Loading…
This entity appears on both sides of lobbying disclosures. The firm tab shows registrant-reported income; the client tab shows client-reported lobbying spend. Contract awards are separate and are not included here.
Lobbying Spend
$7.2M
Filings
125
Firms Hired
2
Active Period
2007–2026
Client-reported lobbying expenses on LDA filings
Lobbying firms retained by this client; amounts are client-reported expenses when available
Government entities explicitly identified as targets in LDA filings
Most frequently reported lobbying issues
Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded
Financial Stability Oversight Council Improvement Act of 2025
2025 · fourth_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
ICE Clear Credit LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 (File No. 600-45) FINCEN-2025-0072 and RIN 1506-AB58 and 1506-AB69, Delaying the Effective Date of the Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers Personal Financial Data Rights Reconsideration (Docket No. CFPB-2025-0037) HR 3682 - Financial Stability Oversight Council Improvement Act of 2025 - letter to express support of the legislation Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors (Form PF) - proposals to amend Form PF Rule 17a-7 under the Investment Company Act of 1940, as amended - request for the SEC to consider providing regulatory relief from, or puruse amendments to, Rule 17a-7 to expand scope and provide significant benefits to fund shareholders Rule 105 of Regulation M RIN: 3235-AJ75 - discussions regarding modernization of Rule 105 General discussions with staff regarding digital assets, financial stability, nonbank financial institutions and private credit
Client expense: $190,000 · Firm income: —
Matched citations: HR 3682
Tackling Predatory Litigation Funding Act
2025 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Request to Suspend the Pending Form PF Amendments (IA-6546; File No. S7-22-22; RIN 3038-AF31 Request to better align the application of Bank Secrecy Act requirements for Registered Investment Advisers and Exempt Reporting Advisers and Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (RIN 1506-AB58) H.R. 3512 - Tackling Predatory Litigation Funding Act - Revisions to Section 70605 - Third Party Litigation Funding Reform Priorities and recommendations for regulatory framework reform H.R.3633 - Digital Asset Market Clarity Act of 2025 H.R.4763 - Financial Innovation and Technology for the 21st Century Act The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization Discussions with staff regarding digital assets, financial stability, nonbank financial institutions, Basel implementation
Client expense: $190,000 · Firm income: —
Matched citations: H.R. 3512
Digital Asset Market Clarity Act
2025 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Request to Suspend the Pending Form PF Amendments (IA-6546; File No. S7-22-22; RIN 3038-AF31 Request to better align the application of Bank Secrecy Act requirements for Registered Investment Advisers and Exempt Reporting Advisers and Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (RIN 1506-AB58) H.R. 3512 - Tackling Predatory Litigation Funding Act - Revisions to Section 70605 - Third Party Litigation Funding Reform Priorities and recommendations for regulatory framework reform H.R.3633 - Digital Asset Market Clarity Act of 2025 H.R.4763 - Financial Innovation and Technology for the 21st Century Act The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization Discussions with staff regarding digital assets, financial stability, nonbank financial institutions, Basel implementation
Client expense: $190,000 · Firm income: —
Matched citations: H.R.3633
PTO Act
2025 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Request to Suspend the Pending Form PF Amendments (IA-6546; File No. S7-22-22; RIN 3038-AF31 Request to better align the application of Bank Secrecy Act requirements for Registered Investment Advisers and Exempt Reporting Advisers and Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (RIN 1506-AB58) H.R. 3512 - Tackling Predatory Litigation Funding Act - Revisions to Section 70605 - Third Party Litigation Funding Reform Priorities and recommendations for regulatory framework reform H.R.3633 - Digital Asset Market Clarity Act of 2025 H.R.4763 - Financial Innovation and Technology for the 21st Century Act The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization Discussions with staff regarding digital assets, financial stability, nonbank financial institutions, Basel implementation
Client expense: $190,000 · Firm income: —
Matched citations: H.R.4763
A bill to authorize an additional district judgeship for the district of Idaho.
2024 · third_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
SR-FICC-2024-005; Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities FINCEN 31 CFR 1032 and RIN 1506-AB66 and Securities and Exchange Commission 17 CFR 275 and RIN 3235-AN34. Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers File No. S7-25-22 - Outsourcing by Investment Advisers File No. S7-04-22 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies RIN 1505-AC82 - Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern Document no 2024-12336 - Request for Information on Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector RIN 3038-AF25 - Final Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools General discussions in relation to SEC Form PF
Client expense: $180,000 · Firm income: —
Matched citations: S7
A bill to authorize an additional district judgeship for the district of Idaho.
2024 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
SR-FICC-2024-005; Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities RIN: 3235-AN02 - Shortening the Securities Transaction Settlement Cycle FINCEN-2024-0006 and RIN 1506-AB58. Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers Matter No. P239300 - Request to Restart Notice and Comment Process on the Proposed Rulemaking for the HSR Filing Process File No. S7-25-22 - Outsourcing by Investment Advisers File No. S7-04-22 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies Fed. Reg. 38,342-38,506 - Noncompete Rule General discussions relating to Nonbank Financial Institutions, private credit, digital assets and financial stability issues
Client expense: $170,000 · Firm income: —
Matched citations: S7
Corporate Transparency Act of 2019
2021 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
HR 2513 - Corporate Transparency Act - FinCEN proposed rulemaking on Beneficial Ownership Information Reporting Requirements(FINCEN-2021-0005 and RIN 1506-AB49) HR 7000 - Holding Foreign Companies Accountable Act - protection of minority shareholders
Client expense: $70,000 · Firm income: —
Matched citations: HR 2513
Holding Foreign Companies Accountable Act
2021 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
HR 2513 - Corporate Transparency Act - FinCEN proposed rulemaking on Beneficial Ownership Information Reporting Requirements(FINCEN-2021-0005 and RIN 1506-AB49) HR 7000 - Holding Foreign Companies Accountable Act - protection of minority shareholders
Client expense: $70,000 · Firm income: —
Matched citations: HR 7000
EQUITABLE Act
2020 · fourth_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
S.1731 - Ensuring Quality Information and Transparency for Abroad-Based Listings on our Exchanges Act S.945 - Holding Foreign Companies Accountable Act
Client expense: $50,000 · Firm income: —
Matched citations: S.1731
Holding Foreign Companies Accountable Act
2020 · fourth_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
S.1731 - Ensuring Quality Information and Transparency for Abroad-Based Listings on our Exchanges Act S.945 - Holding Foreign Companies Accountable Act
Client expense: $50,000 · Firm income: —
Matched citations: S.945
Rock Creek National Park Act of 2019
2020 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Coronavirus Aid, Relief, and Economic Security Act - HR 748 - Main Street Lending Program ? Term Asset-Backed SEcurities Loan Facility Investment Advisers Act of 1940 - proposed amendments to the advertising rule Investment Advisers Act of 1940 - Proposed Rule Regarding Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers Transactions in Certain Leveraged/Inverse Investment Vehicles Securities Exchange Act of 1934 - Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice Commodity Exchange Act - position limits for derivatives HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act & Commodity Exchange Act - proposed amendments to compliance requirements for commodity pool operators on Form CPO-PQR
Client expense: $70,000 · Firm income: —
Matched citations: HR 4173
CARES Act
2020 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Coronavirus Aid, Relief, and Economic Security Act - HR 748 - Main Street Lending Program ? Term Asset-Backed SEcurities Loan Facility Investment Advisers Act of 1940 - proposed amendments to the advertising rule Investment Advisers Act of 1940 - Proposed Rule Regarding Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers Transactions in Certain Leveraged/Inverse Investment Vehicles Securities Exchange Act of 1934 - Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice Commodity Exchange Act - position limits for derivatives HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act & Commodity Exchange Act - proposed amendments to compliance requirements for commodity pool operators on Form CPO-PQR
Client expense: $70,000 · Firm income: —
Matched citations: HR 748
Rock Creek National Park Act of 2019
2020 · first_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act & Commodity Exchange Act - harmonization of registration exemptions for CPOs and CTAs with registration exemptions for investment advisers | Post-Trade Name Give-Up on Swap Execution Facilities Securities Exchange Act of 1934 - Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice Investment Advisers Act of 1940 - proposed amendments to the advertising rule Commodity Exchange Act - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
Client expense: $120,000 · Firm income: —
Matched citations: HR 4173
Rock Creek National Park Act of 2019
2019 · fourth_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Draft House Financial Services Committee bill to amend the Financial Stability Act of 2010 - Protecting the independent funding of the Office of Financial Research Act Draft House Financial Services Committee bill - Leveraged Lending Data and Analysis Act Draft House Financial Services Committee bill - Leveraged Lending Examination Enhancement Act P.L. 115-174 - Securities Act of 1993 - SEC proposals to modify the registration, communications and offerings processes for BDCs and other closed-end investment companies P.L. 111-72 - Investment Company Act of 1940 - SEC request for comments on the impact of the Acquired Fund Fee and Expense disclosure requirements HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act - swap market regulation Commodity Exchange Act - Part 4 Proposal Investment Advisers Act of 1940 - proposed amendments to the advertising rule
Client expense: $110,000 · Firm income: —
Matched citations: HR 4173
Rock Creek National Park Act of 2019
2019 · third_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Draft House Financial Services Committee bill to amend the Financial Stability Act of 2010 - Protecting the independent funding of the Office of Financial Research Act Draft House Financial Services Committee bill - Leveraged Lending Data and Analysis Act Draft House Financial Services Committee bill - Leveraged Lending Examination Enhancement Act P.L. 115-174 - Securities Act of 1993 - SEC proposals to modify the registration, communications and offerings processes for BDCs and other closed-end investment companies P.L. 111-72 - Investment Company Act of 1940 - SEC request for comments on the impact of the Acquired Fund Fee and Expense disclosure requirements HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act - FSOC interpretive guidance on nonbank financial company determinations
Client expense: $110,000 · Firm income: —
Matched citations: HR 4173
Rock Creek National Park Act of 2019
2019 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Draft House Financial Services Committee bill to amend the Financial Stability Act of 2010 - Protecting the independent funding of the Office of Financial Research Act Draft House Financial Services Committee bill - Leveraged Lending Data and Analysis Act Draft House Financial Services Committee bill - Leveraged Lending Examination Enhancement Act P.L. 115-174 - Securities Act of 1993 - SEC proposals to modify the registration, communications and offerings processes for BDCs and other closed-end investment companies P.L. 111-72 - Investment Company Act of 1940 - SEC request for comments on the impact of the Acquired Fund Fee and Expense disclosure requirements HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act - FSOC interpretive guidance on nonbank financial company determinations
Client expense: $110,000 · Firm income: —
Matched citations: HR 4173
Veterans Crisis Line Study Act of 2017
2018 · fourth_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act H.R. 8938- Securities Exchange Act
Client expense: $100,000 · Firm income: —
Matched citations: H.R. 4173
Kelsey Smith Act
2018 · fourth_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act H.R. 8938- Securities Exchange Act
Client expense: $100,000 · Firm income: —
Matched citations: H.R. 5983
Historically Black Colleges and Universities (HBCUs) Homeland Security Partnerships Act
2018 · fourth_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act H.R. 8938- Securities Exchange Act
Client expense: $100,000 · Firm income: —
Matched citations: H.R. 6772
Small Business Credit Availability Act
2018 · fourth_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act H.R. 8938- Securities Exchange Act
Client expense: $100,000 · Firm income: —
Matched citations: S. 2324
Veterans Crisis Line Study Act of 2017
2018 · third_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act H.R. 8938- Securities Exchange Act
Client expense: $110,000 · Firm income: —
Matched citations: H.R. 4173
Kelsey Smith Act
2018 · third_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act H.R. 8938- Securities Exchange Act
Client expense: $110,000 · Firm income: —
Matched citations: H.R. 5983
Historically Black Colleges and Universities (HBCUs) Homeland Security Partnerships Act
2018 · third_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act H.R. 8938- Securities Exchange Act
Client expense: $110,000 · Firm income: —
Matched citations: H.R. 6772
Small Business Credit Availability Act
2018 · third_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act H.R. 8938- Securities Exchange Act
Client expense: $110,000 · Firm income: —
Matched citations: S. 2324
Veterans Crisis Line Study Act of 2017
2018 · second_quarter · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act S. 2324 - The Small Business Credit Availability Act
Client expense: $110,000 · Firm income: —
Matched citations: H.R. 4173
Source: Senate LDA