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Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2023 · first_quarter · 1A
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Source: Senate LDA
| KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 40 | 2008–2017 |
| NOMURA AMERICA HOLDING INC. | 38 | 2011–2019 |
| BARCLAYS PLC | 31 | 2005–2014 |
| THOMSON REUTERS | 30 | 2012–2019 |
| LPL FINANCIAL CORPORATION | 29 | 2009–2015 |
| CHICAGO BOARD OPTIONS EXCHANGE | 25 | 2007–2013 |
| CITIGROUP MANAGEMENT CORPORATION | 25 | 2009–2014 |
| LONDON STOCK EXCHANGE GROUP PLC | 24 | 2014–2019 |
| CREDIT SUISSE SECURITIES (USA), LLC | 23 | 2005–2011 |
| GOLDMAN SACHS & CO | 23 | 2004–2012 |
| LCH.CLEARNET GROUP LIMITED | 23 | 2009–2014 |
| REUTERS AMERICA LLC | 22 | 2003–2011 |
| SOCIAL FINANCE, INC. | 21 | 2015–2020 |
| INTERACTIVE DATA CORPORATION | 19 | 2011–2016 |
| FRANKLIN SQUARE HOLDINGS, L.P. | 18 | 2015–2019 |
| VISA U.S.A. INC. | 18 | 2009–2012 |
| ARGUS MEDIA, INC. | 17 | 2014–2018 |
| BARCLAYS GLOBAL INVESTORS | 17 | 2005–2009 |
| FARM CREDIT COUNCIL | 16 | 2007–2010 |
| FX ALLIANCE, LLC | 14 | 2009–2012 |
| APPRAISAL INSTITUTE | 12 | 2009–2014 |
| EWT, LLC | 11 | 2008–2011 |
| PHILADELPHIA STOCK EXCHANGE | 11 | 2003–2008 |
| AD HOC COALITION OF HEDGE FUND MANAGERS | 10 | 2006–2008 |
| STATE STREET BANK AND TRUST COMPANY | 10 | 2013–2015 |
| SYMPHONY COMMUNICATION SERVICES, LLC | 9 | 2016–2017 |
| REFINITIV | 8 | 2019–2020 |
| EUREX FRANKFURT AG | 7 | 2003–2005 |
| FANNIE MAE CORPORATION | 7 | 2007–2008 |
| FM POLICY FOCUS | 7 | 2004–2006 |
| CONSUMER BANKERS ASSOCIATION | 6 | 2012–2013 |
| E*TRADE GROUP | 5 | 2003–2006 |
| FINANCIAL SERVICES ROUNDTABLE | 5 | 2003–2004 |
| BLACKROCK | 3 | 2003–2004 |
| DUPLICATE (2007) INC | 3 | 2008 |
| FIXED INCOME SECURITIES | 3 | 2005 |
| MBI, INC. | 3 | 2018 |
| MF GLOBAL LTD | 3 | 2007 |
| NATIONAL READY MIXED CONCRETE ASSOCIATION | 3 | 2008 |
| SAS INSTITUTE, INC. | 3 | 2019 |
| TVT RECORDS | 3 | 2003–2004 |
| AMAZON CORPORATE LLC | 2 | 2015 |
| AMERICAN EXPRESS COMPANY | 2 | 2017 |
| BLOCKCHAIN (US), INC. | 2 | 2015–2018 |
| LOYAL3 HOLDINGS, INC. | 2 | 2011 |
| MANAGED FUNDS ASSN | 2 | 2005–2006 |
| AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION | 1 | 2017 |
| BIPARTISAN POLICY CENTER ADVOCACY NETWORK | 1 | 2012 |
| COUNCIL OF NAIMA | 1 | 2013 |
| EQUITY DEALERS OF AMERICA | 1 | 2016 |
| INSTITUTIONAL LIMITED PARTNERS ASSOCIATION | 1 | 2017 |
| MELLON FINANCIAL SERVICES CORPORATE #1 (FORMERLY BANK OF NEW YORK MELLON CORP.) | 1 | 2017 |
| NACHA -- THE ELECTRONIC PAYMENTS ASSOCIATION | 1 | 2014 |
| THE CLEARING HOUSE PAYMENTS COMPANY, L.L.C. | 1 | 2011 |
| TMX GROUP, INC. | 1 | 2009 |
| ZIFF INVESTORS PARTNERSHIP, L.P. III | 1 | 2009 |
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Ensuring American Global Leadership and Engagement Act
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
United States Innovation and Competition Act of 2021
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Further Consolidated Appropriations Act, 2020
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Further Consolidated Appropriations Act, 2020
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021
Client: REFINITIV · Firm: RICH FEUER ANDERSON
Modernization of anti-money laundering, terrorist financing and data security legislation, including H.R.6395, the "William M. (Mac) Thornberry National Defense Authorization Act."
William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021
Client: REFINITIV · Firm: RICH FEUER ANDERSON
Modernization of anti-money laundering, terrorist financing and data security legislation, including H.R.6395, the "William M. (Mac) Thornberry National Defense Authorization Act."
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Implementation of H.R. 748, the "Coronavirus Aid, Relief and Economic Security Act," including eligibility of securitized consumer loan assets for Federal Reserve liquidity.
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Implementation of H.R. 748, the "Coronavirus Aid, Relief and Economic Security Act," including eligibility of securitized consumer loan assets for Federal Reserve liquidity.
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," and H.R. 1865, the "Further Consolidated Appropriations Act, 2020."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," and H.R. 1865, the "Further Consolidated Appropriations Act, 2020."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Further Consolidated Appropriations Act, 2020
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," and H.R. 1865, the "Further Consolidated Appropriations Act, 2020."
Further Consolidated Appropriations Act, 2020
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," and H.R. 1865, the "Further Consolidated Appropriations Act, 2020."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
CFTC Reauthorization Act of 2019
Client: LONDON STOCK EXCHANGE GROUP PLC · Firm: RICH FEUER ANDERSON
Regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets, including H.R.4895, the "CFTC Reauthorization Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," and H.R. 1865, the "Further Consolidated Appropriations Act, 2020."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," and H.R. 1865, the "Further Consolidated Appropriations Act, 2020."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Employer Participation in Repayment Act of 2019
Client: SOCIAL FINANCE, INC. · Firm: RICH FEUER ANDERSON
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2023 · second_quarter · RA
Regulation of asset management products and activities as systemically important. Regulation of money market funds. Issues related to retirement security and savings, including retirement income products and retirement income disclosures. Tax treatment of in-kind redemptions by registered investment companies.
Regulation of asset management products and activities as systemically important. Regulation of money market funds. Issues related to retirement security and savings, including retirement income products and retirement income disclosures. Tax treatment of in-kind redemptions by registered investment companies.
Regulation of asset management products and activities as systemically important. Regulation of money market funds. Issues related to retirement security and savings, including retirement income products and retirement income disclosures. Tax treatment of in-kind redemptions by registered investment companies.
Regulation of asset management products and activities as systemically important. Regulation of money market funds. Issues related to retirement security and savings, including retirement income products and retirement income disclosures. Tax treatment of in-kind redemptions by registered investment companies.
SWIFT, INC. via RICH FEUER ANDERSON
2023 · first_quarter · Q1
Imposition of sanctions on financial messaging services with respect to institutions in other countries. Issues related to central bank digital currencies.
Imposition of sanctions on financial messaging services with respect to institutions in other countries. Issues related to central bank digital currencies.
Imposition of sanctions on financial messaging services with respect to institutions in other countries. Issues related to central bank digital currencies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2023 · first_quarter · Q1
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2023 · first_quarter · Q1
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2023 · first_quarter · Q1
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2022 · fourth_quarter · 4A
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2022 · third_quarter · 3A
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2022 · second_quarter · 2A
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2022 · fourth_quarter · Q4
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2022 · fourth_quarter · Q4
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2022 · fourth_quarter · Q4
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2022 · fourth_quarter · Q4
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2022 · third_quarter · Q3
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2022 · third_quarter · Q3
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2022 · third_quarter · Q3
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2022 · third_quarter · Q3
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2022 · second_quarter · Q2
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2022 · second_quarter · Q2
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2022 · second_quarter · Q2
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2022 · second_quarter · Q2
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2022 · first_quarter · Q1
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2022 · first_quarter · Q1
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2022 · first_quarter · Q1
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2022 · first_quarter · Q1
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2021 · fourth_quarter · Q4
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2021 · fourth_quarter · Q4
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2021 · fourth_quarter · Q4
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act." Issues related to central bank digital currencies.
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2021 · fourth_quarter · Q4
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2021 · third_quarter · Q3
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021," and H.R.3524, the "EAGLE Act."
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2021 · third_quarter · Q3
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2021 · third_quarter · Q3
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2021 · third_quarter · Q3
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2021 · second_quarter · Q2
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021."
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021."
Imposition of sanctions on financial messaging services with respect to institutions in other countries, including S.1260, the "United States Innovation and Competition Act of 2021."
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2021 · second_quarter · Q2
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2021 · second_quarter · Q2
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2021 · second_quarter · Q2
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2021 · first_quarter · Q1
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2021 · first_quarter · Q1
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2021 · first_quarter · Q1
Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds.
Regulation of asset management products and activities as systemically important. Regulation of money market funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2021 · first_quarter · Q1
Legislation and regulation affecting asset management services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REFINITIV via RICH FEUER ANDERSON
2020 · fourth_quarter · Q4
Modernization of anti-money laundering, terrorist financing and data security legislation, including H.R.6395, the "William M. (Mac) Thornberry National Defense Authorization Act."
Modernization of anti-money laundering, terrorist financing and data security legislation, including H.R.6395, the "William M. (Mac) Thornberry National Defense Authorization Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2020 · fourth_quarter · Q4
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2020 · fourth_quarter · Q4
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2020 · fourth_quarter · Q4
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2020 · fourth_quarter · Q4
Regulation of asset managers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REFINITIV via RICH FEUER ANDERSON
2020 · third_quarter · Q3
Modernization of anti-money laundering, terrorist financing and data security legislation.
Modernization of anti-money laundering, terrorist financing and data security legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2020 · third_quarter · Q3
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2020 · third_quarter · Q3
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2020 · third_quarter · Q3
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2020 · third_quarter · Q3
Regulation of asset managers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REFINITIV via RICH FEUER ANDERSON
2020 · second_quarter · Q2
Modernization of anti-money laundering, terrorist financing and data security legislation.
Modernization of anti-money laundering, terrorist financing and data security legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SOCIAL FINANCE, INC. via RICH FEUER ANDERSON
2020 · second_quarter · Q2
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Implementation of H.R. 748, the "Coronavirus Aid, Relief and Economic Security Act," including eligibility of securitized consumer loan assets for Federal Reserve liquidity.
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Implementation of H.R. 748, the "Coronavirus Aid, Relief and Economic Security Act," including eligibility of securitized consumer loan assets for Federal Reserve liquidity.
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2020 · second_quarter · Q2
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2020 · second_quarter · Q2
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2020 · second_quarter · Q2
Regulation of asset managers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2020 · second_quarter · Q2
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, Intl Trade Administration (ITA), SENATE
REFINITIV via RICH FEUER ANDERSON
2020 · first_quarter · Q1
Modernization of anti-money laundering, terrorist financing and data security legislation.
Modernization of anti-money laundering, terrorist financing and data security legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SOCIAL FINANCE, INC. via RICH FEUER ANDERSON
2020 · first_quarter · Q1
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Eligibility of securitized consumer loan assets for Federal Reserve liquidity.
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," H.R. 1865, the "Further Consolidated Appropriations Act, 2020," and H.R. 748, the "CARES Act."
SWIFT, INC. via RICH FEUER ANDERSON
2020 · first_quarter · Q1
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2020 · first_quarter · Q1
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2020 · first_quarter · Q1
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2020 · first_quarter · Q1
Regulation of asset managers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REFINITIV via RICH FEUER ANDERSON
2019 · fourth_quarter · Q4
Modernization of anti-money laundering, terrorist financing and data security legislation.
Modernization of anti-money laundering, terrorist financing and data security legislation. Data collection and disclosure requirements related to environmental and sustainability issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
SOCIAL FINANCE, INC. via RICH FEUER ANDERSON
2019 · fourth_quarter · Q4
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," and H.R. 1865, the "Further Consolidated Appropriations Act, 2020."
LONDON STOCK EXCHANGE GROUP PLC via RICH FEUER ANDERSON
2019 · fourth_quarter · Q4
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets, including H.R.4895, the "CFTC Reauthorization Act of 2019."
SWIFT, INC. via RICH FEUER ANDERSON
2019 · fourth_quarter · Q4
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2019 · fourth_quarter · Q4
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2019 · fourth_quarter · Q4
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2019 · fourth_quarter · Q4
Regulation of asset managers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REFINITIV via RICH FEUER ANDERSON
2019 · third_quarter · Q3
Modernization of anti-money laundering, terrorist financing and data security legislation.
Modernization of anti-money laundering, terrorist financing and data security legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SAS INSTITUTE INC. via RICH FEUER ANDERSON
2019 · third_quarter · 3T
Use of analytics in the conduct of financial regulation.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Securities & Exchange Commission (SEC)
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2019 · third_quarter · 3A
Regulation of derivatives and capital requirements. Equities market structure issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SOCIAL FINANCE, INC. via RICH FEUER ANDERSON
2019 · third_quarter · Q3
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.
LONDON STOCK EXCHANGE GROUP PLC via RICH FEUER ANDERSON
2019 · third_quarter · Q3
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2019 · third_quarter · Q3
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2019 · third_quarter · Q3
Regulation of derivatives and capital requirements. Equities market structure issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2019 · third_quarter · Q3
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2019 · third_quarter · Q3
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2019 · third_quarter · Q3
Regulation of asset managers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SAS INSTITUTE INC. via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Use of analytics in the conduct of financial regulation.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Securities & Exchange Commission (SEC)
SOCIAL FINANCE, INC. via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.
FRANKLIN SQUARE HOLDINGS, L.P. via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Regulation of business development companies, including implementation of the "Small Business Credit Availability Act."
Regulation of business development companies, including implementation of the "Small Business Credit Availability Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds.
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REFINITIV via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Modernization of anti-money laundering, terrorist financing and data security legislation.
Modernization of anti-money laundering, terrorist financing and data security legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Regulation of derivatives and capital requirements. Equities market structure issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LONDON STOCK EXCHANGE GROUP PLC via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2019 · second_quarter · Q2
Regulation of asset managers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SAS INSTITUTE INC. via RICH FEUER ANDERSON
2019 · second_quarter · RR
Issues relating to the use of data analytics in financial regulation.
FRANKLIN SQUARE HOLDINGS, L.P. via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Regulation of business development companies, including implementation of the "Small Business Credit Availability Act."
Regulation of business development companies, including implementation of the "Small Business Credit Availability Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LONDON STOCK EXCHANGE GROUP PLC via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SOCIAL FINANCE, INC. via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.
SWIFT, INC. via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Imposition of sanctions on financial messaging services with respect to institutions in other countries.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Regulation of derivatives and capital requirements. Equities market structure issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Issues related to accounting standards, including independent of standard setting and global consistency.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733, the "Consumer Financial Choice and Capital Markets Protection Act of 2019."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2019 · first_quarter · Q1
Regulation of asset managers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Eligibility of securitized consumer loan assets for Federal Reserve liquidity.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019," and H.R. 1865, the "Further Consolidated Appropriations Act, 2020."
Filing targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Tax treatment of student loan repayment assistance, including S.460 and H.R.1043, the "Employer Participation in Repayment Act of 2019."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE