JAY VELASQUEZ

Monitoring H.R. 2572, to amend the Federal Deposit Insurance Act (FDIC Act) to clarify the definition of a deposit broker; continued monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.

Monitoring for introduction of any legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.

Monitoring H.R. 2572, to amend the Federal Deposit Insurance Act (FDIC Act) to clarify the definition of a deposit broker; continued monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.

Monitoring for introduction of legislation similar to H.R. 6158, Brokered Deposit Affiliate-Subsidiary Modernization Act of 2018 which was introduced in the 115Congress.

H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders.

H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); monitoring of financial services generally.

H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); S. 3577, the Financial Stability Oversight Council (FSOC) Improvement Act to amend the Financial Stability Act of 2010 to require the FSOC to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System.

H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs).

H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); monitoring of financial services generally.

H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required.

H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders.

H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders.

S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs).

H.R. 2319, Consumer Financial Choice and Capital Markets Act of 2017, a bill to amend the Investment Company Act of 1940 to allow a money market fund,under specified conditions, to elect to operate using a different method of valuation (like a floating NAV) than is otherwise required; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs); H.R. 4738, Mutual Fund Litigation Reform Act, a bill to amend the Investment Company Act of 1940 to specify burden of proof and complaint requirements with respect to certain actions for breach of fiduciary duty; H.R.1625, Consolidated Appropriations Act 2017-2018 (Omnibus Spending Bill), especially provisions that would prohibit the SEC from modernizing the manner in which mutual funds provide shareholder reports to their shareholders.

S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs).

S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; monitoring of financial services generally.

Monitoring for legislation pertaining to the regulatory authority of the Consumer Financial Protection Bureau (CFPB)generally; monitoring passage of S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act.

S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act; H.R. 4566, the Alleviating Stress Test Burdens to Help Investors Act, to narrow the scope of bank-oriented stress testing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 4061, the Financial Stability Oversight Council Improvement Act of 2017, a bill to require the Financial Stability Oversight Council (FSOC) to be supervised by the Federal Reserve in making/designating non-bank financial institutions to be deemed systemically important financial institutions (SIFIs).

H.R. 2319, the Consumer Financial Choice and Capital Markets Protection Act of 2018, pertaining to money market reforms, especially language requiring that prime institutional and tax exempt institutional money market funds float their net asset values (NAVs); S. 3577, the Financial Stability Oversight Council (FSOC) Improvement Act to amend the Financial Stability Act of 2010 to require the FSOC to consider alternative approaches before determining that a U.S. nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System.

H.R.1, An Act to provide for reconciliation pursuant to Titles II and V of the concurrent resolution on the budget for the fiscal year 2018, all provisions pertaining to Last In Last Out (LIFO) or First In First Out (FIFO) treatment of the timing of the gain recognized on sale of stock held in portfolio.

H.R.1, An Act to provide for reconciliation pursuant to Titles II and V of the concurrent resolution on the budget for the fiscal year 2018, all provisions pertaining to Last In Last Out (LIFO) or First In First Out (FIFO) treatment of the timing of the gain recognized on sale of stock held in portfolio.

H.R. 10, Financial CHOICE Act of 2017, all provisions, and in particular any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs).

H.R. 10, Financial CHOICE Act of 2017, all provisions, and in particular, any language pertaining to regulatory agencies information sharing with Congress or the PCAOB's regulatory oversight.

H.R. 10, Financial CHOICE Act of 2017, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees.

H.R. 10, Financial CHOICE Act of 2017 particularly language related to the designation of non-bank financial companies as systemically important financial institutions (SIFIs); monitoring of regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services general.

Any language or draft legislation similar to the following 4 bills of the 114th congress: H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

Any language or draft legislation similar to the following 4 bills of the 114th congress: H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

Any language or draft legislation similar to the following 4 bills of the 114th congress: H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act, all provisions; and generally monitoring of regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services general.

Any language or draft legislation similar to the following bill of the 114th Congress: H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular, any language attempting to require the Public Company Accounting Oversight Board to hold its disciplinary proceedings in public, and any other provisions pertaining to the PCAOB or its oversight.

Any language or draft legislation similar to the following bill of the 114th Congress: H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular any language pertaining to the 10% capital leverage ratio or changes thereto; and, any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs).

Any language or draft legislation similar to the following 4 bills of the 114th congress: H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

Any language or draft legislation similar to the following bill of the 114th Congress: H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees.

Monitoring the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; H.R. 1090, Retail Investor Protection Act, all provisions, especially those relating to creation of a uniform fiduciary standard for brokers or dealers; Oversight pertaining to the Financial Stability Oversight Council.

H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally.

H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally; Draft of CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs).

H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally; Draft of CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs).

H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally.

H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular any language pertaining to the 10% capital leverage ratio or changes thereto; and, any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs).

H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees.

H.R. 5983, Financial CHOICE Act of 2016, all provisions,and in particular any language repealing Financial Stability Oversight Council's (FSOC's) authority to designate non-bank financial companies as systematically important financial institutions (SIFIs).

H.R. 5983, Financial CHOICE Act of 2016, all provisions, and in particular language pertaining to interchange or repeal of the Durbin amendment on debit interchange fees.

H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

H.R. 5983, Financial CHOICE Act of 2016 particularly language repealing FSOC's authority to designate non-bank financial companies as systemically important financial institutions (SIFIs); H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act allowing money market funds to continue to fix their NAV at $1.00 per share; H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally especially any amendments offered to appropriations bills pertaining to electronic delivery of mutual fund shareholder reports and hearings pertaining to the Financial Stability Board.

Any legislation dealing with the Public Company Accounting and Oversight Board (PCAOB) prospect of mandating the automatic rotation of a public company's independent external auditor, formerly the Audit Integrity and Job Protection Act (H.R.1564) in the 113th Congress; Draft of Financial CHOICE Act of 2016 particularly language pertaining to oversight of the PCAOB or compelling PCAOB to hold disciplinary proceedings in public.

Any legislation dealing with the Public Company Accounting and Oversight Board (PCAOB) prospect of mandating the automatic rotation of a public company's independent external auditor, formerly the Audit Integrity and Job Protection Act (H.R.1564) in the 113th Congress.

Financial Choice Act of 2016, all provisions, and in particular, any language attempting to require the Public Company Accounting Oversight Board to hold its disciplinary proceedings in public, and any other provisions pertaining to the PCAOB or its oversight. Any legislation dealing with the PCAOB prospect of mandating the automatic rotation of a public company's independent external auditor, formerly the Audit Integrity and Job Protection Act (H.R.1564) in the 113th Congress.

Financial Choice Act of 2016, all provisions, and in particular, any language attempting to require the Public Company Accounting Oversight Board to hold its disciplinary proceedings in public, and any other provisions pertaining to the PCAOB or its oversight. Any legislation dealing with the PCAOB prospect of mandating the automatic rotation of a public company's independent external auditor, formerly the Audit Integrity and Job Protection Act (H.R.1564) in the 113th Congress.

Monitoring the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; H.R. 1090, Retail Investor Protection Act, all provisions, especially those relating to creation of a uniform fiduciary standard for brokers or dealers; Oversight pertaining to the Financial Stability Oversight Council.

Monitoring the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; H.R. 1090, Retail Investor Protection Act, all provisions, especially those relating to creation of a uniform fiduciary standard for brokers or dealers; Oversight pertaining to the Financial Stability Oversight Council.

H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally.

H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally.

H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally.

H.R. 1550, Financial Stability Oversight Council (FSOC) Improvement Act of 2015, all provisions, especially those that relate to the government's determination of non-bank institutions as systemically important financial institutions; H.R. 1090, Retail Investor Protection Act, all provisions, especially those creating uniform fiduciary standards for brokers or dealers; related Congressional regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services generally.

Any legislation prohibiting the Public Company Accounting and Oversight Board (PCAOB) from mandating the automatic rotation of a public company's independent external auditor, formerly the Audit Integrity and Job Protection Act (H.R.1564)in the 113th Congress.

Any legislation dealing with the Public Company Accounting and Oversight Board (PCAOB) prospect of mandating the automatic rotation of a public company's independent external auditor, formerly the Audit Integrity and Job Protection Act (H.R.1564) in the 113th Congress.

Any legislation dealing with the Public Company Accounting and Oversight Board (PCAOB) prospect of mandating the automatic rotation of a public company's independent external auditor, formerly the Audit Integrity and Job Protection Act (H.R.1564) in the 113th Congress.

Any legislation prohibiting the Public Company Accounting and Oversight Board (PCAOB) from mandating the automatic rotation of a public company's independent external auditor, formerly the Audit Integrity and Job Protection Act (H.R.1564)in the 113th Congress.

H.R. 1564 the Audit Integrity and Job Protection Act, prohibiting the Public Company Accounting and Oversight Board (PCAOB)from mandating the automatic rotation of a public company's independent external auditor; or any legislation with language excerpted from H.R. 1564.

H.R. 1564, the Audit Integrity and Job Protection Act, prohibiting the Public Company Accounting and Oversight Board (PCAOB)from mandating the automatic rotation of a public company's independent external auditor; or any legislation with language excerpted from H.R.1564.

H.R. 1564, the Audit Integrity and Job Protection Act, prohibiting the Public Company Accounting and Oversight Board (PCAOB) from mandating the automatic rotation of a public company's independent external auditors; or any legislation with language excerpted from H.R. 1564.

H.R. 1564, the Audit Integrity and Job Protection Act, prohibiting the Public Company Accounting and Oversight Board (PCAOB) from mandating the automatic rotation of a public company's independent external auditors; or any legislation with language excerpted from H.R. 1564.

Monitoring of H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council.

Monitoring of H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council.

Monitoring of H.R.2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council.

Monitoring of H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under ERISA with the rulemaking authority provided to the S.E.C. in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; Oversight pertaining to the Financial Stability Oversight Council.

H.R. 4413, Customer Protection and End User Relief Act, especially provisions pertaining to regulation of commodity pool operators as pertains to registered funds.

H.R. 1564, the Audit Integrity and Job Protection Act, prohibiting the Public Company Accounting and Oversight Board (PCAOB) from mandating the automatic rotation of a public company's independent external auditors.

H.R. 1564, the Audit Integrity and Job Protection Act, prohibiting the Public Company Accounting and Oversight Board (PCAOB) from mandating the automatic rotation of a public company's independent external auditors; or any legislation with language excerpted from H.R. 1564.

H.R. 1564, the Audit Integrity and Job Protection Act, prohibiting the Public Company Accounting and Oversight Board (PCAOB) from mandating the automatic rotation of a public company's independent external auditors; or any legislation with language excerpted from H.R. 1564.

H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; any Congressional regulation of money market funds or oversight of federal agencies who regulate them.

H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; any Congressional regulation of money market funds or oversight of federal agencies who regulate them.

H.R. 2374, the Retail Investor Protection Act, linking the Department of Labor's expected rulemaking to amend the definition of "fiduciary" under the Employee Retirement Income Security Act (ERISA) with the rulemaking authority provided to the SEC in Section 913 of the Dodd-Frank Act regarding standards of care applicable to broker-dealers and investment advisors; any Congressional regulation of money market funds or oversight of federal agencies who regulate them.

Post H.R. 3080 (Free Trade Agreement Implementation Act) trade relations in general, but no further specific legislation this quarter.

Any legislation seeking to mitigate debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act; Chaffetz-Owens, H.R. 3156 "Consumer Debit Card Protection Act".

Any legislation seeking to mitigate debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act; Chaffetz-Owens, H.R. 3156 "Consumer Debit Card Protection Act".

Any legislation seeking to change debit card interchange price control provisions of the Dodd Frank Wall Street Reform and Consumer Act; Chaffetz-Owens, H.R. 3156 "Consumer Debit Card Protection Act".

S. 968 Preventing Real Online Threats to Economic Creativity and Theft of Intellectual Property Act ("PROTECT IP") of 2011, all provisions, especially those pertaining to private cause of action and enforcement timelines; H.R. 3261 Stop Online Privacy Act, all provisions, especially those pertaining to private cause of action and enforcement and enforcement timelines.

S. 968 Preventing Real Online Threats to Economic Creativity and Theft of Intellectual Property Act ("PROTECT IP") of 2011, all provisions, especially those pertaining to private cause of action and enforcement timelines; H.R. 3261 Stop Online Privacy Act, all provisions, especially those pertaining to private cause of action and enforcement and enforcement timelines.

H.R. 451, Healthcare Truth and Transparency Act of 2011, all provisions to ensure the identification of licensing of health care professionals.

H.R. 451, Healthcare Truth and Transparency Act of 2011, all provisions to ensure the identification of licensing of health care professionals.

Legislation to delay the implementation of the proposed or final rules issued under the Dodd Frank Wall Street Reform and Consumer Protection Act including S. 575, Debit Interchange Fee Study Act of 2011, all provisions; H.R. 1081, Consumer Payment System Protection Act, all provisions; potential amendments to S. 493, Small Business Reauthorization Act; Corker-Tester amendment to S.782, Economic Development Revitalization Act of 2011 pertaining debit interchange.

Legislation to delay the implementation of the proposed or final rules issued under the Dodd Frank Wall Street Reform and Consumer Protection Act including S. 575, Debit Interchange Fee Study Act of 2011, all provisions; H.R. 1081, Consumer Payment System Protection Act, all provisions; and potential amendments to S. 493, Small Business Reauthorization Act.

H.R. 2434, Financial Services and General Government Appropriations Act of 2012, any provision dealing with payment card networks and provisions of Section 1075 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

H.R. 3080, United States - Korea Free Trade Agreement Implementation Act, as to potential impact on relationship between the countries stemming from treatment of American investment in Korea; but not as to the language of the bill.

H.R. 3080, United States - Korea Free Trade Agreement Implementation Act, as to potential impact on relationship between the countries stemming from treatment of American investment in Korea; but not as to the language of the bill.

S. 968 Preventing Real Online Threats to Economic Creativity and Theft of Intellectual Property Act ("PROTECT IP") of 2011, all provisions, especially those pertaining to private cause of action and enforcement timelines; H.R. 3261 Stop Online Privacy Act, all provisions, especially those pertaining to private cause of action and enforcement and enforcement timelines.

Any proposed rulemaking as relates to H.R. 4173, Wall Street Reform and Consumer Protection Act especially any regulation pertaining to consumer financial protection agency.

H.R. 451, Healthcare Truth and Transparency Act of 2011, all provisions to ensure the identification of licensing of health care professionals.

H.R. 451, Healthcare Truth and Transparency Act of 2011, all provisions to ensure the identification of licensing of health care professionals. Physician reimbursement as that matter arises before the Bipartisan Deficit Reduction Committee.