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This entity appears on both sides of lobbying disclosures. The firm tab shows registrant-reported income; the client tab shows client-reported lobbying spend. Contract awards are separate and are not included here.
Lobbying Spend
$4.4M
Filings
69
Firms Hired
1
Active Period
2003–2020
Client-reported lobbying expenses on LDA filings
Lobbying firms retained by this client; amounts are client-reported expenses when available
Government entities explicitly identified as targets in LDA filings
Most frequently reported lobbying issues
Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded
Main Street Growth Act
2019 · third_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
H.R. 1516 and S. 647, The Wall Street Tax Act of 2019, provisions related to financial transactions tax; H.R. 5877, Main Street Growth Act, provisions related to venture exchanges; Issues related to market data and data privacy.
Client expense: $90,000 · Firm income: —
Matched citations: H.R. 5877
Wall Street Tax Act of 2019
2019 · third_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
H.R. 1516 and S. 647, The Wall Street Tax Act of 2019, provisions related to financial transactions tax; H.R. 5877, Main Street Growth Act, provisions related to venture exchanges; Issues related to market data and data privacy.
Client expense: $90,000 · Firm income: —
Matched citations: H.R. 1516
Wall Street Tax Act of 2019
2019 · third_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
H.R. 1516 and S. 647, The Wall Street Tax Act of 2019, provisions related to financial transactions tax; H.R. 5877, Main Street Growth Act, provisions related to venture exchanges; Issues related to market data and data privacy.
Client expense: $90,000 · Firm income: —
Matched citations: S. 647
YouthBuild International Act
2019 · second_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
Issues relating to the SEC, including market data issues, odd-lot trading, thinly-traded securties, retail over-the-counter trading, the Order Protection Rule, and H.R. 5877, provisions related to venture exchanges.
Client expense: $100,000 · Firm income: —
Matched citations: H.R. 5877
Protect Vulnerable Students from Surprise Tax Bills Act
2019 · first_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
Issues relating to the SEC, including market data and the Transaction Fee Pilot; issues relating to tax reform, including FIFO, and financial transaction taxation; H.R. 6743, provisions related to financial institution data security and breach notification.
Client expense: $90,000 · Firm income: —
Matched citations: H.R. 6743
Financial CHOICE Act of 2017
2017 · second_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
Issues related to market structure; the options regulatory fee and market data fees; tax reform proposals involving retirement plans; financial transaction tax; Dept. of Labor Fiduciary Rule; H.R. 10, Financial Choice Act of 2017.
Client expense: $90,000 · Firm income: —
Matched citations: H.R. 10
Small Cap Liquidity Reform Act of 2014
2013 · fourth_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
H.R. 3448 (Small Cap Liquidity Reform Act of 2013), provisions relating to minimum pricing variation; issues relating to fiduciary duties, market structure, and the minimum pricing variation pilot program.
Client expense: $80,000 · Firm income: —
Matched citations: H.R. 3448
Investment Adviser Oversight Act of 2012
2012 · second_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
Market Structure matters-securities transaction tax; fiduciary duty harmonization for broker-dealers and investment advisers; market data; money market fund reform; H.R. 4624, provisions relating to self-regulatory organizations for investment advisors.
Client expense: $70,000 · Firm income: —
Matched citations: H.R. 4624
Let Wall Street Pay for the Restoration of Main Street Act of 2009
2010 · second_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
HR 4191, the Let Wall Street Pay for the Restoration of Main Street Act of 2009, specifically, the proposed transaction tax and fiduciary duties of securities broker-dealers.
Client expense: $50,000 · Firm income: —
Matched citations: HR 4191
Let Wall Street Pay for the Restoration of Main Street Act of 2009
2010 · first_quarter · Firm: TD AMERITRADE HOLDING CORPORATION
HR 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009, specifically opposition to the proposed Transaction Tax.
Client expense: $40,000 · Firm income: —
Matched citations: HR 4191
Source: Senate LDA