CFTC recordkeeping requirements (CEA Section 23.201); Fee pilot program for NASDAQ last sale (File no. SR-NASDAQ-2013-126); Office of Financial Research study (Asset Management and Financial Stability); Legal Entity Identifier; Financial Stability Board; OCC, FDIC, and Federal Reserve rule proposal on Basel III Liquidity Coverage Ratio; FSOC consideration of systemically important financial institutions (SIFIs); Prudential regulators; NASDAQ and NYSE market data fee proposals; SEC draft strategic plan; Leverage capital requirements; Basel capital and liquidity; Senate Intel Committee Cybersecurity Bill (not yet introduced); Cybersecurity issues (general).

Client expense: $1,880,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. S.888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act. H.R. 677, Inter-Affiliate Swap Clarification Act. Issues related to regulation of money market funds.S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues relating to executive compensation, shareholder votes and proxy access. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203). Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act.S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.

Client expense: Not reported · Firm income: $120,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office

Issues relating to executive compensation, shareholder votes and proxy access. Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203). Exemption for inter-affiliate swaps from certain regulatory requirements; margin exemption for derivative end-users. H.R. 634, Business Risk Mitigation and Price Stabilization Act of 2013. H.R. 1135, Burdensome Data Collection Relief Act.S. 888, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934.

Client expense: Not reported · Firm income: $120,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office