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Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2025 · first_quarter · Q1
Derivatives regulation, legislation related to equity market structure, taxation of derivatives, and any regulation or legislative proposals regarding exchanges, securities, derivatives, capital markets, or market structure.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2024 · fourth_quarter · Q4
Source: Senate LDA
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Comprehensive Derivatives Regulation Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. Modernization of financial regulation including S 1691 the "Comprehensive Derivatives Regulation Act of 2009", HR 4173 the "Wall Street Reform and Consumer ProtectionAct of 2009, and the "Restoring Financial Stability Act of 2010".
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. HR4173, "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010" and Restoring American Financial Stability act of 2010"
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. HR4173, "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010" and Restoring American Financial Stability act of 2010"
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. Modernization of financial regulation including S 1691 the "Comprehensive Derivatives Regulation Act of 2009", HR 4173 the "Wall Street Reform and Consumer ProtectionAct of 2009, and the "Restoring Financial Stability Act of 2010".
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. HR4173, "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010" and Restoring American Financial Stability act of 2010"
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. HR4173, "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010" and Restoring American Financial Stability act of 2010"
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009." Taxation of options market makers.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009." Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
President's budget recommendation to amend tax treatment for options market makers. Tax treatment for options traders, 60/40. Taxation of securities transactions, including HR 1068 - "let Wall Street pay for Wall Street's Bailout Act of 2009".
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Tax treatment for options traders, 60/40. Taxation of securities transactions, including HR 1068 - "let Wall Street pay for Wall Street's Bailout Act of 2009"
Derivative Trading Accountability and Disclosure Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009" and HR 4173 the "Wall Street Reform and Consumer Protection Act of 2009").
Comprehensive Derivatives Regulation Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009" and HR 4173 the "Wall Street Reform and Consumer Protection Act of 2009").
Comprehensive Derivatives Regulation Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Comprehensive Derivatives Regulation Act of 2009
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009" and HR 4173 the "Wall Street Reform and Consumer Protection Act of 2009").
Native American Sacred Lands Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining.
Native American Sacred Lands Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining. Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure
Native American Sacred Lands Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining.
Native American Sacred Lands Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining. Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure.
Native American Sacred Lands Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining.
Native American Sacred Lands Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining. Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure.
Commodity Exchange Reauthorization Act of 2005
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Market Structure Issues, Options traders tax treatment, single stock future margin treatment, futures markets, S1566 CEA reauthorization and HR 4473 CFTC Reauthorization act of 2005. Initiatives related to CBOE's organization modernization including Exchange Rule Filings.
Commodity Exchange Reauthorization Act of 2005
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
S1566 CEA Act of 2005, Futures Markets, Margin treatment for options and single stock futures. HR1566 CEA of 2005.
Commodity Exchange Reauthorization Act of 2005
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
S1566 Commodity Exchange Act of 2005. Futures Markets, Margin treatment for Options and Single Stock futures. HR CFTC Reauthorization Act of 2005.
Commodity Exchange Reauthorization Act of 2005
Client: CBOE GLOBAL MARKETS, INC. · Firm: CBOE GLOBAL MARKETS, INC.
Market Structure Issues, Options Traders Tax Treatment, Single Stock Futures Margin treatment, Futures Markets, S1566 CEA of 2005 and HR 4473 CFTC Reauthorization Act of 2005
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2024 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2024 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2024 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2023 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2023 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2023 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2023 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2022 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2022 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2022 · second_quarter · 2A
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2022 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2022 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2022 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2021 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2021 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2021 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2021 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2020 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2020 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2020 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2020 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2019 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2019 · second_quarter · 2A
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2019 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2019 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2019 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2018 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2018 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2018 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2018 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2017 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2017 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2017 · fourth_quarter · RA
Issues related to potential change in the U.S. Tax Code impacting securities
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2017 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2017 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2016 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2016 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2016 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2016 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2015 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2015 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2015 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2015 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2014 · fourth_quarter · 4A
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2014 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2014 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2014 · first_quarter · Q1
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2013 · fourth_quarter · Q4
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2013 · third_quarter · Q3
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2013 · second_quarter · Q2
Issues related to potential change in the U.S. Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2013 · first_quarter · Q1
Issues related to potential changes in the US Tax Code impacting securities.
Taxation of securities transactions and taxation of options market makers. Issues related to potential changes in the US Tax Code impacting securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2012 · fourth_quarter · Q4
Taxation of securities transactions and taxation of options market makers.
Role of Self Regulatory Organizations in securities markets, including oversight of MF Global.
Implementation of the "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including regulation of derivatives. Role of SRO's iin securities markets, including oversight of MF Global. Proprietary products trading issues. Investor confusion issues related to proposed product pending approval before the SEC.
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2012 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivatives. Role of self regulatory organizations in securities markets, including oversight of MF Global. Proprietary products trading issues.
Taxation of securities transactions and taxation of options market makers.
Role of Self Regulatory Organizations in securities markets, including oversight of MF Global.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivatives. Role of self regulatory organizations in securities markets, including oversight of MF Global.
Rolw of Self Regulatory Organizations in securities markets, including oversight of MF Global.
Taxation of securities transactions and taxation of options market makers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2012 · first_quarter · Q1
Taxation of securities transactions and taxation of options market makers.
Rolw of Self Regulatory Organizations in securities markets, including oversight of MF Global.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivatives. Role of self regulatory organizations in securities markets, including oversight of MF Global.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2011 · fourth_quarter · Q4
Rolw of Self Regulatory Organizations in securities markets, including oversight of MF Global.
Taxation of securities transactions and taxation of options market makers.
Implementation of the "Dodd Frank Wall Street Reform and Consumer Protection Act of 2012", including regulation of derivatives. Role of self regulatory organizations in securities markets, including oversight of MF Global.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2011 · third_quarter · Q3
Taxation of securities transactions and taxation of options market makers.
Implementation of "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010", including regulation of derivatives, securities market structure, including the display of securities quotes, and exchange access fees.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2011 · second_quarter · Q2
Taxation of securities transactions and taxation of options market makers.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivatives. Securities market structure, including display of securities quotes and exchange access fees.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2011 · first_quarter · Q1
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general.
Taxation of securities transactions and taxation of options market makers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2010 · fourth_quarter · Q4
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. HR4173, "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010" and Restoring American Financial Stability act of 2010"
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2010 · third_quarter · Q3
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. HR4173, "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010" and Restoring American Financial Stability act of 2010"
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2010 · third_quarter · Q3
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. HR4173, "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010" and Restoring American Financial Stability act of 2010"
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2010 · second_quarter · Q2
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. HR4173, "Dodd Frank Wall Street Reform and Consumer Protection Act of 2010" and Restoring American Financial Stability act of 2010"
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2010 · first_quarter · Q1
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. Modernization of financial regulation including S 1691 the "Comprehensive Derivatives Regulation Act of 2009", HR 4173 the "Wall Street Reform and Consumer ProtectionAct of 2009, and the "Restoring Financial Stability Act of 2010".
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009". and HR 4191 "Let Wall Street Pay for the Restoration of Main Street". Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2009 · fourth_quarter · Q4
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities including S. 605. The display of securities quotes. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009" and HR 4173 the "Wall Street Reform and Consumer Protection Act of 2009").
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009." Taxation of options market makers. Proposals to change 1255 (a) (3) of the Internal Revenue Code.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2009 · third_quarter · Q3
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009." Taxation of options market makers.
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2009 · second_quarter · Q2
President's budget recommendation to amend tax treatment for options market makers. Tax treatment for options traders, 60/40. Taxation of securities transactions, including HR 1068 - "let Wall Street pay for Wall Street's Bailout Act of 2009".
Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities.
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2009 · first_quarter · Q1
Tax treatment for options traders, 60/40. Taxation of securities transactions, including HR 1068 - "let Wall Street pay for Wall Street's Bailout Act of 2009"
Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring, portfolio margining and the futures markets in general. Regulations and legislation governing short sales of securities.
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2008 · fourth_quarter · Q4
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining. Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure
Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining.
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2008 · third_quarter · Q3
Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining. Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure.
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2008 · second_quarter · Q2
Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining.
Initiatives related to CBOE's organization and modernization; including exchange rule fillings. Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. P.L. 91-598 Securities Investors Protection Act of 1970; regarding portfolio margining. H.R. 2419 provisions relation to portfolio margining. Memorandum of understanding between the SEC and the CFTC regarding coordination of areas of regulatory interest. The US Depertment of Treasury blueprint for a Modernized Financial Regulatory Structure.
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2008 · first_quarter · Q1
Legislation and regulations pertainig to market structure issues, options traders tax treatment, and futures markets. HR 2419, P.L. 91-598, CFTC Reauthorization Act of 2007- all issues pertaining to portfolio margining. Senate Republican Capital Markets Task Force- issues pertaining to portfolio margining. Issues related to Secretary Paulsons Treasury Blue Print report.
Initiatives related to CBOE's organization and moderinization, including exchange rule filings. Legislation and regulations pertainig to market structure issues, options traders tax treatment, and futures markets. HR 2419, P.L. 91-598, CFTC Reauthorization Act of 2007- all issues pertaining to portfolio margining. Senate Republican Capital Markets Task Force- issues pertaining to portfolio margining. Issues related to Secretary Paulsons Treasury Blue Print report.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2007 · year_end · YY
Market Structure Issues, Options traders tax treatment, single stock future margin treatment, futures markets, S1566 CEA reauthorization and HR 4473 CFTC Reauthorization act of 2005. Initiatives related to CBOE's organization modernization including Exchange Rule Filings.
S1566 CEA Act of 2005, Futures Markets, Margin treatment for options and single stock futures. HR1566 CEA of 2005.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2007 · mid_year · MM
CEA/CFTC Reauthorization. Futures Markets, Margin treatment for options and Single Stock Futures
Market Structure Issues, Options Traders Tax Treatment, Single Stock Futures Margin Treatment, Futures Markets, CEA/CFTC Reauthorization
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via CBOE GLOBAL MARKETS, INC.
2006 · year_end · YY
Market Structure Issues, Options Traders Tax Treatment, Single Stock Futures Margin treatment, Futures Markets, S1566 CEA of 2005 and HR 4473 CFTC Reauthorization Act of 2005
S1566 Commodity Exchange Act of 2005. Futures Markets, Margin treatment for Options and Single Stock futures. HR CFTC Reauthorization Act of 2005.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Legislation and regulations pertaining to market structure, options traders tax treatment, regulatory restructuring and the futures markets in general. Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of