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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · fourth_quarter · 4A
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Source: Senate LDA
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Retirement Enhancement and Savings Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
Retirement Enhancement and Savings Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
Retirement Enhancement and Savings Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
Retirement Enhancement and Savings Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
Retirement Enhancement and Savings Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
Retirement Enhancement and Savings Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
Retirement Enhancement and Savings Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
Retirement Enhancement and Savings Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Final Rule: Amendments to Real-Time Public Reporting Requirements (Part 43); Timing and Block Trading Requirements; Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements (Part 45); Final Rule: Amendments to the CFTCs Regulations Relating to Certain Swap Data Repository and Data Reporting Requirements (43, 45, and 49 Verification) No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - File Number SR-FINRA-2020-019: Proposed Rule Change to Temporarily Extend the Time to Complete Office Inspections under FINRA Rule 3110 (Supervision); Waivers to Allow Remote Exams for 2020 and 2021 No Bill # - Comments on Reporting Threshold for Institutional Investment Managers [Release No. 34-89290; File No. S7-08-20] No Bill # - Enhancements on SEC rules related to greater allowance for e-delivery and e-signature with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
Consolidated Appropriations Act, 2021
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Consolidated Appropriations Act, 2021
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Consolidated Appropriations Act, 2021
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Consolidated Appropriations Act, 2021
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Increasing Access to a Secure Retirement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
Increasing Access to a Secure Retirement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Final Rule: Amendments to Real-Time Public Reporting Requirements (Part 43); Timing and Block Trading Requirements; Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements (Part 45); Final Rule: Amendments to the CFTCs Regulations Relating to Certain Swap Data Repository and Data Reporting Requirements (43, 45, and 49 Verification) No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - File Number SR-FINRA-2020-019: Proposed Rule Change to Temporarily Extend the Time to Complete Office Inspections under FINRA Rule 3110 (Supervision); Waivers to Allow Remote Exams for 2020 and 2021 No Bill # - Comments on Reporting Threshold for Institutional Investment Managers [Release No. 34-89290; File No. S7-08-20] No Bill # - Enhancements on SEC rules related to greater allowance for e-delivery and e-signature with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Final Rule: Amendments to Real-Time Public Reporting Requirements (Part 43); Timing and Block Trading Requirements; Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements (Part 45); Final Rule: Amendments to the CFTCs Regulations Relating to Certain Swap Data Repository and Data Reporting Requirements (43, 45, and 49 Verification) No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - File Number SR-FINRA-2020-019: Proposed Rule Change to Temporarily Extend the Time to Complete Office Inspections under FINRA Rule 3110 (Supervision); Waivers to Allow Remote Exams for 2020 and 2021 No Bill # - Comments on Reporting Threshold for Institutional Investment Managers [Release No. 34-89290; File No. S7-08-20] No Bill # - Enhancements on SEC rules related to greater allowance for e-delivery and e-signature with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Final Rule: Amendments to Real-Time Public Reporting Requirements (Part 43); Timing and Block Trading Requirements; Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements (Part 45); Final Rule: Amendments to the CFTCs Regulations Relating to Certain Swap Data Repository and Data Reporting Requirements (43, 45, and 49 Verification) No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - File Number SR-FINRA-2020-019: Proposed Rule Change to Temporarily Extend the Time to Complete Office Inspections under FINRA Rule 3110 (Supervision); Waivers to Allow Remote Exams for 2020 and 2021 No Bill # - Comments on Reporting Threshold for Institutional Investment Managers [Release No. 34-89290; File No. S7-08-20] No Bill # - Enhancements on SEC rules related to greater allowance for e-delivery and e-signature with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Final Rule: Amendments to Real-Time Public Reporting Requirements (Part 43); Timing and Block Trading Requirements; Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements (Part 45); Final Rule: Amendments to the CFTCs Regulations Relating to Certain Swap Data Repository and Data Reporting Requirements (43, 45, and 49 Verification) No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - File Number SR-FINRA-2020-019: Proposed Rule Change to Temporarily Extend the Time to Complete Office Inspections under FINRA Rule 3110 (Supervision); Waivers to Allow Remote Exams for 2020 and 2021 No Bill # - Comments on Reporting Threshold for Institutional Investment Managers [Release No. 34-89290; File No. S7-08-20] No Bill # - Enhancements on SEC rules related to greater allowance for e-delivery and e-signature with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
Families First Coronavirus Response Act
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
Families First Coronavirus Response Act
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Families First Coronavirus Response Act
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
Families First Coronavirus Response Act
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Families First Coronavirus Response Act
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Families First Coronavirus Response Act
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Final Rule: Amendments to Real-Time Public Reporting Requirements (Part 43); Timing and Block Trading Requirements; Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements (Part 45); Final Rule: Amendments to the CFTCs Regulations Relating to Certain Swap Data Repository and Data Reporting Requirements (43, 45, and 49 Verification) No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - File Number SR-FINRA-2020-019: Proposed Rule Change to Temporarily Extend the Time to Complete Office Inspections under FINRA Rule 3110 (Supervision); Waivers to Allow Remote Exams for 2020 and 2021 No Bill # - Comments on Reporting Threshold for Institutional Investment Managers [Release No. 34-89290; File No. S7-08-20] No Bill # - Enhancements on SEC rules related to greater allowance for e-delivery and e-signature with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
No Bill # - Data Security, Privacy and Breach Legislation
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · first_quarter · 1A
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
No Bill # - Data Security, Privacy and Breach Legislation
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · fourth_quarter · 4A
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
No Bill # - Data Security, Privacy and Breach Legislation
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · fourth_quarter · 4A
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
No Bill # - Data Security, Privacy and Breach Legislation
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · fourth_quarter · Q4
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
No Bill # - Data Security, Privacy and Breach Legislation
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act H.R. 133 Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · third_quarter · Q3
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
No Bill # - Data Security, Privacy and Breach Legislation
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Final Rule: Amendments to Real-Time Public Reporting Requirements (Part 43); Timing and Block Trading Requirements; Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements (Part 45); Final Rule: Amendments to the CFTCs Regulations Relating to Certain Swap Data Repository and Data Reporting Requirements (43, 45, and 49 Verification) No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - File Number SR-FINRA-2020-019: Proposed Rule Change to Temporarily Extend the Time to Complete Office Inspections under FINRA Rule 3110 (Supervision); Waivers to Allow Remote Exams for 2020 and 2021 No Bill # - Comments on Reporting Threshold for Institutional Investment Managers [Release No. 34-89290; File No. S7-08-20] No Bill # - Enhancements on SEC rules related to greater allowance for e-delivery and e-signature with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · second_quarter · Q2
H.R. 6201 - Families First Coronavirus Response Act S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No Bill # - Ordinary Tax Treatment of Bonds H.R. 748 - CARES Act
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · first_quarter · Q1
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
No Bill # - Data Security, Privacy and Breach Legislation
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2019 · fourth_quarter · Q4
No Bill # - SEC Best Interest Standard No Bill # - Extension of Terrorism Risk Insurance Act S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - Federal Reserve Economics Paper on Montraditional Life Insurance Liabilities No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2019 · third_quarter · Q3
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act
No Bill # - SEC Best Interest Standard No Bill # - Extension of Terrorism Risk Insurance Act S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - Implementation of the Home Mortgage Disclosure Act No Bill # - Federal Reserve Economics Paper on Montraditional Life Insurance Liabilities No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2019 · second_quarter · Q2
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act
No Bill #- SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2019 · first_quarter · Q1
No bill # - Data Security, Privacy and Breach Legislation
No bill #- SEC Best Interest Standard S.603- Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No bill# - International Insurance Capital Standards H.R.1595- SAFE Banking Act of 2019 No bill# - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No bill# - GSE and FHA Housing Finance Reform H.R. 624- Promoting Transparent Standards for Corporate Insiders Act No bill# - Schumer/Sanders Stock Buyback Bill No bill# - Rubio Stock Buyback Bill No bill# - Swaps Exchange Fund Rulemakings; pre-trade communications No bill# - Swaps and Derivatives Clearing Filing Exemptions for Insurers No bill# - Forthcoming FSOC SIFI Designation Guidance and ABA Rule No bill# - Crapo Senate Banking Housing Finance Reform Proposal
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2018 · fourth_quarter · Q4
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540, H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions No Bill # - Investment in Opportunity Funds (Opportunity Zones) Rulemaking No Bill # - Tax Extenders - CFC Look Through Rule No Bill # - Annuity Tax Treatment Adjustments H.R. 1 - Issues related to the implementation of the Tax Cuts and Jobs Act
H.R. 4225, S. 2241 - DC Healthcare Exchange Fees
S.536 - Cybersecurity Disclosure Act H.R. - Consumer Information Notification Requirement Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2018 · third_quarter · Q3
H.R. 4225, S. 2241 - DC Healthcare Exchange Fees
S. 3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act of 2018 S. 223, H.R. 3758 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 5282, S. 2526 - Retirement Enhancement and Savings Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable No Bill # - GMWB Interpretive Issues in terms of possible guidance H.R. 4610 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act H.R. 4604, H.R. 4637, H.R. 4524 - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act No Bill # - General Account Legislative Fix No Bill # - Portable Retirement Accounts Legislation No Bill # - Qualified Professional Asset Manager (OPAM) Exception Amendment H.R. 6757 - Family Savings Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2018 · second_quarter · Q2
S.536 - Cybersecurity Disclosure Act
H.R. 4225, S. 2241 - DC Healthcare Exchange Fees
H.R. 10, H.R. 4061, S. 2155, H.R. 3861 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 20177 No Bill # - Financial Stability Oversight Council Reform No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017)and forthcoming Fintech report. H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - GSE and FHA Housing Finance Reform H.R. 3861 - Federal Insurance Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act H.R. 1625 - Consolidated Appropriations Act 2018l NFIP extension through July 23 No Bill # - Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities (RIN 7100 AE 53, June 14, 2016) H.R. 5666 - Primary Regulators of Insurance Voting Act of 2018 No Bill # - Presidential Memorandum on FSOC Reform (April 21, 2017) and Treasury Report (November 2017)
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2018 · first_quarter · Q1
S.536 - Cybersecurity Disclosure Act
H.R. 10, H.R. 4061, S. 2155, H.R. 3861 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 2017 No Bill # - Financial Stability Oversight Council Reform No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017)and forthcoming Fintech report. H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - President's Infrastructure Plan, February 12, 2018 No Bill # - Large Financial Institution Proposed Supervisory Guidance (Docket No. OP-1594, January 4, 2018) No Bill # - GSE and FHA Housing Finance Reform H.R. 3861 - Federal Insurance Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act H.R. 1625 - Consolidated Appropriations Act 2018l NFIP extension through July 23 No Bill # - Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities (RIN 7100 AE 53, June 14, 2016) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Provisions Related to International Insurance Regulatory Standard Setting) H.R. - International Insurance Standards Act H.R. - Federal Insurance Office Reform Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2017 · first_quarter · 1A
No Bill# - DC Healthcare Exchange Fees
S.536 - Cybersecurity Disclosure Act
N/A - Issues relating to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues relating to an insurance-covered agreement with European Union
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2017 · fourth_quarter · Q4
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F H.R. 1 - The Tax Cuts and Jobs Act of 2017 No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax, Commercial Real Estate Issues
S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable. N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers H.R. 355 - Protecting American Families' Retirement Advice Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2017 · third_quarter · Q3
S.536 - Cybersecurity Disclosure Act
S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 2823 - Affordable Retirement Advice for Savers Act N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2017 · second_quarter · 2A
No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 540 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority
S.536 - Cybersecurity Disclosure Act
S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 2823 - Affordable Retirement Advice for Savers Act N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2017 · second_quarter · Q2
No Bill# - DC Healthcare Exchange Fees
No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 540 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement S. 1463 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 3110 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 5485 - Financial Services and General Government Appropriation Act 2017 H.R. 10 - Financial Choice Act of 2017 No Bill # - Amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. H.R. 2874 - 21st Century Flood Reform Act; commercial property exemption No Bill # - Senate Banking Committee Request on Economic Opportunities Legislation No Bill # - Housing Finance Reform, including GSE and FHA
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2017 · first_quarter · Q1
N/A - Issues relating to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues relating to an insurance-covered agreement with European Union
No Bill# - DC Healthcare Exchange Fees
S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2016 · fourth_quarter · Q4
H.R. 506, S. 245, S. 266, H.R. 557, S. 3471 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317, S. 1317, S. 3471 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers S. 3471 - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds disclosures N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
No Bill # - DC Healthcare Exchange Fees
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2016 · third_quarter · Q3
S. 2410 - Cyber Security Disclosure Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
No Bill # - Trans Pacific Partnership N/A - Issues relations to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to US-China Strategic and Economic Dialogue and Insurance Regulatory Dialogue N/A - Issues relating to India financial services market access and equity ownership issues N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues related to the International Services Agreement H.R. 1314, H.R. 1890, S. 995, H.R. 2146 - Issues relating to Trade Promotion Authority (Fast Track) H.R. 2029 - Consolidated Appropriations Act 2016 N/A - Issues relating to an insurance-covered agreement with European Union.
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2016 · second_quarter · Q2
H. Res. 566 - Protecting Americans from Tax Hikes Act of 2015 No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions H.R. 2315 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to Highway Trust Fund/International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317, S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2016 · first_quarter · Q1
No Bill # - DC Healthcare Exchange Fees
H. Res. 566 - Protecting Americans from Tax Hikes Act of 2015 No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions H.R. 2315 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to Highway Trust Fund/International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2015 · third_quarter · 3A
S. 754 - Cybersecurity Information Sharing Act of 2015 H. 1560 - Protecting Cyber Networks Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
H.R. 9 - Innovation Act S. 1137 - Patent Act
No Bill # - DC Healthcare Exchange Fees
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2015 · second_quarter · 2A
S. 754 - Cybersecurity Information Sharing Act of 2015 H. 1560 - Protecting Cyber Networks Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
H.R. 9 - Innovation Act S. 1137 - Patent Act
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards No Bill # - IAIS development of international capital standards for globally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2015 · fourth_quarter · Q4
H. Res. 566 - Protecting Americans from Tax Hikes Act of 2015 No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions H.R. 2315 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to Highway Trust Fund/ International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
No Bill # - DC Healthcare Exchange Fees
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2015 · third_quarter · Q3
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions H.R. 2315 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to Highway Trust Fund/ International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
S. 754 - Cybersecurity Information Sharing Act of 2015 H. 1560 - Protecting Cyber Networks Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2015 · second_quarter · Q2
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards No Bill # - IAIS development of international capital standards for globally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015
H.R. 9 - Innovation Act S. 1137 - Patent Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2015 · first_quarter · 1A
S.754 - Cybersecurity Information Sharing Act of 2015 H.R. 1560 - Protecting Cyber Networks Act No Bill # - Data Security Act of 2015
No Bill # - Federal Disability Insurance Program Solvency No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplification Act of 2015 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Issues relating to providing tax incentives for the purchase of annuities No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the tax treatment of insurance reserves
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2015 · first_quarter · 1A
No Bill # - Federal Disability Insurance Program Solvency No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplification Act of 2015 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Issues relating to providing tax incentives for the purchase of annuities No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the tax treatment of insurance reserves
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions No Bill # - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor No Bill # - Issues relating to target date funds disclosures No Bill # - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Issues relating to pension de-risking transactions
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2015 · first_quarter · Q1
No Bill # - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight No Bill # - Insurance Capital Standards No Bill # - IAIS development of international capital standards for globally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015
H.R. 9 - Innovation Act
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2014 · fourth_quarter · 4A
H.J. Res. 59 - Continuing Appropriations Resolution of 2014 (Restrict Access to the Social Security Death Master File)
No Bill # - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 - All provisions S. 534 - National Association of Registered Agents and Brokers Reform Act of 2013; All Provisions S. 563 - Jumpstart GSE Reform Act; Multifamily Provisions H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act - All provisions S. 1376 - The FHA Solvency Act of 2013 - all provisions H.R. 2720 - Alexis Agin Identity Theft Protection Act of 2013 H.R. 1155 - National Association of Registered Agents and Brokers Reform Act of 2013 S. 676 - Identity Theft and Tax Fraud Prevention Act of 2013 No Bill # - Bipartisan Budget Act of 2013 No Bill # - Universal Child Savings Accounts S. 2270; H.R. 4510 - Insurance Capital Standards Clarification Act of 2014 H.R. 5461 - To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes S.2244 - Terrorism Risk Reinsurance Authorization Act of 2014
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2014 · fourth_quarter · Q4
S. 1270, S. 1970, S. 1979 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 1979 - Lifetime Income Disclosure & Regulatory Issues - all provisions S. 1970 - Retirement Security Act of 2014 HR 2035 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions No Bill # - Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work No Bill # - GMWB Interpretive Issues in terms of possible guidance S.1270 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans No Bill # - Issues relating to DOL Safe Harbor for Selection of Annuity Providers S. 1979 - Issues relating to Annuity Selection Safe Harbor No Bill # - Issues relating to target date funds disclosures S.1979 - USA Retirement Plans - all provisions
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2014 · third_quarter · Q3
No Bill# - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Issues H.R. 1129 / S. 1645 - Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions No Bill# - Issues related to expanding IRC Section 420 Transfer AuthorityNo Bill# - Issues relating to providing tax incentives for the purchase of annuities H.R. 2870 - Real Estate Investment and Jobs Act of 2013 No Bill# - Discussion Draft of Tax Reform Act of 2014 No Bill# - Tax Extenders - Active Finance Exception to Subpart F
S. 1013 - Patent Abuse Reduction Act of 2013 H.R. 3309 - Innovation Act S. 1720 - Patent Transparency and Improvement Act of 2013
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2014 · second_quarter · Q2
No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, LIfe Insurance Product Tax, Qualified Plan Issues H.R. 1129 / S. 1645 - Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions N/A - Issues related to expanding IRC Section 420 Transfer AuthorityN/A - Issues related to providing tax incentives for the purchase of annuities H.R. 2870 - Real Estate Investment and Jobs Act of 2013 N/A - Discussion Draft of Tax Reform Act of 2014 N/A - Tax Extenders - Active Finance Exception to Subpart F
No Bill # - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standard, non-bank SIFI designation, insurance regulation, and oversight H.R. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 - All provisionsH.J. Res. 59 - Continuing Appropriations Resolution of 2014 (Restrict Access to the Social Security Death Master File) S. 534 - National Association of Registered Agents and Brokers Reform Act of 2013 - all provisions. S. 563 - Jumpstart GSE Reform Act - Multifamily provisions H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act - all provisions S. 1369 - To provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance and for other purposes S. 1376 - The FHA Solvency Act of 2013 - all provisions H.R. 2140 - The Insurance Capital and Accounting Standards Act of 2013 - all provisions H.R. 2720 - Alexis Agin Identity Theft Protection Act of 2013 H.R. 1155 - National Association of Registered Agents and Brokers Reform Act of 2013 S. 676 - Identity Theft and Tax Fraud Prevention Act of 2013 No Bill # - Bipartisan Budget Act of 2013 No Bill # - Universal Child Savings Accounts S. 2102 - A bill to clarify the applicaiton of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act S. 2270 / H.R. 4510 - Insurance Capital Standards Clarification Act of 2014
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2014 · first_quarter · Q1
H.R. 624, Cyber Intelligence Sharing and Protection Act; All provisions
S.1979, USA Retirement Plans; All provisions S. 1970, Retirement Security Act of 2014; All provisions H.R. 2035, Automatic IRA; All provisionsNo Bill #, Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill #, Lifetime Income Disclosure Act & Regulatory Issues; All provisions No Bill #, Proposed DOL Fiduciary Regulations; All provisions No Bill #, Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work; All provisions No Bill #, Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill #, GMWB Interpretive Issues in terms of possible guidance; All provisions No Bill #, Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans No Bill #, Issues relating to DOL Safe Harbor for Selection of Annuity Providers; All provisions No Bill #, Issues relating to target date funds disclosures; All provisions No Bill #, Issues relating to guide/index for ERISA 408b-2 fee disclosures; All provisions
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2012 · fourth_quarter · Q4
H.R. 12 The American Jobs Act President Obama's FY2013 Budget Comprehensive Tax Reform H.R. 1864 The Mobile Workforce State Income Tax Simplifications Act of 2011 H.R. 3765 Temporary Payroll Tax Cut Continuation Act of 2011 S. 2048 A Bill to amend the Internal Revenue Code of 1986 to clarify the tax treatment of certain life insurance contract transactions, and for other purposes S.1813 Highway, Job Creation, and Economic Growth Act of 2012 Issues relating to "tax extenders" H.R. 749 To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income H.R. 8 American Taxpayer Relief Act of 2012
H.R. 940 / S. 1835 United States Covered Bond Act of 2011 H.R. 1062 The Burdensome Data Collection Relief Act H.R. 1573 To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption H.R. 2308 SEC Regulatory Accountability Act H.R. 2779 To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street H.R. 3475 Keep IDs Safe Act Reform and Consumer Protection Act Implementation of Title I, Subtitle AFinancial Stability Oversight Council of the Dodd-Frank Act Issues relating to Government Sponsored Enterprises & Housing Finance Reform Implementation of Title I, Subtitle CAdditional Board of Governors Authority for Certain Nonbank Financial Companies and Bank Holding Companies of the Dodd-Frank Act Implementation of Title VI, Section 619 of the Dodd-Frank Act - Prohibitions on proprietary trading and certain relationships with hedge funds and private equity funds Issues relating Title V, Subtitle A of the Dodd-Frank Act - Federal Insurance Office
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2012 · third_quarter · Q3
H.R. 1534 - Small Businesses Add Value for Employees (SAVE) Act H.R. 677 -Lifetime Income Disclosure Act & Regulatory Issues S. 1557 / H.R. 4049 - Automatic IRA of 2012 No Bill - Proposed Department of Labor Fiduciary Regulations No Bill - Guaranteed Minimum Withdrawal Benefit Interpretive Issues No Bill - Electronic Disclosure - ERISA/Internal Revenue Code No Bill - Issues Relating to Multiple Employer Plans H.R. 4050 - Retirement Plan Simplification and Enhancement Act of 2012 Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 408b-2 Service Provider Fee Disclosure Regulatory Issues
H.R. 12 - The American Jobs Act S. 1557 / H.R. 4049 - Automatic IRA of 2012 H.R. 1864 - The Mobile Workforce State Income Tax Simplifications Act of 2011 H.R. 3630 - Temporary Payroll Tax Cut Continuation Act of 2011 S. 2048 - A Bill to amend the Internal Revenue Code of 1986 to clarify the tax treatment of certain life insurance contract transactions, and for other purposes H.R. 749 - To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income No Bill - President Obama's FY2013 Budget No Bill - Comprehensive Tax Reform S. 1813- Highway, Job Creation, and Economic Growth Act of 2012 No Bill - Issues relating to tax extensions
S.321 - Retirement Security Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation N/A - Section 420 Legislative Fix
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
No Bill # - Data Security, Privacy and Breach Legislation
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
No Bill # - Data Security, Privacy and Breach Legislation
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
No Bill # - Data Security, Privacy and Breach Legislation
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
No Bill # - Data Security, Privacy and Breach Legislation
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1084 - Family Savings Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No bill# - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No bill# - Automatic Retirement Plan Act No bill# - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No bill# - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No bill# - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation
S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No bill# - Tax Proposals related to Infrastructure Investments
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
S. 3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act of 2018 S. 223, H.R. 3758 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 5282, S. 2526 - Retirement Enhancement and Savings Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Association Retirement Plans S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable No Bill # - GMWB Interpretive Issues in terms of possible guidance H.R. 4610, S. 3795 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans H.R. 4610, S. 3795 - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act H.R. 4604, H.R. 4637, H.R. 4524 - Issues relating to Annuity Selection Safe Harbor S. 3781 - Retirement Security and Savings Act H.R. 355 - Protecting American Families' Retirement Advice Act H.R. 7278 - General Account Legislative Fix No Bill # - Portable Retirement Accounts Legislation No Bill # - Qualified Professional Asset Manager (OPAM) Exception Amendment H.R. 6757 - Family Savings Act No Bill # - ERISA Clarifications for Securitizes Originated or Underwritten by Inter-Affiliates
H.R. 10, H.R. 4061, S. 2155, H.R. 3861 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 2017 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017)and Fintech report (July 31, 2018). H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - GSE and FHA Housing Finance Reform H.R. 3861 - Federal Insurance Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act No Bill # - Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities (RIN 7100 AE 53, June 14, 2016) H.R. 5666, S. 3177 - Primary Regulators of Insurance Voting Act of 2018 No Bill # - Presidential Memorandum on FSOC Reform (April 21, 2017) and Treasury Report (November 2017) No Bill # - CFPB v. National Collegiate Student Loan Trusts Settlement Concerns No Bill # - Bipartisan Housing Finance Reform Act of 2018 S. 3628 - National Flood Insurance Program Extension Act of 2018
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
S.536 - Cybersecurity Disclosure Act H.R. - Consumer Information Notification Requirement Act
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540, H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Tax Extenders - CFC Look Through Rule No Bill # - Annuity Tax Treatment Adjustments H.R. 1 - Issues related to the implementation of the Tax Cuts and Jobs Act
H.R. 10, H.R. 4061, S. 2155, H.R. 3861 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 20177 No Bill # - Financial Stability Oversight Council Reform No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017)and Fintech report (July 31, 2018). H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - GSE and FHA Housing Finance Reform H.R. 3861 - Federal Insurance Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act No Bill # - Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities (RIN 7100 AE 53, June 14, 2016) H.R. 5666, S. 3177 - Primary Regulators of Insurance Voting Act of 2018 No Bill # - Presidential Memorandum on FSOC Reform (April 21, 2017) and Treasury Report (November 2017) No Bill # - CFPB v. National Collegiate Student Loan Trusts Settlement Concerns No Bill # - Bipartisan Housing Finance Reform Act of 2018 S. 1182 - National Flood Insurance Program Extension Act of 2018
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540, H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Tax Extenders - CFC Look Through Rule No Bill # - Annuity Tax Treatment Adjustments H.R. 1 - Issues related to the implementation of the Tax Cuts and Jobs Act
S. 223, H.R. 3758 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 5282, S. 2526 - Retirement Enhancement and Savings Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable No Bill # - GMWB Interpretive Issues in terms of possible guidance H.R. 4610 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans H.R. 4604, H.R. 4637, H.R. 4524 - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act No Bill # - General Account Legislative Fix No Bill # - Portable Retirement Accounts Legislation No Bill # - Qualified Professional Asset Manager (OPAM) Exception Amendment
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
S. 223, H.R. 3758 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 5282, S. 2526 - Retirement Enhancement and Savings Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable N/A - GMWB Interpretive Issues in terms of possible guidance H.R. 4610 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans H.R. 4604, H.R. 4637, H.R. 4524 - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540, H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F
H.R. 4225, S. 2241 - DC Healthcare Exchange Fees
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
No Bill# - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 540 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight, including the CFPB's rulemaking on the Home Mortgage Disclosure Act. No Bill # - Insurance Capital Standards No Bill # - IAIS development of international supervisory and capital standards for global systemically important insurers and internationally active insurers. N/A - Presidential Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) N/A - Issues related to housing finance reform for government sponsored entities and the Federal Housing Administration
S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
S.536 - Cybersecurity Disclosure Act
H.R. 10, H.R. 4061 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 2017 S. 1463 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 3110 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 5485 - Financial Services and General Government Appropriation Act 2017 No Bill # - Financial Stability Oversight Council Reform No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017). H.R. 10 - The Choice Act S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - Presidential Memorandum on FSOC (April 21, 2017) and subsequent report from Treasury (November 17, 2017) No Bill # - "Request for Information relating to Production of Rates" (Docket Number OP-1573, August 24, 2017) No Bill # - "Proposed Guidance on Supervisory Expectations for Boards of Directors (Docket Number OP-1570, August 9. 2017) No Bill # - Large Financial Institution Rating System; Regulations K and LL (Docket Number R-1569; August 17, 2017) No Bill # - KISS regulatory review request H.J. Res. 123 - Continuing Resolution, December 8, 2017; NFIP extension No Bill # - GSE and FHA Housing Finance Reform
H.R. 4225, S. 2241 - DC Healthcare Exchange Fees
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
No Bill# - DC Healthcare Exchange Fees
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement S. 1463 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 3110 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 5485 - Financial Services and General Government Appropriation Act 2017 H.R. 10 - Financial Choice Act of 2017 No Bill # - Amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. H.R. 2874 - 21st Century Flood Reform Act; commercial property exemption No Bill # - Senate Banking Committee Request on Economic Opportunities Legislation No Bill # - Housing Finance Reform, including GSE and FHA No Bill # - Financial Stability Oversight Council Reform No Bill # - IAS development of international supervisory and capital standards for global systemically important insurers and internationally active insurers.
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 540 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to International Tax Reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement S. 1463 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 3110 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 5485 - Financial Services and General Government Appropriation Act 2017 H.R. 10 - Financial Choice Act of 2017 No Bill # - Amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. H.R. 2874 - 21st Century Flood Reform Act; commercial property exemption No Bill # - Senate Banking Committee Request on Economic Opportunities Legislation No Bill # - Housing Finance Reform, including GSE and FHA No Bill # - IAS development of international supervisory and capital standards for global systemically important insurers and internationally active insurers.
No Bill# - DC Healthcare Exchange Fees
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 2823 - Affordable Retirement Advice for Savers Act N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act
S.536 - Cybersecurity Disclosure Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
No Bill# - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 540 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight, including the CFPB's rulemaking on the Home Mortgage Disclosure Act. No Bill # - Insurance Capital Standards No Bill # - IAIS development of international supervisory and capital standards for global systemically important insurers and internationally active insurers. N/A - Presidential Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) N/A - Issues related to housing finance reform for government sponsored entities and the Federal Housing Administration
S.536 - Cybersecurity Disclosure Act
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 5143 - Transparent Insurance Standards Act of 2016 No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards H.R. 4248 - FSOC Designation Review Act No Bill # - IAIS development of international capital standards for global systemically important insurers and internationally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015 H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015. N/A - Basel Committee on Banking Supervision's Fundamental Review of the Trading Book (Pre-rulemaking stages) N/A - RIN 3064-AE33 "Recordkeeping for Timely Deposit Insurance Determination"
H. Res. 566 - Protecting Americans from Tax Hikes Act of 2015 No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions H.R. 2315 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to Highway Trust Fund/International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
H.R. 9 - Innovation Act S. 1137 - Patent Act
S. 2410 - Cyber Security Disclosure Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
No Bill # - Trans Pacific Partnership N/A - Issues relations to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to US-China Strategic and Economic Dialogue and Insurance Regulatory Dialogue N/A - Issues relating to India financial services market access and equity ownership issues N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues related to the International Services Agreement N/A - Issues relating to an insurance-covered agreement with European Union.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 5143 - Transparent Insurance Standards Act of 2016 No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards H.R. 4248 - FSOC Designation Review Act No Bill # - IAIS development of international capital standards for global systemically important insurers and internationally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015 H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015. N/A - Basel Committee on Banking Supervision's Fundamental Review of the Trading Book (Pre-rulemaking stages) N/A - RIN 3064-AE33 "Recordkeeping for Timely Deposit Insurance Determination"
H. Res. 566 - Protecting Americans from Tax Hikes Act of 2015 No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions H.R. 2315 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to Highway Trust Fund/International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
No Bill # - DC Healthcare Exchange Fees
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317, S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
H.R. 9 - Innovation Act S. 1137 - Patent Act
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards H.R. 4248 - FSOC Designation Review Act No Bill # - IAIS development of international capital standards for global systemically important insurers and internationally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015 H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015. N/A - Basel Committee on Banking Supervision's Fundamental Review of the Trading Book (Pre-rulemaking stages) N/A - RIN 3064-AE33 "Recordkeeping for Timely Deposit Insurance Determination"
S. 2410 - Cyber Security Disclosure Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
No Bill # - Trans Pacific Partnership N/A - Issues relations to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to US-China Strategic and Economic Dialogue and Insurance Regulatory Dialogue N/A - Issues relating to India financial services market access and equity ownership issues N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues related to the International Services Agreement H.R. 1314, H.R. 1890, S. 995, H.R. 2146 - Issues relating to Trade Promotion Authority (Fast Track) H.R. 2029 - Consolidated Appropriations Act 2016 N/A - Issues relating to an insurance-covered agreement with European Union.
H.R. 9 - Innovation Act S. 1137 - Patent Act
No Bill # - DC Healthcare Exchange Fees
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
S. 754 - Cybersecurity Information Sharing Act of 2015 H. 1560 - Protecting Cyber Networks Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317, S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
No Bill # - Trans Pacific Partnership N/A - Issues relating to Japan insurance regulatory reform N/A - Issues relations to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to US-China Strategic and Economic Dialogue and Insurance Regulatory Dialogue N/A - Issues relating to India financial services market access and equity ownership issues N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues related to the International Services Agreement H.R. 1314, H.R. 1890, S. 995, H.R. 2146 - Issues relating to Trade Promotion Authority (Fast Track) H.R. 2029 - Consolidated Appropriations Act 2016
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards H.R. 4248 - FSOC Designation Review Act No Bill # - IAIS development of international capital standards for global systemically important insurers and internationally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015 H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015. N/A - SR-FINRA-2015-036 - Proposed rule change to amend FINRA Rule 4210 (Margin Requirements) to establish Margin Requirements for the TBA Market. N/A - SR-FINRA-2015-036 - Self Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order instituting proceedings to determine whether to approve or disapprove proposed rule change to amend FINRA Rule 4210 (Margin Requirements) to establish Margin Requirements for the TBA Market, as modified by Partial Amendment No.1.
H.R. 9 - Innovation Act S. 1137 - Patent Act
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards No Bill # - IAIS development of international capital standards for global systemically important insurers and internationally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015 H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015.
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions H.R. 2315 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to Highway Trust Fund/ International Tax Reform No Bill # - Issues relating to the use of captive insurance companies
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317, S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317; S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the use of captive insurance companies
No Bill # - DC Healthcare Exchange Fees
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317, S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
S. 754 - Cybersecurity Information Sharing Act of 2015 H. 1560 - Protecting Cyber Networks Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
H.R. 9 - Innovation Act S. 1137 - Patent Act
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards H.R. 4248 - FSOC Designation Review Act No Bill # - IAIS development of international capital standards for global systemically important insurers and internationally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015 H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1484 - Financial Regulatory Improvement Act of 2015 No Bill # - Insurance Capital Standards No Bill # - IAIS development of international capital standards for global systemically important insurers and internationally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 S. 1086 - International Insurance Capital Standards Accountability Act of 2015 H.R. 2141 - International Insurance Standards Transparency and Policyholder Protection Act of 2015.
H.R. 9 - Innovation Act S. 1137 - Patent Act
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317, S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
No Bill # - DC Healthcare Exchange Fees
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs H.R. 2317; S. 1317 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Non Cash Compensation on annuity sales
S. 754 - Cybersecurity Information Sharing Act of 2015 H. 1560 - Protecting Cyber Networks Act S. 961 - Data Security Act of 2015 H.R 2205 - Data Security Act of 2015
No Bill # - DC Healthcare Exchange Fees
No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplication Act of 2015 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F N/A - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the use of captive insurance companies
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
No Bill # - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight No Bill # - Insurance Capital Standards No Bill # - IAIS development of international capital standards for globally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions No Bill # - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor No Bill # - Issues relating to target date funds disclosures No Bill # - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Issues relating to pension de-risking transactions
H.R. 9 - Innovation Act
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 9 - Innovation Act
No Bill # - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight No Bill # - Insurance Capital Standards No Bill # - IAIS development of international capital standards for globally active insurers H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015
S.754 - Cybersecurity Information Sharing Act of 2015 H.R. 1560 - Protecting Cyber Networks Act No Bill # - Data Security Act of 2015
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
No Bill # - Federal Disability Insurance Program Solvency No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 386 - Mobile Workforce State Income Tax Simplification Act of 2015 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Issues relating to providing tax incentives for the purchase of annuities No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the tax treatment of insurance reserves
H.R. 506, S. 245, S. 266, H.R. 557 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 506 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions No Bill # - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor No Bill # - Issues relating to target date funds disclosures No Bill # - Issues relating to guide/index for ERISA 408b-2 fee disclosures No Bill # - Issues relating to pension de-risking transactions
S.754 - Cybersecurity Information Sharing Act of 2015 H.R. 1560 - Protecting Cyber Networks Act No Bill # - Data Security Act of 2015
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 624 - Cyber Intelligence Sharing and Protection Act - all provisions
S. 1270, S. 1970, S. 1979 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 1979 - Lifetime Income Disclosure & Regulatory Issues - all provisions S. 1970 - Retirement Security Act of 2014 HR 2035 - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions No Bill # - Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work No Bill # - GMWB Interpretive Issues in terms of possible guidance S.1270 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans No Bill # - Issues relating to DOL Safe Harbor for Selection of Annuity Providers S. 1979 - Issues relating to Annuity Selection Safe Harbor No Bill # - Issues relating to target date funds disclosures S.1979 - USA Retirement Plans - all provisions
No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues H.R. 1129/S. 1645 - Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Issues relating to providing tax incentives for the purchase of annuities HR 2870 - Real Estate Investment and Jobs Act of 2013 HR 1 - Tax Reform Act of 2014 No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the tax treatment of insurance reserves
S.1013 - Patent Abuse Reduction Act of 2013 H.R. 3309 - Innovation Act S. 1720 - Patent Transparency and Improvement Act of 2013
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 624 - Cyber Intelligence Sharing and Protection Act - all provisions
No Bill # - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 - All provisions S. 534 - National Association of Registered Agents and Brokers Reform Act of 2013; All Provisions S. 563 - Jumpstart GSE Reform Act; Multifamily Provisions H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act - All provisions S. 1376 - The FHA Solvency Act of 2013 - all provisions H.R. 2720 - Alexis Agin Identity Theft Protection Act of 2013 H.R. 1155 - National Association of Registered Agents and Brokers Reform Act of 2013 S. 676 - Identity Theft and Tax Fraud Prevention Act of 2013 No Bill # - Bipartisan Budget Act of 2013 No Bill # - Universal Child Savings Accounts S. 2270; H.R. 4510 - Insurance Capital Standards Clarification Act of 2014 H.R. 5461 - To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes S.2244 - Terrorism Risk Reinsurance Authorization Act of 2014
S.1013 - Patent Abuse Reduction Act of 2013 H.R. 3309 - Innovation Act S. 1720 - Patent Transparency and Improvement Act of 2013
No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues H.R. 1129/S. 1645 - Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Issues relating to providing tax incentives for the purchase of annuities HR 2870 - Real Estate Investment and Jobs Act of 2013 HR 1 - Tax Reform Act of 2014 No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to hedge fund reinsurance practices No Bill # - Issues relating to the tax treatment of insurance reserves
H.J. Res. 59 - Continuing Appropriations Resolution of 2014 (Restrict Access to the Social Security Death Master File)
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
S. 1270 / S. 1970 / S. 1979 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 1979 - Lifetime Income Disclosure & Regulatory Issues - all provisions S. 1970 - Retirement Security Act of 2014 H.R. 2035 - Automatic IRA - all provisionsNo Bill# - Proposed DOL Fiduciary Regulations - all provisions No Bill# - Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work No Bill# - GMWB Interpretive Issues in terms of possible guidance S. 1270 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill# - Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans No Bill# - Issues relating to DOL Safe Harbor for Selection of Annuity Providers S. 1979 - Issues relating to Annuity Selection Safe Harbor No Bill# - Issues relating to target date funds disclosures S. 1979 - USA Retirement Plans - all provisions No Bill# - Issues relating to guide/index for ERISA 408b-2 fee disclosures
No Bill# - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill# - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standard, non-bank SIFI designation, insurance regulation, and oversight H.R. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 - All provisionsH.J. Res. 59 - Continuing Appropriations Resolution of 2014 (Restrict Access to the Social Security Death Master File) S. 534 - National Association of Registered Agents and Brokers Reform Act of 2013 - all provisions S. 563 - Jumpstart GSE Reform Act - multi-family provisions H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act - all provisions S. 1369 - To provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance and for other purposes S. 1376 - The FHA Solvency Act of 2013 - all provisions H.R. 2140 - The Insurance Capital and Accounting Standards Act of 2013 - all provisions H.R. 2720 - Alexis Agin Identity Theft Protection Act of 2013 H.R. 1155 - National Association of Registered Agents and Brokers Reform Act of 2013 S. 676 - Identity Theft and Tax Fraud Prevention Act of 2013 No Bill# - Bipartisan Budget Act of 2013 No Bill# - Universal Child Savings Accounts S. 2102 - A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act S. 2270 / H.R. 4510 - Insurance Capital Standards Clarification Act of 2014 H.R. 5461 - To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes
H.R. 624 - Cyber Intelligence Sharing and Protection Act - all provisions
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 624, Cyber Intelligence Sharing and Protection Act - all provisions
S. 1270 / S. 1970 / S. 1979 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 1979 - Lifetime Income Disclosure & Regulatory Issues - all provisions S. 1970 - Retirement Security Act of 2014 H.R. 2035 - Automatic IRA - all provisionsN/A - Proposed DOL Fiduciary Regulations - all provisions N/A - Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work N/A - GMWB Interpretive Issues in terms of possible guidance S. 1270 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers S. 1979 - Issues relating to Annuity Selection Safe Harbor N/A - Issues relating to target date funds disclosures S. 1979 - USA Retirement Plans - all provisions N/A - Issues relating to guide/index for ERISA 408b-2 fee disclosures
S. 1013 - Patent Abuse Reduction Act of 2013 H.R. 3309 - Innovation Act S. 1720 - Patent Transparency and Improvement Act of 2013
S. 1486 - Postal Reform Act of 2013 H.R. 2748 - Postal Reform Act of 2013
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
S. 676, Identity Theft and Tax Fraud Prevention Act of 2013; All provisions S. 563, Jumpstart GSE Reform Act; Multifamily Provisions S. 534, National Association of Registered Agents and Brokers Reform Act of 2013; All ProvisionsS. 2244, A bill to extend the termination of the Terrorism Insurance Program established under the Terrorism Insurance Act of 2002; All provisions S. 2102, A bill to clarify leverage and risk-based requirements under the Dodd Frank Wall Street Reform and Consumer Protection Act; All provisions S. 1376, The FHA Solvency Act of 2013; All provisions S. 1369, To provide additional flexibilty to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance and for other purposes; All provisions H.R. 2767, Protecting American Taxpayers and Homeowners (PATH) Act; All provisions H.R. 2720, Alexis Agin Identity Theft Protection Act of 2013; All provisions H.R. 2140, The Insurance Capital and Accounting Standards Act of 2013; All provisions H.R. 1217, Housing Finance Refrom and Taxpayer Protection Act of 2013; All provisions H.R. 1155, National Association of Registered Agents and Brokers Reform Act of 2013; All provisions H.J. Res. 59, Continuing Appropriations Resolution of 2014 (Restrict Access to the Social Security Death Master File); All provisions No Bill #, Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill #, Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight; All provisions No Bill #, Bipartisan Budget Act of 2013; All provisions No Bill #, Universal Child Savings Accounts; All provisions No Bill #, Johnson Crapo GSE reform bill; All provisions
S. 1720, Patent Transparency and Improvement Act of 2013; All provisions S. 1013, Patent Abuse Reduction Act of 2013; All provisions H.R. 3309, Innovation Act ; All provisions
S. 1486, Postal Reform Act of 2013; All provisions H.R. 2748, Postal Reform Act of 2013; All provisions
H.R. 2870, Real Estate Investment and Jobs Act of 2013; All provisions H.R. 1129, Mobile Workforce State Income Tax Simplication Act of 2013; All provisions S. 1645, Mobile Workforce State Income Tax Simplication Act of 2013; All provisionsNo Bill #, Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues; All provisions No Bill #, Camp Comprehensive Tax Reform bill; All provisions No Bill #, Issues relating to expanding IRC Section 420 Transfer Authority; All provisions No Bill #, Issues relating to providing tax incentives for the purchase of annuities; All provisions No Bill #, Discussion Draft of Tax Reform Act of 2014; All provisions
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)
S. 3414 Cybersecurity Act of 2012
H.R. 1534 Small Businesses Add Value for Employees (SAVE) Act H.R. 677 Lifetime Income Disclosure Act H.R. 4049 / S. 1557 Automatic IRA of 2012 H.R. 4050 Retirement Plan Simplification and Enhancement Act of 2012 Proposed DOL Fiduciary Regulations Issues relating to electronic disclosure Issues relating to Dodd-Frank, CFTC and SEC swap-related regulatory isues GMWB Interpretive Issues Issues Relating to Multiple Employer Plans MEPs/MSEPS Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 408b-2 Service Provider Fee Disclosure Regulatory Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)
H.R. 940 & S. 1835 - United States Covered Bond Act of 2011 H.R. 1062 - The Burdensome Data Collection Relief Act H.R. 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption No Bill - Issues relating to GSE & Housing Finance Reform H.R. 2308 - SEC Regulatory Accountability Act H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act. H.R. 3475 - Keep IDs Safe Act No Bill - Implementation of Title I, Subtitle CAdditional Board of Governors Authority for Certain Nonbank Financial Companies and Bank Holding Companies of the Dodd-Frank Act No Bill - Implementation of Title I, Subtitle AFinancial Stability Oversight Council of the Dodd-Frank Act No Bill - Implementation of Section 619 of the Dodd-Frank Act - Prohibitions on proprietary trading and certain relationships with hedge funds and private equity funds
S. 3414 - Cybersecurity Act of 2012
S. 951 - Hiring Heroes Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)