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Reported covered position: N/A
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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: PRUDENTIAL FINANCIAL INC. · Firm: STEPTOE LLP
Issues relating to insurance company SIFI cap status and Dodd-Frank Act reform. Issues related to H.R. 1 - Tax reform.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: PRUDENTIAL FINANCIAL INC. · Firm: STEPTOE LLP
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2025 · first_quarter · Q1
Custody issues regarding possible digital asset legislation.
Filing targets: HOUSE OF REPRESENTATIVES
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2024 · fourth_quarter · Q4
Source: Senate LDA
| BEAR STEARNS & CO INC | 16 | 1999–2008 |
| WESTERN FINANCIAL/WESTCORP | 12 | 1999–2006 |
| AMERICAN LAND TITLE ASSOCIATION | 8 | 2004–2007 |
| AMERICAN FINANCIAL EXCHANGE | 5 | 2021–2022 |
| CENTRAL STATES INDEMNITY COMPANY OF OMAHA | 5 | 1999–2008 |
| ARMOUR RESIDENTIAL REIT, INC. | 2 | 2020 |
Issues relating to insurance company SIFI cap status and Dodd-Frank Act reform. Issues related to H.R. 1 - Tax reform.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: PRUDENTIAL FINANCIAL INC. · Firm: STEPTOE LLP
Issues relating to insurance company SIFI cap standard requirements and Dodd Frank Act reform. Issues related to the CHOICE Act Issues related to H.R. 1 - Tax reform
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: PRUDENTIAL FINANCIAL INC. · Firm: STEPTOE LLP
Issues relating to JOBS Act 3.0. Issues related to H.R. 1 - Tax reform.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: PRUDENTIAL FINANCIAL INC. · Firm: STEPTOE LLP
Issues relating to insurance company SIFI cap standard requirement, status and Dodd-Frank Act reform. Issues related to H.R. 1 - Tax reform.
Smarter Sentencing Act of 2017
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S.1933 and possible amendments to S.2155 affecting SIPC.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S.1933 and possible amendments to S.2155 affecting SIPC.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
Possible amendments to S.2155 affecting SIPC.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: STEPTOE LLP
Possible amendments to S.2155 which could affect Institute members.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: PRUDENTIAL FINANCIAL INC. · Firm: STEPTOE LLP
Issues relating to insurance company SIFI cap standard requirements and Dodd Frank Act reform. Issues related to the CHOICE Act Issues related to H.R. 1 - Tax reform
Smarter Sentencing Act of 2017
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S.1933 possible legislation affecting SIPC
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, Financial institutions regulatory relief legislation.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, Financial institutions regulatory relief legislation.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; and SIPC board nominations.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; and SIPC board nominations.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; and SIPC board nominations.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; and SIPC board nominations.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, Financial institutions regulatory relief legislation.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, Financial institutions regulatory relief legislation.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, Financial institutions regulatory relief legislation.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, financial institutions regulatory relief legislation.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; and S. 1484, Financial institutions regulatory relief legislation.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; and SIPC board nominations.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; and SIPC board nominations.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; and SIPC board nominations.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; and SIPC board nominations.
To clarify that funding for the Securities Investor Protection Corporation is not subject to the sequester.
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67, Restoring Main Street Investor Protection and Confidence Act; and SIPC board nomination; H.R. 1049, budget sequester
To clarify that funding for the Securities Investor Protection Corporation is not subject to the sequester.
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
H.R. 827, Improving Security for Investors and Providing Closure Act; H.R. 3482 and S. 1725, Restoring Main Street Investor Protection and Confidence Act; and SIPC board nomination. H.R. 1049, budget sequester
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and H.R. 2289, CFTC reauthorization
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and H.R. 2289, CFTC reauthorization
Partnership to Strengthen Homeownership Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Consolidated Appropriations Act, 2016
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Consolidated Appropriations Act, 2016
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Consolidated Appropriations Act, 2016
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Commodity End-User Relief Act
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and H.R. 2289, CFTC reauthorization
Commodity End-User Relief Act
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and H.R. 2289, CFTC reauthorization
Build America Bonds Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
Build America Bonds Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
H.R. 827, Improving Security for Investors and Providing Closure Act; H.R. 3482 and S. 1725, Restoring Main Street Investor Protection and Confidence Act; and SIPC board nomination. H.R. 1049, budget sequester
Electric Transmission Infrastructure Permitting Improvement Act
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
Electric Transmission Infrastructure Permitting Improvement Act
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and H.R. 2289, CFTC reauthorization
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Financial Regulatory Improvement Act of 2015
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Financial Regulatory Improvement Act of 2015
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act.
Financial Regulatory Improvement Act of 2015
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: STEPTOE LLP
S. 1484, Financial Regulatory Improvement Act, calculation of assets for designation as institution subject to enhanced regulation.
Financial Regulatory Improvement Act of 2015
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act.
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and H.R. 2289, CFTC reauthorization
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks
Financial Regulatory Improvement Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and H.R. 2289, CFTC reauthorization
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and H.R. 2289, CFTC reauthorization
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Mortgage Finance Act of 2015
Client: FEDERAL HOME LOAN BANK OF SAN FRANCISCO · Firm: STEPTOE LLP
H.R. 1491 and S. 495, GSE reform legislation; S. 1484, Financial institutions regulatory relief legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67, Restoring Main Street Investor Protection and Confidence Act; and SIPC board nomination; H.R. 1049, budget sequester
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act; H.R. 22, Highway funding bill; and H.R. 2029, Omnibus appropriations bill
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
S. 67 and H.R. 1982, both titled Restoring Main Street Investor Protection and Confidence Act; SIPC board nomination; and S. 1484, Financial Regulatory Improvement Act.
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
H.R. 827, Improving Security for Investors and Providing Closure Act; H.R. 3482 and S. 1725, Restoring Main Street Investor Protection and Confidence Act; and SIPC board nomination. H.R. 1049, budget sequester
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INVESTOR PROTECTION CORPORATION · Firm: STEPTOE LLP
H.R. 827, Improving Security for Investors and Providing Closure Act; H.R. 3482 and S. 1725, Restoring Main Street Investor Protection and Confidence Act; and SIPC board nomination. H.R. 1049, budget sequester
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
S. 1217 and H.R. 2676 - GSE reform legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and Johnson-Crapo draft GSE reform legislation.
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks.
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and Johnson-Crapo draft GSE reform legislation.
S. 1217 and H.R. 2676 - GSE reform legislation, and possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and Johnson-Crapo GSE reform draft legislation.
S. 1217 and H.R. 2676 - GSE reform legislation; possible oversight hearings potentially affecting structure, operations and supervision of Federal Home Loan Banks; and Johnson-Crapo GSE reform draft legislation.
Issues related to tax reform and FSOC SIFI designation rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2024 · fourth_quarter · Q4
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2024 · third_quarter · Q3
Issues related to tax reform and FSOC SIFI designation rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2024 · third_quarter · Q3
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2024 · second_quarter · Q2
Issues related to tax reform and FSOC SIFI designation rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2024 · second_quarter · Q2
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2024 · second_quarter · Q2
Possible legislation affecting SIPC and customer asset custody issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2024 · first_quarter · Q1
Issues related to tax reform and FSOC SIFI designation rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2024 · first_quarter · Q1
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2023 · fourth_quarter · Q4
Nominations to the SIPC board.
Filing targets: SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2023 · fourth_quarter · Q4
Issues related to tax reform and FSOC SIFI designation rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2023 · fourth_quarter · Q4
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2023 · third_quarter · Q3
Nominations to the SIPC board.
Filing targets: SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2023 · third_quarter · Q3
Issues related to tax reform and FSOC SIFI designation rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2023 · third_quarter · Q3
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2023 · second_quarter · Q2
Issues related to tax reform and FSOC SIFI designation rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2023 · second_quarter · Q2
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2023 · first_quarter · Q1
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2023 · first_quarter · Q1
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2022 · fourth_quarter · Q4
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2022 · fourth_quarter · Q4
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2022 · third_quarter · Q3
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2022 · third_quarter · Q3
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2022 · second_quarter · Q2
Possible legislation affecting FHLBanks
Possible legislation affecting FHLBanks
Filing targets: HOUSE OF REPRESENTATIVES
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2022 · second_quarter · Q2
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2022 · second_quarter · Q2
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN FINANCIAL EXCHANGE via STEPTOE LLP
2022 · first_quarter · Q1
Ensuring that legislation providing legal certainty for replacing LIBOR based contract ensures choice among qualified LIBOR replacements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2022 · first_quarter · Q1
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2022 · first_quarter · Q1
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2022 · first_quarter · Q1
Nominations to the SIPC board.
Filing targets: SENATE
AMERICAN FINANCIAL EXCHANGE via STEPTOE LLP
2021 · fourth_quarter · Q4
Ensuring that legislation providing legal certainty for replacing LIBOR based contract ensures choice among qualified LIBOR replacements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2021 · fourth_quarter · Q4
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2021 · fourth_quarter · Q4
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2021 · fourth_quarter · Q4
Nominations to the SIPC board.
Filing targets: SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2021 · third_quarter · Q3
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2021 · third_quarter · Q3
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN FINANCIAL EXCHANGE via STEPTOE LLP
2021 · third_quarter · Q3
Ensuring that legislation providing legal certainty for replacing LIBOR based contract ensures choice among qualified LIBOR replacements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2021 · second_quarter · Q2
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2021 · second_quarter · Q2
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
AMERICAN FINANCIAL EXCHANGE via STEPTOE LLP
2021 · second_quarter · Q2
Ensuring that legislation providing legal certainty for replacing LIBOR based contract ensures choice among qualified LIBOR replacements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN FINANCIAL EXCHANGE via STEPTOE LLP
2021 · second_quarter · RR
Ensuring that legislation providing legal certainty for replacing LIBOR based contract ensures choice among qualified LIBOR replacements.
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2021 · first_quarter · Q1
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2021 · first_quarter · Q1
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2020 · fourth_quarter · Q4
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2020 · fourth_quarter · Q4
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2020 · third_quarter · Q3
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2020 · third_quarter · Q3
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2020 · third_quarter · Q3
Possible legislation affecting SIPC and SIPC nominations.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ARMOUR RESIDENTIAL REIT, INC. via STEPTOE LLP
2020 · second_quarter · Q2
Advocacy of Credit Risk Transfer bond market
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2020 · second_quarter · Q2
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2020 · second_quarter · Q2
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2020 · second_quarter · Q2
Possible legislation affecting SIPC and SIPC nominations.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ARMOUR RESIDENTIAL REIT, INC. via STEPTOE LLP
2020 · second_quarter · RR
Advocacy of Credit Risk Transfer bond market
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2020 · first_quarter · Q1
Possible legislation affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2020 · first_quarter · Q1
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2020 · first_quarter · Q1
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2019 · fourth_quarter · Q4
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2019 · fourth_quarter · Q4
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2019 · fourth_quarter · Q4
Possible legislation affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2019 · fourth_quarter · Q4
Possible GSE reform legislation and possible amendments to legislation affecting FHL Banks.
Possible GSE reform legislation and possible amendments to legislation affecting FHL Banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2019 · third_quarter · Q3
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2019 · third_quarter · Q3
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2019 · third_quarter · Q3
Possible legislation affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2019 · third_quarter · Q3
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2019 · second_quarter · Q2
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2019 · second_quarter · Q2
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2019 · second_quarter · Q2
Possible legislation affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2019 · second_quarter · Q2
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2019 · first_quarter · Q1
Issues related to tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2019 · first_quarter · Q1
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2019 · first_quarter · Q1
Possible legislation affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2019 · first_quarter · Q1
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2018 · fourth_quarter · 4A
Issues relating to JOBS Act 3.0. Issues related to H.R. 1 - Tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2018 · fourth_quarter · Q4
Possible legislation affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2018 · fourth_quarter · Q4
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2018 · fourth_quarter · Q4
Issues relating to insurance company SIFI cap status and Dodd-Frank Act reform. Issues related to H.R. 1 - Tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2018 · fourth_quarter · Q4
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2018 · third_quarter · Q3
Possible legislation affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2018 · third_quarter · Q3
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Possible GSE reform legislation and possible amendments to appropriations or other legislation affecting FHL Banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2018 · third_quarter · Q3
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2018 · third_quarter · Q3
Issues relating to insurance company SIFI cap status and Dodd-Frank Act reform. Issues related to H.R. 1 - Tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2018 · second_quarter · Q2
Possible amendments to S.2155 affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2018 · second_quarter · Q2
Possible GSE reform legislation and possible amendments to regulatory relief legislation affecting FHL Banks.
Possible GSE reform legislation and possible amendments to regulatory relief legislation affecting FHL Banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2018 · second_quarter · Q2
Issues relating to insurance company SIFI cap standard requirement, status and Dodd-Frank Act reform. Issues related to H.R. 1 - Tax reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2018 · second_quarter · Q2
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2018 · first_quarter · Q1
Issues relating to insurance company SIFI cap standard requirements and Dodd Frank Act reform. Issues related to the CHOICE Act Issues related to H.R. 1 - Tax reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2018 · first_quarter · Q1
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules; Issues related to the CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INSTITUTE OF INTERNATIONAL BANKERS via STEPTOE LLP
2018 · first_quarter · Q1
Possible amendments to S.2155 which could affect Institute members.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2018 · first_quarter · Q1
S.1933 and possible amendments to S.2155 affecting SIPC.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2018 · first_quarter · Q1
Possible GSE reform legislation and possible amendments to regulatory relief legislation affecting FHL Banks.
Possible GSE reform legislation and possible amendments to regulatory relief legislation affecting FHL Banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2017 · fourth_quarter · Q4
Issues relating to insurance company SIFI cap standard requirements and Dodd Frank Act reform. Issues related to the CHOICE Act Issues related to H.R. 1 - Tax reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2017 · fourth_quarter · Q4
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules; Issues related to the CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2017 · fourth_quarter · Q4
S.1933 possible legislation affecting SIPC
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2017 · fourth_quarter · Q4
Possible GSE reform legislation and other possible legislation affecting FHL Banks
Possible GSE reform legislation and other possible legislation affecting FHL Banks
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF SAN FRANCISCO via STEPTOE LLP
2017 · third_quarter · Q3
Possible GSE reform legislation and other possible legislation affecting FHL Banks
Possible GSE reform legislation and other possible legislation affecting FHL Banks
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SECURITIES INVESTOR PROTECTION CORPORATION via STEPTOE LLP
2017 · third_quarter · Q3
Possible legislation affecting SIPC
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2017 · third_quarter · Q3
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules; Issues related to the CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRUDENTIAL FINANCIAL INC. via STEPTOE LLP
2017 · third_quarter · Q3
Issues relating to insurance company SIFI cap standard requirements and Dodd Frank Act reform. Issues related to the CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS via STEPTOE LLP
2017 · second_quarter · 2A
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act implementation and advisor duty of care; Department of Labor proposed fiduciary duty of care rules; Issues related to the CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)