Reported covered position: House Financial Services Committee: Chief Counsel, 2017-2019; Chief Securities Counsel, 2016-2017; Senior Counsel, 2007-2016.
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2026 · third_quarter · Q3
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2026 · third_quarter · Q3
Source: Senate LDA
| BLUE OWL CAPITAL INC. |
| 16 |
| 2023–2026 |
| IOWNIT CAPITAL AND MARKETS, INC. | 16 | 2019–2022 |
| Meta Platforms, Inc. | 16 | 2019–2022 |
| ALIBABA GROUP HOLDING LIMITED | 9 | 2019–2021 |
| INSTITUTE OF INTERNATIONAL BANKERS | 8 | 2025–2026 |
| ORCHID GLOBAL, INC. | 8 | 2021–2023 |
| CHANGE HOME MORTGAGE | 6 | 2023–2024 |
| Barnes & Noble Education, Inc. | 5 | 2020 |
| SEMPRA ENERGY | 5 | 2022 |
| THE FREEDOM INITIATIVE | 5 | 2022 |
| PRIME TIME COMMERCE, LLC | 4 | 2020 |
| TRIPLE FIVE WORLDWIDE | 4 | 2020 |
| VENTURE QUEST CAPITAL PARTNERS | 3 | 2020 |
| BINANCE HOLDINGS LTD. | 2 | 2025 |
| U.S. BANCORP | 2 | 2024 |
| CALIFORNIA WALNUT COMMISSION | 1 | 2022 |
| GOLDEN STATE NATURAL RESOURCES, INC. | 1 | 2021 |
| GOLDEN VALLEY ELECTRIC ASSOCIATION | 1 | 2022 |
| IRANIAN AMERICAN COMMUNITY OF NORTHERN CALIFORNIA | 1 | 2022 |
| NATIONAL HEALTHY START ASSOCIATION | 1 | 2022 |
| WEBER-STEPHEN PRODUCTS LLC | 1 | 2020 |
| STRATEGIES 360 |
| 1 |
| 2022 |
| TOWNSEND PUBLIC AFFAIRS, INC | 1 | 2021 |
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via BAKER & HOSTETLER LLP
2026 · third_quarter · Q3
Financial services policies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2026 · third_quarter · Q3
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that would affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2026 · third_quarter · Q3
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2026 · third_quarter · 3T
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2026 · third_quarter · Q3
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2026 · second_quarter · Q2
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2026 · second_quarter · Q2
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via BAKER & HOSTETLER LLP
2026 · second_quarter · Q2
Financial services policies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2026 · second_quarter · Q2
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that would affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2026 · second_quarter · Q2
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2026 · second_quarter · Q2
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2026 · second_quarter · Q2
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2026 · first_quarter · Q1
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2026 · first_quarter · Q1
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via BAKER & HOSTETLER LLP
2026 · first_quarter · Q1
Financial services policies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2026 · first_quarter · Q1
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that would affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2026 · first_quarter · Q1
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2026 · first_quarter · Q1
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2026 · first_quarter · Q1
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2025 · fourth_quarter · Q4
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2025 · fourth_quarter · Q4
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via BAKER & HOSTETLER LLP
2025 · fourth_quarter · Q4
Financial services policies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2025 · fourth_quarter · Q4
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2025 · fourth_quarter · Q4
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2025 · fourth_quarter · Q4
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that would affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2025 · fourth_quarter · Q4
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2025 · third_quarter · Q3
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2025 · third_quarter · Q3
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via BAKER & HOSTETLER LLP
2025 · third_quarter · Q3
Financial services policies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2025 · third_quarter · Q3
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that would affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2025 · third_quarter · Q3
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2025 · third_quarter · Q3
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2025 · third_quarter · Q3
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2025 · second_quarter · Q2
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BINANCE HOLDINGS LTD. via BAKER & HOSTETLER LLP
2025 · second_quarter · Q2
Financial services policy issues relating to digital assets and cryptocurrency.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NASDAQ, INC. via BAKER & HOSTETLER LLP
2025 · second_quarter · Q2
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via BAKER & HOSTETLER LLP
2025 · second_quarter · Q2
Financial services policies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2025 · second_quarter · Q2
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that would affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2025 · second_quarter · Q2
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2025 · second_quarter · Q2
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2025 · second_quarter · Q2
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BINANCE HOLDINGS LTD. via BAKER & HOSTETLER LLP
2025 · first_quarter · Q1
Financial services policy issues relating to digital assets and cryptocurrency.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2025 · first_quarter · Q1
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2025 · first_quarter · Q1
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via BAKER & HOSTETLER LLP
2025 · first_quarter · Q1
Financial services policies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2025 · first_quarter · Q1
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that would affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2025 · first_quarter · Q1
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2025 · first_quarter · Q1
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2025 · first_quarter · Q1
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INSTITUTE OF INTERNATIONAL BANKERS via BAKER & HOSTETLER LLP
2025 · first_quarter · RR
Financial services policies
Financial services policies
Financial services policies
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2024 · fourth_quarter · Q4
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2024 · fourth_quarter · Q4
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2024 · fourth_quarter · Q4
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2024 · fourth_quarter · Q4
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2024 · fourth_quarter · Q4
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2024 · fourth_quarter · Q4
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2024 · third_quarter · Q3
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2024 · third_quarter · Q3
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2024 · third_quarter · Q3
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2024 · third_quarter · Q3
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2024 · third_quarter · Q3
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2024 · third_quarter · Q3
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2024 · second_quarter · 2T
Policy issues related to financial regulatory reform and retirement plan options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
U.S. BANCORP via BAKER & HOSTETLER LLP
2024 · second_quarter · Q2
Policy issues relating to the Bank Secrecy Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2024 · second_quarter · Q2
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2024 · second_quarter · Q2
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2024 · second_quarter · Q2
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2024 · second_quarter · Q2
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2024 · second_quarter · Q2
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2024 · second_quarter · Q2
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
U.S. BANCORP via BAKER & HOSTETLER LLP
2024 · second_quarter · RR
Issues relating to the Bank Secrecy Act.
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2024 · first_quarter · Q1
Policy issues related to financial regulatory reform and retirement plan options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2024 · first_quarter · Q1
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2024 · first_quarter · Q1
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2024 · first_quarter · Q1
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2024 · first_quarter · Q1
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CHANGE HOME MORTGAGE via BAKER & HOSTETLER LLP
2024 · first_quarter · 1T
Policy issues relating to the Treasury Department's Community Development Financial Institution Fund.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2024 · first_quarter · Q1
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2024 · first_quarter · Q1
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2023 · fourth_quarter · Q4
Policy issues related to financial regulatory reform and retirement plan options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2023 · fourth_quarter · Q4
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2023 · fourth_quarter · Q4
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2023 · fourth_quarter · Q4
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2023 · fourth_quarter · Q4
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CHANGE HOME MORTGAGE via BAKER & HOSTETLER LLP
2023 · fourth_quarter · Q4
Policy issues relating to the Treasury Department's Community Development Financial Institution Fund.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2023 · fourth_quarter · Q4
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2023 · fourth_quarter · Q4
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2023 · third_quarter · Q3
Policy issues related to financial regulatory reform and retirement plan options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2023 · third_quarter · Q3
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2023 · third_quarter · Q3
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
EQUITY MARKETS ASSOCIATION via BAKER & HOSTETLER LLP
2023 · third_quarter · Q3
Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that affect national securities exchange liability, immunity and governance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST & CLEARING CORPORATION via BAKER & HOSTETLER LLP
2023 · third_quarter · Q3
Policy issues related to capital markets and the clearance and settlement of securities transactions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CHANGE HOME MORTGAGE via BAKER & HOSTETLER LLP
2023 · third_quarter · Q3
Policy issues relating to the Treasury Department's Community Development Financial Institution Fund.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BLUE OWL CAPITAL INC. via BAKER & HOSTETLER LLP
2023 · third_quarter · Q3
Policy issues relating to business development companies and the SECs acquired fund fees and expenses rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
AT&T SERVICES, INC. via BAKER & HOSTETLER LLP
2023 · third_quarter · Q3
Telecommunications policy issues, including the commercial wireless spectrum, internet and communications services, broadband availability and infrastructure deployment, cyber security, and privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PWC US GROUP LLP via BAKER & HOSTETLER LLP
2023 · second_quarter · Q2
Policy issues related to financial services, accounting and auditing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2023 · second_quarter · Q2
Policy issues related to financial regulatory reform and retirement plan options.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NASDAQ, INC. via BAKER & HOSTETLER LLP
2023 · second_quarter · Q2
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of