mrs KENDRA ISAACSON — Lobbyist Profile | Poliscope

mrs KENDRA ISAACSON

Reported covered position: Pensions Policy Director and Senior Tax Counsel, Sen. Patty Murray

Filings

294

Clients

Firms

Years active

2023–2026

Associated filing income

$9,970,000

How to read the money

Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.

Clients represented

Client	Filings	Years
BETTERMENT LLC	14	2023–2026
LPL FINANCIAL, LLC	13	2023–2026
NATIONAL COORDINATING COMMITTEE FOR MULTIEMPLOYER PLANS (NCCMP)	13	2024–2026
AFLAC INC	12	2023–2026
ALLSTATE INSURANCE COMPANY	12	2023–2026
EQUITABLE	12	2023–2026

Lobbying firms

Firm	Filings	Years
MINDSET ADVOCACY, LLC	294	2023–2026

Bills explicitly cited in this lobbyist’s assigned issues (13)

No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: LPL FINANCIAL LLC · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. H.R.2441 - Improving Disclosure for Investors Act of 2025.

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: LPL FINANCIAL LLC · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. H.R.2441 - Improving Disclosure for Investors Act of 2025.

Original LDA source filings (100)

Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.

PARTNERSHIP FOR AUTOMATIC WORKPLACE SAVINGS via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Trump accounts, general employee benefits and retirement issues

RET

Retirement

Trump accounts, general retirement issues

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

VESTWELL HOLDINGS, INC

Source: Senate LDA

Show 9 more cited filings

H.R. 9500

Tax Relief for Fraud Victims Act

Client: CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

HR 9500, tax incentives for financial planning

S. 2025

CMV–22 Reliability and Readiness Enhancement Act

Client: NATIONWIDE INSURANCE · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

Retirement issues, Secure 2.0 implementation Issues related to implementation of reconciliation HIRE Act, S.2025

S. 2025

CMV–22 Reliability and Readiness Enhancement Act

Client: NATIONWIDE INSURANCE · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

Retirement issues, Secure 2.0 implementation Issues related to implementation of reconciliation HIRE Act, S.2025

S. 2025

CMV–22 Reliability and Readiness Enhancement Act

Client: NATIONWIDE INSURANCE · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

Retirement issues, Secure 2.0 implementation Issues related to implementation of reconciliation HIRE Act, S.2025

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: LPL FINANCIAL LLC · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. H.R.2441 - Improving Disclosure for Investors Act of 2025.

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: LPL FINANCIAL LLC · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. General interest in enhancing Diversity and Inclusion best practices within the financial services industry. H.R.2441 - Improving Disclosure for Investors Act of 2025.

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: LPL FINANCIAL LLC · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. General interest in enhancing Diversity and Inclusion best practices within the financial services industry. H.R.2441 - Improving Disclosure for Investors Act of 2025.

S. 2025

CMV–22 Reliability and Readiness Enhancement Act

Client: NATIONWIDE INSURANCE · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

Retirement issues, Secure 2.0 implementation Issues related to reconciliation HIRE Act, S.2025

S. 2025

CMV–22 Reliability and Readiness Enhancement Act

Client: NATIONWIDE INSURANCE · Firm: MINDSET ADVOCACY, LLC

Open original LDA filing ↗

Cited source text

Retirement issues, Secure 2.0 implementation Issues related to implementation of reconciliation HIRE Act, S.2025

Show 96 more original filings

PARTNERSHIP FOR AUTOMATIC WORKPLACE SAVINGS via MINDSET ADVOCACY, LLC

2026 · third_quarter · RR

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Trump accounts, general employee benefits, and retirement issues

RET

Retirement

Trump accounts, general employee benefits, and retirement issues

TIAA via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

SUN LIFE FINANCIAL (U.S.) SERVICES COMPANY INC. via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

INS

Insurance

Issues relating to federal regulation of insurance; healthcare access; Insuring Access to Dental Insurance Act; Paid Family and Medical Leave Tax Credit and Extension Act; parity for long term disability related to mental health; Workers Disability Benefits Parity Act; One Big Beautiful Act; Medicaid dental

HCR

Health Issues

Issues relating to federal regulation of insurance; healthcare access; Insuring Access to Dental Insurance Act; Paid Family and Medical Leave Tax Credit and Extension Act; One Big Beautiful Act; Medicaid dental

TAX

Taxation/Internal Revenue Code

Issues relating to federal regulation of insurance; healthcare access; Insuring Access to Dental Insurance Act; Paid Family and Medical Leave Tax Credit and Extension Act; One Big Beautiful Act

STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

STABLE VALUE INVESTMENT ASSOCIATION (SVIA) via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

RET

Retirement

Use of stable value and retirement

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

RET

Retirement

SECURE 2.0 Implementation General retirement issues

TAX

Taxation/Internal Revenue Code

Secure Family Futures Act General tax reform issues Issues related to implementation of reconciliation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

PROTECTIVE LIFE CORPORATION via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

PONTERA, INC. via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

FIN

Financial Institutions/Investments/Securities

General banking and securities issues that touch on Ponteras business

BAN

Banking

General banking and securities issues that touch on Ponteras business

RET

Retirement

General retirement issues that touch on Ponteras business

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)

THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

General tax policy Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

TAX

Taxation/Internal Revenue Code

Retirement issues, Secure 2.0 implementation Issues related to implementation of reconciliation HIRE Act, S.2025

INS

Insurance

Issues relating to federal involvement in insurance regulation

RET

Retirement

Retirement issues, Secure 2.0 implementation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

NATIONAL COORDINATING COMMITTEE FOR MULTIEMPLOYER PLANS (NCCMP) via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

Issues relating to multiemployer pension plan requirements

TAX

Taxation/Internal Revenue Code

Issues relating to multiemployer pension plan requirements

HCR

Health Issues

Issues relating to multiemployer health coverage requirements

Filing targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), Pension Benefit Guaranty Corporation (PBGC), SENATE, Treasury, Dept of

MUTUAL OF OMAHA INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation Medicare supplemental healthcare and medigap plans

Filing targets: Centers For Medicare and Medicaid Services (CMS), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE

METROPOLITAN LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation Secure Families Future Act

FIN

Financial Institutions/Investments/Securities

Issues related to federal involvement in insurance regulation ACRE Act Legislation impacting investment in single family rental

RET

Retirement

General retirement issues

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

LPL FINANCIAL LLC via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

General interest in issues surrounding tax reform. General interest in maintaining tax incentives for retirement plans, maintaining the independent contracting status for our financial advisors. Issues related to implementation of OB3. Section 199A.

BUD

Budget/Appropriations

Issues related to Section 199A.

FIN

Financial Institutions/Investments/Securities

General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. H.R.2441 - Improving Disclosure for Investors Act of 2025.

INVESTMENT ADVISER ASSOCIATION (IAA) via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to investment management Small Entity Act Digital assets and tokenization

TAX

Taxation/Internal Revenue Code

Issues related to retirement security Issues related to implementation of OB3 GROWTH Act

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

INVESCO LTD via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

Trump accounts

TAX

Taxation/Internal Revenue Code

Tax policy

FIN

Financial Institutions/Investments/Securities

Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; Retirement and savings reform; digital assets and tokenization

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

INSTITUTE FOR PORTFOLIO ALTERNATIVES (IPA) via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

RET

Retirement

Fiduciary rule and legislation, defined contribution retirement plans

FIN

Financial Institutions/Investments/Securities

Accredited investor legislation and regulations, Reg A+, Closed-End Funds, Federal securities registration

HOU

Housing

Issues related to housing legislation and institutional investment

TAX

THE ESOP ASSOCIATION (TEA) via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $80,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

TAX

Taxation/Internal Revenue Code

All ESOP related legislation and regulation

FIN

Financial Institutions/Investments/Securities

All ESOP related legislation and regulation

RET

Retirement

All ESOP related legislation and regulation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

EQUITABLE via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

CLEANER ECONOMY COALITION, INC. via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TRD

Trade (domestic/foreign)

Issues related to international competitiveness, technological innovation, and the environment

ENV

Environment/Superfund

Issues related to international competitiveness, technological innovation, and the environment

TAX

Taxation/Internal Revenue Code

Issues related to international competitiveness, technological innovation, and the environment

ENG

CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

General retirement issues impacting personal finance

BAN

Banking

HR 2478

TAX

Taxation/Internal Revenue Code

HR 9500, tax incentives for financial planning

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

BETTERMENT LLC via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to financial services and retirement savings

RET

Retirement

Issues related to financial services and retirement savings

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)

ALLSTATE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $80,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

General tax policy; Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

AFLAC, INC. via MINDSET ADVOCACY, LLC

2026 · third_quarter · Q3

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

UNITED MINEWORKERS OF AMERICA RETIREE HEALTH AND PENSION PLAN (UMWA RHPP) via MINDSET ADVOCACY, LLC

2026 · third_quarter · RR

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

Technical correction to the Bipartisan American Miners Act

TAX

Taxation/Internal Revenue Code

Technical correction to the Bipartisan American Miners Act

INSTITUTE FOR PORTFOLIO ALTERNATIVES (IPA) via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

RET

Retirement

Fiduciary rule and legislation, defined contribution retirement plans

FIN

Financial Institutions/Investments/Securities

Accredited investor legislation and regulations, Reg A+, Closed-End Funds, Federal securities registration

HOU

Housing

Issues related to housing legislation and institutional investment

TAX

WILLIS NORTH AMERICA INC. via MINDSET ADVOCACY, LLC

2026 · second_quarter · 2T

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

Forms related to pooled employer plans

FIN

Financial Institutions/Investments/Securities

Forms related to pooled employer plans

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

VESTWELL HOLDINGS, INC via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

General retirement issues Trump accounts Trump IRA

TAX

Taxation/Internal Revenue Code

General retirement issues General benefits issues 529s HSAs Other savings vehicles Trump accounts Trump IRA

Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

TIAA via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

SUN LIFE FINANCIAL (U.S.) SERVICES COMPANY INC. via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

Issues relating to federal regulation of insurance; healthcare access; Insuring Access to Dental Insurance Act; Paid Family and Medical Leave Tax Credit and Extension Act; One Big Beautiful Act

INS

Insurance

FIN

Financial Institutions/Investments/Securities

Issues relating to federal regulation of insurance; healthcare access; Insuring Access to Dental Insurance Act; Paid Family and Medical Leave Tax Credit and Extension Act; One Big Beautiful Act

STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

STABLE VALUE INVESTMENT ASSOCIATION (SVIA) via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

RET

Retirement

Use of stable value and retirement

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

RET

Retirement

SECURE 2.0 Implementation General retirement issues

TAX

Taxation/Internal Revenue Code

Secure Family Futures Act General tax reform issues Issues related to implementation of reconciliation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

PROTECTIVE LIFE CORPORATION via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

PONTERA, INC. via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

FIN

Financial Institutions/Investments/Securities

General banking and securities issues that touch on Ponteras business

RET

Retirement

General retirement issues that touch on Ponteras business

BAN

Banking

General banking and securities issues that touch on Ponteras business

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)

PAYCHEX, INC. via MINDSET ADVOCACY, LLC

2026 · second_quarter · 2T

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

PEP issues General retirement issues SECURE 2.0 implementation

SMB

Small Business

Small business retirement

TAX

Taxation/Internal Revenue Code

SECURE 2.0 implementation eFile RISE Act

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

General tax policy Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

Retirement issues, Secure 2.0 implementation

TAX

Taxation/Internal Revenue Code

Retirement issues, Secure 2.0 implementation Issues related to implementation of reconciliation HIRE Act, S.2025

INS

Insurance

Issues relating to federal involvement in insurance regulation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

NATIONAL COORDINATING COMMITTEE FOR MULTIEMPLOYER PLANS (NCCMP) via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

HCR

Health Issues

Issues relating to multiemployer health coverage requirements

RET

Retirement

Issues relating to multiemployer pension plan requirements

TAX

Taxation/Internal Revenue Code

Issues relating to multiemployer pension plan requirements

Filing targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), Pension Benefit Guaranty Corporation (PBGC), SENATE, Treasury, Dept of

MUTUAL OF OMAHA INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation Medicare supplemental healthcare and medigap plans

Filing targets: Centers For Medicare and Medicaid Services (CMS), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE

METROPOLITAN LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

General retirement issues

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation Secure Families Future Act

FIN

Financial Institutions/Investments/Securities

Issues related to federal involvement in insurance regulation ACRE Act Legislation impacting investment in single family rental

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

LPL FINANCIAL LLC via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

RET

Retirement

General interest in retirement issues. Issues related to independent contracting for financial advisors. Issues related to DOL fiduciary rule; Trump accounts.

TAX

Taxation/Internal Revenue Code

BUD

Budget/Appropriations

Issues related to Section 199A.

INVESTMENT ADVISER ASSOCIATION (IAA) via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to retirement security Issues related to implementation of OB3 GROWTH Act

FIN

Financial Institutions/Investments/Securities

Issues related to investment management Small Entity Act Digital assets and tokenization

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

INVESCO LTD via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

Trump accounts

FIN

Financial Institutions/Investments/Securities

Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; Retirement and savings reform; digital assets and tokenization

TAX

Taxation/Internal Revenue Code

Tax policy

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

THE ESOP ASSOCIATION (TEA) via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $80,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

All ESOP related legislation and regulation

FIN

Financial Institutions/Investments/Securities

All ESOP related legislation and regulation

TAX

Taxation/Internal Revenue Code

All ESOP related legislation and regulation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

EQUITABLE via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

CLEANER ECONOMY COALITION, INC. via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

Issues related to international competitiveness, technological innovation, and the environment

ENG

Energy/Nuclear

Issues related to international competitiveness, technological innovation, and the environment

TRD

Trade (domestic/foreign)

Issues related to international competitiveness, technological innovation, and the environment

ENV

CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

199A, tax incentives for financial planning

RET

Retirement

General retirement issues impacting personal finance

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

BETTERMENT LLC via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

Issues related to financial services and retirement savings

FIN

Financial Institutions/Investments/Securities

Issues related to financial services and retirement savings

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)

ALLSTATE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $80,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

General tax policy; Issues related to implementation of reconciliation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

AFLAC, INC. via MINDSET ADVOCACY, LLC

2026 · second_quarter · Q2

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

WILLIS NORTH AMERICA INC. via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Forms related to pooled employer plans

RET

Retirement

Forms related to pooled employer plans

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

VESTWELL HOLDINGS, INC via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

General retirement issues Trump accounts

TAX

Taxation/Internal Revenue Code

General retirement issues General benefits issues 529s HSAs Other savings vehicles Trump accounts

Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

TIAA via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

SUN LIFE FINANCIAL (U.S.) SERVICES COMPANY INC. via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

Issues relating to federal regulation of insurance; healthcare access; Insuring Access to Dental Insurance Act; Paid Family and Medical Leave Tax Credit and Extension Act; One Big Beautiful Act

HCR

Health Issues

FIN

Financial Institutions/Investments/Securities

Issues relating to federal regulation of insurance; healthcare access; Insuring Access to Dental Insurance Act; Paid Family and Medical Leave Tax Credit and Extension Act; One Big Beautiful Act

STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

STABLE VALUE INVESTMENT ASSOCIATION (SVIA) via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

RET

Retirement

Use of stable value and retirement

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

TAX

Taxation/Internal Revenue Code

Secure Family Futures Act General tax reform issues Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

RET

Retirement

SECURE 2.0 Implementation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

PROTECTIVE LIFE CORPORATION via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

PONTERA, INC. via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

General retirement issues that touch on Ponteras business

BAN

Banking

General banking and securities issues that touch on Ponteras business

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)

PAYCHEX, INC. via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

PEP issues General retirement issues SECURE 2.0 implementation

SMB

Small Business

Small business retirement

TAX

Taxation/Internal Revenue Code

SECURE 2.0 implementation eFile RISE Act

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

General tax policy Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

Retirement issues, Secure 2.0 implementation

TAX

Taxation/Internal Revenue Code

Retirement issues, Secure 2.0 implementation Issues related to implementation of reconciliation HIRE Act, S.2025

INS

Insurance

Issues relating to federal involvement in insurance regulation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

NATIONAL COORDINATING COMMITTEE FOR MULTIEMPLOYER PLANS (NCCMP) via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

Issues relating to multiemployer pension plan requirements

HCR

Health Issues

Issues relating to multiemployer health coverage requirements

TAX

Taxation/Internal Revenue Code

Issues relating to multiemployer pension plan requirements

Filing targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), Pension Benefit Guaranty Corporation (PBGC), SENATE, Treasury, Dept of

METROPOLITAN LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation Secure Families Future Act

RET

Retirement

General retirement issues

FIN

Financial Institutions/Investments/Securities

Issues related to federal involvement in insurance regulation ACRE Act Legislation impacting investment in single family rental

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

LPL FINANCIAL LLC via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

RET

Retirement

General interest in retirement issues. Issues related to independent contracting for financial advisors. Issues related to DOL fiduciary rule.

FIN

Financial Institutions/Investments/Securities

TAX

Taxation/Internal Revenue Code

INVESTMENT ADVISER ASSOCIATION (IAA) via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to investment management; Small Entity Act

TAX

Taxation/Internal Revenue Code

Issues related to retirement security Issues related to implementation of OB3

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

INVESCO LTD via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; Retirement and savings reform.

TAX

Taxation/Internal Revenue Code

Tax policy.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

INSTITUTE FOR PORTFOLIO ALTERNATIVES (IPA) via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

Fiduciary rule and legislation, defined contribution retirement plans

TAX

Taxation/Internal Revenue Code

Sec. 1031, Sec. 199A, Opportunity Zones, issues related to implementation of reconciliation

FIN

Financial Institutions/Investments/Securities

Accredited investor legislation and regulations, Reg A+, Closed-End Funds, Federal securities registration

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)

THE ESOP ASSOCIATION (TEA) via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $80,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

All ESOP related legislation and regulation

RET

Retirement

All ESOP related legislation and regulation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

EQUITABLE via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

199A, tax incentives for financial planning. Freedom to Invest in Tomorrows Workforce Act

RET

Retirement

General retirement issues impacting personal finance

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

BETTERMENT LLC via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to financial services and retirement savings

RET

Retirement

Issues related to financial services and retirement savings

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)

ALLSTATE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $80,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

General tax policy; Issues related to implementation of reconciliation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

AFLAC, INC. via MINDSET ADVOCACY, LLC

2026 · first_quarter · Q1

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

WILLIS NORTH AMERICA INC. via MINDSET ADVOCACY, LLC

2026 · first_quarter · RA

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

Forms related to pooled employer plans

FIN

Financial Institutions/Investments/Securities

Forms related to pooled employer plans

LPL FINANCIAL LLC via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

RET

Retirement

General interest in retirement issues. Issues related to independent contracting for financial advisors. Issues related to DOL fiduciary rule.

TAX

Taxation/Internal Revenue Code

FIN

Financial Institutions/Investments/Securities

VESTWELL HOLDINGS, INC via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

General retirement issues Trump accounts

TAX

Taxation/Internal Revenue Code

General retirement issues General benefits issues 529s HSAs Other savings vehicles Trump accounts

Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

UNITED SERVICES AUTOMOBILE ASSOCIATION (USAA) via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

TIAA via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $90,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

INS

Insurance

Issues related to federal involvement in insurance regulation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

SUN LIFE FINANCIAL (U.S.) SERVICES COMPANY INC. via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

Issues relating to federal regulation of insurance; healthcare access; Insuring Access to Dental Insurance Act; Paid Family and Medical Leave Tax Credit and Extension Act; One Big Beautiful Act

INS

Insurance

HCR

Health Issues

STATE FARM INSURANCE COMPANIES via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

STABLE VALUE INVESTMENT ASSOCIATION (SVIA) via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

RET

Retirement

Use of stable value and retirement

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

PRUDENTIAL FINANCIAL, INC. via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Secure Family Futures Act General tax reform issues Issues related to implementation of reconciliation

RET

Retirement

SECURE 2.0 Implementation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

PROTECTIVE LIFE CORPORATION via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $20,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

PONTERA, INC. via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

RET

Retirement

General retirement issues that touch on Ponteras business

BAN

Banking

General banking and securities issues that touch on Ponteras business

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)

PAYCHEX, INC. via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

RET

Retirement

PEP issues General retirement issues SECURE 2.0 implementation

SMB

Small Business

Small business retirement

TAX

Taxation/Internal Revenue Code

SECURE 2.0 implementation eFile RISE Act

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

INS

Insurance

Issues related to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

General tax policy Issues related to implementation of reconciliation

Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

NEW YORK LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

CPI

Computer Industry

Issues related to AI and data privacy

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

NATIONWIDE INSURANCE via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

INS

Insurance

Issues relating to federal involvement in insurance regulation

TAX

Taxation/Internal Revenue Code

Retirement issues, Secure 2.0 implementation Issues related to implementation of reconciliation HIRE Act, S.2025

RET

Retirement

Retirement issues, Secure 2.0 implementation

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

NATIONAL COORDINATING COMMITTEE FOR MULTIEMPLOYER PLANS (NCCMP) via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

HCR

Health Issues

Issues relating to multiemployer health coverage requirements

RET

Retirement

Issues relating to multiemployer pension plan requirements

TAX

Taxation/Internal Revenue Code

Issues relating to multiemployer pension plan requirements

Filing targets: HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Labor, Dept of (DOL), Pension Benefit Guaranty Corporation (PBGC), SENATE, Treasury, Dept of

METROPOLITAN LIFE INSURANCE COMPANY via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (3 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to federal involvement in insurance regulation ACRE Act

TAX

Taxation/Internal Revenue Code

Issues related to implementation of reconciliation Secure Families Future Act

RET

Retirement

General retirement issues

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of

INVESTMENT ADVISER ASSOCIATION (IAA) via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to investment management; Small Entity Act

TAX

Taxation/Internal Revenue Code

Issues related to retirement security Issues related to implementation of OB3

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

INVESCO LTD via MINDSET ADVOCACY, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; Retirement and savings reform.

TAX

Taxation/Internal Revenue Code

Tax policy.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE