JOSEPH CARUSO iii

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

The CLEAR Forms Act and issues related to SEC regulations regarding the registration of insurance and annuity products. Regulation E-Delivery. H.R. 2441/S.1877, the Improving Disclosure for Investors Act

Issues affecting the tax treatment of annuity and life insurance products and the taxation of life insurance companies/corporations such as changes to corporate tax rates,corporate state and local income tax deductions, and changes to the wash sales rule. H.R. 10357, the Digital Asset Tax Certainty Act. S. 4279, the Protecting Proper Life Insurance from Abuse Act.

SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and electronic recordkeeping requirements for broker-dealers.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLs Retirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLs Retirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLs Retirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues affecting the tax treatment of annuity and life insurance products and the taxation of life insurance companies/corporations such as changes to corporate tax rates and corporate state and local income tax deductions (H.R. 1); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and electronic recordkeeping requirements for broker-dealers.

Issues affecting the tax treatment of annuity and life insurance products and the taxation of life insurance companies/corporations such as changes to corporate tax rates and corporate state and local income tax deductions (H.R. 1); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Issues affecting the tax treatment of annuity and life insurance products and the taxation of life insurance companies/corporations such as changes to corporate tax rates and corporate state and local income tax deductions (H.R. 1); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Issues affecting the tax treatment of annuity and life insurance products and the taxation of life insurance companies/corporations such as changes to corporate tax rates and corporate state and local income tax deductions (H.R. 1); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers. S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers. S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements forbroker-dealers.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers. S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and electronic recordkeeping requirements for broker-dealers.

SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and electronic recordkeeping requirements for broker-dealers.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLsRetirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLsRetirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLsRetirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLs Retirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues affecting the tax treatment of annuity and life insurance products and the taxation of life insurance companies/corporations such as changes to corporate tax rates and corporate state and local income tax deductions (H.R. 1); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Issues affecting the tax treatment of annuity and life insurance products and the taxation of life insurance companies/corporations such as changes to corporate tax rates and corporate state and local income tax deductions (H.R. 1); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Issues affecting the tax treatment of annuity and life insurance products and the taxation of corporations including changes to corporate tax rates(P.L. 117-169); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Issues affecting the tax treatment of annuity and life insurance products and the taxation of life insurance companies/corporations such as changes to corporate tax rates and corporate state and local income tax deductions (H.R. 1); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements forbroker-dealers.

SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and electronic recordkeeping requirements for broker-dealers.

SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and electronic recordkeeping requirements for broker-dealers.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R.1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers. S. 1544 and HR 3437: The Insurance Data Protection Act. Legislation limiting the role of the Federal Insurance Office to its original intent of supporting state insurance officials.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R. 1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R. 1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R. 1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLs Retirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLs Retirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues related to the SECURE Act 2.0; Retirement security issues including the Lifetime Income for Employees Act (H.R. 3942); and the DOLs Retirement Security Rule and amendments to certain prohibited transaction exemptions.

Issues affecting the tax treatment of annuity and life insurance products and the taxation of corporations including changes to corporate tax rates (P.L. 117-169); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Issues affecting the tax treatment of annuity and life insurance products and issues affecting taxation of corporations including changes to corporate tax rates (P.L. 117-169). Feenstra-Sewell tax legislation. The Secure Family Futures Act - H.R. 5707.

Issues affecting the tax treatment of annuity and life insurance products and the taxation of corporations including changes to corporate tax rates (P.L. 117-169); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Issues affecting the tax treatment of annuity and life insurance products and the taxation of corporations including changes to corporate tax rates (P.L. 117-169); Ordinary treatment of debt investments for certain insurance companies (the Secure Family Futures Act - H.R. 5707).

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R. 1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R. 1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers.

Systemic risk in financial services; SEC regulations regarding the registration of annuity products; Improving Disclosure for Investors Act (H.R. 1807/S.3815) and issues related to the electronic delivery of certain SEC required disclosures; and Electronic recordkeeping requirements for broker-dealers.

Issues affecting the tax treatment of annuity and life insurance products and issues affecting taxation of corporations including changes to corporate tax rates (P.L. 117-169). Feenstra-Sewell tax legislation. The Secure Family Futures Act - H.R. 5707.

Financial services regulatory reform legislation regarding provisions affecting the regulation of insurance products and companies; Systemic risk in financial services; Registered Index Linked Annuities legislation (RILA) (H.R. 4865, S.3198).Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers,and Major Security-Based Swap Participants (no specific bill).

Financial services regulatory reform legislation regarding provisions affecting the regulation of insurance products and companies; Systemic risk in financial services; Registered Index Linked Annuities legislation (RILA) (H.R. 4865, S.3198).Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers,and Major Security-Based Swap Participants (no specific bill).

Financial services regulatory reform legislation regarding provisions affecting the regulation of insurance products and companies; Systemic risk in financial services; Registered Index Linked Annuities legislation (RILA) (H.R. 4865, S.3198).Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers,and Major Security-Based Swap Participants (no specific bill).

Financial services regulatory reform legislation regarding provisions affecting the regulation of insurance products and companies; Systemic risk in financial services; Registered Index Linked Annuities legislation (RILA) (H.R. 4865, S.3198).Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers,and Major Security-Based Swap Participants (no specific bill).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Issues affecting the tax treatment of annuity and life insurance products and Issues affecting taxation of corporations including changes to corporate tax rates, H.R.5376 - Build Back Better Act.

Issues affecting the tax treatment of annuity and life insurance products and Issues affecting taxation of corporations including changes to corporate tax rates, H.R.5376 - Build Back Better Act.

Issues affecting the tax treatment of annuity and life insurance products and Issues affecting taxation of corporations including changes to corporate tax rates, H.R.5376 - Build Back Better Act.

Issues affecting the tax treatment of annuity and life insurance products and Issues affecting taxation of corporations including changes to corporate tax rates, H.R.5376 - Build Back Better Act.

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, SECURE Act 2.0, Retirement Security and Savings Act (S.1770).

Financial services regulatory reform legislation regarding provisions affecting the regulation of insurance products and companies; Systemic risk in financial services; Registered Index Linked Annuities legislation (RILA) (H.R. 4865, S.3198).Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers,and Major Security-Based Swap Participants (no specific bill).

Financial services regulatory reform legislation regarding provisions affecting the regulation of insurance products and companies; Systemic risk in financial services; Registered Index Linked Annuities legislation (RILA) (H.R. 4865, S.3198).Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers,and Major Security-Based Swap Participants (no specific bill).

Financial services regulatory reform legislation regarding provisions affecting the regulation of insurance products and companies; Systemic risk in financial services; Registered Index Linked Annuities legislation (RILA) (H.R. 4865, S.3198).Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers,and Major Security-Based Swap Participants (no specific bill).

Financial services regulatory reform legislation regarding provisions affecting the regulation of insurance products and companies; Systemic risk in financial services; Registered Index Linked Annuities legislation (RILA) (H.R. 4865, S.3198).Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers,and Major Security-Based Swap Participants (no specific bill).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s and under ERISA. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994 and Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994, Setting Every Community Up for Retirement Enhancement Act of 2019, (SECURE Act).

Rules on plan fiduciaries responsibilities with respect to brokerage windows in 401(k)s. H.R.5282/S.2526, Retirement Enhancement and Savings Act of 2018. H.R. 1994, Setting Every Community Up for Retirement Enhancement Act of 2019, (SECURE Act).