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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
UBS AMERICAS INC via UBS AMERICAS INC.
2013 · fourth_quarter · Q4
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
Source: Senate LDA
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32 - Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definitions, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues.29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Swap Execution Facility Clarification Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Swap Execution Facility Clarification Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Business Risk Mitigation and Price Stabilization Act of 2012
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Business Risk Mitigation and Price Stabilization Act of 2012
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements and fiduciary standards)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Swap Execution Facility Clarification Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Swap Execution Facility Clarification Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions and fiduciary standards). Financing options concerning education loans 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration HR 940. United States Covered Bond Act of 2011 National Infrastructure Bank Reform S. 652- Building and Upgrading Infrastructure for Long-Term Development H.R. 402 - National Infrastructure Development Bank Act of 2011 S. 963 - The American Infrastructure Investment Fund Act of 2011
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions and fiduciary standards). Financing options concerning education loans 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration HR 940. United States Covered Bond Act of 2011 National Infrastructure Bank Reform S. 652- Building and Upgrading Infrastructure for Long-Term Development H.R. 402 - National Infrastructure Development Bank Act of 2011 S. 963 - The American Infrastructure Investment Fund Act of 2011
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards). Financing options concerning education loans S. 652- Building and Upgrading Infrastructure for Long-Term Development 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary"- Department of Labor Employee Benefits Security Administration HR 940- United States Covered Bond Act of 2011
Liability for Aiding and Abetting Securities Violations Act of 2010
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 5042- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards).
Private Student Loan Bankruptcy Fairness Act of 2010
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S.3217/ HR 4173 - Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 12b-1 Fees
Private Student Loan Bankruptcy Fairness Act of 2010
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S. 3217/HR 4173- Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory implementation of Dodd-Frank swap provisions
HR 5175- DISCLOSE Act
HR 5175- DISCLOSE Act
HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" S.3217- "Restoring American Financial Stability Act of 2010" S.1541- "Private Student Loan Debt Swap Act"
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S. 3217/HR 4173- Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory implementation of Dodd-Frank swap provisions
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S.3217/ HR 4173 - Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 12b-1 Fees
Helping Families Save Their Homes Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Financial Services industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief program. H.R. 1- American Recovery and Reinvestment Act of 2009 S. 61/ HR. 1106- Helping Families Save Their Homes in Bankruptcy Act of 2009
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Financial Services Industry regulatory restructuring. Implementation of the Troubled Asset Relief Program. HR. 1984- 401(k) Fair Disclosure for Retirement Security Act of 2009.
401(k) Fair Disclosure and Pension Security Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
401(k) Fair Disclosure and Pension Security Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 2989- "401(k) Fair Disclosure and Pension Security Act" - investment option requirements HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" Senator Dodd Discussion Draft - "Restoring American Financial Stability Act of 2009" SEC proposed rule IA-2910-proposed rule concerning limiting placement agent activity
401(k) Fair Disclosure and Pension Security Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 2989- "401(k) Fair Disclosure and Pension Security Act"- investment option requirements HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" Senator Dodd Discussion Draft- "Restoring American Financial Stability Act of 2009" SEC proposed rule IA-2910- proposed rule concerning limiting placement agency activity
Over-the-Counter Derivatives Markets Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 4191- "Let Wall Street Pay for the Restoration of Main Street Act of 2009" Foreign Investment in Real Property Tax Act of 1980
Helping Families Save Their Homes in Bankruptcy Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Financial Services industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief program. H.R. 1- American Recovery and Reinvestment Act of 2009 S. 61/ HR. 1106- Helping Families Save Their Homes in Bankruptcy Act of 2009
2013 · third_quarter · 3A
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2013 · third_quarter · Q3
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2013 · second_quarter · Q2
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definition, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues. 29 CFR Part 2510, RIN 1210-AB32 - Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2013 · first_quarter · Q1
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution definitions, capital requirements and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues.29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2012 · fourth_quarter · Q4
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards). Measures considered by the Securities and Exchange Commission pertaining to market structure issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2012 · third_quarter · Q3
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements and fiduciary standards)
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2012 · second_quarter · Q2
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
UBS AMERICAS INC via UBS AMERICAS INC.
2012 · first_quarter · Q1
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
UBS AMERICAS INC via UBS AMERICAS INC.
2011 · second_quarter · Q2
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions and fiduciary standards). Financing options concerning education loans 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration HR 940. United States Covered Bond Act of 2011 National Infrastructure Bank Reform S. 652- Building and Upgrading Infrastructure for Long-Term Development H.R. 402 - National Infrastructure Development Bank Act of 2011 S. 963 - The American Infrastructure Investment Fund Act of 2011
Filing targets: Commodity Futures Trading Commission (CFTC), Education, Dept of, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2011 · fourth_quarter · Q4
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2011 · third_quarter · Q3
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Filing targets: Commodity Futures Trading Commission (CFTC), Education, Dept of, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2011 · first_quarter · Q1
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards). Financing options concerning education loans S. 652- Building and Upgrading Infrastructure for Long-Term Development 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary"- Department of Labor Employee Benefits Security Administration HR 940- United States Covered Bond Act of 2011
Filing targets: Commodity Futures Trading Commission (CFTC), Education, Dept of, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2010 · fourth_quarter · Q4
HR 5042- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2010 · third_quarter · Q3
S. 3217/HR 4173- Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory implementation of Dodd-Frank swap provisions
HR 5175- DISCLOSE Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2010 · second_quarter · Q2
S.3217/ HR 4173 - Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 12b-1 Fees
Proposal to implement a bank tax
HR 5175- DISCLOSE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2010 · first_quarter · Q1
HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" S.3217- "Restoring American Financial Stability Act of 2010" S.1541- "Private Student Loan Debt Swap Act"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · fourth_quarter · 4A
HR 4191- "Let Wall Street Pay for the Restoration of Main Street Act of 2009" Foreign Investment in Real Property Tax Act of 1980
HR 2989- "401(k) Fair Disclosure and Pension Security Act"- investment option requirements HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" Senator Dodd Discussion Draft- "Restoring American Financial Stability Act of 2009" SEC proposed rule IA-2910- proposed rule concerning limiting placement agency activity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · fourth_quarter · Q4
HR 2989- "401(k) Fair Disclosure and Pension Security Act" - investment option requirements HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" Senator Dodd Discussion Draft - "Restoring American Financial Stability Act of 2009" SEC proposed rule IA-2910-proposed rule concerning limiting placement agent activity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · third_quarter · Q3
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · second_quarter · Q2
Financial Services Industry regulatory restructuring. Implementation of the Troubled Asset Relief Program. HR. 1984- 401(k) Fair Disclosure for Retirement Security Act of 2009.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · first_quarter · Q1
Financial Services industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief program. H.R. 1- American Recovery and Reinvestment Act of 2009 S. 61/ HR. 1106- Helping Families Save Their Homes in Bankruptcy Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of