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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Wall Street Tax Act of 2019
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
H.R. 1516 and S. 647, The Wall Street Tax Act of 2019, provisions related to financial transactions tax; H.R. 5877, Main Street Growth Act, provisions related to venture exchanges; Issues related to market data and data privacy.
YouthBuild International Act
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
Issues relating to the SEC, including market data issues, odd-lot trading, thinly-traded securties, retail over-the-counter trading, the Order Protection Rule, and H.R. 5877, provisions related to venture exchanges.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2019 · third_quarter · Q3
H.R. 1516 and S. 647, The Wall Street Tax Act of 2019, provisions related to financial transactions tax; H.R. 5877, Main Street Growth Act, provisions related to venture exchanges; Issues related to market data and data privacy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2019 · second_quarter · Q2
Source: Senate LDA
Protect Vulnerable Students from Surprise Tax Bills Act
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
Issues relating to the SEC, including market data and the Transaction Fee Pilot; issues relating to tax reform, including FIFO, and financial transaction taxation; H.R. 6743, provisions related to financial institution data security and breach notification.
Wall Street Tax Act of 2019
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
H.R. 1516 and S. 647, The Wall Street Tax Act of 2019, provisions related to financial transactions tax; H.R. 5877, Main Street Growth Act, provisions related to venture exchanges; Issues related to market data and data privacy.
Main Street Growth Act
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
H.R. 1516 and S. 647, The Wall Street Tax Act of 2019, provisions related to financial transactions tax; H.R. 5877, Main Street Growth Act, provisions related to venture exchanges; Issues related to market data and data privacy.
Financial CHOICE Act of 2017
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
Issues related to market structure; the options regulatory fee and market data fees; tax reform proposals involving retirement plans; financial transaction tax; Dept. of Labor Fiduciary Rule; H.R. 10, Financial Choice Act of 2017.
Small Cap Liquidity Reform Act of 2014
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
H.R. 3448 (Small Cap Liquidity Reform Act of 2013), provisions relating to minimum pricing variation; issues relating to fiduciary duties, market structure, and the minimum pricing variation pilot program.
Investment Adviser Oversight Act of 2012
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
Market Structure matters-securities transaction tax; fiduciary duty harmonization for broker-dealers and investment advisers; market data; money market fund reform; H.R. 4624, provisions relating to self-regulatory organizations for investment advisors.
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: TD AMERITRADE HOLDING CORPORATION · Firm: TD AMERITRADE HOLDING CORPORATION
HR 4191, the Let Wall Street Pay for the Restoration of Main Street Act of 2009, specifically, the proposed transaction tax and fiduciary duties of securities broker-dealers.
Issues relating to the SEC, including market data issues, odd-lot trading, thinly-traded securties, retail over-the-counter trading, the Order Protection Rule, and H.R. 5877, provisions related to venture exchanges.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2019 · first_quarter · Q1
Issues relating to the SEC, including market data and the Transaction Fee Pilot; issues relating to tax reform, including FIFO, and financial transaction taxation; H.R. 6743, provisions related to financial institution data security and breach notification.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2018 · fourth_quarter · Q4
Issues relating to the SEC, including the proposed Transaction Fee Pilot, market data, the Tick Size Pilot Program, Regulation NMS Order Protection Rule, and cryptocurrency. Issues relating to the House Committee on Financial Services subcommittee structure.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2018 · third_quarter · Q3
Issues relating to the SEC, including the proposed Transaction Fee Pilot, SRO governance reforms, market data, and the Tick Size Pilot Program.
Filing targets: SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2018 · second_quarter · Q2
Issues relating to the SEC, including the proposed Transaction Fee Pilot, SRO governance reforms, market data, the Tick Size Pilot Program, and the Consolidated Audit Trail.
Filing targets: Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2017 · fourth_quarter · Q4
Tax reform, including proposals relating to securities and retirement plans.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2017 · third_quarter · Q3
Issues related to equity market structure; tick size and access fee pilots; issues related to the Order Protection Rule; the Bats Market-on-Close proposal; issues related to the Consolidated Audit Trail (CAT).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2017 · second_quarter · Q2
Issues related to market structure; the options regulatory fee and market data fees; tax reform proposals involving retirement plans; financial transaction tax; Dept. of Labor Fiduciary Rule; H.R. 10, Financial Choice Act of 2017.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2017 · first_quarter · Q1
Issues related to market structure.
Filing targets: HOUSE OF REPRESENTATIVES
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2016 · third_quarter · Q3
Issues related to market structure.
Filing targets: HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2016 · second_quarter · Q2
Equity market structure; DOL fiduciary rule proposal; financial transaction tax.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2015 · fourth_quarter · Q4
Equity market structure; DOL fiduciary rule proposal and associated exemptions; financial transaction tax.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2015 · third_quarter · 3A
DOL fiduciary rule proposal and associated exemptions.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2015 · third_quarter · Q3
DOL fiduciary rule proposal and associated exemptions.
Filing targets: HOUSE OF REPRESENTATIVES
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2015 · second_quarter · Q2
Issues related to improving securities markets for retail investors; issues related to market structure; DOL fiduciary rule proposal; issues related to adviser exams, fiduciary standards for brokers, and professional designations for financial planners.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2015 · first_quarter · Q1
Issues related to improving securities markets for retail investors; issues related to market structure.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2014 · fourth_quarter · Q4
Issues related to market structure, including the tick size pilot program and the Market Structure Advisory Committee.
Filing targets: SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2014 · third_quarter · Q3
Issues related to improving securities markets for retail investors; issues related to market structure.
Filing targets: SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2014 · second_quarter · Q2
Issues related to improving securities markets for retail investors; issues related to market structure.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2013 · fourth_quarter · Q4
H.R. 3448 (Small Cap Liquidity Reform Act of 2013), provisions relating to minimum pricing variation; issues relating to fiduciary duties, market structure, and the minimum pricing variation pilot program.
Issues relating to impact of House Ways and Means Committee draft financial products tax reform legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2013 · second_quarter · Q2
Issues relating to the securities financial transactions tax and market structure; proposals relating to potential money market fund regulations.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2013 · first_quarter · Q1
Issues relating to the securities financial transactions tax and market structure.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2012 · second_quarter · Q2
Market Structure matters-securities transaction tax; fiduciary duty harmonization for broker-dealers and investment advisers; market data; money market fund reform; H.R. 4624, provisions relating to self-regulatory organizations for investment advisors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2012 · first_quarter · Q1
Market Structure matters-securities transaction tax; fiduciary duty harmonization for broker-dealers and investment advisers; market data; money market fund reform.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2011 · fourth_quarter · Q4
Market structure; Securities transaction tax; fiduciary duty standard for securities broker-dealers; regulatory oversight of registered investment advisors; market data.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2011 · third_quarter · Q3
Financial market structure.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2010 · second_quarter · Q2
HR 4191, the Let Wall Street Pay for the Restoration of Main Street Act of 2009, specifically, the proposed transaction tax and fiduciary duties of securities broker-dealers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2009 · third_quarter · Q3
Structure of securities markets and flash trades.
Filing targets: SENATE, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2009 · second_quarter · Q2
Financial industry regulatory reform.
Filing targets: HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2008 · fourth_quarter · Q4
The Reserve Fund redemptions and redemption value.
Filing targets: Securities & Exchange Commission (SEC)
TD AMERITRADE HOLDING CORPORATION via TD AMERITRADE HOLDING CORPORATION
2008 · fourth_quarter · RA
Issues related to the financial services industry in general, and securities broker-dealers in particular.
Issues related to the financial services industry in general, and securities broker-dealers in particular.
Issues related to the financial services industry in general, and securities broker-dealers in particular.
Issues related to the financial services industry in general, and securities broker-dealers in particular.
Issues related to the financial services industry in general, and securities broker-dealers in particular.
Issues related to the financial services industry in general, and securities broker-dealers in particular.
Issues related to the financial services industry in general, and securities broker-dealers in particular.