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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Implementation of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Implementation of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
SEMPRA ENERGY via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Tax policy and implementation of the Tax Cuts and Jobs Act (TCJA) Implementation of Section 163(j) tax regulations
Filing targets: HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), SENATE, Treasury, Dept of
NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Source: Senate LDA
| AFLAC INC |
| 24 |
| 2013–2019 |
| MUTUAL OF OMAHA INSURANCE COMPANY | 24 | 2013–2019 |
| NATIONWIDE INSURANCE | 24 | 2013–2019 |
| NEW YORK LIFE INSURANCE COMPANY | 24 | 2013–2019 |
| PRUDENTIAL FINANCIAL INC | 24 | 2013–2019 |
| STATE FARM INSURANCE COMPANIES | 24 | 2013–2019 |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 22 | 2014–2019 |
| ALLSTATE INSURANCE COMPANY | 21 | 2014–2019 |
| METROPOLITAN LIFE INSURANCE COMPANY | 21 | 2013–2017 |
| QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION | 16 | 2016–2019 |
| EQUITABLE | 11 | 2017–2019 |
| AMERICANS STANDING FOR SIMPLIFICATION OF THE ESTATE TAX, INC. (ASSET) | 9 | 2015–2017 |
| EDISON ELECTRIC INSTITUTE | 9 | 2015–2017 |
| ASSOCIATION FOR CORPORATE GROWTH, INC. | 7 | 2017–2018 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | 7 | 2018–2019 |
| SEMPRA ENERGY | 6 | 2018–2019 |
| THE BUILD COALITION | 6 | 2017–2018 |
| HCBS ADVOCACY, LLC | 5 | 2018–2019 |
| SUNPOWER CORPORATION | 5 | 2017–2018 |
| INTERNATIONAL FRANCHISE ASSOCIATION | 4 | 2018 |
| TRANSAMERICA COMPANIES | 4 | 2014 |
| NATIONAL ASSOCIATION FOR OILHEAT RESEARCH AND EDUCATION | 3 | 2011 |
| HUNT COMPANIES | 2 | 2018 |
SEC Disclosure Effectiveness Testing Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36); H.R. 1815, SEC Disclosure Effectiveness Testing Act
SEC Disclosure Effectiveness Testing Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36); H.R. 1815, SEC Disclosure Effectiveness Testing Act
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36); Proposed rulemaking on fiduciary rule and prohibited transaction exemptions (RIN 1210-AB82); HR 1994, the Setting Every Community Up for Retirement Enhancement Act of 2019 Sec. 401, Modification of Required Distribution rules for designated beneficiaries
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 10 the Financial CHOICE Act. S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act.
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 10 the Financial CHOICE Act. S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act.
Affordable Retirement Advice for Savers Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Affordable Retirement Advice for Savers Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Affordable Retirement Advice for Savers Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Affordable Retirement Advice for Savers Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Housing Opportunity Mortgage Expansion Act
Client: HUNT COMPANIES · Firm: MINDSET ADVOCACY, LLC
S.2361 - Housing Opportunity Mortgage Expansion Act H.R. 2890 - the Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HUNT COMPANIES · Firm: MINDSET ADVOCACY, LLC
S.2361 - Housing Opportunity Mortgage Expansion Act H.R. 2890 - the Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S 2361 Housing Opportunity Mortgage Expansion Act, HR 2890 Housing Opportunity Mortgage Expansion Act, S 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S 2361 Housing Opportunity Mortgage Expansion Act, HR 2890 Housing Opportunity Mortgage Expansion Act, S 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Save Local Business Act
Client: INTERNATIONAL FRANCHISE ASSOCIATION · Firm: MINDSET ADVOCACY, LLC
Issues related to the joint employer standard, H.R. 3441, the Save Local Business Act, H.R. 6695, Trademark Licensing Protection Act
Save Local Business Act
Client: INTERNATIONAL FRANCHISE ASSOCIATION · Firm: MINDSET ADVOCACY, LLC
Issues related to the joint employer standard, H.R. 3441, the Save Local Business Act, H.R. 6695, Trademark Licensing Protection Act
Save Local Business Act
Client: INTERNATIONAL FRANCHISE ASSOCIATION · Firm: MINDSET ADVOCACY, LLC
Issues related to the joint employer standard H.R. 3441, the Save Local Business Act
Save Local Business Act
Client: INTERNATIONAL FRANCHISE ASSOCIATION · Firm: MINDSET ADVOCACY, LLC
Issues related to the joint employer standard H.R. 3441, the Save Local Businesses Act
Protecting Advice for Small Savers Act of 2017
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Protecting Advice for Small Savers Act of 2017
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Protecting Advice for Small Savers Act of 2017
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Protecting Advice for Small Savers Act of 2017
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Trademark Licensing Protection Act of 2018
Client: INTERNATIONAL FRANCHISE ASSOCIATION · Firm: MINDSET ADVOCACY, LLC
Issues related to the joint employer standard, H.R. 3441, the Save Local Business Act, H.R. 6695, Trademark Licensing Protection Act
Trademark Licensing Protection Act of 2018
Client: INTERNATIONAL FRANCHISE ASSOCIATION · Firm: MINDSET ADVOCACY, LLC
Issues related to the joint employer standard, H.R. 3441, the Save Local Business Act, H.R. 6695, Trademark Licensing Protection Act
Consumer Information Notification Requirement Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
H.R. 6743, Consumer Information Notification Requirement Act, establishing a federal data security standard for financial firms.
Consumer Information Notification Requirement Act
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 6743, the Consumer information Notification Requirement Act, Implementation of S.2155 (P.L. 115-174), Economic Growth, Regulatory Relief, and Consumer Protection Act
Consumer Information Notification Requirement Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
H.R. 6743, Consumer Information Notification Requirement Act, establishing a federal data security standard for financial firms.
Consumer Information Notification Requirement Act
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 6743, the Consumer information Notification Requirement Act, Implementation of S.2155 (P.L. 115-174), Economic Growth, Regulatory Relief, and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 10 the Financial CHOICE Act. S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 6743, the Consumer information Notification Requirement Act, Implementation of S.2155 (P.L. 115-174), Economic Growth, Regulatory Relief, and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 6743, the Consumer information Notification Requirement Act, Implementation of S.2155 (P.L. 115-174), Economic Growth, Regulatory Relief, and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: VISA USA, INC. · Firm: MINDSET ADVOCACY, LLC
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 10 the Financial CHOICE Act. S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HUNT COMPANIES · Firm: MINDSET ADVOCACY, LLC
S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S 2361 Housing Opportunity Mortgage Expansion Act, HR 2890 Housing Opportunity Mortgage Expansion Act, S 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S 2361 Housing Opportunity Mortgage Expansion Act, HR 2890 Housing Opportunity Mortgage Expansion Act, S 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HUNT COMPANIES · Firm: MINDSET ADVOCACY, LLC
S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HUNT COMPANIES · Firm: MINDSET ADVOCACY, LLC
S.2361 - Housing Opportunity Mortgage Expansion Act H.R. 2890 - the Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S 2361 Housing Opportunity Mortgage Expansion Act, HR 2890 Housing Opportunity Mortgage Expansion Act, S 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Housing Opportunity Mortgage Expansion Act
Client: HCBS ADVOCACY, LLC · Firm: MINDSET ADVOCACY, LLC
S 2361 Housing Opportunity Mortgage Expansion Act, HR 2890 Housing Opportunity Mortgage Expansion Act, S 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Housing Opportunity Mortgage Expansion Act
Client: HUNT COMPANIES · Firm: MINDSET ADVOCACY, LLC
S.2361 - Housing Opportunity Mortgage Expansion Act H.R. 2890 - the Housing Opportunity Mortgage Expansion Act
Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees.
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.J.Res. 67: Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees; H.J.Res. 66: Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by State for non-governmental employees
Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees.
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.J.Res. 66: Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by State for non-governmental employees; H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act
Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.J.Res. 67: Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees; H.J.Res. 66: Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by State for non-governmental employees
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
H.R. 1: Tax Cuts and Jobs Act: all provisions relating to taxation of life insurers; preserving retirement savings tax incentives in the current tax code; the "first-in, first-out" provision regarding investors with taxable accounts.
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 10 the Financial CHOICE Act
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 10 the Financial CHOICE Act
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 10 the Financial CHOICE Act
Insurance Company Tax Modernization and Parity Act of 2017
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code; H.R. 2181 - Insurance Company Tax Modernization and Parity Act of 2017, which pertains to the taxation of life insurers
Affordable Retirement Advice for Savers Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.J.Res. 66: Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by State for non-governmental employees; H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act
Affordable Retirement Advice for Savers Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Affordable Retirement Advice for Savers Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Protecting Advice for Small Savers Act of 2017
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Protecting Advice for Small Savers Act of 2017
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015
Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary".
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015
S. 2252, Fair Playing Field Act of 2015, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 2252, Fair Playing Field Act of 2015, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 2252, Fair Playing Field Act of 2015, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Consolidated Appropriations Act, 2016
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029)
Consolidated Appropriations Act, 2016
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Dodd-Frank Act implementation and amendments
Issues relating to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
VISA USA, INC. via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to cybersecurity
Issues related to payments innovation, payment/data security, payments regulation, privacy & data use issues
Implementation of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36); H.R. 1815, SEC Disclosure Effectiveness Testing Act
Federal standards related to data security, privacy and use.
U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36); Proposed rulemaking on fiduciary rule and prohibited transaction exemptions (RIN 1210-AB82); HR 1994, the Setting Every Community Up for Retirement Enhancement Act of 2019 Sec. 401, Modification of Required Distribution rules for designated beneficiaries
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NEW YORK LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Housing finance reform
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
TIAA via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
MUTUAL OF OMAHA INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
H.R. 7278, To Amend the Employee Retirement Income Security Act of 1974
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
EQUITABLE via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
ALLSTATE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
AFLAC, INC. via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
CONTINENTAL CASUALTY COMPANY via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Covered Agreement; cybersecurity and data breach issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HCBS ADVOCACY, LLC via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Housing Finance, Military Housing, Tax
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Treasury, Dept of
PURPOSE FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2019 · second_quarter · Q2
Dodd-Frank Act implementation
Filing targets: Consumer Financial Protection Bureau (CFPB), HOUSE OF REPRESENTATIVES, SENATE
PURPOSE FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2019 · first_quarter · 1A
Dodd-Frank Act implementation
Filing targets: Consumer Financial Protection Bureau (CFPB), HOUSE OF REPRESENTATIVES, SENATE
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2019 · second_quarter · 2T
Rural Business Investment Corp
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36)
Federal standards related to data security, privacy and use.
U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36); H.R. 1815, SEC Disclosure Effectiveness Testing Act
PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act implementation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
ALLSTATE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act implementation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act implementation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
MUTUAL OF OMAHA INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
H.R. 7278, To Amend the Employee Retirement Income Security Act of 1974
Dodd-Frank Act implementation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
TIAA via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act implementation; cybersecurity and data privacy issues; ISLHC bill
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
AFLAC, INC. via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act Implementation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act implementation and amendments
Dodd-Frank Act implementation and amendments; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act implementation; cybersecurity and data privacy issues; ISLHC bill
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
SEMPRA ENERGY via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Tax policy and implementation of the Tax Cuts and Jobs Act (TCJA) Implementation of Section 163(j) tax regulations
Filing targets: HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), SENATE, Treasury, Dept of
NEW YORK LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Issues related to federal involvement in insurance regulation; cybersecurity and data privacy issues
Housing finance reform
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
VISA USA, INC. via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Implementation of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Issues related to payments innovation, payment/data security, payments regulation
Issues related to cybersecurity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act implementation ; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
EQUITABLE via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act Implementation; cybersecurity and data privacy issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
HCBS ADVOCACY, LLC via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Housing Finance, Military Housing, Tax
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PURPOSE FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Dodd-Frank Act implementation
Filing targets: Consumer Financial Protection Bureau (CFPB), HOUSE OF REPRESENTATIVES, SENATE
CONTINENTAL CASUALTY COMPANY via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Covered Agreement; cybersecurity and data breach issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2019 · first_quarter · Q1
Rural Business Investment Corp
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2019 · first_quarter · 1T
Puerto Rico economic crisis
Puerto Rico economic crisis
Puerto Rico economic crisis
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
H.R. 6743, Consumer Information Notification Requirement Act, establishing a federal data security standard for financial firms.
U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36)
INTERNATIONAL FRANCHISE ASSOCIATION via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · 4T
Issues related to the joint employer standard, H.R. 3441, the Save Local Business Act, H.R. 6695, Trademark Licensing Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VISA USA, INC. via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · 4A
Issues related to Cybersecurity
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CONTINENTAL CASUALTY COMPANY via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Covered Agreement; cybersecurity and data breach issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Puerto Rico economic crisis
Puerto Rico economic crisis
Puerto Rico economic crisis
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
SEMPRA ENERGY via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Tax policy and implementation of the Tax Cuts and Jobs Act (TCJA) Implementation of Section 163(j) tax regulations
Filing targets: HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), SENATE, Treasury, Dept of
VISA USA, INC. via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Issues related to Cybersecurity
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 6743, the Consumer information Notification Requirement Act, Implementation of S.2155 (P.L. 115-174), Economic Growth, Regulatory Relief, and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Rural Business Investment Corp
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
HCBS ADVOCACY, LLC via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PURPOSE FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation
Filing targets: Consumer Financial Protection Bureau (CFPB)
UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
TIAA via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation, cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NEW YORK LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Housing finance reform
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act implementation and Amendments, ISLHC Bill, cybersecurity and data breach issues
Dodd-Frank Act implementation and Amendments
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
MUTUAL OF OMAHA INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
ALLSTATE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · 4A
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
AFLAC, INC. via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · 4A
Dodd-Frank Act Implementation; cybersecurity data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
EQUITABLE via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
ALLSTATE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
AFLAC, INC. via MINDSET ADVOCACY, LLC
2018 · fourth_quarter · Q4
Dodd-Frank Act Implementation; cybersecurity data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
HCBS ADVOCACY, LLC via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
S. 2361 Housing Opportunity Mortgage Expansion Act; H.R. 2890 The Housing Opportunity Mortgage Expansion Act
S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HCBS ADVOCACY, LLC via MINDSET ADVOCACY, LLC
2018 · third_quarter · RR
S 2361 Housing Opportunity Mortgage Expansion Act, HR 2890 Housing Opportunity Mortgage Expansion Act, S 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
S 2361 Housing Opportunity Mortgage Expansion Act, HR 2890 Housing Opportunity Mortgage Expansion Act, S 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act
HUNT COMPANIES via MINDSET ADVOCACY, LLC
2018 · third_quarter · 3T
S.2361 - Housing Opportunity Mortgage Expansion Act H.R. 2890 - the Housing Opportunity Mortgage Expansion Act
S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
SEMPRA ENERGY via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Tax policy and implementation of the Tax Cuts and Jobs Act (TCJA) Implementation of Section 163(j) tax regulations
Filing targets: HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), SENATE, Treasury, Dept of
INTERNATIONAL FRANCHISE ASSOCIATION via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Issues related to the joint employer standard, H.R. 3441, the Save Local Business Act, H.R. 6695, Trademark Licensing Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VISA USA, INC. via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 6743, the Consumer information Notification Requirement Act, Implementation of S.2155 (P.L. 115-174), Economic Growth, Regulatory Relief, and Consumer Protection Act
Issues related to Cybersecurity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
H.R. 6743, Consumer Information Notification Requirement Act, establishing a federal data security standard for financial firms.
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
TIAA via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation, cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NEW YORK LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Housing finance reform
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act implementation and Amendments, ISLHC Bill, cybersecurity and data breach issues
Dodd-Frank Act implementation and Amendments
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
MUTUAL OF OMAHA INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Puerto Rico economic crisis
Puerto Rico economic crisis
Puerto Rico economic crisis
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CONTINENTAL CASUALTY COMPANY via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Covered Agreement; cybersecurity and data breach issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
EQUITABLE via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
ASSOCIATION FOR CORPORATE GROWTH, INC. via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Modernizing statutes of the Investment Advisor Act of 1940
Modernizing statutes of the Investment Advisor Act of 1940
issues related to tax reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ALLSTATE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
AFLAC, INC. via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation; cybersecurity data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Extension of the New Markets Tax Credit
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PURPOSE FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2018 · third_quarter · Q3
Dodd-Frank Act Implementation
Filing targets: Consumer Financial Protection Bureau (CFPB)
PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Dodd-Frank Act Implementation, cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors, SEC Reg. Best Interest
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SEMPRA ENERGY via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Tax policy and implementation of the Tax Cuts and Jobs Act (TCJA) Implementation of Section 163(j) tax regulations
Filing targets: HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), SENATE, Treasury, Dept of
INTERNATIONAL FRANCHISE ASSOCIATION via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Issues related to the joint employer standard H.R. 3441, the Save Local Businesses Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VISA USA, INC. via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Issues related to payment card regulations, EMV migration and payments innovation, regulatory reform, H.R. 10 the Financial CHOICE Act. S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act.
Issues relating to corporate tax reform, Implementations of H.R. 1, Tax Cuts & Jobs Act (P.L. 115-97)
Issues related to Cybersecurity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
TIAA via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
SUNPOWER CORPORATION via MINDSET ADVOCACY, LLC
2018 · second_quarter · 2T
Renewable energy and trade policy
Filing targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), SENATE, U.S. Trade Representative (USTR), Vice President of the U.S.
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Puerto Rico economic crisis
Puerto Rico economic crisis
Puerto Rico economic crisis
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NEW YORK LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Housing finance reform
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Dodd-Frank Act implementation and Amendments
Dodd-Frank Act implementation and Amendments, ISLHC Bill, cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
MUTUAL OF OMAHA INSURANCE COMPANY via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Dodd-Frank Act Implementation; cybersecurity and data breach issues
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
HUNT COMPANIES via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
S. 2155 - Economic Growth, Regulatory Relief, and Consumer Protection Act
S.2361 - Housing Opportunity Mortgage Expansion Act H.R. 2890 - the Housing Opportunity Mortgage Expansion Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CONTINENTAL CASUALTY COMPANY via MINDSET ADVOCACY, LLC
2018 · second_quarter · Q2
Covered Agreement; cybersecurity and data breach issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term "Fiduciary"; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24, and 86-128 (RIN 1210-AB79); H.R. 2823/S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors, SEC Reg. Best Interest
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)