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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 1090, Retail Investor Protection Act, all provisions.
CLEAR Relief Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R.1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally. Issues relating to cyber-security.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) via ERIS GROUP
2015 · first_quarter · Q1
Issues regarding data privacy.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. Issues relating to anti-money laundering and the Bank Secrecy Act generally. Issues relating to cyber-security. Consumer Financial Protection Bureau proposed rule on prepaid cards. Settlement agreement between the Office of Foreign Assets Control (OFAC) and PayPal.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Source: Senate LDA
CLEAR Relief Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R.1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally. Issues relating to cyber-security.
CLEAR Relief Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R.1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally. Issues relating to cyber-security.
CLEAR Relief Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R.1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally.Issues relating to cyber-security.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
CLEAR Relief Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R. 1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally.Issues relating to cyber-security.
CLEAR Relief Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R. 1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally.Issues relating to cyber-security.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R.2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker dealers and investment advisors.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Marketplace Fairness Act of 2013
Client: EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) · Firm: ERIS GROUP
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. HR 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investor Protection Corporation modernization and a self-regulatory organization for investment advisors.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self regulatory organization for investment advisors. Securities Investment Protection Corporation modernization.
H.R. 4123, Fair Playing Field Act of 2012, relating to the treatment of workers as employees or independent contractors for purposes of the Internal Revenue Code.
Investment Adviser Oversight Act of 2012
Client: FINANCIAL SERVICES INSTITUTE · Firm: ERIS GROUP
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Investment Adviser Oversight Act of 2012
Client: FINANCIAL SERVICES INSTITUTE · Firm: ERIS GROUP
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Investment Adviser Oversight Act of 2012
Client: FINANCIAL SERVICES INSTITUTE · Firm: ERIS GROUP
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self regulatory organization for investment advisors. Securities Investment Protection Corporation modernization.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2015 · first_quarter · Q1
Tax reform generally. Status of independent contractors under the tax code.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 1090, Retail Investor Protection Act, all provisions.
Department of Labor's proposed definition of fiduciary for purposes of ERISA.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) via ERIS GROUP
2014 · fourth_quarter · Q4
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R.1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally. Issues relating to cyber-security.
Issues regarding data privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2014 · fourth_quarter · Q4
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Tax reform generally. Status of independent contractors under the tax code.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2014 · third_quarter · Q3
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Tax reform generally. Status of independent contractors under the tax code.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) via ERIS GROUP
2014 · third_quarter · Q3
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R.1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally. Issues relating to cyber-security.
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2014 · second_quarter · Q2
Tax reform generally. Status of independent contractors under the tax code.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) via ERIS GROUP
2014 · second_quarter · Q2
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R.1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally. Issues relating to cyber-security.
Issues regarding data privacy.
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2014 · first_quarter · Q1
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Tax reform generally. Status of independent contractors under the tax code.
EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) via ERIS GROUP
2014 · first_quarter · Q1
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R.1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally.Issues relating to cyber-security.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2013 · fourth_quarter · Q4
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) via ERIS GROUP
2013 · fourth_quarter · Q4
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R. 1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally.Issues relating to cyber-security.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2013 · third_quarter · Q3
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EBAY INC (FORMERLY FILED UNDER PAYPAL INC ) via ERIS GROUP
2013 · third_quarter · Q3
H.R. 684, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration. S. 336, Marketplace Fairness Act of 2013, all provisions relating to multi-state sales tax collection and administration.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act relating to debit card interchange fees. Issues relating to mobile payments. H.R. 1750, CLEAR Relief Act of 2013, provisions relating to international ACH transactions. Issues relating to anti-money laundering and the Bank Secrecy Act generally.Issues relating to cyber-security.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2013 · second_quarter · Q2
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R.2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker dealers and investment advisors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2013 · first_quarter · Q1
Department of Labor's proposed definition of fiduciary for purposes of ERISA.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2012 · fourth_quarter · 4A
H.R. 4123, Fair Playing Field Act of 2012, relating to the treatment of workers as employees or independent contractors for purposes of the Internal Revenue Code.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2012 · third_quarter · Q3
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investment Protection Corporation modernization. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self-regulatory organization for investment advisors. H.R. 757, Equitable Treatment of Investors Act, all provisions.
Department of Labor's proposed definition of fiduciary for purposes of ERISA.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2012 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. H.R. 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. H.R. 4624, Investment Advisor Oversight Act of 2012, authorizing the establishment of a self regulatory organization for investment advisors. Securities Investment Protection Corporation modernization.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL SERVICES INSTITUTE via ERIS GROUP
2012 · first_quarter · Q1
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act as it relates to broker-dealers and financial advisors. HR 2308, SEC Regulatory Accountability Act, provisions regarding cost benefit of Securities and Exchange Commission rules. Securities Investor Protection Corporation modernization and a self-regulatory organization for investment advisors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Issues regarding data privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE