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Reported covered position: Chief of Staff, Susan Kosmos
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Source: Senate LDA
| 2011–2014 |
| OPTIONS CLEARING CORPORATION | 13 | 2011–2014 |
| JPMORGAN CHASE BANK, N.A. | 12 | 2012–2014 |
| INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA | 7 | 2011–2012 |
| MATRIX ADVISORS, LLC | 5 | 2014 |
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Restoring Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes.
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes.
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Fairness for Community Job Creators Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
National Association of Registered Agents and Brokers Reform Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to create an Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
National Association of Registered Agents and Brokers Reform Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
National Association of Registered Agents and Brokers Reform Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
Access to Professional Health Insurance Advisors Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Access to Professional Health Insurance Advisors Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Access to Professional Health Insurance Advisors Act of 2011
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Investment Adviser Oversight Act of 2012
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Investment Adviser Oversight Act of 2012
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Investment Adviser Oversight Act of 2012
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
U.S. Financial Services Global Viability Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof. HR 6524.
Pediatric Research Consortia Establishment Act
Client: REGIONS FINANCIAL CORP. · Firm: NAPPI & HOPPE, LLC
Implementation of Dodd Frank Wall Street Reform and Consumer Proterction Act including Titles 1,6,9,10.Price controls on debit card interchange fees. S.575 and HR 1080 to delay fees for two years.
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Bank regulation and prudential standards; implementation of the Dodd Frank Act, including Section 619.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
FSOC designation process issues; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2014 · fourth_quarter · Q4
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Personal security technology applications
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Bank regulation and prudential standards; implementation of the Dodd Frank Act, including Section 619 and the proposed Risk Retention Rules promulgated pursuant to Section 941.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2014 · third_quarter · 3T
Securities Market structure and microstructure issues; the National Market System; the regulation of Securities Exchanges and non-exchange trading systems under the Securities and Exchange Act of 1934.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Regulation of Money Market Funds; FSOC designation process issues; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2014 · third_quarter · Q3
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Personal security technology applications
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Bank regulation and prudential standards; implementation of the Dodd Frank Act, including Section 619 and the proposed Risk Retention Rules promulgated pursuant to Section 941.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Implementation of the Dodd-Frank Act, including Title I thereof; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Securities market structure and microstructure issues; the National Market System; self-regulatory organizations; the regulation of securities exchanges and non-exchange trading systems under the Securities and Exchange Act of 1934.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Regulation of Money Market Funds; FSOC designation process issues; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2014 · second_quarter · 2T
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Chairman Camp's draft legislation to change the tax treatment of certain financial instruments
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2014 · second_quarter · Q2
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Foreign Investor Visa Programs; H.R. 2131 - the SKILLS Visa Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Securities Market structure and microstructure issues; the National Market System; the regulation of Securities Exchanges and non-exchange trading systems under the Securities and Exchange Act of 1934.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via NAPPI & HOPPE, LLC
2014 · first_quarter · RR
Proposals to create Foreign investor vias pilot programs
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Bank regulation and prudential standards; implementation of the Dodd Frank Act, including Section 619 and the proposed Risk Retention Rules promulgated pursuant to Section 941.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Regulation of Money Market Funds; FSOC designation process issues; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2014 · first_quarter · Q1
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Chairman Camp's draft legislation to change the tax treatment of certain financial instruments
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Bank regulation and prudential standards, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Regulation of Money Market Funds; Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders; proposals to change the tax treatment of certain financial instruments
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2013 · fourth_quarter · Q4
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Bank regulation and prudential standards, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
Treatment of creditors in Bankruptcy
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Regulation of Money Market Funds; implementation of the Dodd-Frank Act, including Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders; proposals to change the tax treatment of certain financial instruments
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2013 · third_quarter · Q3
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · second_quarter · 2A
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Financial services regulation, implementation of the Dodd Frank Act
Bank regulation, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Foreign Account Tax Compliance Act
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Regulation of Money Market Funds; implementation of the Dodd-Frank Act, including Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2013 · second_quarter · Q2
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders; proposals to change the tax treatment of certain financial instruments
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Financial services regulation, implementation of the Dodd Frank Act
Bank regulation, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Foreign Account Tax Compliance Act
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders; proposals to change the tax treatment of certain financial instruments
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Regulation of Money Market Funds; implementation of the Dodd-Frank Act, including Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2013 · first_quarter · Q1
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Proposals to encourage modification of home mortgages, FHA reform, S. 3677 to amend the National Flood Insurance Act.
Financial services regulation, implementation of the Dodd Frank Act
Bank regulation, implementation of the Dodd Frank Act, S. 3677, to amend the National Flood insurance Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; implementation of the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Regulation of Money Market Funds; implementation of the Dodd-Frank Act, including Title I thereof.
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof. HR 6524.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to create an Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2012 · fourth_quarter · Q4
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; trading technology; the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Regulation of Money Market Funds; implementation of the Dodd-Frank Act
Implementation of the Dodd-Frank Act, including Section 619 (the "Volcker rule") and Title I thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Proposed IRS regulations that would impose US withholding tax on certain options transactions entered into by non-US persons; "60/40 tax treatment for options market makers and professional futures traders
Clearing and Risk Management for exchange traded options and futures and over-the-counter derivatives; futures and securities regulatory restructuring; implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and risk management requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2012 · third_quarter · Q3
financial services regulation, implementation of the Dodd Frank Act
Bank regulation, implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. Proposals to enhance the regulation of investment advisors. H.R. 4624
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS; the JOBS Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Foreign Account Tax Compliance Act
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Regulation of Money Market Funds; implementation of the Dodd-Frank Act
Regulation of Money Market Funds; implementation of the Dodd-Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2012 · second_quarter · 2A
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
H.R. 1206 and S. 2068, bills to facilitate consumer access to independent health insurance advice.
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies and H.R. 1112 and S. 2342, bills to modernize state licensing of insurance brokers and agents.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Clearing and risk management for listed options, futures and OTC derivatives; futures and securities regulatory restucturing;Dodd-Frank Act implementation; governance and risk management requirements for DCOs and Clearing Agencies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Implementation of the provisions of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010 pertaining to credit rating agencies; NRSROs and credit rating agencies and the regulation thereof.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2012 · second_quarter · Q2
Financial services regulation, implementation of the Dodd Frank Act.
Bank regulation, implementation of the Dodd Frank Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JPMORGAN CHASE BANK, N.A. via NAPPI & HOPPE, LLC
2012 · second_quarter · RR
Bank regulation, implementation of the Dodd Frank Act.
Bank regulation, implementation of the Dodd Frank Act.
REGIONS FINANCIAL CORP. via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Implementation of the Dodd-Frank Act; bank regulatory issues; consumer credit issues.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
ICE GROUP (FORMERLY NYSE GROUP INC ) via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, inlcuding Titles VII and VII; Regulation of Securities Exchanges and other platforms for trading securities and other financial instruments; National Market System and proposal to amend Reg NMS, and: the proposed merger of the NYSE and Deutsche Borse
Proposed merger of NYSE Euronext and Deutsche Borse
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Regulation of Money Market Funds; Section 619 of the Dodd Frank Act
Regulation of money market funds; Section 619 of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Recovery and Consumer Protection Act, Titles I,II and V. Proposals to extend the National Flood Insurance Program, Optional Federal Charter for Insurance Companies. 
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2012 · first_quarter · Q1
Congressional oversight of the implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 913 and 914 thereof; the examination and supervision of broker-dealers and investment advisors; the operation and oversight of SROs; and the oversight of trading in securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Treatment of creditors in Bankruptcy
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)