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Reported covered position: N/A
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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Small Business Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Small Business Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · 3A
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and SWAP Data Repositories (SDRs). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Source: Senate LDA
| BRINKS COMPANY |
| 25 |
| 2008–2014 |
| SMITHFIELD FOODS INC | 25 | 2008–2014 |
| THE VANGUARD GROUP, INC. | 24 | 2009–2014 |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY | 22 | 2009–2014 |
| ELLIOTT MANAGEMENT | 22 | 2009–2014 |
| VISA | 22 | 2009–2014 |
| TD AMERITRADE | 18 | 2010–2014 |
| DIRECT EDGE ECN | 14 | 2010–2014 |
| AIR MEDICAL OPERATORS ASSOCIATION | 13 | 2009–2011 |
| JANUS CAPITAL GROUP | 13 | 2007–2010 |
| DESTINY USA | 12 | 2009–2012 |
| FEDERATION OF EXCHANGE ACCOMODATORS, INC. | 10 | 2012–2014 |
| PROSPECT CAPITAL CORPORATION | 6 | 2013–2014 |
| PYRAMID MANAGEMENT GROUP INC | 6 | 2009–2011 |
| NATIONAL CITY BANK | 5 | 2007–2008 |
| STRATEGIC PUBLIC PARTNERS GROUP | 5 | 2009–2010 |
| NATIONAL COUNCIL ON ECONOMIC EDUCATION | 4 | 2008 |
| OWENS-ILLINOIS INC | 4 | 2007–2008 |
| VERITEC SOLUTIONS, LLC | 4 | 2014 |
| COALITION OF AIR MEDICAL COMPANIES | 2 | 2008–2009 |
| INTERNATIONAL ASSOCIATION OF AMUSEMENT PARKS AND ATTRACTIONS | 2 | 2007 |
Small Business Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Business Development Company Modernization Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Business Development Company Modernization Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Business Development Company Modernization Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Next Steps for Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Next Steps for Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Next Steps for Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Customer Protection and End User Relief Act
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization; H.R. 4413
Customer Protection and End User Relief Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities. CFTC/CEA Reauthorization; H.R. 4413
Customer Protection and End User Relief Act
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization; H.R. 4413
Customer Protection and End User Relief Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities. CFTC/CEA Reauthorization; H.R. 4413
Customer Protection and End User Relief Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities. CFTC/CEA Reauthorization; H.R. 4413
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Small Business Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Small Business Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Small Business Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Business Development Company Modernization Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Business Development Company Modernization Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Business Development Company Modernization Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Next Steps for Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Next Steps for Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Next Steps for Credit Availability Act
Client: PROSPECT CAPITAL CORPORATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Small Cap Liquidity Reform Act of 2014
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410)
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410)
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410)
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 880, S. 410)
H.R. 3156, Consumer Debit Card Protection Act; credit card practices; interchange fees; prepaid card fee; and financial literacy issues.
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 6411; H.R. 3313; S. 1787)
Wall Street Trading and Speculators Tax Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 6411; H.R. 3313; S. 1787)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations; financial services; CFTC regulation; OTC trading; swaps trading and speculation in energy commodities legislation.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities.
Investment Adviser Oversight Act of 2012
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight (H.R. 4624)
Investment Adviser Oversight Act of 2012
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight (H.R. 4624)
Investment Adviser Oversight Act of 2012
Client: TD AMERITRADE · Firm: WILLIAMS AND JENSEN, PLLC
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight (H.R. 4624)
Inclusive Prosperity Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 6411; H.R. 3313; S. 1787)
Inclusive Prosperity Act
Client: SECURITY TRADERS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Securities Transaction tax (H.R. 6411; H.R. 3313; S. 1787)
Air Ambulance Patient Safety, Protection, and Coordination Act
Client: AIR MEDICAL OPERATORS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Air medical safety legislation and regs., FAA Reauthorization legislation, provisions related to air medical safety and state regulation of air medical transportation. S. 223, H.R. 658 Legislation to expand state regulation of air medical transportation, H.R. 1117.
Air Ambulance Patient Safety, Protection, and Coordination Act
Client: AIR MEDICAL OPERATORS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Air medical safety legislation and regs., FAA Reauthorization legislation, provisions related to air medical safety and state regulation of air medical transportation. S. 223, H.R. 658 Legislation to expand state regulation of air medical transportation, H.R. 1117.
Air Ambulance Patient Safety, Protection, and Coordination Act
Client: AIR MEDICAL OPERATORS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Air medical safety legislation and regs., FAA Reauthorization legislation, provisions related to air medical safety and state regulation of air medical transportation. S. 223, H.R. 658 Legislation to expand state regulation of air medical transportation, H.R. 1117.
To amend title 37, United States Code, to ensure that the basic allowance for housing in effect for a member of the National Guard is not reduced when the member transitions between active duty and full-time National Guard duty without a break in active service.
Client: AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY · Firm: WILLIAMS AND JENSEN, PLLC
Legislation and regulation impacting investment options available to insurance companies. S/ 1389 and H.R. 2733
To amend title 37, United States Code, to ensure that the basic allowance for housing in effect for a member of the National Guard is not reduced when the member transitions between active duty and full-time National Guard duty without a break in active service.
Client: AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY · Firm: WILLIAMS AND JENSEN, PLLC
Legislation and regulation impacting investment options available to insurance companies. S/ 1389 and H.R. 2733
To amend title 37, United States Code, to ensure that the basic allowance for housing in effect for a member of the National Guard is not reduced when the member transitions between active duty and full-time National Guard duty without a break in active service.
Client: AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY · Firm: WILLIAMS AND JENSEN, PLLC
Legislation and regulation impacting investment options available to insurance companies. S. 1389 and H.R. 2733
H.R. 3156, Consumer Debit Card Protection Act; credit card practices; interchange fees; prepaid card fee; and financial literacy issues.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations. Tax issues affecting futures trading; financial services; CFTC regulation; transaction fee proposals; OTC trading; swaps trading and speculation in energy commodities legislation.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations. Tax issues affecting futures trading; financial services; CFTC regulation; transaction fee proposals; OTC trading; carbon emissions trading; swaps trading and speculation in energy commodities legislation.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations; financial services; CFTC regulation; OTC trading; swaps trading and speculation in energy commodities legislation.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: ELLIOTT MANAGEMENT · Firm: WILLIAMS AND JENSEN, PLLC
Issues related to TIPS, Hedge Rund Regulation; Bankruptcy. H.R. 4173, Dodd-Frank regulations
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 4173 (Dodd-Frank) regulations. Tax issues affecting futures trading; financial services; advisory board issues; CFTC regulation; transaction fee proposals; OTC trading; carbon emissions trading; swaps trading and speculation in energy commodities legislation.
S. 414, H.R. 627 - credit card practices; interchange fees; prepaid card fee; and financial regulation restructuring. Financial literacy issues.
S. 414, H.R. 627 - credit card practices; interchange fees; prepaid card fee; and financial regulation restructuring. Financial literacy issues.
S. 414, H.R. 627 - credit card practices; interchange fees; prepaid card fee; and financial regulation restructuring. Financial literacy issues.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation and regulation. Commodity Speculation Legislation including H.R. 977, H.R. 1068, S. 664, S. 447, S.272, and S. 3739. H.R. 2454, derivatives and OTC trading provisions. H.R. 3795 and Dodd discussion draft
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation, H.R. 4173 (Dodd-Franken) regulation. Hedge fund regulation. Commodity Speculation Legislation including H.R. 977, H.R. 1068, S. 664, S. 447, S.272, and S. 3739. H.R. 2454, derivatives and OTC trading provisions. H.R. 3795 and Dodd discussion draft
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation, H.R. 4173 and S. 3217. Hedge fund regulation. Commodity Speculation Legislation including H.R. 977, H.R. 1068, S. 664, S. 447, S.272, and S. 3739. H.R. 2454, derivatives and OTC trading provisions. H.R. 3795 and Dodd discussion draft
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
Legislation including H.R. 977, S. 447, S. 664, H.R. 1068, S. 272,H.R. 4173, and H.R. 2454 including derivatives provisions and CEA provisions; H.R. 3795 and Dodd discussion draft. Tax issues affecting futures trading; financial services; advisory board issues; CFTC regulation; transaction fee proposals; OTC trading; carbon emissions trading; and speculation in energy commodities legislation.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CME GROUP · Firm: WILLIAMS AND JENSEN, PLLC
H.R. 1068, S. 272, H.R. 4173, S. 3217 and H.R. 2454 including derivatives provisions and CEA provisions; H.R. 3795 and Dodd discussion draft. Tax issues affecting futures trading; financial services; advisory board issues; CFTC regulation; transaction fee proposals; OTC trading; carbon emissions trading; swaps trading and speculation in energy commodities legislation.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: MANAGED FUNDS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Hedge fund legislation, H.R. 4173 (Dodd-Franken) regulation. Hedge fund regulation. Commodity Speculation Legislation including H.R. 977, H.R. 1068, S. 664, S. 447, S.272, and S. 3739. H.R. 2454, derivatives and OTC trading provisions. H.R. 3795 and Dodd discussion draft
Helping Families Save Their Homes Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Helping Families Save Their Homes Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading
Helping Families Save Their Homes Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Helping Families Save Their Homes Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
To require a report on business and investment climates in foreign countries, and for other purposes.
Client: AIR MEDICAL OPERATORS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Air medical safety legislation and regs., FAA Reauthorization legislation, provisions related to air medical safety and state regulation of air medical transportation. H.R. 978, H.R. 1202, H.R. 915, H.R. 1586, S. 848, S. 1451, S. 1199, and S. Amend. 3550 Legislation to expand state regulation of air medical transportation. GAO report on air medical industry.
To require a report on business and investment climates in foreign countries, and for other purposes.
Client: AIR MEDICAL OPERATORS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Air medical safety legislation and regs., FAA Reauthorization legislation, provisions related to air medical safety and state regulation of air medical transportation. H.R. 978, H.R. 1202, H.R. 915, H.R. 1586, S. 848, S. 1451, S. 1199, and S. Amend. 3550 Legislation to expand state regulation of air medical transportation.
To require a report on business and investment climates in foreign countries, and for other purposes.
Client: AIR MEDICAL OPERATORS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Air medical safety legislation and regs., FAA Reauthorization legislation, provisions related to air medical safety and state regulation of air medical transportation. H.R. 978, H.R. 1202, H.R. 915, H.R. 1586, S. 848, S. 1451, S. 1199, and S. Amend. 3550 Legislation to expand state regulation of air medical transportation. GAO report on air medical industry.
To require a report on business and investment climates in foreign countries, and for other purposes.
Client: AIR MEDICAL OPERATORS ASSOCIATION · Firm: WILLIAMS AND JENSEN, PLLC
Air medical safety legislation and regs., FAA Reauthorization legislation, provisions related to air medical safety and state regulation of air medical transportation. H.R. 978, H.R. 1202, H.R. 915, H.R. 1586, S. 848, S. 1451, S. 1199, and S. Amend. 3550 Legislation to expand state regulation of air medical transportation.
Federal Accounting Oversight Board Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Federal Accounting Oversight Board Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading
Federal Accounting Oversight Board Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Federal Accounting Oversight Board Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
To name the front circle drive in front of the Oscar G. Johnson Department of Veterans Affairs Medical Facility in Iron Mountain, Michigan, as "Sergeant First Class James D. Priestap Drive".
Client: ELLIOTT MANAGEMENT · Firm: WILLIAMS AND JENSEN, PLLC
Legislation and regulation involving the monoline insurance industry. Issues related to H.R. 1424 OTC derivatives legislation H.R. 3795 and Dodd discussion draft
To name the front circle drive in front of the Oscar G. Johnson Department of Veterans Affairs Medical Facility in Iron Mountain, Michigan, as "Sergeant First Class James D. Priestap Drive".
Client: ELLIOTT MANAGEMENT · Firm: WILLIAMS AND JENSEN, PLLC
Legislation and regulation involving the monoline insurance industry. Issues related to H.R. 1424 OTC derivatives legislation H.R. 3795 and Dodd discussion draft
Federal Municipal Bond Marketing Support and Securitization Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Federal Municipal Bond Marketing Support and Securitization Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Federal Municipal Bond Marketing Support and Securitization Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading
Federal Municipal Bond Marketing Support and Securitization Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
Empowerment Zone, Renewal Community and Enterprise Community Enhancement Act of 2009
Client: DESTINY USA · Firm: WILLIAMS AND JENSEN, PLLC
Energy tax incentives. Empowerment zones including H.R. 1677. S. 1222, H.R. 3500, H.R. 5297, H.R. 4853 and H.R. 4213.
Empowerment Zone, Renewal Community and Enterprise Community Enhancement Act of 2009
Client: DESTINY USA · Firm: WILLIAMS AND JENSEN, PLLC
Energy tax incentives. Empowerment zones including H.R. 1677. S. 1222, H.R. 3500
Empowerment Zone, Renewal Community and Enterprise Community Enhancement Act of 2009
Client: DESTINY USA · Firm: WILLIAMS AND JENSEN, PLLC
Energy tax incentives. Empowerment zones including H.R. 1677. S. 1222, H.R. 3500, and H.R. 4213.
Empowerment Zone, Renewal Community and Enterprise Community Enhancement Act of 2009
Client: DESTINY USA · Firm: WILLIAMS AND JENSEN, PLLC
Energy tax incentives. Empowerment zones including H.R. 1677. S. 1222, H.R. 3500, H.R. 5397, and H.R. 4213.
Financial System Stabilization and Reform Act of 2009
Client: THE VANGUARD GROUP, INC. · Firm: WILLIAMS AND JENSEN, PLLC
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading
2014 · third_quarter · 3A
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and SWAP Data Repositories (SDRs). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
CME GROUP via WILLIAMS AND JENSEN, PLLC
2014 · fourth_quarter · 4T
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities. CFTC/CEA Reauthorization; H.R. 4413
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2014 · fourth_quarter · Q4
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
VISA via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Regulation of debit and credit card practices; financial literacy issues; cybersecurity and card techonolgy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PROSPECT CAPITAL CORPORATION via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
National Flood Insurance Program; Reinsurance coverage; natural disaster insurance and mitigation; insurance and reinsurance legislation; Amendments to the National Flood Insurance Act; Department of Agriculture Standard Reinsurance Agreement; and Dodd-Frank regulations. HR 3370. 31 USC 314 covered agreements
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization; H.R. 4413
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
FEDERATION OF EXCHANGE ACCOMODATORS, INC. via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Implementation of Wall Street Reform and Consumer Protection Act. CFPB study and IRC 1031.
Filing targets: Consumer Product Safety Commission (CPSC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Legislation and regulation impacting investment options available to insurance companies, including the CFPB.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
SMITHFIELD FOODS, INC. via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Legislation regarding general labor issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Product Safety Commission (CPSC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BRINKS COMPANY via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Legislation regarding labor issues
Filing targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CME GROUP via WILLIAMS AND JENSEN, PLLC
2014 · third_quarter · Q3
Tax issues affecting futures trading, and Transaction Fee Proposals; Tax Reform issues.
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities. CFTC/CEA Reauthorization; H.R. 4413
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PROSPECT CAPITAL CORPORATION via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
VISA via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Regulation of debit and credit card practices; interchange fees; prepaid card fee; and financial literacy issues. cybersecurity and card techonolgy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Consumer Product Safety Commission (CPSC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BRINKS COMPANY via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Legislation regarding labor issues
Filing targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
CME GROUP via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities. CFTC/CEA Reauthorization; H.R. 4413
Tax issues affecting futures trading, and Transaction Fee Proposals; Tax Reform issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
National Flood Insurance Program; Reinsurance coverage; natural disaster insurance and mitigation; insurance and reinsurance legislation; Amendments to the National Flood Insurance Act; Department of Agriculture Standard Reinsurance Agreement; and Dodd-Frank regulations. HR 3370
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization; H.R. 4413
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
FEDERATION OF EXCHANGE ACCOMODATORS, INC. via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Implementation of Wall Street Reform and Consumer Protection Act. CFPB study and IRC 1031.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Issues related to Hedge Fund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs). Issues related to economic data releases.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Legislation and regulation impacting investment options available to insurance companies, including the CFPB.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
SMITHFIELD FOODS, INC. via WILLIAMS AND JENSEN, PLLC
2014 · second_quarter · Q2
Legislation regarding general labor issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CME GROUP via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities. CFTC Reauthorization
Tax issues affecting futures trading, and Transaction Fee Proposals; Tax Reform issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
VISA via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Regulation of debit and credit card practices; interchange fees; prepaid card fee; and financial literacy issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VERITEC SOLUTIONS, LLC via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Payday lending and mortgage lending databases; standard interface for creditors to comply with the federal interest rate cap applicable to active duty military members pursuant to P.L. 109-364.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BRINKS COMPANY via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Legislation regarding labor issues
Filing targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
PROSPECT CAPITAL CORPORATION via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
National Flood Insurance Program; Reinsurance coverage; natural disaster insurance and mitigation; insurance and reinsurance legislation; Amendments to the National Flood Insurance Act; Department of Agriculture Standard Reinsurance Agreement; and Dodd-Frank regulations. HR 3370
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions. CEA Reauthorization
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
FEDERATION OF EXCHANGE ACCOMODATORS, INC. via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Implementation of Wall Street Reform and Consumer Protection Act. CFPB study and IRC 1031.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Issues related to Hedge Rund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DIRECT EDGE ECN via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · 1T
Issues related to market structure issues. Dodd-Frank implementation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Legislation and regulation impacting investment options available to insurance companies, including the CFPB.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
SMITHFIELD FOODS, INC. via WILLIAMS AND JENSEN, PLLC
2014 · first_quarter · Q1
Legislation regarding general labor issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SMITHFIELD FOODS, INC. via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · 3A
Legislation regarding general labor issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · 4A
Dodd-Frank regulations-systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · 4A
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · 4A
National Flood Insurance Program; Reinsurance coverage; natural disaster insurance and mitigation; insurance and reinsurance legislation; Amendments to the National Flood Insurance Act; Department of Agriculture Standard Reinsurance Agreement; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
VISA via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Regulation of debit and credit card practices; interchange fees; prepaid card fee; and financial literacy issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PROSPECT CAPITAL CORPORATION via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BRINKS COMPANY via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Legislation regarding labor issues
Filing targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
CME GROUP via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities.
Tax issues affecting futures trading, and Transaction Fee Proposals; Tax Reform issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
National Flood Insurance Program; Reinsurance coverage; natural disaster insurance and mitigation; insurance and reinsurance legislation; Amendments to the National Flood Insurance Act; Department of Agriculture Standard Reinsurance Agreement; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
FEDERATION OF EXCHANGE ACCOMODATORS, INC. via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Implementation of Wall Street Reform and Consumer Protection Act. CFPB study and IRC 1031.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Issues related to TIPS, Hedge Rund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DIRECT EDGE ECN via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Issues related to market structure issues. Dodd-Frank implementation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Legislation and regulation impacting investment options available to insurance companies, including the CFPB.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program (H.R. 3448)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program (H.R. 3448)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SMITHFIELD FOODS, INC. via WILLIAMS AND JENSEN, PLLC
2013 · fourth_quarter · Q4
Legislation regarding general labor issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VISA via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Regulation of debit and credit card practices; interchange fees; prepaid card fee; and financial literacy issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BRINKS COMPANY via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · 3A
Legislation regarding labor issues
Filing targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
BRINKS COMPANY via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Legislation regarding labor issues
Filing targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office
SMITHFIELD FOODS, INC. via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Legislation regarding general labor issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PROSPECT CAPITAL CORPORATION via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
National Flood Insurance Program; Reinsurance coverage; natural disaster insurance and mitigation; insurance and reinsurance legislation; Amendments to the National Flood Insurance Act; Department of Agriculture Standard Reinsurance Agreement; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
KNIGHT CAPITAL GROUP via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · 3T
Securities regulation; equities markets; and market data issues. Reverse Mortgages issue. Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FEDERATION OF EXCHANGE ACCOMODATORS, INC. via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Implementation of Wall Street Reform and Consumer Protection Act. CFPB study and IRC 1031.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Issues related to TIPS, Hedge Rund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DIRECT EDGE ECN via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Issues related to market structure issues. Dodd-Frank implementation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Legislation and regulation impacting investment options available to insurance companies, including the CFPB.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CME GROUP via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities.
Tax issues affecting futures trading, and Transaction Fee Proposals.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2013 · third_quarter · Q3
Securities Transaction tax (H.R. 880, S. 410); Financial Products Taxation reform as it related to options.
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLOOMBERG LP via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · 2A
Market data issues. Issues related to the use of financial product identifiers; economic data release issues. Derivatives issues and regulation reform including agency regulations pursuant to Dodd-Frank Wall Street Reform Act. Issues related to Swaps execution facilities (SEFs) and Swap Data Repositories (SDRs).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
SMITHFIELD FOODS, INC. via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Legislation regarding general labor issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE VANGUARD GROUP, INC. via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Dodd-Frank regulations - systemic risk, SIFI Rules, orderly liquidation authority, and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
TD AMERITRADE via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITY TRADERS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure.
Securities Transaction tax (H.R. 880, S. 410)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CME GROUP via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Tax issues affecting futures trading, and Transaction Fee Proposals.
Dodd-Frank Act regulations; financial services; CFTC regulation; OTC trading; swaps trading and Speculation in Energy Commodities.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PROSPECT CAPITAL CORPORATION via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Securities legislation impacting business development companies; H.R. 31, H.R. 1800, H.R. 1973.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BRINKS COMPANY via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Legislation regarding labor issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
REINSURANCE ASSOCIATION OF AMERICA via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
National Flood Insurance Program; Reinsurance coverage; natural disaster insurance and mitigation; insurance and reinsurance legislation; Amendments to the National Flood Insurance Act; Department of Agriculture Standard Reinsurance Agreement; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Hedge fund legislation. Hedge fund regulation under Dodd-Frank legislation. Commodity Speculation Legislation, derivatives and OTC trading provisions.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
KNIGHT CAPITAL GROUP via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Securities regulation; equities markets; and market data issues. Reverse Mortgages issue. Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FEDERATION OF EXCHANGE ACCOMODATORS, INC. via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Implementation of Wall Street Reform and Consumer Protection Act. CFPB study and IRC 1031.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ELLIOTT MANAGEMENT via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Issues related to TIPS, Hedge Rund Regulation; Bankruptcy; Distressed debt; Section 13 (d) disclosures; Dodd-Frank Act Resolution Authority; and Dodd-Frank regulations.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DIRECT EDGE ECN via WILLIAMS AND JENSEN, PLLC
2013 · second_quarter · Q2
Issues related to market structure issues. Dodd-Frank implementation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)