INVESTMENT COMPANY INSTITUTE

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Lobbying Spend

—

Filings

Firms Hired

Active Period

2007–2009

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2009	—	1	1
2008	—	4	1
2007	—	3	1

Hired Firms

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
KING & SPALDING LLP	—	8

Government Bodies Lobbied

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	6
SENATE	6

Top Issues

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	7
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	6
Retirement	Retirement	1

Bills Explicitly Cited (19)

Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded

H.R. 2796110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2008 · fourth_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007; S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 2796

H.R. 3185110th Congress

401(k) Fair Disclosure for Retirement Security Act of 2007

2008 · fourth_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4912 and H.R 3185, provisions relating to 401(k) fee disclosure.

Client expense: — · Firm income: $30,000

Matched citations: H.R 3185

H.R. 4912110th Congress

To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.

2008 · fourth_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4912 and H.R 3185, provisions relating to 401(k) fee disclosure.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 4912

S. 2126110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2008 · fourth_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007; S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: S. 2126

Show 15 more cited filings

H.R. 2796110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2008 · third_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007; S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 2796

H.R. 3185110th Congress

401(k) Fair Disclosure for Retirement Security Act of 2007

2008 · third_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4912 and H.R 3185, provisions relating to 401(k) fee disclosure.

Client expense: — · Firm income: $30,000

Matched citations: H.R 3185

H.R. 4912110th Congress

To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.

2008 · third_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4912 and H.R 3185, provisions relating to 401(k) fee disclosure.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 4912

S. 2126110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2008 · third_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007; S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: S. 2126

H.R. 2796110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2008 · second_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007. S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 2796

H.R. 3185110th Congress

401(k) Fair Disclosure for Retirement Security Act of 2007

2008 · second_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4912 and H.R 3185, provisions relating to 401(k) fee disclosure.

Client expense: — · Firm income: $30,000

Matched citations: H.R 3185

H.R. 4912110th Congress

To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.

2008 · second_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4912 and H.R 3185, provisions relating to 401(k) fee disclosure.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 4912

S. 2126110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2008 · second_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007. S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: S. 2126

H.R. 2796110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2008 · first_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007. S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 2796

H.R. 3185110th Congress

401(k) Fair Disclosure for Retirement Security Act of 2007

2008 · first_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4912 and H.R 3185, provisions relating to 401(k) fee disclosure.

Client expense: — · Firm income: $30,000

Matched citations: H.R 3185

H.R. 4912110th Congress

To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.

2008 · first_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4912 and H.R 3185, provisions relating to 401(k) fee disclosure.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 4912

S. 2126110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2008 · first_quarter · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007. S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: S. 2126

H.R. 2796110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2007 · year_end · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007. S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $60,000

Matched citations: H.R. 2796

S. 2126110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2007 · year_end · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007. S. 2126, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $60,000

Matched citations: S. 2126

H.R. 2796110th Congress

Generate Retirement Ownership Through Long-Term Holding Act of 2007

2007 · mid_year · Firm: KING & SPALDING LLP

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2796, the Generating Retirement Ownership Through Long-Term Holding Act of 2007.

Client expense: — · Firm income: $30,000

Matched citations: H.R. 2796

Source: Senate LDA

INVESTMENT COMPANY INSTITUTE — Lobbying Disclosure | Poliscope