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Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Consumer Credit and Debt Protection Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Consumer Credit and Debt Protection Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
CAREONE SERVICES, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · fourth_quarter · Q4
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Filing targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE
VANGUARD via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
Source: Senate LDA
| NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) |
| 13 |
| 2008–2010 |
| PRUDENTIAL FINANCIAL | 13 | 2007–2010 |
| NEW YORK BANKERS ASSOCIATION | 12 | 2008–2010 |
| NEW YORK STATE METROPOLITAN TRANSPORTATION AUTHORITY | 12 | 2007–2010 |
| INTRAFI | 10 | 2008–2010 |
| VANGUARD | 8 | 2009–2010 |
| CAREONE SERVICES, INC. | 7 | 2009–2010 |
| HARD EIGHT FUTURES | 7 | 2007–2009 |
| WACHOVIA CORPORATION | 7 | 2008 |
| FIDELITY NATIONAL FINANCIAL | 5 | 2007–2008 |
| JEFFERIES & COMPANY, INC. | 5 | 2010 |
| NATIONAL MULTI HOUSING COUNCIL | 3 | 2010 |
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Consumer Credit and Debt Protection Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); HR 4713, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Consumer Credit and Debt Protection Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); Wall Street and Consumer Protection Act of 2009 (HR 4173); S 3217, "Restoring American Financial Stability Act of 2010"
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT); S 3217, "Restoring American Financial Stability Act of 2010"; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues
Private Fund Investment Advisers Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Private Fund Investment Advisers Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT); S 3217, "Restoring American Financial Stability Act of 2010"; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues
To amend the Internal Revenue Code of 1986 to allow the first-time homebuyer credit in the case of joint returns of long-time residents where only 1 spouse meets the ownership and use requirements.
Client: JEFFERIES & COMPANY, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
S. 3217, Restoring American Financial Stability Act of 2010 H.R. 4713, Wall Street and Consumer Protection Act of 2009 H.R. 4713, Dodd-Frank Wall Street Reform and Consumer Protection Act
To amend the Internal Revenue Code of 1986 to allow the first-time homebuyer credit in the case of joint returns of long-time residents where only 1 spouse meets the ownership and use requirements.
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); HR 4713, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
To amend the Internal Revenue Code of 1986 to allow the first-time homebuyer credit in the case of joint returns of long-time residents where only 1 spouse meets the ownership and use requirements.
Client: JEFFERIES & COMPANY, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
S. 3217, Restoring American Financial Stability Act of 2010 H.R. 4713, Wall Street and Consumer Protection Act of 2009
Debt Settlement Consumer Protection Act of 2010
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); HR 4713, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Debt Settlement Consumer Protection Act of 2010
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Debt Settlement Consumer Protection Act of 2010
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
United States Covered Bond Act of 2010
Client: NATIONAL MULTI HOUSING COUNCIL · Firm: PORTERFIELD, FETTIG & SEARS, LLC
government-sponsored enterprise reform H.R. 5823, United States Covered Bond Act of 2010
FHA Seller-Financed Downpayment Reform Act of 2009
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 600, Seller-Financed Downpayment Reform Act of 2009; Mortgage disclosure/HUD's RESPA Rule; H.R. 1728, Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, "Restoring American Financial Stability Act of 2010"; FHA Reform
Hedge Fund Adviser Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Hedge Fund Adviser Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT); S 3217, "Restoring American Financial Stability Act of 2010"; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues
Private Fund Transparency Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Private Fund Transparency Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT); S 3217, "Restoring American Financial Stability Act of 2010"; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues
Debt Settlement Consumer Protection Act of 2010
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Debt Settlement Consumer Protection Act of 2010
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Debt Settlement Consumer Protection Act of 2010
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); HR 4713, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Hedge Fund Transparency Act
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT); S 3217, "Restoring American Financial Stability Act of 2010"; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues
Hedge Fund Transparency Act
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Global Warming Education Act
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 600, Seller-Financed Downpayment Reform Act of 2009; Mortgage disclosure/HUD's RESPA Rule; H.R. 1728, Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, "Restoring American Financial Stability Act of 2010"; FHA Reform
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: JEFFERIES & COMPANY, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: ("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Capital Formation and Capital Markets H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Mortgage disclosure/HUD's RESPA Rule; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; Extension of Flood Insurance; H.R. 5072, FHA Reform Act of 2010
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Wall Sreet and Consumer Protection Act of 2009 S 3217, Restoring American Financial Stability Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: AMERICAN BANKERS ASSOCIATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
S 3217, Restoring American Financial Stability Act of 2010 HR 4173, Wall Street and Consumer Protection Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NEW YORK BANKERS ASSOCIATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NEW YORK BANKERS ASSOCIATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
S 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Wall Street and Consumer Protection Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) · Firm: PORTERFIELD, FETTIG & SEARS, LLC
HR 4173, Wall Street and Consumer Protection Act S 3217, "Restoring American Financial Stability Act of 2010"
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: ("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Capital Formation and Capital Markets H.R. 4173, Wall Street and Consumer Protection Act of 2009 S 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NASDAQ INC · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; SRO Reform; increased transparency of over-the-counter trading of derivatives, credit default swaps and interest rate swaps
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act GSE Reform Issues
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: PRUDENTIAL FINANCIAL · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Federal Insurance Issues S 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: JEFFERIES & COMPANY, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
S. 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Wall Street and Consumer Protection Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INTRAFI · Firm: PORTERFIELD, FETTIG & SEARS, LLC
FDIC Deposit Insurance Issues H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4173, Wall Street and Consumer Protection Act of 2009 S. 3217, Restoring American Financial Stability Act of 2010
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Wall Street and Consumer Protection Act of 2009 S 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); HR 4713, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: PRUDENTIAL FINANCIAL · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Federal Insurance Issues H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act hedge fund issues international issues
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NASDAQ INC · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, "Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Mortgage disclosure/HUD's RESPA Rule; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; Extension of Flood Insurance; H.R. 5072, FHA Reform Act of 2010
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: AMERICAN BANKERS ASSOCIATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 4173, Wall Sreet and Consumer Protection Act of 2009 S 3217, Restoring American Financial Stability Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NASDAQ INC · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; SRO rulemaking reform; financial services regulatory reform; H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INTRAFI · Firm: PORTERFIELD, FETTIG & SEARS, LLC
FDIC Deposit Insurance Issues H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Helping Families Save Their Homes Act of 2009
Client: NEW YORK BANKERS ASSOCIATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
S 414 "Credit Card Accountability Responsibility and Disclosure Act of 2009" HR 1106 "Helping Families Save Their Homes Act of 2009" Financial Services Regulatory Reform
Helping Families Save Their Homes Act of 2009
Client: NEW YORK BANKERS ASSOCIATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
S 414 "Credit Card Accountability Responsibility and Disclosure Act of 2009" HR 1106 "Helping Families Save Their Homes Act of 200
Federal Municipal Bond Marketing Support and Securitization Act of 2009
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Financial services regulatory reform Money market mutual fund reform - changes to SEC Rule 2a-7 HR 1728 Mortgage Reform and Anti-Predatory Lending Act (servicing) HR 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 HR 2549 Municipal Bond Fairness Act S. 895: Helping Families Save Their Homes Act S. 896: Helping Families Save Their Homes Act
Federal Municipal Bond Marketing Support and Securitization Act of 2009
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Financial services regulatory reform Money market mutual fund reform - changes to SEC Rule 2a-7 HR 1728 Mortgage Reform and Anti-Predatory Lending Act (servicing) HR 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 HR 2549 Municipal Bond Fairness Act S. 895: Helping Families Save Their Homes Act S. 896: Helping Families Save Their Homes Act
To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services.
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; HR 1935, HR 3497 (Unrelated Business Income Tax); "Restoring American Financial Stability Act of 2009"; H.R. 4173, Wall Street and Consumer Protection Act of 2009
Consumer Credit and Debt Protection Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3126 "Consumer Financial Protection Agency Act of 2009" H.R. 2309 "Consumer Credit and Debt Protection Act" Debt management and counseling issues
Consumer Credit and Debt Protection Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Financial Protection Agency Act of 2009 (HR 3126); Consumer Credit and Debt Protection Act (HR 2309); Wall Street and Consumer Protection Act of 2009 (HR 4173); "Restoring American Financial Stability Act of 2009"
Consumer Credit and Debt Protection Act
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Financial Protection Agency Act of 2009 (HR 3126); Consumer Credit and Debt Protection Act (HR 2309)
Financial services regulatory reform Money market mutual fund reform - changes to SEC Rule 2a-7 HR 1728 Mortgage Reform and Anti-Predatory Lending Act (servicing) HR 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 HR 2549 Municipal Bond Fairness Act S. 895: Helping Families Save Their Homes Act S. 896: Helping Families Save Their Homes Act
Financial services regulatory reform Money market mutual fund reform - changes to SEC Rule 2a-7 HR 1728 Mortgage Reform and Anti-Predatory Lending Act (servicing) HR 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 HR 2549 Municipal Bond Fairness Act S. 895: Helping Families Save Their Homes Act S. 896: Helping Families Save Their Homes Act
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711 "The Hedge Fund Adviser Registration Act" ; H.R. 302, S. 344 "Hedge Fund Transparency Act"; S. 1276 "Private Fund Transparency Act of 2009"
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; HR 1935, HR 3497 (Unrelated Business Income Tax); "Restoring American Financial Stability Act of 2009"; H.R. 4173, Wall Street and Consumer Protection Act of 2009
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Consumer Financial Protection Agency Act of 2009
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Mortgage Disclosure/HUD's RESPA Rule; H.R. 1728 "Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct; Federal Reserve's implementation of Regulation Z; H.R. 3126 "Consumer Financial Protection Agency Act of 2009"; H.R. 600 "Seller-Financed Downpayment Reform Act of 2009"
Consumer Financial Protection Agency Act of 2009
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3126 "Consumer Financial Protection Agency Act of 2009" H.R. 2309 "Consumer Credit and Debt Protection Act" Debt management and counseling issues
Consumer Financial Protection Agency Act of 2009
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3126 Consumer Financial Protection Agency; H.R. 600 Seller-Financed Downpayment Reform Act of 2009; Mortgage Disclosure/HUD's RESPA Rule; H.R. 1728 Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal issues.
Consumer Financial Protection Agency Act of 2009
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Financial Protection Agency Act of 2009 (HR 3126); Consumer Credit and Debt Protection Act (HR 2309)
Consumer Financial Protection Agency Act of 2009
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3126, Consumer Financial Protection Agency; H.R. 600, Seller-Financed Downpayment Reform Act of 2009; Mortgage disclosure/HUD's RESPA Rule; H.R. 1728, Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Wall Street and Consumer Protection Act of 2009; "Restoring American Financial Stability Act of 2009"
Consumer Financial Protection Agency Act of 2009
Client: CAREONE SERVICES, INC. · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Financial Protection Agency Act of 2009 (HR 3126); Consumer Credit and Debt Protection Act (HR 2309); Wall Street and Consumer Protection Act of 2009 (HR 4173); "Restoring American Financial Stability Act of 2009"
Consumer Financial Protection Agency Act of 2009
Client: NEW YORK BANKERS ASSOCIATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Financial Services Regulatory Reform; HR 3126 Consumer Financial Protection Agency; "Restoring American Financial Stability Act of 2009"; H.R. 4173Wall Street and Consumer Protection Act of 2009
To amend the Internal Revenue Code of 1986 to provide that indebtedness incurred by a partnership in acquiring securities and commodities is not treated as acquisition indebtedness for purposes of determining the unrelated business taxable income of organizations which are partners with limited liability.
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; HR 1935, HR 3497 (Unrelated Business Income Tax); "Restoring American Financial Stability Act of 2009"; H.R. 4173, Wall Street and Consumer Protection Act of 2009
Over-the-Counter Derivatives Markets Act of 2009
Client: NASDAQ INC · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systesms for emission reductions, including cap and trading proposals; H.R. 4173, Wall Street and Consumer Protection Act of 2009; HR 3996 "Financial Stability Improvement Act of 2009"; H.R. 3795 "Over-the-Counter Derivatives Act of 2009"
Over-the-Counter Derivatives Markets Act of 2009
Client: NASDAQ INC · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3795 "Over-the-Counter Derivatives Act of 2009"
Over-the-Counter Derivatives Markets Act of 2009
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3795, Over-the-Counter Derivatives Act of 2009
Over-the-Counter Derivatives Markets Act of 2009
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3795, Over-the-Counter Derivatives Act of 2009
Investor Protection Act of 2009
Client: ("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Capital Formation and Capital Markets H.R. 3817, Investor Protection Act of 2009 H.R. 4173, Wall Street and Consumer Protection Act of 2009 "Restoring American Financial Stability Act of 2009"
Private Fund Investment Advisers Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Private Fund Investment Advisers Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Private Fund Investment Advisers Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; HR 1935, HR 3497 (Unrelated Business Income Tax); "Restoring American Financial Stability Act of 2009"; H.R. 4173, Wall Street and Consumer Protection Act of 2009
Financial Stability Improvement Act of 2009
Client: NASDAQ INC · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systesms for emission reductions, including cap and trading proposals; H.R. 4173, Wall Street and Consumer Protection Act of 2009; HR 3996 "Financial Stability Improvement Act of 2009"; H.R. 3795 "Over-the-Counter Derivatives Act of 2009"
FHA Seller-Financed Downpayment Reform Act of 2009
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Mortgage Disclosure/HUD's RESPA Rule; H.R. 1728 "Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct; Federal Reserve's implementation of Regulation Z; H.R. 3126 "Consumer Financial Protection Agency Act of 2009"; H.R. 600 "Seller-Financed Downpayment Reform Act of 2009"
FHA Seller-Financed Downpayment Reform Act of 2009
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Mortgage Disclosure/HUD's RESPA Rule;HR 1728 "Mortgage Reform & Anti-Predatory Lending Act;Home Valuation Code of Conduct;Federal Reserve's implementation of Regulation Z; Implementation of Title V of HR 3221; HR 600 "FHA Seller-Financed Downpayment Reform Act of 2009"
FHA Seller-Financed Downpayment Reform Act of 2009
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3126, Consumer Financial Protection Agency; H.R. 600, Seller-Financed Downpayment Reform Act of 2009; Mortgage disclosure/HUD's RESPA Rule; H.R. 1728, Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Wall Street and Consumer Protection Act of 2009; "Restoring American Financial Stability Act of 2009"
FHA Seller-Financed Downpayment Reform Act of 2009
Client: NATIONAL ASSOCIATION OF MORTGAGE BROKERS · Firm: PORTERFIELD, FETTIG & SEARS, LLC
H.R. 3126 Consumer Financial Protection Agency; H.R. 600 Seller-Financed Downpayment Reform Act of 2009; Mortgage Disclosure/HUD's RESPA Rule; H.R. 1728 Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal issues.
Hedge Fund Adviser Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; HR 1935, HR 3497 (Unrelated Business Income Tax); "Restoring American Financial Stability Act of 2009"; H.R. 4173, Wall Street and Consumer Protection Act of 2009
Hedge Fund Adviser Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Hedge Fund Adviser Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Hedge Fund Adviser Registration Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711 "The Hedge Fund Adviser Registration Act" ; H.R. 302, S. 344 "Hedge Fund Transparency Act"; S. 1276 "Private Fund Transparency Act of 2009"
Derivatives Markets Transparency and Accountability Act of 2009
Client: VANGUARD · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Financial Services Regulatory Reform Money Market Mutual Fund Reform of SEC Rule 2a-7 OTC Derivatives Legislation HR 977 Consumer Financial Protection Agency Discussion Draft
Derivatives Markets Transparency and Accountability Act of 2009
Client: NASDAQ INC · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Mutual recognition of foreign securities markets; proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; role of NASDAQ Clearing Corporation in the marketplace; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systems for emissions reductions, including cap and trading proposals; increased transparency of over-the-counter trading derivatives, credit default swaps and interest rate swaps (HR 977); Financial Services Regulatory Reform.
Private Fund Transparency Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Private Fund Transparency Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; HR 1935, HR 3497 (Unrelated Business Income Tax); "Restoring American Financial Stability Act of 2009"; H.R. 4173, Wall Street and Consumer Protection Act of 2009
Private Fund Transparency Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Private Fund Transparency Act of 2009
Client: COALITION OF PRIVATE INVESTMENT COMPANIES · Firm: PORTERFIELD, FETTIG & SEARS, LLC
Investment Company Act; Investment Advisers Act; H.R. 711 "The Hedge Fund Adviser Registration Act" ; H.R. 302, S. 344 "Hedge Fund Transparency Act"; S. 1276 "Private Fund Transparency Act of 2009"
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
Federal Insurance Issues H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INTRAFI via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
FDIC Deposit Insurance Issues H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NEW YORK STATE METROPOLITAN TRANSPORTATION AUTHORITY via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
Transportation, Housing and Urban Development, and Related Agencies Appropriations
Transportation, Housing and Urban Development, and Related Agencies Appropriations Transportation Reauthorization
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NEW YORK BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act GSE Reform Issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL MULTI HOUSING COUNCIL via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
government-sponsored enterprise reform H.R. 5823, United States Covered Bond Act of 2010
Filing targets: HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Treasury, Dept of
NASDAQ INC via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; SRO Reform; increased transparency of over-the-counter trading of derivatives, credit default swaps and interest rate swaps
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NATIONAL ASSOCIATION OF MORTGAGE BROKERS via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · 3T
Mortgage disclosure/HUD's RESPA Rule; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; Extension of Flood Insurance; H.R. 5072, FHA Reform Act of 2010
RESPA Rule (mortgage disclosure); H.R. 5072, FHA Reform Act of 2010
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KYNIKOS ASSOCIATES via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
hedge funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JEFFERIES & COMPANY, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
COALITION OF PRIVATE INVESTMENT COMPANIES via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
General government relations objectives in the tax area as they relate to Congress and the Administration, including tax extenders and UBIT legislation
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act hedge fund issues international issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CAREONE SERVICES, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Filing targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE
("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
Capital Formation and Capital Markets H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · third_quarter · Q3
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ INC via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, "Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; SRO rulemaking reform; financial services regulatory reform; H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INTRAFI via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
FDIC Deposit Insurance Issues H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4173, Wall Street and Consumer Protection Act of 2009 S. 3217, Restoring American Financial Stability Act of 2010
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
COALITION OF PRIVATE INVESTMENT COMPANIES via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
Unrelated Business Income Tax (UBIT); H.R. 4213, American Jobs and Closing Tax Loopholes Act of 2010
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
VANGUARD via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
H.R. 4173, Wall Sreet and Consumer Protection Act of 2009 S 3217, Restoring American Financial Stability Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
H.R. 4173, Wall Sreet and Consumer Protection Act of 2009 S 3217, Restoring American Financial Stability Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
Federal Insurance Issues S 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JEFFERIES & COMPANY, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · 2A
S. 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Wall Street and Consumer Protection Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NEW YORK BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
S 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Wall Street and Consumer Protection Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
H.R. 4173, Wall Street and Consumer Protection Act of 2009 S 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF MORTGAGE BROKERS via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
RESPA Rule (mortgage disclosure); H.R. 5072, FHA Reform Act of 2010
Mortgage disclosure/HUD's RESPA Rule; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; Extension of Flood Insurance; H.R. 5072, FHA Reform Act of 2010
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KYNIKOS ASSOCIATES via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
hedge funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JEFFERIES & COMPANY, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
S. 3217, Restoring American Financial Stability Act of 2010 H.R. 4713, Wall Street and Consumer Protection Act of 2009 H.R. 4713, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CAREONE SERVICES, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); HR 4713, Wall Street and Consumer Protection Act of 2009; S 3217, Restoring American Financial Stability Act of 2010; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3264, Debt Settlement Consumer Protection Act of 2010; H.R. 5387, Debt Settlement Consumer Protection Act of 2010
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
Capital Formation and Capital Markets H.R. 4173, Wall Street and Consumer Protection Act of 2009 S 3217, Restoring American Financial Stability Act of 2010 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
S 3217, Restoring American Financial Stability Act of 2010 HR 4173, Wall Street and Consumer Protection Act of 2009 H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL MULTI HOUSING COUNCIL via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · Q2
government-sponsored enterprise reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL MULTI HOUSING COUNCIL via PORTERFIELD, FETTIG & SEARS, LLC
2010 · second_quarter · RR
Government-Sponsored Enterprise Reform
JEFFERIES & COMPANY, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
S. 3217, Restoring American Financial Stability Act of 2010 H.R. 4713, Wall Street and Consumer Protection Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INTRAFI via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
FDIC Deposit Insurance Issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
JEFFERIES & COMPANY, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · RR
financial regulatory reform
VANGUARD via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
Derivatives Reform
Money market mutual fund reform - changes to SEC Rule 2a-7; H.R. 4173, Wall Sreet and Consumer Protection Act of 2009; "Restoring American Financial Stability Act of 2009" S 3217; and Regulations impacting the mutual fund industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
Federal Insurance Issues S 3217, "Restoring American Financial Stability Act of 2010"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NEW YORK STATE METROPOLITAN TRANSPORTATION AUTHORITY via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
Transportation and Housing Appropriations
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NEW YORK BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
S 3217, Restoring American Financial Stability Act of 2010; HR 4173 Wall Street and Consumer Protection Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
HR 4173, Wall Street and Consumer Protection Act S 3217, "Restoring American Financial Stability Act of 2010"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ INC via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
Derivatives Reform
Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systesms for emission reductions, including cap and trading proposals; financial services regulatory reform; H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, "Restoring American Financial Stability Act of 2010"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF MORTGAGE BROKERS via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
H.R. 600, Seller-Financed Downpayment Reform Act of 2009; Mortgage disclosure/HUD's RESPA Rule; H.R. 1728, Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Wall Street and Consumer Protection Act of 2009; S 3217, "Restoring American Financial Stability Act of 2010"; FHA Reform
RESPA Rule (mortgage disclosure); FHA Reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KYNIKOS ASSOCIATES via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
hedge funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
COALITION OF PRIVATE INVESTMENT COMPANIES via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT); S 3217, "Restoring American Financial Stability Act of 2010"; H.R. 4173, Wall Street and Consumer Protection Act of 2009; International issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CAREONE SERVICES, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Credit and Debt Protection Act (HR 2309); Wall Street and Consumer Protection Act of 2009 (HR 4173); S 3217, "Restoring American Financial Stability Act of 2010"
Filing targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE
("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
Capital Formation and Capital Markets H.R. 4173, Wall Street and Consumer Protection Act of 2009 S 3217, "Restoring American Financial Stability Act of 2010"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2010 · first_quarter · Q1
S 3217, "Restoring American Financial Stability Act of 2010" HR 4173, Wall Street and Consumer Protection Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VANGUARD via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · 1A
Financial services regulatory reform Money market mutual fund reform - changes to SEC Rule 2a-7 HR 1728 Mortgage Reform and Anti-Predatory Lending Act (servicing) HR 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 HR 2549 Municipal Bond Fairness Act S. 895: Helping Families Save Their Homes Act S. 896: Helping Families Save Their Homes Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
Financial Services Regulatory Reform Federal Insurance Issues Life settlement issues "Restoring American Financial Stability Act of 2009"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INTRAFI via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
FDIC Deposit Insurance Issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
COALITION OF PRIVATE INVESTMENT COMPANIES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
Investment Company Act; Investment Advisers Act; H.R. 711, The Hedge Fund Registration Act; S 344, Hedge Fund Transparency Act; H.R. 302, Reinstating the Uptick Rule; S 1276, Private Fund Transparency Act; H.R. 3818, Private Fund Investment Advisers Registration Act of 2009; HR 1935, HR 3497 (Unrelated Business Income Tax); "Restoring American Financial Stability Act of 2009"; H.R. 4173, Wall Street and Consumer Protection Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
HR 4173, Wall Street and Consumer Protection Act "Restoring American Financial Stability Act of 2009" (Dodd discussion draft)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
Financial Services Regulatory Reform Consumer Financial Protection Agency "Restoring American Financial Stability Act of 2009" HR 4173, Wall Street and Consumer Protection Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KYNIKOS ASSOCIATES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
hedge funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NEW YORK STATE METROPOLITAN TRANSPORTATION AUTHORITY via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
Transportation and Housing Appropriations
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF MORTGAGE BROKERS via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
H.R. 3126, Consumer Financial Protection Agency; H.R. 600, Seller-Financed Downpayment Reform Act of 2009; Mortgage disclosure/HUD's RESPA Rule; H.R. 1728, Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal Issues; H.R. 4173, Wall Street and Consumer Protection Act of 2009; "Restoring American Financial Stability Act of 2009"
Filing targets: HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE
NEW YORK BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
Financial Services Regulatory Reform; HR 3126 Consumer Financial Protection Agency; "Restoring American Financial Stability Act of 2009"; H.R. 4173Wall Street and Consumer Protection Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CAREONE SERVICES, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Financial Protection Agency Act of 2009 (HR 3126); Consumer Credit and Debt Protection Act (HR 2309); Wall Street and Consumer Protection Act of 2009 (HR 4173); "Restoring American Financial Stability Act of 2009"
Filing targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE
("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
Capital Formation and Capital Markets H.R. 3817, Investor Protection Act of 2009 H.R. 4173, Wall Street and Consumer Protection Act of 2009 "Restoring American Financial Stability Act of 2009"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ INC via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systesms for emission reductions, including cap and trading proposals; H.R. 4173, Wall Street and Consumer Protection Act of 2009; HR 3996 "Financial Stability Improvement Act of 2009"; H.R. 3795 "Over-the-Counter Derivatives Act of 2009"
H.R. 3795 "Over-the-Counter Derivatives Act of 2009"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VANGUARD via PORTERFIELD, FETTIG & SEARS, LLC
2009 · fourth_quarter · Q4
H.R. 3795, Over-the-Counter Derivatives Act of 2009
H.R. 3795, Over-the-Counter Derivatives Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CAREONE SERVICES, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Debt management issues; FTC Notice of Proposed Rulemaking on TSR relating to debt relief services; Consumer Financial Protection Agency Act of 2009 (HR 3126); Consumer Credit and Debt Protection Act (HR 2309)
Filing targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE
COALITION OF PRIVATE INVESTMENT COMPANIES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · 3A
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Securities & Investment; Counterparty risk management Financial Services Regulatory Reform (systemic risk regulator)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
COALITION OF PRIVATE INVESTMENT COMPANIES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Investment Company Act; Investment Advisers Act HR 711 The Hedge Fund Adviser Registration Act; S 344 Hedge Fund Transparency Act; HR 302 Reinstating the Uptick Rule S 1276 Private Fund Transparency Act HR 3818 Private Fund Investment Advisers Registration Act of 2009; Unrelated Business Income Tax (UBIT)
Securities & Investment; Counterparty risk management Financial Services Regulatory Reform (systemic risk regulator)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INTRAFI via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
FDIC Deposit Insurance Issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Capital formation & capital markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NEW YORK BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Financial Services Regulatory Reform, Consumer Financial Protection Agency
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NEW YORK STATE METROPOLITAN TRANSPORTATION AUTHORITY via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Transportation and Housing Appropriations
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Financial Services Regulatory Reform Federal Insurance Issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Financial Services Regulatory Reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VANGUARD via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Financial Services Regulatory Reform Money Market Mutual Fund Reform of SEC Rule 2a-7 OTC Derivatives Legislation HR 977 Consumer Financial Protection Agency Discussion Draft
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
KYNIKOS ASSOCIATES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
hedge funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · 3A
Financial Services Regulatory Reform Consumer Financial Protection Agency
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF MORTGAGE BROKERS via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
H.R. 3126 Consumer Financial Protection Agency; H.R. 600 Seller-Financed Downpayment Reform Act of 2009; Mortgage Disclosure/HUD's RESPA Rule; H.R. 1728 Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct/Appraisal issues.
Filing targets: HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE
AMERICAN BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Financial Services Regulatory Reform Consumer Financial Protection Agency
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ INC via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · 3A
Mutual recognition of foreign securities markets; proprietary ownership and distribution of market data; corporate governance isses, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systems for emission reductions, including cap and trading proposals; financial services regulatory reform; Increased transparency of over-the-counter trading of derivatives, credit default swaps and interest rate swaps.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ INC via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · Q3
Mutual recognition of foreign securities markets; proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systems for emission reductions, including cap and trading proposals; financial services regulatory reform; increased transparency of over-the-counter derivatives, credit default swaps and interest rate swaps.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CAREONE SERVICES, INC. via PORTERFIELD, FETTIG & SEARS, LLC
2009 · third_quarter · RR
H.R. 3126 "Consumer Financial Protection Agency Act of 2009" H.R. 2309 "Consumer Credit and Debt Protection Act" Debt management and counseling issues
INTRAFI via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
FDIC Deposit Insurance Issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VANGUARD via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Financial services regulatory reform Money market mutual fund reform - changes to SEC Rule 2a-7 HR 1728 Mortgage Reform and Anti-Predatory Lending Act (servicing) HR 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 HR 2549 Municipal Bond Fairness Act S. 895: Helping Families Save Their Homes Act S. 896: Helping Families Save Their Homes Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Financial Services Regulatory Reform Federal Insurance Issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Financial Services Regulatory Reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF MORTGAGE BROKERS via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Mortgage Disclosure/HUD's RESPA Rule; H.R. 1728 "Mortgage Reform & Anti-Predatory Lending Act;
Mortgage Disclosure/HUD's RESPA Rule; H.R. 1728 "Mortgage Reform & Anti-Predatory Lending Act; Home Valuation Code of Conduct; Federal Reserve's implementation of Regulation Z; H.R. 3126 "Consumer Financial Protection Agency Act of 2009"; H.R. 600 "Seller-Financed Downpayment Reform Act of 2009"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NEW YORK BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Financial Services Regulatory Reform, Consumer Financial Protection Agency S. 414 "Credit Card Accountability Responsibility and Disclosure Act of 2009"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ INC via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Mutual recognition of foreign securities markets; proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implemention and enhanced listing standards; trading rules for options exchanges; role of NASDAQ Clearing Corporation in the marketplace; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systems for emission reductions, including cap and trading proposals; financial services regulatory reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KYNIKOS ASSOCIATES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Hedge Funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Financial Services Appropriations
Real Estate Brokerage - S. 356 Community Choice in Real Estate Act S. 414 - Credit Card Accountability Responsibility and Disclosure Act of 2009 Financial Services Regulatory Reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
("BIO") BIOTECHNOLOGY INDUSTRY ORGANIZATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Capital formation & capital markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
COALITION OF PRIVATE INVESTMENT COMPANIES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · Q2
Investment Company Act; Investment Advisers Act; H.R. 711 "The Hedge Fund Adviser Registration Act" ; H.R. 302, S. 344 "Hedge Fund Transparency Act"; S. 1276 "Private Fund Transparency Act of 2009"
Securities & Investment; Counterparty risk management Financial Services Regulatory Reform (systemic risk regulator)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VANGUARD via PORTERFIELD, FETTIG & SEARS, LLC
2009 · second_quarter · RR
Money market mutual funds; regulatory reform
NEW YORK BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
S 414 "Credit Card Accountability Responsibility and Disclosure Act of 2009" HR 1106 "Helping Families Save Their Homes Act of 200
S 414 "Credit Card Accountability Responsibility and Disclosure Act of 2009" HR 1106 "Helping Families Save Their Homes Act of 2009" Financial Services Regulatory Reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
COALITION OF PRIVATE INVESTMENT COMPANIES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
Hedge funds Counterparty risk management Financial Services Regulatory Reform (systemic risk regulator)
Investment Company Act Investment Advisers Act Securities & Investment Regulation SHO
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
AMERICAN BANKERS ASSOCIATION via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
Financial Services Appropriations
Real Estate Brokerage - S. 356 Community Choice in Real Estate Act Financial Services Regulatory Reform
Real Estate Brokerage - S. 356 Community Choice in Real Estate Act S. 414- Credit Card Accountability Responsibility and Disclosure Act of 2009 Financial Services Regulatory Reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INTRAFI via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
FDIC Proposed Rule on Risk Based Assessments FDIC Deposit Insurance issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
Optional Federal Insurance Charter Financial Services Regulatory Reform
Optional Federal Insurance Charter
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF MORTGAGE BROKERS via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
Mortgage Disclosure/HUD's RESPA Rule;HR 1728 "Mortgage Reform & Anti-Predatory Lending Act;Home Valuation Code of Conduct;Federal Reserve's implementation of Regulation Z; Implementation of Title V of HR 3221; HR 600 "FHA Seller-Financed Downpayment Reform Act of 2009"
Mortgage Disclosure/HUD's RESPA Rule HR 1728 "Mortgage Reform & Anti-Predatory Lending Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ INC via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
Mutual recognition of foreign securities markets; proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; trading rules for options exchanges; role of NASDAQ Clearing Corporation in the marketplace; SRO rulemaking reform; policies aimed at creating financial instruments and market trading systems for emissions reductions, including cap and trading proposals; increased transparency of over-the-counter trading derivatives, credit default swaps and interest rate swaps (HR 977); Financial Services Regulatory Reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION (NRECA) via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
Financial Services Regulatory Reform Commercial Paper Funding Facility Program
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NEW YORK STATE METROPOLITAN TRANSPORTATION AUTHORITY via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
Transportation, Housing and Urban Development, and Related Agencies Appropriations
Transportation, Housing and Urban Development, and Related Agencies Appropriations Transportation Reauthorization
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KYNIKOS ASSOCIATES via PORTERFIELD, FETTIG & SEARS, LLC
2009 · first_quarter · Q1
hedge funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE