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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2011 · second_quarter · Q2
Implementation of Foreign Account Tax Compliance Act (FATCA) H.R. 4213 - The American Jobs and Closing Tax Loopholes Act of 2010
Implementation of PL 111-203
Source: Senate LDA
Swaps Bailout Prevention Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45
Derivative Trading Accountability and Disclosure Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Derivative Trading Accountability and Disclosure Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Foreign Account Tax Compliance Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
Derivatives Markets Transparency and Accountability Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Derivatives Markets Transparency and Accountability Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Comprehensive Derivatives Regulation Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Comprehensive Derivatives Regulation Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Foreign Account Tax Compliance Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
Derivatives Trading Integrity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Derivatives Trading Integrity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
PROP Trading Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4173 - Restoring American Financial Stability Act of 2010 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposed amendments to Reg SHO (circuit breaker,uptick etc...) SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09 SEC proposal Rule 206(4)-5, File # S7-18-09; Political Contributions by Certain Investment Advisors Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
PROP Trading Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 Restoring American Financial Stability Act of 2010 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
Prevent Excessive Speculation Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Prevent Excessive Speculation Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 Restoring American Financial Stability Act of 2010 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4173 - Restoring American Financial Stability Act of 2010 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposed amendments to Reg SHO (circuit breaker,uptick etc...) SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09 SEC proposal Rule 206(4)-5, File # S7-18-09; Political Contributions by Certain Investment Advisors Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
Education Opportunity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Proposed rule changes of ATS Release No. 34-60997; File No. S7-27-09 Proposed amendments to Reg SHO Release no. 34-59748, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 Investment Advisors Act Release No. IA - 2876, File # S7-09-09 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- Dodd Frank Wall Street Reform and Consumer Protection Act No. 34-62717; File No. S7-16-10
Education Opportunity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4173 - Restoring American Financial Stability Act of 2010 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposed amendments to Reg SHO (circuit breaker,uptick etc...) SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09 SEC proposal Rule 206(4)-5, File # S7-18-09; Political Contributions by Certain Investment Advisors Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
Education Opportunity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 Restoring American Financial Stability Act of 2010 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
Education Opportunity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
HR 4173 - Dodd Frank Wall Street Reform and Consumer Protection Act & implementation of PL 111-203- Title I Financial Stability Oversight Council
To amend the Small Business Act to provide for an increase in the amount of awards under the first and second phases of the Small Business Innovation Research program.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
Helping Families Save Their Homes Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 787 - To make improvements in the Hope for Homeowners Program, and for other purposes H.R.1106 - To prevent mortgage foreclosures and enhance mortgage credit availability.
Helping Families Save Their Homes Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 787 - To make improvements in the Hope for Homeowners Program, and for other purposes H.R.1106 - To prevent mortgage foreclosures and enhance mortgage credit availability.
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009 S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Freight Rail Infrastructure Capacity Expansion Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 272 - Derivatives Trading Integrity Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 S. 447 - A bill to amend the Commodity Exchange Act
Freight Rail Infrastructure Capacity Expansion Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 272 - Derivatives Trading Integrity Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 S. 447 - A bill to amend the Commodity Exchange Act
Derivative Trading Accountability and Disclosure Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Derivative Trading Accountability and Disclosure Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Derivative Trading Accountability and Disclosure Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Foreign Account Tax Compliance Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009 S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
To make permanent the temporary increase in deposit insurance coverage, and for other purposes.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage PL 111-8 American Recovery and Reinvestment Act of 2009 - implementation provisions related to net operating loss; Housing provisions related to mortgage servicing Administrations white paper on financial regulatory reform Implementation of Term Asset Back Loan Facility Implementation of Public Private Investment Program S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC release no. 34-59748, File # 57-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09;
To make permanent the temporary increase in deposit insurance coverage, and for other purposes.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage SEC Release No. 34-59748, File # 57-08-09 - proposal to amend SEC "Uptick" Rule S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule PL 111-8 - American Recovery and Reinvestment Act of 2009 - implementation of provisions related to human resources; (cont) (cont) provisions related to net operating loss; housing provisions related to mortagage servicing Draft proposals related to Regulatory Reform Implementation of Public Private Investment Program Implementation of Term Asset Back Loan Facility
To make improvements in the Hope for Homeowners Program, and for other purposes.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 787 - To make improvements in the Hope for Homeowners Program, and for other purposes H.R.1106 - To prevent mortgage foreclosures and enhance mortgage credit availability.
To make improvements in the Hope for Homeowners Program, and for other purposes.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 787 - To make improvements in the Hope for Homeowners Program, and for other purposes H.R.1106 - To prevent mortgage foreclosures and enhance mortgage credit availability.
Derivatives Markets Transparency and Accountability Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 272 - Derivatives Trading Integrity Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 S. 447 - A bill to amend the Commodity Exchange Act
Derivatives Markets Transparency and Accountability Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Derivatives Markets Transparency and Accountability Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Derivatives Markets Transparency and Accountability Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 272 - Derivatives Trading Integrity Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 S. 447 - A bill to amend the Commodity Exchange Act
Derivatives Markets Transparency and Accountability Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
American Clean Energy Leadership Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
American Clean Energy Leadership Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
American Clean Energy Leadership Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Comprehensive Derivatives Regulation Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Comprehensive Derivatives Regulation Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Comprehensive Derivatives Regulation Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Clean Energy Jobs and American Power Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Clean Energy Jobs and American Power Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Clean Energy Jobs and American Power Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Foreign Account Tax Compliance Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009 S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
Derivatives Trading Integrity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Derivatives Trading Integrity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Derivatives Trading Integrity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Prevent Excessive Speculation Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Prevent Excessive Speculation Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 272 - Derivatives Trading Integrity Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 S. 447 - A bill to amend the Commodity Exchange Act
Prevent Excessive Speculation Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Prevent Excessive Speculation Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 272 - Derivatives Trading Integrity Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 S. 447 - A bill to amend the Commodity Exchange Act
Prevent Excessive Speculation Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009 S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Stop Tax Haven Abuse Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage PL 111-8 American Recovery and Reinvestment Act of 2009 - implementation provisions related to net operating loss; Housing provisions related to mortgage servicing Administrations white paper on financial regulatory reform Implementation of Term Asset Back Loan Facility Implementation of Public Private Investment Program S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC release no. 34-59748, File # 57-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09;
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Administration white paper on financial regulatory reform; Draft language on House financial regulatory reform Proposed changes to regulation ATS Implementation of Term Asset Back Loan Facility SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to rules on SEC standards for broker/dealers Implementation of Public Private Investment Program Issues related to proposed changes to CFTC position limits
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage SEC Release No. 34-59748, File # 57-08-09 - proposal to amend SEC "Uptick" Rule S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule PL 111-8 - American Recovery and Reinvestment Act of 2009 - implementation of provisions related to human resources; (cont) (cont) provisions related to net operating loss; housing provisions related to mortagage servicing Draft proposals related to Regulatory Reform Implementation of Public Private Investment Program Implementation of Term Asset Back Loan Facility
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to regulation ATS Implementation of Public Private Investment Program SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 Proposed changes to rules on SEC standards for broker/dealers
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Administration white paper on financial regulatory reform; Draft language on House financial regulatory reform Proposed changes to regulation ATS Implementation of Term Asset Back Loan Facility SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to rules on SEC standards for broker/dealers Implementation of Public Private Investment Program Issues related to proposed changes to CFTC position limits
Natural Gas and Electricity Review and Enforcement Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Natural Gas and Electricity Review and Enforcement Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Natural Gas and Electricity Review and Enforcement Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Natural Gas and Electricity Review and Enforcement Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Draft legislation related to Energy Market Transparency Act of 2009 S. 672 - The Natural Gas and Electricity Review and Enforcement Act
Natural Gas and Electricity Review and Enforcement Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Draft legislation related to Energy Market Transparency Act of 2009 Draft legislation related to American Clean Energy Leadership Act of 2009 S. 672 - The Natural Gas and Electricity Review and Enforcement Act
Education Opportunity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage PL 111-8 American Recovery and Reinvestment Act of 2009 - implementation provisions related to net operating loss; Housing provisions related to mortgage servicing Administrations white paper on financial regulatory reform Implementation of Term Asset Back Loan Facility Implementation of Public Private Investment Program S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC release no. 34-59748, File # 57-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09;
Education Opportunity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to regulation ATS Implementation of Public Private Investment Program SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 Proposed changes to rules on SEC standards for broker/dealers
Education Opportunity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Administration white paper on financial regulatory reform; Draft language on House financial regulatory reform Proposed changes to regulation ATS Implementation of Term Asset Back Loan Facility SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to rules on SEC standards for broker/dealers Implementation of Public Private Investment Program Issues related to proposed changes to CFTC position limits
Education Opportunity Act of 2009
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Administration white paper on financial regulatory reform; Draft language on House financial regulatory reform Proposed changes to regulation ATS Implementation of Term Asset Back Loan Facility SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to rules on SEC standards for broker/dealers Implementation of Public Private Investment Program Issues related to proposed changes to CFTC position limits
Federal Price Gouging Prevention Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Commodity Futures Trading Commission Reauthorization Act - H.R. 4626, H.R. 5768; Provisions related to Commodity Exchange Act Reform - S. 3130; H.R. 6330; S. 2995; S. 3044; S.3122; S.3129;S. 3131;S. H.R. 6130; H.R. 6264; H.R. 6334; S. 3134; S.3134; H.R. 6341; S. 3183; H.R. 6279; H.R. 6284; H.R. 6372, H.R. 2419, H.R. 1252 Commodity Markets Transparency and Accountability Act of 2008 - HR 6604 and provisions related to OTC energy derivatives
Federal Price Gouging Prevention Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
H.R. 4626 - Commodity Futures Trading Commission Reauthorization Act Commodity Exchange Act Reform: H.R. 1252, H.R. 5768, H.R. 2419
Federal Price Gouging Prevention Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Commodity Futures Trading Commission Reauthorization Act - H.R. 4626, H.R. 5768; Provisions related to Commodity Exchange Act Reform - S. 3130; H.R. 6330; S. 2995; S. 3044; S.3122; S.3129;S. 3131;S. H.R. 6130; H.R. 6264; H.R. 6334; S. 3134; S.3134; H.R. 6341; S. 3183; H.R. 6279; H.R. 6284; H.R. 6372, H.R. 2419, H.R. 1252 Commodity Markets Transparency and Accountability Act of 2008 - HR 6604 and provisions related to OTC energy derivatives
Federal Price Gouging Prevention Act
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Commodity Futures Trading Commission Reauthorization Act - H.R. 4626, H.R. 5768; Provisions related to Commodity Exchange Act Reform - S. 3130; H.R. 6330; S. 2995; S. 3044; S.3122; S.3129;S. 3131;S. H.R. 6130; H.R. 6264; H.R. 6334; S. 3134; S.3134; H.R. 6341; S. 3183; H.R. 6279; H.R. 6284; H.R. 6372, H.R. 2419, H.R. 1252,
Fair Mortgage Practices Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 2452 - Home Ownership Preservation and Protection Act of 2007; S. 2636 - Foreclosure Prevention Act of 2008; H.R. 3915, H.R. 3012 Mortgage Reform; H.R. 3609, S. 2136 Mortgages in bankruptcy; FHA Secure Reform - Draft legislation
Fair Mortgage Practices Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
Fair Mortgage Practices Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Home Ownership Preservation and Protection Act of 2007- S. 2452; Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
Fair Mortgage Practices Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Home Ownership Preservation and Protection Act of 2007- S. 2452; Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
Emergency Home Ownership and Mortgage Equity Protection Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
S. 2452 - Home Ownership Preservation and Protection Act of 2007; S. 2636 - Foreclosure Prevention Act of 2008; H.R. 3915, H.R. 3012 Mortgage Reform; H.R. 3609, S. 2136 Mortgages in bankruptcy; FHA Secure Reform - Draft legislation
Emergency Home Ownership and Mortgage Equity Protection Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
Emergency Home Ownership and Mortgage Equity Protection Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Home Ownership Preservation and Protection Act of 2007- S. 2452; Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
Emergency Home Ownership and Mortgage Equity Protection Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Home Ownership Preservation and Protection Act of 2007- S. 2452; Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
Offshore Deferred Compensation Reform Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Deferred Compensation (H.R. 3923) provisions included in H.R. 3970, H.R. 3996, H.R, 4195 Exchange Traded Notes- H.R. 4912
Offshore Deferred Compensation Reform Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Deferred Compensation - H.R. 3923 provisions included in H.R. 3970, H.R. 3996, H.R, 4195 Exchange Traded Notes- H.R. 4912 Emergency Economic Stabilization Act - H.R. 1424
Offshore Deferred Compensation Reform Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Deferred Compensation - H.R. 3923 provisions included in H.R. 3970, H.R. 3996, H.R, 4195 Exchange Traded Notes- H.R. 4912 Emergency Economic Stabilization Act - H.R. 1424 Implementation
Offshore Deferred Compensation Reform Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Deferred Compensation (H.R. 3923) provisions included in H.R. 3970, H.R. 3996, H.R, 4195 S. 2821 - Alternative Energy Tax Credits H.R. 4912 - Exchange Traded Notes
Tax Reduction and Reform Act of 2007
Client: CREDIT SUISSE SECURITIES (USA) · Firm: CREDIT SUISSE SECURITIES (USA)
Deferred Compensation (H.R. 3923) provisions included in H.R. 3970, H.R. 3996, H.R, 4195 Exchange Traded Notes- H.R. 4912
Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2011 · first_quarter · Q1
Implementation of PL 111-203
Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11
Implementation of Foreign Account Tax Compliance Act (FATCA) H.R. 4213 - The American Jobs and Closing Tax Loopholes Act of 2010
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2010 · fourth_quarter · Q4
Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10
Implementation of PL 111-203
Implementation of Foreign Account Tax Compliance Act (FATCA) H.R. 4213 - The American Jobs and Closing Tax Loopholes Act of 2010
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2010 · third_quarter · Q3
Proposed rule changes of ATS Release No. 34-60997; File No. S7-27-09 Proposed amendments to Reg SHO Release no. 34-59748, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 Investment Advisors Act Release No. IA - 2876, File # S7-09-09 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- Dodd Frank Wall Street Reform and Consumer Protection Act No. 34-62717; File No. S7-16-10
Implementation of Foreign Account Tax Compliance Act (FATCA) H.R. 4213 - The American Jobs and Closing Tax Loopholes Act of 2010
HR 4173 - Dodd Frank Wall Street Reform and Consumer Protection Act & implementation of PL 111-203- Title I Financial Stability Oversight Council
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2010 · second_quarter · Q2
H.R. 4173 - Restoring American Financial Stability Act of 2010 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposed amendments to Reg SHO (circuit breaker,uptick etc...) SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09 SEC proposal Rule 206(4)-5, File # S7-18-09; Political Contributions by Certain Investment Advisors Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
Implementation of provisions contained in P.L. No. 111-14 (Hire Incentives to Restore Employment Act)
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2010 · first_quarter · Q1
H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 Restoring American Financial Stability Act of 2010 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2009 · fourth_quarter · Q4
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009 S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2009 · third_quarter · 3A
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Administration white paper on financial regulatory reform; Draft language on House financial regulatory reform Proposed changes to regulation ATS Implementation of Term Asset Back Loan Facility SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to rules on SEC standards for broker/dealers Implementation of Public Private Investment Program Issues related to proposed changes to CFTC position limits
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2009 · third_quarter · Q3
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2009 · second_quarter · Q2
Draft legislation related to Energy Market Transparency Act of 2009 Draft legislation related to American Clean Energy Leadership Act of 2009 S. 672 - The Natural Gas and Electricity Review and Enforcement Act
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage PL 111-8 American Recovery and Reinvestment Act of 2009 - implementation provisions related to net operating loss; Housing provisions related to mortgage servicing Administrations white paper on financial regulatory reform Implementation of Term Asset Back Loan Facility Implementation of Public Private Investment Program S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC release no. 34-59748, File # 57-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09;
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2009 · first_quarter · Q1
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage SEC Release No. 34-59748, File # 57-08-09 - proposal to amend SEC "Uptick" Rule S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule PL 111-8 - American Recovery and Reinvestment Act of 2009 - implementation of provisions related to human resources; (cont) (cont) provisions related to net operating loss; housing provisions related to mortagage servicing Draft proposals related to Regulatory Reform Implementation of Public Private Investment Program Implementation of Term Asset Back Loan Facility
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2008 · fourth_quarter · Q4
Deferred Compensation - H.R. 3923 provisions included in H.R. 3970, H.R. 3996, H.R, 4195 Exchange Traded Notes- H.R. 4912 Emergency Economic Stabilization Act - H.R. 1424 Implementation
Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
Commodity Futures Trading Commission Reauthorization Act - H.R. 4626, H.R. 5768; Provisions related to Commodity Exchange Act Reform - S. 3130; H.R. 6330; S. 2995; S. 3044; S.3122; S.3129;S. 3131;S. H.R. 6130; H.R. 6264; H.R. 6334; S. 3134; S.3134; H.R. 6341; S. 3183; H.R. 6279; H.R. 6284; H.R. 6372, H.R. 2419, H.R. 1252 Commodity Markets Transparency and Accountability Act of 2008 - HR 6604 and provisions related to OTC energy derivatives
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2008 · third_quarter · Q3
Home Ownership Preservation and Protection Act of 2007- S. 2452; Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
Commodity Futures Trading Commission Reauthorization Act - H.R. 4626, H.R. 5768; Provisions related to Commodity Exchange Act Reform - S. 3130; H.R. 6330; S. 2995; S. 3044; S.3122; S.3129;S. 3131;S. H.R. 6130; H.R. 6264; H.R. 6334; S. 3134; S.3134; H.R. 6341; S. 3183; H.R. 6279; H.R. 6284; H.R. 6372, H.R. 2419, H.R. 1252 Commodity Markets Transparency and Accountability Act of 2008 - HR 6604 and provisions related to OTC energy derivatives
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2008 · second_quarter · Q2
Home Ownership Preservation and Protection Act of 2007- S. 2452; Foreclosure Prevention Act of 2008 S. 2636; Provisions on Mortgage Reform H.R. 3915, H.R. 3012 ; Provisions on Mortgages in bankruptcy- S. 2136, H.R. 3609; Housing and Economic Recovery Act of 2008 H.R. 3221
SEC: Interactive Data to Improve Financial Reporting 33-8924; Mutual Recognition for Foreign Regulatory Regimes - Rule15a-6 - Exemption of Certain Foreign Brokers or Dealers Release No. 34-58047 Market Data Rules SR NASDAQ 2006-060-Rel No 34-57965, SR NUSE 2004-04 Rel No 34-57966; Regulation of Primary Dealers Treasury: Committee on Foreign Investment in the U.S. -- Rules on Mergers, Acquistions, and Takeovers RIN 1505-AB88 Foreign Financials Institution Activities as Securities Custodians
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2008 · first_quarter · Q1
Deferred Compensation (H.R. 3923) provisions included in H.R. 3970, H.R. 3996, H.R, 4195 S. 2821 - Alternative Energy Tax Credits H.R. 4912 - Exchange Traded Notes
S. 2191 - Carbon Trading Dept. of Energy Loan Guarantee Regulations
H.R. 4626 - Commodity Futures Trading Commission Reauthorization Act Commodity Exchange Act Reform: H.R. 1252, H.R. 5768, H.R. 2419
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2007 · year_end · YY
CEA Reauthorization Act - S. 1566 CFTC Reauthorization Act - H.R. 4472
Hedge Fund Supervision
Executive Compensation Provision (H.R. 1257) Deferred Compensation (H.R. 3923) provisions included in H.R. 3970, H.R. 3996, H.R. 4195
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2007 · mid_year · MM
Hedge Fund Supervision
Carbon Trading Loan Guarantee Regulations
Implementation of sec. 911 Amendments/ 2006 Tax Reconciliation Bill Executive Compensation Provision (H.R. 2/ S.2)
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2006 · year_end · YY
JOBS Implementation Act Implementation of sec. 911 Amendments/ 2006 Tax Reconciliation Bill Pension Protection Act HR 2830/ S. 1783
Financial Netting Improvements Act (HR 5585)
Equity Soft Dollars Rules Global Custody Issues SEC Rule 22c-2/ Mutual Fund Reporting Requirements Amendments to Reg SHO Sound Practices for Risk Management of Complex Structured Finance Activities Options Position Limits CEA Reauthorization Act, S. 1566/ CFTC Reauthorization Act HR 4473 Hedge Fund Supervision
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2004 · mid_year · MM
Basel Proposal to Amend Capital Adequacy Framework Proposal on Complex Structured Financial Transactions Proposal on Comprehensive Supervised Entities European Union Financial Services Action Plan
H.R. 333- Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 S. 220- Bankruptcy Reform Act of 2001 S. 420- Bankruptcy Reform Act of 2001 Title IX Netting Provisions Section 703, Corp. Reorganizations
H.R. 5095- American Competitiveness and Corporate Accountability Act
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2003 · mid_year · MM
H.R. 333- Bankruptcy Abuse Protection and Consumer Protection Act of 2001 S. 220- Bankruptcy Reform Act of 2001 S. 420- Bankruptcy Reform Act of 2001 Title IX Netting Provisions Definitions Section 703, Corp. Reorganizations
H.R.- American Competitiveness and Corporate Accountability Act International Tax Issues
Basel Proposal to Amend Capital Adequacy Framework Bank Holding Company Act Issues
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2002 · year_end · YY
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2002 · mid_year · MM
H.R. 333 - Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 S. 220 - Bankruptcy Reform Act of 2001 S. 420 - Bankruptcy Reform Act of 2001 Title IX netting provisions Defnitions Section 703, Corp. Reorganizations
S.629- Economic Stimulus Tax Cut Act of 2001 S- 1643 - Sales Tax Holiday Act of 2001 H.R. 3529 - Economic Security and Worker Assistance Act of 2001 H.R. 3090 - Economic Security and Recovery Act of 2001
Anti-Money Laundering Regulations Basel Proposal to Amend Capital Adequacy Framework
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2001 · year_end · YY
ERISA amendments permitting investment advice.
S.629 - Economic Stimulus Tax Cut Act of 2001 S.1643 - Sales Tax Holiday At of 2001 H.R.3529 - Economic Security and Worker Assistance Act of 2001 H.R.3090 - Economic Security and Recovery Act of 2001
Securities Analyst Disclosure Equity Market Structure
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2001 · mid_year · MM
ERISA amendments permitting investment advice. H.R. 2269; the Retirement Security Act.
Anti-Money Laundering Proposals, National Anti-Money Laundering study, Guidance on Enhanced Security for Transactions that may include the proceeds of foreign corruption issues by Dept. of Treasury January, 2001. Federal Reserve Merchant Banking Regulations Docket No. R-1065. Basel Proposal to Amend Capital Adequacy Framework. (Request for Comment issued by Federal Reserve Board, FDIC & OCC on January 16, 2001)
H.R. 333 - Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 S. 220 - Bankruptcy Reform Act of 2001 S. 420 - Bankruptcy Reform Act of 2001 Title IX netting provisions Definitions Section 708, Corp. Reorganizations
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2001 · mid_year · RA
CREDIT SUISSE SECURITIES (USA) via CREDIT SUISSE SECURITIES (USA)
2001 · mid_year · RR
S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to regulation ATS Implementation of Public Private Investment Program SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 Proposed changes to rules on SEC standards for broker/dealers
S. 672 - The Natural Gas and Electricity Review and Enforcement Act S. 1462 - American Clean Energy Leadership Act S.1733 - Clean Energy Jobs and American Power Act Draft legislation related to Energy Market Transparency Act of 2009 H.R. 2454 - American Clean Energy and Security Act of 2009
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Administration white paper on financial regulatory reform; Draft language on House financial regulatory reform Proposed changes to regulation ATS Implementation of Term Asset Back Loan Facility SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule Proposed changes to rules on SEC standards for broker/dealers Implementation of Public Private Investment Program Issues related to proposed changes to CFTC position limits
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 272 - Derivatives Trading Integrity Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 S. 447 - A bill to amend the Commodity Exchange Act
H.R. 787 - To make improvements in the Hope for Homeowners Program, and for other purposes H.R.1106 - To prevent mortgage foreclosures and enhance mortgage credit availability.
S. 506 - Stop Tax Haven Abuse Act of 2009 H.R. 1265 - Stop Tax Haven Abuse Act of 2009
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 272 - Derivatives Trading Integrity Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 S. 447 - A bill to amend the Commodity Exchange Act
H.R. 787 - To make improvements in the Hope for Homeowners Program, and for other purposes H.R.1106 - To prevent mortgage foreclosures and enhance mortgage credit availability.
Draft legislation related to Energy Market Transparency Act of 2009 S. 672 - The Natural Gas and Electricity Review and Enforcement Act
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Mutual Recognition for Foreign Regulatory Regimes - Rule15a-6 - Exemption of Certain Foreign Brokers or Dealers Release No. 34-58047 Market Data Rules SR NASDAQ 2006-060-Rel No 34-57965, SR NUSE 2004-04 Rel No 34-57966; Regulation of Primary Dealers Foreign Financials Institution Activities as Securities Custodians Provisions related to SEC Order No. 34-58592 FDIC Proposed Rule RIN 3064-AD37
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Mutual Recognition for Foreign Regulatory Regimes - Rule15a-6 - Exemption of Certain Foreign Brokers or Dealers Release No. 34-58047 Market Data Rules SR NASDAQ 2006-060-Rel No 34-57965, SR NUSE 2004-04 Rel No 34-57966; Regulation of Primary Dealers Foreign Financials Institution Activities as Securities Custodians Provisions related to SEC Order No. 34-58592 Emergency Economic Stabilization Act - H.R. 1424
Carbon Trading - S. 2191 Dept. of Energy Loan Guarantee Regulations
Deferred Compensation - H.R. 3923 provisions included in H.R. 3970, H.R. 3996, H.R, 4195 Exchange Traded Notes- H.R. 4912 Emergency Economic Stabilization Act - H.R. 1424
Basel Capital Requirements
B1 Business visa issues
Filing targets: Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Carbon Trading - S. 2191 Dept. of Energy Loan Guarantee Regulations
Basel Capital Requirements
Deferred Compensation (H.R. 3923) provisions included in H.R. 3970, H.R. 3996, H.R, 4195 Exchange Traded Notes- H.R. 4912
Commodity Futures Trading Commission Reauthorization Act - H.R. 4626, H.R. 5768; Provisions related to Commodity Exchange Act Reform - S. 3130; H.R. 6330; S. 2995; S. 3044; S.3122; S.3129;S. 3131;S. H.R. 6130; H.R. 6264; H.R. 6334; S. 3134; S.3134; H.R. 6341; S. 3183; H.R. 6279; H.R. 6284; H.R. 6372, H.R. 2419, H.R. 1252,
B1 Business visa issues
Filing targets: Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Options Position Limits SEC Data Tagging of Corporate Filings Mutual Recognition for Foreign Regulatory Regimes - Rule15a-6
S. 2452 - Home Ownership Preservation and Protection Act of 2007; S. 2636 - Foreclosure Prevention Act of 2008; H.R. 3915, H.R. 3012 Mortgage Reform; H.R. 3609, S. 2136 Mortgages in bankruptcy; FHA Secure Reform - Draft legislation
Filing targets: Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Carbon Trading - S.2191 Loan Guarantee Regulations
Options Position Limits SEC Data Tagging of Corporate Filings Mutual Recognition for Foreign Regulatory Regimes - Section 15A6
Reform of National Security Reviews of Foreign Direct Investments Act, H.R. 556 Foreign Investment and National Security Act, S. 1610
Government Sponsored Entity (GSE) Reform - H.R. 1427 Temporary increase in GSE portfolio cap - H.R. 3838, S.2169 Mortgage Reform -H.R. 3915, H.R. 3012 Mortgages in bankruptch - H.R. 3609, S. 2136
Legal issues related to Romania
Filing targets: Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Global Custody Rules SEC List of Corporations Engaged in Restricted Countries (SEC Blacklist) Mutual Recognition for Foreign Regulatory Regimes Options Position Limits CEA Reauthorization Act, S. 1566/CFTC Reauthorization Act HR 4473 Hedge Fund Supervision Equity Soft Dollars Rules
Reform of National Security Reviews of Foreign Direct Investment Act, H.R. 556 Foreign Investment and National Security Act, S.1610
Legal issues related to Romania
Filing targets: Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Basel Proposal to Amend Capital Adequacy Framework Sound Practices for Risk Management of Complex Structured Finance Activities European Union Financial Services Action Plan Hedge Fund Supervision
Pension Protection Act, HR 2830/ S. 1783
World Trade Organization Service Sector Issues Reform of National Security Reviews of Foreign Direct Investments Act, HR 5337 Foreign Investment and National Security Act of 2006, S. 3549
Filing targets: Commerce, Dept of (DOC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)
S. 1637- Jumpstart Our Business Strength Act H.R. 2896- American Job Creation Act of 2003
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Securities Analyst Disclosure Sarbanes/ Oxley Act of 2002
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Securities Analyst Disclosure Sarbanes/Oxley Act of 2002
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Anti-Money Laundering Proposals, National Anti-Money Laundering study, Guidance on Enhanced Security for Transactions that may include the proceeds of foreign corruption issues by Dept. of Treasury January 2001. Federal Reserve Merchant Banking Regulations Docket No. R-1065. Basel Proposal to Amend Capital Adequacy Framework. (Request for Comment issued by Federal Reserve Board, FDIC & OCC on January 16, 2001.
H.R. 333 - Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 S. 220 - Bankruptcy Reform Act of 2001 S. 420 - Bankruptcy Reform Act of 2001 Title IX netting provisions Definitions Section 708, Corp. Reorganizations
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Securities Analyst Disclosure Equity Market Structure
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of